CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ainslie, Bradford | ALQ438 | Rep | 2005-01-14 | 2008-07-22 | ||
| RO | 2008-07-22 | 2011-05-30 | |||||
| 2 | Beavis, Stuart Cameron | M | AYH968 | Rep | 2011-10-31 | 2012-08-02 | |
| 3 | Ben Sadoun, Didier | AWA584 | Rep | 2010-10-14 | 2011-06-04 | ||
| 4 | Bensmihen, Jordane | AUW919 | Rep | 2010-03-22 | 2010-08-31 | ||
| 5 | Berquist, Eric Craig | M | AWW109 | Rep | 2011-02-28 | 2013-12-13 | |
| 6 | Boyer, Jason Jon | 44 | M | AKN214 | RO | 2004-07-15 | 2011-05-30 |
| 7 | Brereton, William Carter | M | AXH003 | Rep | 2011-05-19 | 2012-05-01 | |
| 8 | Bridgeford, Shannon Richard | M | APK142 | Rep | 2007-08-08 | 2010-01-05 | |
| 9 | Brown, Martyn Roger | M | ALJ768 | Rep | 2005-04-14 | 2006-09-29 | |
| 10 | Buckworth, Piers Edward Grainger | 30 | M | AUT718 | Rep | 2011-10-10 | 2011-12-05 |
| 11 | Burke, Daniel Christopher | M | ASE642 | Rep | 2008-12-29 | 2009-03-03 | |
| 12 | Butavand, Axelle Victoire | AXG759 | Rep | 2011-05-11 | 2011-09-27 | ||
| 13 | Butler, Iain Allan | M | AVP706 | Rep | 2011-04-04 | 2011-11-11 | |
| 14 | Carey, Andre' Lionel | M | ADV085 | Rep | 2011-10-20 | 2012-02-27 | |
| 15 | Carle, Richard Jude | M | APB498 | Rep | 2007-06-12 | 2008-05-22 | |
| 16 | Cha, Louis Min 車珉 | M | ANE739 | Rep | 2009-03-19 | 2010-01-25 | |
| 17 | Champagne, Jean-Marc Beaugrand 向君浩 | AKJ299 | Rep | 2011-11-24 | 2012-08-06 | ||
| 18 | Chan, Chi Hang (SFC:ALH858) 陳志恆 | 37 | M | ALH858 | Rep | 2011-12-15 | 2012-02-27 |
| RO | 2012-02-27 | 2013-01-19 | |||||
| 19 | Chan, Chi Kin (SFC:ALQ452) 陳志堅 | ALQ452 | Rep | 2011-11-16 | 2016-01-08 | ||
| 20 | Chan, Kam Kuan | ARL401 | Rep | 2008-08-04 | 2009-03-03 | ||
| 21 | Chan, Koon Hung (SFC:ANR762) 陳冠雄 | ANR762 | Rep | 2010-03-03 | 2011-03-05 | ||
| 22 | Chan, Susan Shu Fun | F | ATW487 | Rep | 2009-10-02 | 2010-06-24 | |
| 23 | Chan, Sze Chung (SFC:AWS037) 陳思聰 | AWS037 | Rep | 2011-01-26 | 2011-03-05 | ||
| 24 | Chan, Vincent Toi Tung 陳代東 | M | ABP916 | Rep | 2005-07-18 | 2009-03-16 | |
| RO | 2009-03-16 | ||||||
| 25 | Chang, Ioi Tim 曾銳添 | ADZ296 | Rep | 2009-05-04 | 2010-11-30 | ||
| 26 | Chapps, Lauren Louise | F | AYY549 | Rep | 2012-02-06 | 2014-12-01 | |
| 27 | Chatterjee, Saurav | AZQ750 | Rep | 2012-06-11 | 2013-01-17 | ||
| 28 | Chin, Cheryl Pi I 秦碧儀 | AHT190 | Rep | 2007-01-31 | 2009-03-03 | ||
| 29 | Choi, William Jay | M | AXL808 | Rep | 2011-06-21 | 2011-10-17 | |
| 30 | Christie, Glen Alexander | M | ANY032 | Rep | 2006-09-12 | 2009-02-20 | |
| 31 | Chu Tsang Kwan, Caroline | F | AQS309 | Rep | 2008-08-18 | 2009-03-03 | |
| 32 | Chua, Alvin Cheng Hock 蔡清福 | 54 | M | AED730 | Rep | 2009-05-14 | 2010-03-26 |
| RO | 2010-03-26 | 2011-12-14 | |||||
| 33 | Chung, Gia Trien Litte | AVH946 | Rep | 2010-06-14 | 2011-07-12 | ||
| RO | 2011-07-12 | 2012-12-14 | |||||
| 34 | Conwell, Brian | M | AVL103 | Rep | 2010-07-02 | 2011-08-20 | |
| 35 | Cornaire, Christophe Louis Jacques | 44 | M | ANG360 | Rep | 2006-03-29 | 2008-09-22 |
| RO | 2008-09-22 | 2011-03-17 | |||||
| 36 | Cottis, Graham Stuart | M | ATB932 | Rep | 2009-06-01 | 2009-09-04 | |
| 37 | Cunnington, Guillaume Serge Charles | M | AUP691 | Rep | 2011-03-14 | 2011-10-28 | |
| RO | 2011-10-28 | 2012-02-13 | |||||
| 38 | Davidson, Duncan Neil | M | AFR872 | Rep | 2006-02-06 | 2015-05-29 | |
| 39 | De Bourayne, Olivier Marie Stephane | M | AXC421 | Rep | 2012-02-20 | 2012-11-01 | |
| 40 | Delrue, Thibault Marc | M | AOJ141 | Rep | 2006-12-28 | 2009-10-09 | |
| 41 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2010-01-05 | 2014-06-01 | ||
| 42 | Ding, Yuwen (SFC:AQI394) 丁煜雯 | AQI394 | Rep | 2008-02-01 | 2009-03-03 | ||
| 43 | Downey, James | M | AYN110 | Rep | 2011-12-21 | 2012-10-31 | |
| 44 | Faidi, Ghazi | APR550 | Rep | 2007-09-21 | 2011-04-14 | ||
| 45 | Feeney, Eugene Tomas | M | AQS146 | Rep | 2008-03-19 | 2009-05-18 | |
| 46 | Flores, Nicolas (SFC:AUZ455) | M | AUZ455 | Rep | 2010-04-01 | 2010-07-15 | |
| 47 | Foley, Cathal Brendan | M | APB451 | Rep | 2012-02-16 | 2013-01-14 | |
| 48 | Froissart, Julien Sebastien | M | ATR371 | Rep | 2009-09-07 | 2011-04-13 | |
| 49 | Fung, Wilson Kee Hang 馮紀恆 | M | AGC284 | Rep | 2010-11-11 | 2011-09-09 | |
| 50 | Geary, Marc Francis Andrew | M | AVS841 | Rep | 2010-08-23 | 2010-11-09 | |
| 51 | Giraudeau, Sylvain Dimitri | M | AOB407 | Rep | 2006-10-18 | 2007-06-08 | |
| 52 | Grimes, Ryan Mccracken | M | AOA142 | Rep | 2006-09-27 | 2006-10-27 | |
| 53 | Guetta, Yohan Victor Haim | M | AXD991 | Rep | 2012-02-20 | 2013-01-16 | |
| 54 | Ha, Steve Wai Cheung 夏偉祥 | M | ARQ021 | Rep | 2008-09-18 | 2009-03-03 | |
| Rep | 2009-04-14 | 2013-01-25 | |||||
| 55 | Hall, Grant Conway Dorian Arthur | M | AEE202 | Rep | 2006-02-06 | ||
| 56 | Han, Charles June | M | AEK327 | Rep | 2012-03-26 | 2013-05-27 | |
| 57 | Harrison, David Martin (SFC:AKO500) | M | AKO500 | RO | 2004-07-16 | 2006-04-11 | |
| 58 | Hartwell, Benjamin Luke | M | ATC163 | Rep | 2011-02-15 | 2014-04-04 | |
| 59 | Hassam, Shehzad Sikander | AZC272 | Rep | 2012-02-29 | 2012-08-29 | ||
| 60 | Hayase, Takahiro | AUE611 | Rep | 2009-11-27 | 2010-11-24 | ||
| 61 | He, Vicky Zhancong 何展聰 | F | ASD838 | Rep | 2011-09-02 | 2021-04-30 | |
| 62 | Henke Von Parpart, Uwe | APY709 | Rep | 2007-11-01 | 2009-03-13 | ||
| RO | 2009-03-13 | 2011-05-30 | |||||
| 63 | Herman, Neal Thomson | AVO978 | Rep | 2011-11-04 | 2012-12-01 | ||
| 64 | Ho, Anita Hoi Lam 何海琳 | F | AOC914 | Rep | 2009-04-17 | 2015-07-09 | |
| 65 | Ho, Miu 何苗 | APJ592 | Rep | 2011-06-07 | 2012-10-31 | ||
| 66 | Hoegee, Brian Richard | M | ARF808 | Rep | 2008-06-27 | 2012-04-01 | |
| 67 | Hong, Christine Kee Wing 孔基穎 | F | ALO528 | Rep | 2009-01-20 | 2010-09-08 | |
| 68 | Houdeye, Cedric Abraham Avi | M | AUN368 | Rep | 2010-12-13 | 2011-11-01 | |
| 69 | Huang, Kin Hing 黃建興 | AWS038 | Rep | 2011-01-26 | 2011-03-05 | ||
| 70 | Hughes, Anthony Michael (SFC:ARG524) | M | ARG524 | Rep | 2008-07-02 | 2009-02-12 | |
| Rep | 2011-08-17 | 2012-02-13 | |||||
| 71 | Ip, William Wai Lun 葉偉倫 | 56 | M | AEK747 | Rep | 2010-04-13 | 2010-07-22 |
| RO | 2010-07-22 | 2012-02-18 | |||||
| 72 | Kang, No Kyung | AXF386 | Rep | 2011-04-27 | 2012-06-16 | ||
| 73 | Keum, Howard Chang-Hwan | M | AVO961 | Rep | 2011-11-04 | 2014-10-31 | |
| 74 | Kim, Chanel Siu Wai 金小慧 | ATW319 | Rep | 2011-06-13 | 2013-01-14 | ||
| 75 | Kim, Jungtae 金正泰 | AXC074 | Rep | 2011-03-30 | 2011-12-14 | ||
| 76 | Kimura, Kuniomi | ATY075 | Rep | 2009-10-15 | 2010-05-28 | ||
| 77 | Kirley, John Andrew | M | AQI918 | Rep | 2008-01-22 | 2011-11-04 | |
| 78 | Knott, David Barry | M | AKW758 | Rep | 2004-07-16 | 2009-05-31 | |
| 79 | Ko, Kurt C 高翹楚 | M | AOX350 | Rep | 2007-10-05 | 2009-03-31 | |
| Rep | 2011-03-22 | 2015-07-17 | |||||
| 80 | Kong, Kam Fan 江錦帆 | ANA058 | Rep | 2006-02-03 | 2016-05-05 | ||
| 81 | Koyama, Tomoko 小山朝子 | AZI756 | Rep | 2012-04-20 | 2012-10-31 | ||
| 82 | Kwan, Angelina Agnes 關蕙 | 46 | F | AEH541 | RO | 2008-11-13 | 2010-09-06 |
| 83 | Kwok, Ka Chung (SFC:AFG520) 郭家聰 | AFG520 | Rep | 2006-06-16 | 2007-05-19 | ||
| 84 | La Rocca, Daniel Anthony Jr | M | AQG793 | Rep | 2008-01-17 | 2011-07-05 | |
| 85 | Lahogue, Nicolas Bruno | M | ATW519 | Rep | 2009-10-08 | 2011-04-13 | |
| 86 | Lam, Karvan Ka Man 林嘉敏 | ADQ312 | Rep | 2005-10-26 | 2016-06-06 | ||
| 87 | Langan, Helen Mary | F | ABW191 | Rep | 2005-06-02 | 2007-03-21 | |
| RO | 2007-03-21 | 2009-02-27 | |||||
| 88 | Larbier, Patrick | M | ABY856 | Rep | 2004-10-15 | 2005-10-26 | |
| 89 | Lawrence, Nicholas Spencer Parslo | M | AOV924 | Rep | 2007-05-02 | 2008-01-15 | |
| Rep | 2008-11-24 | 2010-02-01 | |||||
| 90 | Lay, Richard Donovan | M | ALW485 | Rep | 2008-05-29 | 2010-08-31 | |
| 91 | Le-Gallez, Richard Steven | M | AXI089 | Rep | 2011-05-25 | 2011-08-20 | |
| 92 | Lee, Dick Tik Man 李迪文 | 37 | M | AFM918 | RO | 2011-06-03 | 2012-12-10 |
| 93 | Lee, Paul Wang Tak 李宏德 | M | ASQ170 | Rep | 2009-04-03 | 2010-03-01 | |
| 94 | Lee, Wai Kee 李渭琪 | AQI239 | Rep | 2010-06-04 | 2011-03-05 | ||
| 95 | Leung, Kin Keung (SFC:AFL288) 梁建強 | M | AFL288 | Rep | 2010-07-21 | 2011-03-05 | |
| 96 | Leung, Sze Man (SFC:ARG096) 梁思敏 | ARG096 | Rep | 2008-06-24 | 2011-03-01 | ||
| 97 | Lin, Wen Ching (SFC:APC101) 林汶菁 | APC101 | Rep | 2011-11-04 | 2019-10-14 | ||
| 98 | Liu, Wing Sze 廖穎思 | ATI403 | Rep | 2009-07-14 | 2011-01-17 | ||
| 99 | Ma, Lai Mei 馬麗眉 | AHC358 | Rep | 2006-06-29 | 2012-04-23 | ||
| 100 | Malhotra, Anish (SFC:AOV242) | AOV242 | Rep | 2007-04-19 | 2007-07-18 | ||
| 101 | Manas, Francois Vincent | M | APB257 | Rep | 2007-06-06 | 2007-12-17 | |
| 102 | Martin, Guillaume Claude Jean-Marie | M | ARK560 | Rep | 2008-08-20 | 2009-01-06 | |
| 103 | Mascolo, Fabiano Hugues Joseph | M | ANE267 | Rep | 2006-03-13 | 2009-01-31 | |
| 104 | Matsuzoe, Kie | AYF201 | Rep | 2011-10-13 | 2012-01-04 | ||
| 105 | McGonegal, Brett Alexander | 40 | M | AOH375 | Rep | 2006-12-13 | 2008-07-16 |
| RO | 2008-07-16 | 2011-05-30 | |||||
| 106 | McKay, Mark Andrew (SFC:ASH863) | M | ASH863 | Rep | 2009-01-20 | 2011-10-17 | |
| 107 | Meenan, Raymond David | M | AXW269 | Rep | 2011-08-17 | 2012-02-10 | |
| 108 | Melka, Alexandre Sebastien | M | AZL239 | Rep | 2012-05-11 | 2013-01-14 | |
| 109 | Mignot, Nicolas Jean-Marie | M | ASD195 | Rep | 2011-08-29 | 2012-08-30 | |
| 110 | Miller, Ryan James (SFC:ARF537) | M | ARF537 | Rep | 2008-06-20 | 2008-06-20 | |
| 111 | Mitchell, Patrick Callahan | M | AVA493 | Rep | 2010-04-16 | 2010-12-10 | |
| Rep | 2011-01-31 | 2011-07-05 | |||||
| 112 | Morvan, Christophe | AUB794 | Rep | 2009-11-02 | 2010-06-30 | ||
| Rep | 2010-09-08 | 2011-04-08 | |||||
| 113 | Mui, Yu Yuk 梅如玉 | AVM402 | Rep | 2010-07-13 | 2011-07-23 | ||
| 114 | Narasaki, Shuya 楢崎修也 | AXL833 | Rep | 2011-06-21 | 2011-11-22 | ||
| 115 | Nasser, Jonathan Colby | M | AVO954 | Rep | 2011-11-04 | 2012-03-13 | |
| RO | 2012-03-13 | 2012-09-19 | |||||
| 116 | Ng, Jackfrey Cho Fai 吳祖輝 | ALR784 | Rep | 2010-05-31 | 2011-03-05 | ||
| 117 | Ng, Kelvin Pak Tao 吳柏濤 | M | AYN251 | Rep | 2011-12-01 | 2012-05-14 | |
| 118 | Ngo, Francois | M | AHG859 | Rep | 2004-07-23 | 2011-06-17 | |
| 119 | Nichols, Michael Christian | M | AFB033 | Rep | 2008-05-16 | 2008-09-16 | |
| 120 | Ogata, Marina Miyuki | F | AWF341 | Rep | 2010-11-15 | 2011-03-18 | |
| 121 | Quinn, Francis Ryan | M | AWY788 | Rep | 2011-03-14 | 2013-12-13 | |
| 122 | Rhee, Jae Kyung 李在慶 | AUZ166 | Rep | 2010-03-26 | 2012-08-31 | ||
| 123 | Ricklow, Darryl Michael (SFC:ATW459) | M | ATW459 | Rep | 2009-10-02 | 2011-11-03 | |
| 124 | Sandeman, Stuart Charles | M | AWS470 | Rep | 2011-01-25 | 2011-05-31 | |
| 125 | Seah, Mitchell Yee Yong 謝于榮 | M | AOL511 | Rep | 2007-01-23 | 2009-03-02 | |
| 126 | Selig, William Louis | M | AHC330 | Rep | 2007-05-08 | 2011-02-24 | |
| 127 | Sellam, Alexandre Elie | M | AWD946 | Rep | 2010-11-01 | 2013-12-31 | |
| 128 | Servant, Remy Jerome | AOY167 | Rep | 2007-05-22 | 2011-11-02 | ||
| 129 | Shiu, Kam Man 邵錦文 | 37 | M | AGW055 | RO | 2011-06-03 | 2012-12-10 |
| 130 | Shiu, Lai Man 邵禮文 | AKQ640 | Rep | 2010-03-11 | 2011-03-05 | ||
| 131 | Sillam, Jonathan Charles Marc | M | AOM654 | Rep | 2009-11-09 | 2010-02-01 | |
| 132 | Sing, Raymond Pui Choy 成培洲 | M | ALZ057 | Rep | 2005-07-13 | 2006-02-15 | |
| 133 | Smedhall, Sandra Estelle | F | ARW143 | Rep | 2008-11-13 | 2009-03-03 | |
| 134 | Stapanavatr, Niphon | ARI960 | Rep | 2008-07-22 | 2009-03-31 | ||
| 135 | Suissa, Daniel Adam | M | AWY056 | Rep | 2011-03-09 | 2012-05-31 | |
| RO | 2012-05-31 | 2012-12-11 | |||||
| 136 | Sultan, Asad Turab | ADW848 | Rep | 2007-03-08 | 2008-09-16 | ||
| 137 | Taylor, Stuart Andrew (SFC:AWX936) | M | AWX936 | Rep | 2011-03-08 | 2011-07-29 | |
| 138 | Tin, Yuk 田旭 | ANH344 | Rep | 2009-01-21 | 2009-04-28 | ||
| 139 | Tsui, Wai Chi 徐偉智 | ASF937 | Rep | 2009-01-20 | 2011-03-05 | ||
| 140 | Tuthill, David Theodore | M | APR551 | Rep | 2007-10-17 | 2008-08-30 | |
| 141 | Uchida, Kikuko 內田喜久子 | AUG749 | Rep | 2009-12-01 | 2010-07-14 | ||
| 142 | Vendt, Erik Karl | M | AXW888 | Rep | 2011-11-17 | 2012-04-18 | |
| 143 | Wang, Chih Hsiang 王致翔 | APJ781 | Rep | 2011-03-07 | 2011-06-13 | ||
| RO | 2011-06-13 | 2012-02-26 | |||||
| 144 | Watts, Nigel Owen | M | ALF227 | Rep | 2009-01-20 | 2011-10-31 | |
| RO | 2011-10-31 | 2012-04-30 | |||||
| Rep | 2012-05-09 | 2013-04-04 | |||||
| 145 | Weil, Daniel Scott | M | ANW215 | Rep | 2006-09-04 | 2006-12-03 | |
| Rep | 2007-04-26 | 2007-07-27 | |||||
| Rep | 2007-11-12 | 2009-06-15 | |||||
| 146 | Wong, Jackie Kin Fung 黃建峰 | AST362 | Rep | 2009-05-04 | 2011-07-29 | ||
| 147 | Wong, Kwun Hung 王冠雄 | AJF996 | Rep | 2007-10-17 | 2009-05-04 | ||
| 148 | Wong, Rebecca Shuk Ping 黃家蔚 | F | AQK030 | Rep | 2010-09-10 | 2011-03-05 | |
| 149 | Wong, Wah Lam 黃華林 | AAV422 | Rep | 2007-05-10 | 2007-09-22 | ||
| 150 | Wong, Wai Hin 黃偉軒 | AWS039 | Rep | 2011-01-24 | 2013-04-11 | ||
| 151 | Wong, Wai Yan (SFC:AWY281) 黃蔚茵 | AWY281 | Rep | 2011-03-14 | 2014-10-17 | ||
| 152 | Wong, Yiu Ming (SFC:ACK380) 黃耀明 | ACK380 | Rep | 2010-03-03 | 2010-04-22 | ||
| RO | 2010-04-22 | 2011-03-05 | |||||
| 153 | Work, David Lyall | M | AFD445 | RO | 2004-07-15 | 2008-07-23 | |
| 154 | Yang, Chung-chih 楊重志 | AVD352 | Rep | 2011-03-22 | 2011-12-14 | ||
| 155 | Yen, Chanan 霍震南 | 33 | M | ARM750 | Rep | 2011-01-24 | 2011-12-16 |
| 156 | Yeung, Suen Leong 楊孫亮 | APL480 | Rep | 2010-08-30 | 2011-02-25 | ||
| 157 | Yi, Kang Woo | AOQ532 | Rep | 2011-09-26 | 2011-10-26 | ||
| 158 | Yip, Anthony Wing Kai 葉永楷 | M | AHY021 | Rep | 2010-03-03 | 2010-03-23 | |
| RO | 2010-03-23 | 2011-03-05 | |||||
| 159 | Yong, Fen Choong | AOM504 | Rep | 2011-01-06 | 2011-10-11 | ||
| 160 | Yoon, Yong Jin | AZV169 | Rep | 2012-07-06 | 2018-05-14 | ||
| 161 | Young, Timothy James (SFC:AOX767) | M | AOX767 | Rep | 2007-05-16 | 2010-05-31 | |
| 162 | Zhang, Jingshao 張靜韶 | AWS796 | Rep | 2011-01-28 | 2011-03-05 | ||
| 163 | Zhang, Wei (SFC:AQD327) 張威 | AQD327 | Rep | 2007-12-12 | 2008-08-21 | ||
| 164 | Zhu, Kai (SFC:AHC311) 朱凱 | AHC311 | Rep | 2009-04-06 | 2015-06-04 | ||
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