GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Aggarwala, Saurabh | AVD967 | Rep | 2012-08-30 | 2016-10-10 | ||
2 | Agne, Mark Edward (SFC:ANP670) | M | ANP670 | RO | 2006-09-26 | 2016-05-21 | |
3 | Alogoskoufis, Spyros | ASO432 | Rep | 2012-04-30 | 2014-03-21 | ||
4 | Ben-Shachar, Sa-Ar David | M | AQI397 | Rep | 2008-01-22 | 2016-10-10 | |
5 | Besson, Guillaume Gerard Marie | M | ALI003 | RO | 2011-02-23 | 2016-03-02 | |
6 | Bollinger, Stefan Rolf | AVO601 | RO | 2011-12-06 | 2013-10-16 | ||
7 | Chan, Kelvin Chi Kong 陳志江 | M | AHS841 | Rep | 2011-02-25 | 2014-04-18 | |
8 | Chan, Pui Ping 陳沛萍 | ACW670 | Rep | 2016-10-10 | |||
9 | Chau, Chun 周聰 | ACS103 | Rep | 2016-10-10 | |||
10 | Cheung, Suk Mun 張淑敏 | AIG228 | Rep | 2011-08-02 | 2014-05-31 | ||
11 | Chu, Wayne Wing Kar 朱永嘉 | M | AHO643 | Rep | 2012-04-27 | 2013-03-12 | |
12 | Chung, Wilson James Ka Lun 鍾家綸 | M | AXG767 | Rep | 2012-04-27 | 2016-05-05 | |
13 | Churchouse, Jean-Paul Antony | M | AFI697 | Rep | 2012-04-27 | 2014-05-08 | |
14 | Dalmasse, Canute Howard | M | AND837 | RO | 2012-07-05 | 2016-10-10 | |
15 | Dommenge, Kevin Michael | M | APF352 | Rep | 2012-04-27 | 2015-11-25 | |
16 | Falipou, Fabien Jean Roger | M | AZY951 | Rep | 2012-08-06 | 2016-10-10 | |
17 | Fan, Kai (SFC:BAA250) 樊鍇 | BAA250 | Rep | 2012-08-09 | 2015-06-06 | ||
18 | Feng, Yahui 馮雅慧 | BAA252 | Rep | 2012-08-09 | 2014-06-28 | ||
19 | Frommer, Maya Elizabeth | F | AYS877 | Rep | 2012-04-27 | 2016-10-10 | |
20 | Goodman, Jamie Macnaught Rodber | M | APD423 | Rep | 2012-04-27 | 2016-10-10 | |
21 | Grunberger, Bo Fredrik | APW450 | Rep | 2012-04-27 | 2016-10-10 | ||
22 | Halterlein, Dylan Stephen | M | AVX418 | Rep | 2012-03-05 | 2013-01-01 | |
23 | Hirokane, Scott Yukiji | M | AZH207 | Rep | 2012-04-17 | 2016-03-16 | |
24 | Hu, Kelvin V | M | AZZ279 | Rep | 2012-08-06 | 2015-01-29 | |
25 | Hutchins, Jeff Daniel | M | ASY640 | Rep | 2012-03-21 | 2013-03-30 | |
26 | Ip, Vincent Yuk Kwan 葉鈺崑 | M | AHQ950 | Rep | 2012-04-27 | 2014-02-15 | |
27 | Joly, Jean Denis | AMN692 | RO | 2012-02-06 | 2016-05-04 | ||
28 | Kekke, Shuya 結解秀哉 | ATI096 | RO | 2012-09-13 | 2013-03-29 | ||
29 | Kim, Jason Lee | M | AQM091 | Rep | 2012-04-27 | 2013-08-10 | |
30 | Ko, Cheuk Yan 高卓仁 | AVA622 | Rep | 2011-07-18 | 2016-10-10 | ||
31 | Kok, Ka Keung 郭家強 | AHF204 | Rep | 2010-04-08 | 2016-03-19 | ||
32 | Krautheim, Erica Shao-Ning | F | AWG056 | Rep | 2012-05-08 | 2014-03-18 | |
33 | Kumar, Ajay (SFC:ARN358) | ARN358 | Rep | 2012-05-25 | 2016-10-10 | ||
34 | Lam, Calvin Chi-him 林子謙 | M | ARJ016 | Rep | 2012-04-27 | 2016-10-10 | |
35 | Lam, Raymond (SFC:AZR331) 林禮文 | M | AZR331 | Rep | 2012-06-19 | 2016-10-10 | |
36 | Lau, Adrian Yan Ho 劉恩豪 | M | AZR002 | Rep | 2012-06-18 | 2015-05-21 | |
37 | Lau, Lambert Ming Yeung 劉名揚 | 33 | M | AGP157 | Rep | 2015-10-19 | |
38 | Lau, Valerie Wai Chee 劉蕙芝 | AUX419 | Rep | 2012-04-27 | 2013-03-26 | ||
39 | Leung, Simon Chung Man 梁頌文 | M | AJL621 | Rep | 2011-03-25 | 2014-02-19 | |
40 | Leung, Stephanie Wing Ying 梁穎瑩 | F | ANG578 | Rep | 2012-05-02 | 2013-03-01 | |
41 | Mak, William Wai Hang 麥偉恒 | M | AUZ473 | Rep | 2010-04-12 | 2016-10-10 | |
42 | Marsh, Nicholas James (SFC:ANH720) | M | ANH720 | Rep | 2012-04-27 | 2013-04-06 | |
43 | McCarthy, Brendan Michael (SFC:AQQ106) | M | AQQ106 | Rep | 2009-06-25 | 2013-01-10 | |
44 | McFarland, Christina Ma 馬智萍 | F | ADU896 | RO | 2012-07-03 | 2016-10-10 | |
45 | McQuade, Ryan F | M | AVS364 | Rep | 2012-04-27 | 2016-10-10 | |
46 | Montgomery, James Adam | M | ARN056 | Rep | 2012-04-27 | 2014-02-13 | |
47 | Morse, Robert Edson | M | BAC379 | Rep | 2012-08-28 | 2014-02-01 | |
48 | Moser, Ronald J Jr | M | AOU908 | Rep | 2008-02-15 | 2016-06-01 | |
49 | Navin, Sean Patrick | M | APJ229 | Rep | 2012-04-27 | 2016-10-10 | |
50 | Paradise, James Richard | M | AHA220 | RO | 2012-07-13 | 2016-10-10 | |
51 | Piplani, Dhruv | AOX012 | RO | 2011-12-12 | 2013-06-22 | ||
52 | Rajasingham, Arjuna | AVG783 | Rep | 2012-04-27 | 2013-03-29 | ||
53 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2011-08-16 | 2016-10-10 | |
54 | Rennie, Andrew Kenneth | M | AYR079 | RO | 2012-03-27 | 2016-10-10 | |
55 | Sahni, Akshay | M | AMC661 | Rep | 2009-07-15 | 2015-02-05 | |
56 | Sauvage, Benoit Marc-Antoine Yves | M | ANG869 | Rep | 2012-04-30 | 2014-02-06 | |
57 | Seto, Elvis Kong Yiu 司徒光耀 | M | AML314 | Rep | 2005-10-25 | 2016-05-06 | |
58 | Shah, Kush Umeshchandra | AXL409 | Rep | 2012-04-27 | 2016-10-10 | ||
59 | Sham, Sharon Cylong 岑思朗 | F | AVV406 | Rep | 2012-04-27 | 2016-10-10 | |
60 | Shao, Ying (SFC:AZQ933) 邵穎 | AZQ933 | Rep | 2012-06-15 | 2014-12-12 | ||
61 | Shu, Karman Hoi Ming 舒凱明 | AQB106 | Rep | 2007-11-29 | 2016-03-02 | ||
62 | Sloyer, Michael Jason | M | AZL752 | Rep | 2012-05-25 | 2016-10-10 | |
63 | So, Stephanie Par Lum 蘇柏琳 | F | BAC068 | Rep | 2012-08-30 | 2015-06-19 | |
64 | Song, Xinran (SFC:AYM560) 宋欣然 | AYM560 | Rep | 2012-04-27 | 2016-02-17 | ||
65 | Suen, Ming Chit 孫明哲 | ADC059 | RO | 2011-12-16 | 2016-10-10 | ||
66 | Tam, Jonathan Joy Man 譚載文 | M | ARN061 | Rep | 2012-04-27 | 2014-04-18 | |
67 | Tang, Xiangyu 湯向宇 | AZI958 | Rep | 2012-04-27 | 2014-04-02 | ||
68 | Tang, Yue Han | AVS022 | Rep | 2010-09-03 | 2014-05-31 | ||
69 | Tom, Edward 譚子平 | M | ANF158 | Rep | 2007-03-30 | 2014-06-19 | |
70 | Torrible, David Geoffrey 大衛德利保 | M | ACC905 | Rep | 2012-02-06 | 2013-01-01 | |
71 | Towfigh, Frederick (SFC:ADD816) | M | ADD816 | RO | 2011-08-25 | 2016-10-10 | |
72 | Ueda, Eiji | AYZ602 | RO | 2012-07-13 | 2016-10-10 | ||
73 | Wan, Yu Tsung 尹宇冲 | ANQ569 | Rep | 2006-07-11 | 2016-10-10 | ||
74 | Wang, Chuang (SFC:AYM559) 王闖 | AYM559 | Rep | 2012-04-27 | 2013-03-20 | ||
75 | Wu, Hiu Fung 胡曉鋒 | AOV629 | Rep | 2012-04-30 | 2013-10-08 | ||
76 | Wu, Michael David Ping Lam 吳炳霖 | 30 | M | ASD087 | Rep | 2008-12-05 | 2013-10-25 |
77 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | ADU464 | Rep | 2016-06-29 | |||
78 | Yeung, Patrick Sze Chun 楊思進 | M | AOK992 | Rep | 2012-04-27 | 2016-10-10 | |
79 | Yeung, Vincent Shu Hang 楊書恆 | M | ANQ717 | Rep | 2012-04-30 | 2016-10-10 | |
80 | Zagury, Alan | M | ARN030 | Rep | 2008-08-12 | 2015-04-01 | |
81 | Zhang, You (SFC:AMF141) 章友 | AMF141 | Rep | 2005-08-09 | 2015-01-29 | ||
82 | Zhao, Jinxiang 趙金祥 | AJA977 | Rep | 2009-10-20 | 2014-01-29 |
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