GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012
SFC ID Role From Until
1 Aggarwala, Saurabh AVD967 Rep 2012-08-30 2016-10-10
2 Agne, Mark Edward (SFC:ANP670) M ANP670 RO 2006-09-26 2016-05-21
3 Alogoskoufis, Spyros ASO432 Rep 2012-04-30 2014-03-21
4 Ben-Shachar, Sa-Ar David M AQI397 Rep 2008-01-22 2016-10-10
5 Besson, Guillaume Gerard Marie M ALI003 RO 2011-02-23 2016-03-02
6 Bollinger, Stefan Rolf AVO601 RO 2011-12-06 2013-10-16
7 Chan, Kelvin Chi Kong 陳志江 M AHS841 Rep 2011-02-25 2014-04-18
8 Chan, Pui Ping 陳沛萍 ACW670 Rep 2016-10-10
9 Chau, Chun 周聰 ACS103 Rep 2016-10-10
10 Cheung, Suk Mun 張淑敏 AIG228 Rep 2011-08-02 2014-05-31
11 Chu, Wayne Wing Kar 朱永嘉 M AHO643 Rep 2012-04-27 2013-03-12
12 Chung, Wilson James Ka Lun 鍾家綸 M AXG767 Rep 2012-04-27 2016-05-05
13 Churchouse, Jean-Paul Antony M AFI697 Rep 2012-04-27 2014-05-08
14 Dalmasse, Canute Howard M AND837 RO 2012-07-05 2016-10-10
15 Dommenge, Kevin Michael M APF352 Rep 2012-04-27 2015-11-25
16 Falipou, Fabien Jean Roger M AZY951 Rep 2012-08-06 2016-10-10
17 Fan, Kai (SFC:BAA250) 樊鍇 BAA250 Rep 2012-08-09 2015-06-06
18 Feng, Yahui 馮雅慧 BAA252 Rep 2012-08-09 2014-06-28
19 Frommer, Maya Elizabeth F AYS877 Rep 2012-04-27 2016-10-10
20 Goodman, Jamie Macnaught Rodber M APD423 Rep 2012-04-27 2016-10-10
21 Grunberger, Bo Fredrik APW450 Rep 2012-04-27 2016-10-10
22 Halterlein, Dylan Stephen M AVX418 Rep 2012-03-05 2013-01-01
23 Hirokane, Scott Yukiji M AZH207 Rep 2012-04-17 2016-03-16
24 Hu, Kelvin V M AZZ279 Rep 2012-08-06 2015-01-29
25 Hutchins, Jeff Daniel M ASY640 Rep 2012-03-21 2013-03-30
26 Ip, Vincent Yuk Kwan 葉鈺崑 M AHQ950 Rep 2012-04-27 2014-02-15
27 Joly, Jean Denis AMN692 RO 2012-02-06 2016-05-04
28 Kekke, Shuya 結解秀哉 ATI096 RO 2012-09-13 2013-03-29
29 Kim, Jason Lee M AQM091 Rep 2012-04-27 2013-08-10
30 Ko, Cheuk Yan 高卓仁 AVA622 Rep 2011-07-18 2016-10-10
31 Kok, Ka Keung 郭家強 AHF204 Rep 2010-04-08 2016-03-19
32 Krautheim, Erica Shao-Ning F AWG056 Rep 2012-05-08 2014-03-18
33 Kumar, Ajay (SFC:ARN358) ARN358 Rep 2012-05-25 2016-10-10
34 Lam, Calvin Chi-him 林子謙 M ARJ016 Rep 2012-04-27 2016-10-10
35 Lam, Raymond (SFC:AZR331) 林禮文 M AZR331 Rep 2012-06-19 2016-10-10
36 Lau, Adrian Yan Ho 劉恩豪 M AZR002 Rep 2012-06-18 2015-05-21
37 Lau, Lambert Ming Yeung 劉名揚 33 M AGP157 Rep 2015-10-19
38 Lau, Valerie Wai Chee 劉蕙芝 AUX419 Rep 2012-04-27 2013-03-26
39 Leung, Simon Chung Man 梁頌文 M AJL621 Rep 2011-03-25 2014-02-19
40 Leung, Stephanie Wing Ying 梁穎瑩 F ANG578 Rep 2012-05-02 2013-03-01
41 Mak, William Wai Hang 麥偉恒 M AUZ473 Rep 2010-04-12 2016-10-10
42 Marsh, Nicholas James (SFC:ANH720) M ANH720 Rep 2012-04-27 2013-04-06
43 McCarthy, Brendan Michael (SFC:AQQ106) M AQQ106 Rep 2009-06-25 2013-01-10
44 McFarland, Christina Ma 馬智萍 F ADU896 RO 2012-07-03 2016-10-10
45 McQuade, Ryan F M AVS364 Rep 2012-04-27 2016-10-10
46 Montgomery, James Adam M ARN056 Rep 2012-04-27 2014-02-13
47 Morse, Robert Edson M BAC379 Rep 2012-08-28 2014-02-01
48 Moser, Ronald J Jr M AOU908 Rep 2008-02-15 2016-06-01
49 Navin, Sean Patrick M APJ229 Rep 2012-04-27 2016-10-10
50 Paradise, James Richard M AHA220 RO 2012-07-13 2016-10-10
51 Piplani, Dhruv AOX012 RO 2011-12-12 2013-06-22
52 Rajasingham, Arjuna AVG783 Rep 2012-04-27 2013-03-29
53 Reinert, Alexandre Richard Harald M ATB503 Rep 2011-08-16 2016-10-10
54 Rennie, Andrew Kenneth M AYR079 RO 2012-03-27 2016-10-10
55 Sahni, Akshay M AMC661 Rep 2009-07-15 2015-02-05
56 Sauvage, Benoit Marc-Antoine Yves M ANG869 Rep 2012-04-30 2014-02-06
57 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2005-10-25 2016-05-06
58 Shah, Kush Umeshchandra AXL409 Rep 2012-04-27 2016-10-10
59 Sham, Sharon Cylong 岑思朗 F AVV406 Rep 2012-04-27 2016-10-10
60 Shao, Ying (SFC:AZQ933) 邵穎 AZQ933 Rep 2012-06-15 2014-12-12
61 Shu, Karman Hoi Ming 舒凱明 AQB106 Rep 2007-11-29 2016-03-02
62 Sloyer, Michael Jason M AZL752 Rep 2012-05-25 2016-10-10
63 So, Stephanie Par Lum 蘇柏琳 F BAC068 Rep 2012-08-30 2015-06-19
64 Song, Xinran (SFC:AYM560) 宋欣然 AYM560 Rep 2012-04-27 2016-02-17
65 Suen, Ming Chit 孫明哲 ADC059 RO 2011-12-16 2016-10-10
66 Tam, Jonathan Joy Man 譚載文 M ARN061 Rep 2012-04-27 2014-04-18
67 Tang, Xiangyu 湯向宇 AZI958 Rep 2012-04-27 2014-04-02
68 Tang, Yue Han AVS022 Rep 2010-09-03 2014-05-31
69 Tom, Edward 譚子平 M ANF158 Rep 2007-03-30 2014-06-19
70 Torrible, David Geoffrey 大衛德利保 M ACC905 Rep 2012-02-06 2013-01-01
71 Towfigh, Frederick (SFC:ADD816) M ADD816 RO 2011-08-25 2016-10-10
72 Ueda, Eiji AYZ602 RO 2012-07-13 2016-10-10
73 Wan, Yu Tsung 尹宇冲 ANQ569 Rep 2006-07-11 2016-10-10
74 Wang, Chuang (SFC:AYM559) 王闖 AYM559 Rep 2012-04-27 2013-03-20
75 Wu, Hiu Fung 胡曉鋒 AOV629 Rep 2012-04-30 2013-10-08
76 Wu, Michael David Ping Lam 吳炳霖 30 M ASD087 Rep 2008-12-05 2013-10-25
77 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2016-06-29
78 Yeung, Patrick Sze Chun 楊思進 M AOK992 Rep 2012-04-27 2016-10-10
79 Yeung, Vincent Shu Hang 楊書恆 M ANQ717 Rep 2012-04-30 2016-10-10
80 Zagury, Alan M ARN030 Rep 2008-08-12 2015-04-01
81 Zhang, You (SFC:AMF141) 章友 AMF141 Rep 2005-08-09 2015-01-29
82 Zhao, Jinxiang 趙金祥 AJA977 Rep 2009-10-20 2014-01-29

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