HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 華泰金融控股(香港)有限公司

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 An, Xuemei 安雪梅 AQU951 Rep 2008-07-08 2010-08-09
2 Ao, Di 敖迪 AUB994 Rep 2009-12-03 2014-05-16
3 Cao, Lin (SFC:AZC152) 曹琳 AZC152 Rep 2012-05-15 2015-12-22
4 Chak, Samuel Ka Fai 翟家輝 M AMX582 Rep 2011-02-11 2011-02-24
RO 2011-02-24 2011-09-01
5 Chan, Amy (SFC:AEY768) 陳安薇 F AEY768 Rep 2011-12-28 2012-02-07
RO 2012-02-07 2012-04-16
6 Chan, Chun Fung 陳俊峰 ARD430 Rep 2010-11-23 2012-07-06
7 Chan, Hung Ping 陳鴻平 ATG911 Rep 2011-09-30 2011-12-10
8 Chan, Johnnie Bing Hang 陳秉恒 M AGG703 Rep 2012-01-30 2012-09-14
9 Chan, Kwok Dik 陳國迪 AYF149 Rep 2012-01-03 2012-10-19
10 Chan, Lai Ming (SFC:AOD290) 陳麗明 AOD290 Rep 2008-10-03 2009-07-08
11 Chan, Lok Fung (SFC:AUR102) 陳樂峰 AUR102 Rep 2011-12-16 2012-03-01
12 Chan, Pui Lai 陳珮麗 AQX493 Rep 2012-10-17 2013-04-15
13 Chan, Vincent Sai Yee 陳世義 M ABM105 Rep 2010-12-08 2011-01-25
RO 2011-01-25 2012-07-06
14 Chan, Yik Lun 陳奕倫 AOR284 Rep 2011-05-12 2012-09-11
15 Chen, Lingshan (SFC:AXG028) 陳玲珊 AXG028 Rep 2011-05-13 2013-01-31
16 Chen, Wen-Chung 陳文聰 AEB983 Rep 2010-09-13 2010-09-29
RO 2010-09-29 2011-01-14
17 Chen, Ying (SFC:AXC899) 陳瑩 AXC899 Rep 2011-04-19 2013-01-07
18 Chen, Yu (SFC:AQS372) 陳裕 AQS372 Rep 2008-05-30 2013-03-20
RO 2013-03-20 2015-03-31
19 Cheung, Fei Chau 張菲洲 AGC679 Rep 2011-09-27 2012-03-30
20 Chu, Jiayi 褚嘉怡 BAH288 Rep 2012-10-05 2014-02-21
21 Chu, Simon Wing Him 朱穎謙 M AVX942 Rep 2010-10-18 2012-06-11
22 Chuang, I-Chu 莊易築 ANW396 Rep 2012-08-14 2012-09-17
RO 2012-09-17 2015-08-17
23 Ding, Er 丁爾 AWS221 Rep 2011-02-09 2011-05-15
24 Ding, Zhiqiang 丁志強 ARR414 Rep 2008-11-27 2011-05-13
25 Du, Qingwen 杜清雯 ATB497 Rep 2010-01-18 2017-11-04
26 Fan, Winndie Mei Ki 范美琪 APO240 Rep 2007-10-05 2011-03-10
27 Fan, Yunfeng 范云凤 AQA838 Rep 2011-02-11 2014-08-27
28 Fong, Mabel Sum Wun 方心媛 AVS888 Rep 2011-06-17 2012-02-01
29 Gu, Mingming (SFC:AXR152) 顧明明 AXR152 Rep 2011-08-10 2012-10-18
30 Ha, Wilson Ho Yin 夏浩賢 M AVT247 Rep 2010-10-14 2011-05-15
31 Hou, Changjie 侯昶杰 BAG107 Rep 2012-09-27 2018-07-31
32 Hu, Yang (SFC:ATX835) 胡楊 ATX835 Rep 2009-11-11 2011-02-07
33 Hu, Yong (SFC:AUZ497) 胡永 AUZ497 Rep 2010-05-27 2015-01-30
34 Huang, Li Min (SFC:AQW347) 黃麗敏 AQW347 Rep 2008-07-08 2016-02-24
35 Huang, Lihua (SFC:ATH748) 黃鸝華 ATH748 Rep 2009-12-30 2014-12-24
36 Huang, Yong (SFC:ATH192) 黃勇 ATH192 Rep 2009-09-02 2010-08-16
37 Hui, Lung Kei 許龍基 APJ521 Rep 2011-09-12 2013-08-14
38 Hung, Chiu Loi 洪超來 AUS181 Rep 2012-02-08 2012-05-07
39 Jiang, Jiwei 姜繼威 AQY202 Rep 2008-07-08 2010-02-25
RO 2010-02-25 2014-05-22
40 Kan, Chi Kin 簡志健 AYX364 Rep 2012-01-30 2012-06-13
41 King, Alex Tat Hung 金達鴻 ABT987 Rep 2011-12-20 2012-04-13
42 Kong, Ming Fai 江明輝 ADZ902 RO 2007-04-04 2009-10-11
43 Kong, William Wai Choi 江偉才 M AUX112 Rep 2012-02-17 2017-05-23
44 Kwong, King Lok 鄺境樂 ATM472 Rep 2012-06-29 2017-06-16
45 Lam, Cheuk Fung (SFC:ADW995) 林卓峯 ADW995 RO 2007-04-04 2011-01-05
Rep 2011-01-05 2011-03-10
46 Lam, Kai Tin 林佳典 AZH502 Rep 2012-08-29 2015-06-05
47 Lam, Lok Ki 林樂麒 AWI153 Rep 2012-02-13 2012-04-17
48 Lam, Siu Ting (SFC:AVT290) 林少婷 AVT290 Rep 2010-10-14 2015-06-26
49 Lan, Jian (SFC:AVY717) 蘭建 AVY717 Rep 2012-12-05 2017-11-09
50 Lau, Iki Pak Yu 劉柏妤 AQY422 Rep 2009-10-08 2009-11-23
51 Lau, Tsz Chun 劉子俊 AUL596 Rep 2012-04-02 2012-05-14
52 Lee, Daisy Sze Wai 李思慧 F ATM807 Rep 2011-04-21 2011-08-11
53 Lee, Kai Ming (SFC:AAH316) 李啟明 AAH316 Rep 2011-01-07 2014-04-30
54 Lee, Pui Man (SFC:AQQ430) 李佩雯 AQQ430 Rep 2009-07-15 2009-09-25
55 Lee, Wing Yee (SFC:AJI405) 李泳宜 AJI405 Rep 2012-01-30 2012-04-18
56 Lei, Xiaoyun 雷曉雲 AXL389 Rep 2011-07-05 2014-01-08
57 Leung, Chun Wa (SFC:AJF048) 梁晉華 AJF048 Rep 2010-11-09 2011-05-13
58 Leung, Hon Kuen 梁漢權 ATM775 Rep 2010-12-08 2012-08-20
59 Leung, Pui 梁佩 AEK184 Rep 2011-08-17 2016-03-17
60 Leung, Wing Kei 梁榮基 ABN705 Rep 2012-08-14 2012-09-11
RO 2012-09-11 2018-02-02
61 Li, Hui (SFC:AYY608) 李輝 AYY608 Rep 2012-03-09 2016-09-05
62 Li, Jamie Chiu 李超 M ACN575 Rep 2012-07-13 2012-08-03
RO 2012-08-03 2015-06-12
63 Li, Xiaowei (SFC:AZB674) 李曉偉 AZB674 Rep 2012-05-02 2013-01-28
64 Li, Zheng (SFC:AQA465) 李崢 AQA465 Rep 2008-01-31 2008-04-10
65 Liang, Juntao 梁俊濤 AQC828 Rep 2011-12-15 2014-05-18
66 Lin, Huayong (SFC:AVR191) 林華勇 AVR191 Rep 2010-10-12 2014-04-17
67 Liu, Cheng Yi 劉正毅 48 M BBD532 Rep 2013-04-16 2013-07-17
68 Liu, Keung (SFC:AQT307) 廖強 AQT307 Rep 2009-11-20 2015-07-03
69 Liu, Wanyun 劉萬雲 AUE706 Rep 2009-12-28 2010-06-28
70 Liu, Xiaoou 劉曉鷗 AYZ336 Rep 2012-02-13 2012-04-17
71 Lok, Paul Suen Hong 駱遜康 M AJB468 Rep 2012-02-28 2012-05-24
72 Lui, Ching Yan 呂政昕 AXG549 Rep 2012-08-29 2016-06-27
73 Lung, Tak Wing 龍德榮 AAG270 Rep 2009-12-04 2010-12-07
74 Man, Kam Fai 文錦輝 ADG019 RO 2009-06-22 2015-03-22
75 Man, Kwok Fai 文國輝 ALP995 Rep 2012-02-29 2012-05-14
76 Mok, Chiu Hung 莫招雄 AOJ448 Rep 2009-10-20 2011-05-09
77 Ng, Ka Kin (SFC:AUA995) 吳家鍵 AUA995 Rep 2012-09-28 2015-01-23
78 Ng, Ka Ling 吳嘉玲 ANK544 Rep 2007-06-08 2008-09-30
79 Ouyang, Jiejing 歐陽潔靜 BAW613 Rep 2013-03-04 2015-08-14
80 Pak, Chi Wing 白志頴 AGM852 Rep 2010-08-30 2011-09-09
81 Pak, Suet Ho 白雪皓 ARO062 Rep 2011-02-15 2012-12-13
82 Peng, Lichun 彭立春 32 M AYY611 Rep 2012-03-13 2015-04-10
83 Peng, Mei 彭媚 ATX628 Rep 2009-12-17 2012-02-29
84 Qiu, Yang (SFC:AXD385) 邱陽 AXD385 Rep 2011-05-05 2014-10-31
85 Qiu, Zhengwei 邱正威 ASZ607 Rep 2011-09-06 2014-12-31
86 Sham, Kai Him (SFC:AVN092) 岑啟謙 AVN092 Rep 2011-07-13 2014-12-01
87 Shang, Xiaoting 尚小婷 AUL942 Rep 2012-07-04 2013-02-28
88 Sima, Xuefang 司馬雪放 AQM636 Rep 2008-04-01 2008-09-08
89 Sit, Ka Yun 薛家潤 ANQ894 Rep 2009-07-17 2011-05-15
90 Siu, Sendy So Fun 蕭素芬 ADB652 Rep 2011-02-25 2012-05-30
RO 2012-05-30 2014-09-08
91 So, Ignatius Hon Wai 蘇漢煒 M AMF449 Rep 2010-12-02 2011-06-27
92 Song, Yangzhou 宋洋洲 AOK810 RO 2007-04-04 2013-09-24
93 Tang, Xiaolei (SFC:AWS220) 湯小雷 AWS220 Rep 2011-04-21 2016-03-21
94 Tang, Zhi (SFC:AWW136) 唐志 AWW136 Rep 2011-04-21 2016-02-24
95 Tse, Soo Lai 謝素麗 AIC206 Rep 2010-06-10 2011-01-05
96 Tze, Hei 紫曦 AWQ683 Rep 2011-01-19 2011-01-28
97 Wang, Lei (SFC:AZE807) 王磊 AZE807 Rep 2012-07-31 2014-05-16
98 Wang, Qian (SFC:BAU350) 王茜 BAU350 Rep 2013-01-24 2021-05-31
99 Wang, Wei (SFC:ARG951) 王瑋 ARG951 Rep 2012-06-08 2015-07-26
100 Wang, Wenzhou (SFC:ARO923) 王文洲 ARO923 Rep 2012-01-18 2013-09-17
101 Wong, Chin Pang (SFC:AFU569) 黃展鵬 AFU569 Rep 2011-02-07 2011-03-09
RO 2011-03-09 2013-02-01
102 Wong, Chun (SFC:ANL995) 黃俊 M ANL995 Rep 2011-09-12 2012-10-05
103 Wong, Chun Lun 王俊麟 AQE929 Rep 2009-07-15 2016-02-05
104 Wong, Yee Hing (SFC:AAF918) 黃綺卿 AAF918 Rep 2009-11-23 2009-12-28
RO 2009-12-28 2011-01-05
105 Woo, Kathin Siu Ling 鄔笑玲 ACL598 Rep 2011-07-11 2014-12-05
106 Wu, Hiu Man 鄔曉敏 AGO828 Rep 2010-12-02 2011-06-27
107 Xu, Pengbing 徐鵬冰 AWC146 Rep 2012-08-09 2014-11-28
108 Yang, Shengkang (SFC:AXF785) 楊聖康 AXF785 Rep 2011-05-13 2013-01-07
109 Ye, Zuobin (SFC:AWK611) 葉作斌 AWK611 Rep 2010-12-13 2011-05-05
110 Yeung, On Lit 楊安烈 AQE939 Rep 2010-12-08 2012-09-21
111 Yim, Kevin Ching Wai 嚴政緯 M AMY822 Rep 2012-04-16 2012-05-24
112 Yu, Shek Lun 余石麟 ATQ882 Rep 2011-03-14 2013-05-08
113 Yuan, Sheng (SFC:ASI048) 袁胜 ASI048 Rep 2011-06-20 2012-01-12
114 Yuen, Lai King 袁麗琼 ASU024 Rep 2009-11-16 2011-03-10
115 Zhang, Hua (SFC:BAV650) 張華 BAV650 Rep 2013-02-05 2016-03-18
116 Zhang, Liuqiang 張柳强 AZF767 Rep 2012-05-25 2017-11-08
117 Zhang, Ru (SFC:BBB822) 張如 BBB822 Rep 2013-04-09 2018-04-11
118 Zhang, Xiaosi 張曉思 AWI146 Rep 2010-12-08 2014-05-16
119 Zhang, Yong (SFC:ANI719) 張勇 ANI719 RO 2009-05-25 2014-05-16
120 Zheng, Xiaobin 鄭曉斌 ASI312 Rep 2009-02-26 2016-03-17
121 Zhu, Ping (SFC:AYW845) 祝萍 AYW845 Rep 2012-04-10 2016-03-21

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