CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2009 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Alexander, Michael Lewis | M | Rep | 2005-08-04 | 2010-07-19 | |
2 | Ambler, Hanna Sofia | Rep | 2007-08-27 | 2010-04-01 | ||
3 | Ang, Bee Leng | Rep | 2008-08-05 | 2010-06-04 | ||
4 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
5 | Attatanyapat, Rojanin | Rep | 2007-08-14 | 2009-10-09 | ||
6 | Balanco, Laurence | M | Rep | 2009-02-16 | ||
7 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
8 | Benson, Bruce Alan | M | Rep | 2007-09-13 | 2009-11-01 | |
9 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
10 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
11 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
12 | Brinker, Anthony Ambrose | M | Rep | 2009-04-24 | 2012-01-17 | |
13 | Broeren, Daniel Christopher | M | Rep | 2009-08-24 | 2010-05-26 | |
14 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
15 | Bunyaraksh, Ariya | Rep | 2007-09-13 | 2011-06-24 | ||
16 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
17 | Carino, Jasmine Magno | F | Rep | 2007-07-03 | 2011-04-27 | |
18 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
19 | Chak, Alan Kwok Fai 翟國輝 | M | Rep | 2008-06-02 | 2010-11-23 | |
20 | Chambers, Michael Edmund Carrick | M | Rep | 2008-09-17 | 2014-02-01 | |
21 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
22 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
23 | Chen, Alan Bing | M | Rep | 2009-09-10 | ||
24 | Chen, Shun Pin 陳舜萍 | Rep | 2008-09-18 | 2013-10-03 | ||
25 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | Rep | 2008-01-15 | 2012-08-18 | ||
26 | Cheng, Ming-Kai 鄭名凱 | Rep | 2009-07-02 | 2013-08-05 | ||
27 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
28 | Chiais, GianClaudio | Rep | 2008-09-18 | 2013-01-31 | ||
29 | Chong, Carmen Yu 莊瑜 | F | Rep | 2009-05-13 | 2024-07-02 | |
30 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
31 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
32 | Chugh, Saurabh (SFC:AQN361) | Rep | 2008-02-28 | 2015-09-30 | ||
33 | Chung, Eugene Bob 鍾易彤 | M | Rep | 2008-09-11 | 2013-09-01 | |
34 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
35 | Dauz, Alexander Ludwig Lim | M | Rep | 2008-09-18 | 2018-09-15 | |
36 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
37 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
38 | Denton, Thomas Andrew | M | Rep | 2008-09-10 | 2010-05-31 | |
39 | Dhasmana, Vaibhav | Rep | 2008-02-14 | 2011-08-26 | ||
40 | Dhillon, Inquilab Singh | Rep | 2008-02-14 | 2011-01-24 | ||
41 | Doshi, Mihir Vinod | M | Rep | 2008-09-25 | 2020-02-18 | |
42 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
43 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
44 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2008-02-22 | 2018-01-20 | ||
45 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
46 | Fishwick, Eric James | M | Rep | |||
47 | Forsyth, Ian Robert | M | Rep | 2008-09-18 | 2015-01-21 | |
48 | Galligan, Jonathan Philip | M | Rep | 2008-02-14 | 2019-09-02 | |
49 | Gan, Jia C 干嘉琛 | Rep | 2008-03-05 | 2010-09-03 | ||
50 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
51 | Gandhi, Vivek Subhash | M | Rep | 2008-02-18 | 2018-07-27 | |
52 | Giese, Jason Andrew | M | Rep | 2009-01-19 | 2012-01-17 | |
53 | Gruber, James | M | Rep | 2006-01-17 | 2010-07-03 | |
54 | Gundu, Mohan Krishna | Rep | 2008-09-22 | 2014-08-09 | ||
55 | Han, Yuanping 韓元平 | Rep | 2008-09-18 | 2015-01-21 | ||
56 | Hansom, George Ian | M | Rep | 2008-09-18 | 2015-06-04 | |
57 | Henning, Edmund Anthony Biddulph | M | Rep | 2009-05-14 | 2012-01-17 | |
58 | Hillen, Derek Hopkins | M | Rep | 2006-07-25 | 2010-06-09 | |
59 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2008-01-28 | 2015-07-10 | |
60 | Hong, Jenny | F | Rep | 2008-02-18 | 2012-11-24 | |
61 | Hopkinson, Gary Philip | M | Rep | 2008-03-17 | 2014-01-11 | |
62 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
63 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2008-02-14 | 2014-05-30 | ||
64 | Huddy, John Michael | M | Rep | 2008-01-31 | 2017-01-24 | |
65 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
66 | Jain, Sonal (SFC:ARQ497) | Rep | 2008-09-22 | |||
67 | James, Anthony Peter | M | Rep | 2009-01-19 | 2010-01-15 | |
68 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
69 | Johnson, Brian David | M | Rep | 2009-04-14 | 2019-06-20 | |
70 | Kalb, Victoria Stacey | F | Rep | 2008-09-18 | 2010-07-28 | |
71 | Kam, Stephen Cheuk Hang 甘卓亨 | M | Rep | 2009-07-20 | 2010-01-13 | |
72 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
73 | Kestel, Damian Paul | M | Rep | 2010-12-10 | ||
74 | Kirton, Daniel Earle William | M | Rep | 2009-01-13 | 2012-06-27 | |
75 | Ko, Raymond 高力文 | M | Rep | 2009-09-18 | ||
76 | Kwong, Lorraine Phaik May | F | Rep | 2008-09-18 | 2014-01-29 | |
77 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
78 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
79 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
80 | Lee, Poh Aik | Rep | 2009-06-19 | 2015-12-31 | ||
81 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
82 | Leouzon, Nicolas Christian Guy Eugene | M | Rep | 2008-09-18 | 2012-02-03 | |
83 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | Rep | 2007-12-03 | 2011-10-25 | ||
84 | Lewis, Nathan Gray | M | Rep | 2009-01-19 | 2012-01-17 | |
85 | Lim, Joann Phaik Gim | Rep | 2008-03-04 | 2010-04-20 | ||
86 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
87 | Lim, Tay Her 林泰禾 | Rep | 2006-05-23 | 2010-10-18 | ||
88 | McCoy, Michael Andrew | M | Rep | 2009-01-22 | 2009-09-02 | |
89 | McDonough, Sean Joseph | M | Rep | 2007-11-13 | 2011-05-10 | |
90 | McIlhagga, Basil | RO | 2009-08-28 | 2011-12-31 | ||
91 | McNamara, Mary Elizabeth | F | Rep | 2003-12-29 | 2010-05-14 | |
92 | Menezes, Elsa Edward | M | Rep | 2008-02-18 | 2013-08-30 | |
93 | Mitchinson, Stacie Michelle | F | Rep | 2007-08-10 | 2009-11-13 | |
94 | Mohamed Kamal Bin Mohd, Ridzam Deva | Rep | 2007-06-25 | 2011-04-05 | ||
95 | Montague, Jolyon Charles | M | Rep | 2005-10-25 | 2009-09-28 | |
96 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
97 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
98 | Moss, Adam Alexander Guy | M | Rep | 2010-09-20 | ||
99 | Moullin, Andrew James | M | Rep | 2008-02-27 | 2013-08-23 | |
100 | Naguib Hussin, Bin Abdul Hamid | Rep | 2008-02-14 | 2015-06-22 | ||
101 | Namba, Hiromitsu | Rep | 2007-07-24 | 2011-03-25 | ||
102 | Napier, Russell Allen Richard | 45 | M | Rep | 2008-09-19 | 2010-12-29 |
103 | Neoh, Chee Keat | Rep | 2007-06-20 | 2010-06-25 | ||
104 | Ng, Janice Kwan Yee 吳君頤 | Rep | 2008-01-21 | 2012-11-01 | ||
105 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
106 | Oldfield, Alexander Toby | M | Rep | 2008-09-18 | 2010-05-31 | |
107 | Ong, Polly So Po 王素寶 | F | Rep | |||
108 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
109 | Park, Edward (SFC:ASD313) | M | Rep | 2008-12-09 | 2018-01-12 | |
110 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
111 | Phillips, Ned | Rep | 2008-09-18 | 2009-12-31 | ||
112 | Pope, Leavitt Joseph | M | Rep | 2007-05-25 | 2010-08-20 | |
113 | Powell, Simon Philip | M | Rep | 2009-02-16 | 2015-04-17 | |
114 | Presler, Paul Erik | M | Rep | 2008-09-17 | 2015-06-04 | |
115 | Pritchard, Philip (SFC:AAV591) | 46 | M | Rep | 2008-09-18 | 2013-01-31 |
116 | Reid, Robert Stephen | M | Rep | 2009-04-14 | 2010-12-01 | |
117 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
118 | Ro, Soong Chu | Rep | 2008-02-20 | 2020-02-03 | ||
119 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
120 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
121 | Seagrim, John Christopher | M | Rep | 2008-09-18 | 2015-06-04 | |
122 | Shah, Kshitij | Rep | 2008-02-14 | 2019-12-02 | ||
123 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
124 | Simsek, Cenk | Rep | 2008-02-14 | 2016-07-08 | ||
125 | Sin, Connie Hong Yee 冼康怡 | F | Rep | 2009-05-06 | 2010-07-02 | |
126 | Sinha, Neel NA | Rep | 2009-05-07 | 2010-01-29 | ||
127 | Skinner, Donald William Lennox | 47 | M | RO | 2012-07-05 | |
128 | Smith, Brad Franklin | M | Rep | 2007-06-04 | 2010-05-31 | |
129 | Smith, Timothy Clement | M | Rep | 2009-06-30 | 2012-06-13 | |
130 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
131 | Somjitt, Nipat | Rep | 2007-09-13 | 2009-11-11 | ||
132 | Soo, Chee Kin | Rep | 2008-04-23 | 2012-11-30 | ||
133 | Stewart, Ian Colin | M | Rep | 2008-09-22 | 2016-02-27 | |
134 | Sze, Winnie Wei Ling 施惠玲 | F | Rep | 2007-09-21 | 2010-01-05 | |
135 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
136 | Tan, Shao Khing Bruce | M | Rep | 2009-06-05 | 2010-05-29 | |
137 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
138 | Tapley, Kevin Thomas | M | Rep | 2009-07-27 | 2014-05-31 | |
139 | Tripajayakorn, Pangkhum | Rep | 2008-02-04 | 2010-01-15 | ||
140 | Tse, Oi Yue 謝藹愉 | Rep | 2008-02-06 | 2016-08-23 | ||
141 | Van Dine, Phillip Sean | M | Rep | 2008-09-18 | 2009-09-01 | |
142 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
143 | Voss, Vanessa Christine | F | Rep | 2007-02-21 | 2009-11-20 | |
144 | Wai, Helena Suk Chong 衛淑莊 | 62 | F | RO | 2019-05-01 | |
145 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
146 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
147 | Wang, Chien-Chung 王建中 | Rep | 2008-10-16 | 2012-06-21 | ||
148 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
149 | Warachij, Witranan | Rep | 2008-09-22 | 2018-04-10 | ||
150 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
151 | Watson, James Tinto (SFC:AQM722) | M | Rep | 2008-02-15 | 2009-11-30 | |
152 | Whale, Patrick Xavier | M | Rep | 2008-09-10 | 2009-11-10 | |
153 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
154 | Wilkinson, Anthony John Cooper | M | Rep | 2011-05-27 | ||
155 | Woods, Adam James | M | Rep | 2009-01-19 | 2012-01-17 | |
156 | Wu, Changgen 吳長根 | 58 | Rep | 2008-03-27 | 2012-06-21 | |
157 | Wu, Fei (SFC:AQM713) 吳菲 | Rep | 2008-02-14 | 2011-04-15 | ||
158 | Yamashita, Alexander Han | M | Rep | 2008-03-17 | 2011-08-08 | |
159 | Yeung, Kwok Mo 楊國武 | Rep | 2009-05-19 | 2012-09-28 | ||
160 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
161 | Yuan, Ting-Ting 袁婷婷 | Rep | 2008-09-18 | 2013-10-30 | ||
162 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2008-04-21 | 2011-04-01 | ||
163 | Ziegler, Richard Paul | 38 | M | Rep | 2005-11-29 | 2024-02-14 |
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