KGI SECURITIES (HONG KONG) LIMITED 凱基證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Bao, Jingyi 鮑鏡伊 | BBU790 | Rep | 2013-09-05 | 2014-06-28 | ||
| 2 | Cabbabe, Raif | ATE586 | Rep | 2009-06-22 | 2009-11-18 | ||
| 3 | Cannon, Forrest Waller | AMC982 | Rep | 2005-06-17 | 2005-09-13 | ||
| 4 | Chan, Jostein Toi Hing 陳代興 | AEZ133 | Rep | 2005-08-29 | |||
| 5 | Chan, Ka Kit (SFC:AED841) 陳家傑 | AED841 | Rep | 2003-06-06 | |||
| 6 | Chan, Kwan Kit (SFC:ACQ850) 陳鈞傑 | ACQ850 | Rep | 2008-05-16 | |||
| 7 | Chan, Ping Yip 陳炳業 | AEF250 | Rep | 2003-06-06 | |||
| 8 | Chan, Sai Hung 陳世雄 | ADV099 | Rep | 2017-10-02 | |||
| 9 | Chan, Tsz Hon (SFC:ANW417) 陳子漢 | ANW417 | Rep | 2006-08-31 | 2011-03-28 | ||
| 10 | Chan, Yiu Kwong (SFC:AED596) 陳耀光 | AED596 | Rep | 2006-04-24 | |||
| 11 | Chen, Ping Yu 陳品妤 | ANX197 | Rep | 2009-09-07 | 2010-08-19 | ||
| RO | 2010-08-19 | 2015-06-01 | |||||
| 12 | Cheng, Chung Han 鄭仲嫺 | AER304 | Rep | 2008-01-28 | 2017-10-02 | ||
| 13 | Cheng, Yuk Ting (SFC:AFO152) 鄭鈺挺 | AFO152 | Rep | 2008-06-23 | 2017-10-02 | ||
| 14 | Cheung, Chi Seng 張志誠 | ATO435 | Rep | 2009-08-19 | 2009-10-07 | ||
| 15 | Cheung, Hiu Tung (SFC:AEA520) 張曉東 | AEA520 | Rep | 2004-10-14 | |||
| 16 | Cheung, Joanne Oi Man 張靄旻 | F | AOE448 | Rep | 2006-11-21 | 2010-10-26 | |
| 17 | Cheung, Ka Kin (SFC:AON735) 張家健 | AON735 | Rep | 2008-01-28 | 2009-10-07 | ||
| 18 | Cheung, Wai Kit (SFC:AFG763) 張偉傑 | AFG763 | Rep | 2008-06-24 | 2009-03-21 | ||
| 19 | Chik, Upton Pui Cheong 戚培昌 | AEF322 | Rep | 2008-02-26 | 2008-08-16 | ||
| 20 | Ching, Wing Fat 程永發 | ACO008 | Rep | 2007-05-29 | 2017-10-02 | ||
| 21 | Chiu, Ming-Hsi 邱明熙 | ARF787 | Rep | 2008-11-14 | 2009-01-16 | ||
| RO | 2009-01-16 | 2009-04-15 | |||||
| Rep | 2009-04-15 | 2014-05-02 | |||||
| 22 | Cho, Wai Fai 曹偉輝 | ACZ775 | Rep | 2017-10-02 | |||
| 23 | Chong, Ming Man 莊銘文 | AFF114 | Rep | 2017-10-02 | |||
| 24 | Chow, Ernest Ling Chung 周靈聰 | M | ARQ680 | Rep | 2008-09-25 | 2010-10-26 | |
| 25 | Chow, Shu Lai 鄒樹禮 | AEC904 | Rep | 2011-11-09 | 2011-12-30 | ||
| RO | 2011-12-30 | 2013-07-01 | |||||
| 26 | Chow, Sze Wan 周詩韻 | AIJ676 | Rep | 2005-08-16 | 2005-09-07 | ||
| 27 | Chu, Hon Kei 朱漢基 | ANA184 | Rep | 2007-10-23 | 2008-06-03 | ||
| RO | 2008-06-03 | 2010-08-02 | |||||
| 28 | Chu, Kuan Hsun 朱光勳 | ADR539 | Rep | 2004-06-21 | 2004-10-11 | ||
| RO | 2004-10-11 | 2017-10-02 | |||||
| 29 | Currell, Nicholas Paul | M | AOR110 | Rep | 2007-03-07 | 2007-07-04 | |
| 30 | Ferjane, Ghaleb | M | AOQ768 | Rep | 2007-03-01 | 2010-11-06 | |
| 31 | Forrest, Richard William | M | AMW907 | Rep | 2006-01-03 | 2006-03-29 | |
| 32 | Gautier, Raphael Pierre Benjamin | M | ASL263 | Rep | 2009-02-16 | 2010-11-06 | |
| 33 | Glover, Jethro Alexander John | M | AED015 | Rep | 2009-01-23 | 2009-04-22 | |
| 34 | Ho, Chi Ming (SFC:AAZ139) 何志明 | AAZ139 | Rep | 2008-01-28 | 2008-03-01 | ||
| 35 | Ho, Franki Kin Kei 何建祺 | ACU642 | Rep | 2005-10-19 | 2007-08-04 | ||
| 36 | Ho, Yuet Wah 何月華 | AFZ714 | Rep | 2008-06-24 | 2017-10-02 | ||
| 37 | Hui, Kwun Hei 許冠熙 | AMH186 | Rep | 2006-10-16 | 2017-10-02 | ||
| 38 | Kabbabe, Karim | ACQ851 | Rep | 2006-06-13 | 2010-10-26 | ||
| 39 | King, Christopher Holmes | M | ADU461 | Rep | 2007-02-08 | ||
| Rep | 2007-07-10 | 2010-11-06 | |||||
| 40 | Kung, Kit Yee 龔潔儀 | AUZ023 | Rep | 2010-05-19 | 2017-10-02 | ||
| 41 | Kwan, Chung Tsz 關頌慈 | AXS410 | Rep | 2013-06-18 | 2013-10-15 | ||
| 42 | Kwok, Chun Kong 郭振江 | APO661 | Rep | 2008-05-29 | 2017-10-02 | ||
| 43 | Kwok, Ka Yip 郭家業 | AEB325 | Rep | 2003-06-06 | |||
| 44 | Kwong, Man Bun 鄺民彬 | ABN127 | RO | 2017-10-02 | |||
| 45 | Lai, Dominic Tin Yan 賴天恩 | M | ABS403 | Rep | 2007-10-22 | 2017-10-02 | |
| 46 | Lai, Wing Chung 黎永忠 | AFY975 | Rep | 2005-08-18 | 2017-10-02 | ||
| 47 | Lam, Clive King Kui 林景駒 | M | AME106 | Rep | 2013-06-18 | 2017-10-02 | |
| 48 | Lam, Gilbert Shen Hriung 林聖鴻 | M | ADZ537 | Rep | 2005-12-02 | 2006-01-23 | |
| RO | 2006-01-23 | 2006-02-18 | |||||
| RO | 2013-04-25 | 2013-09-23 | |||||
| Rep | 2013-09-23 | 2017-10-02 | |||||
| 49 | Lam, Kai San 林啟新 | ABA807 | Rep | 2017-10-02 | |||
| 50 | Lam, Karman Razilee 林蔚琋 | AQI255 | Rep | 2008-08-29 | 2009-03-21 | ||
| 51 | Lau, Hung Chuen 劉洪泉 | ADZ808 | Rep | 2006-05-17 | 2006-07-07 | ||
| RO | 2006-07-07 | 2017-10-02 | |||||
| 52 | Lau, Ka Fai (SFC:ACY918) 劉嘉輝 | ACY918 | Rep | 2017-10-02 | |||
| 53 | Lau, King Yuen 劉敬元 | AAC341 | Rep | 2003-12-08 | |||
| RO | 2003-12-08 | 2008-06-21 | |||||
| 54 | Lau, Lai Ping 劉麗萍 | AGO276 | Rep | 2013-06-04 | 2017-07-21 | ||
| 55 | Lau, Lynch 劉念慈 | ADZ118 | Rep | 2004-12-24 | |||
| 56 | Lau, Tat Fai 劉達輝 | AUD253 | Rep | 2010-01-18 | 2012-03-17 | ||
| 57 | Law, Simon Man Sang 羅文生 | 51 | M | AAB973 | RO | 2005-06-17 | 2017-10-02 |
| 58 | Lee, Bennett Siu Fung 李兆峰 | APQ513 | Rep | 2009-08-03 | 2017-10-02 | ||
| 59 | Lee, Chak Ming 李澤銘 | ACK564 | Rep | 2003-09-22 | 2004-02-26 | ||
| Rep | 2005-10-17 | 2007-05-20 | |||||
| 60 | Lee, Hoi Kam 李開淦 | ABE301 | Rep | 2003-09-08 | 2006-07-22 | ||
| 61 | Lee, Inessa Suk Wah 李菽樺 | F | ACH127 | RO | 2008-10-22 | 2012-03-01 | |
| 62 | Lee, Man Sik 李文軾 | ABZ888 | Rep | 2007-10-22 | 2008-02-05 | ||
| RO | 2008-02-05 | 2017-10-02 | |||||
| 63 | Lee, Mickey Wing Tak 李永德 | M | ABM912 | Rep | 2004-07-02 | 2004-07-21 | |
| 64 | Lee, Sebastian Sze Hang 李思行 | M | AMN732 | Rep | 2008-06-27 | 2017-10-02 | |
| 65 | Lee, Sin Man (SFC:APV763) 李善文 | APV763 | Rep | 2008-06-23 | 2017-10-02 | ||
| 66 | Lee, Siu Lun (SFC:ABN376) 李兆麟 | ABN376 | Rep | 2003-06-26 | |||
| RO | 2003-06-26 | 2007-10-28 | |||||
| Rep | 2008-08-04 | 2008-10-03 | |||||
| RO | 2008-10-03 | 2017-10-02 | |||||
| 67 | Lee, Wai Chung (SFC:ADW149) 李慧中 | F | ADW149 | Rep | 2004-12-28 | 2017-10-02 | |
| 68 | Lee, Wai Kit (SFC:AJG299) 李偉傑 | AJG299 | Rep | 2007-08-17 | 2007-10-29 | ||
| 69 | Lehner, Charles Warren Jr | M | AWI800 | RO | 2012-02-10 | 2012-04-21 | |
| 70 | Leong, Chi Fung 梁智鋒 | AJM781 | Rep | 2008-02-19 | 2008-02-20 | ||
| 71 | Leung, Charles Kwok Kuen 梁國權 | M | AEU694 | Rep | 2006-03-01 | ||
| 72 | Leung, King Chung 梁競聰 | AHG579 | Rep | 2010-03-25 | 2016-08-20 | ||
| 73 | Leung, King Nin 梁景年 | AFR168 | Rep | 2008-06-27 | 2017-10-02 | ||
| 74 | Li, Martin Kim Ho 李劍豪 | M | ACP472 | Rep | 2005-03-08 | 2005-07-04 | |
| 75 | Ling, Colin Celan 凌思綸 | M | ABU679 | Rep | 2006-07-04 | 2010-07-15 | |
| 76 | Ling, Daisy Yan Ki 凌恩琪 | F | AIN883 | Rep | 2010-11-06 | ||
| 77 | Ling, Kim Keung 凌劍強 | ACS615 | Rep | 2003-06-26 | |||
| RO | 2003-06-26 | 2003-09-01 | |||||
| 78 | Liu, Cyrus Siu Ming 廖少明 | M | AFZ886 | Rep | 2005-05-28 | 2005-10-06 | |
| 79 | Liu, Nelson Kwong Kin 廖廣健 | M | ABM667 | Rep | 2017-10-02 | ||
| 80 | Lo, Chih-peng 羅志鵬 | ARE530 | Rep | 2011-01-19 | 2011-04-07 | ||
| RO | 2011-04-07 | 2015-03-01 | |||||
| 81 | Lo, Ka Kuen 勞家權 | APK408 | Rep | 2013-06-04 | 2015-10-11 | ||
| 82 | Lou, Wendy 樓怡伶 | F | ARG932 | Rep | 2008-07-04 | 2010-11-06 | |
| 83 | Lui, Cheuk Hung 呂焯洪 | AAA417 | Rep | 2007-10-22 | 2011-10-01 | ||
| 84 | Luk, Tim Tsing To 陸政渡 | M | ALU140 | Rep | 2005-03-10 | 2010-11-06 | |
| 85 | Mok, Kon Lim 莫幹濂 | ABS236 | Rep | 2006-05-10 | 2007-07-01 | ||
| Rep | 2007-09-18 | 2008-01-07 | |||||
| 86 | Mui, Kay Boon 梅基本 | AAJ763 | Rep | 2005-05-03 | 2006-10-13 | ||
| RO | 2006-10-13 | 2007-05-24 | |||||
| 87 | Ng, Chi Wai (SFC:APH765) 吳志偉 | APH765 | Rep | 2007-09-13 | 2016-07-12 | ||
| 88 | Ng, Ka Kit (SFC:ACM397) 吳家傑 | ACM397 | Rep | 2017-10-02 | |||
| 89 | Ng, Kwan Yat 伍君逸 | ANQ064 | Rep | 2008-06-23 | 2011-10-04 | ||
| 90 | Ng, Thomas Hak Yin 吳克賢 | M | ACO357 | Rep | 2007-10-22 | 2008-06-03 | |
| RO | 2008-06-03 | 2010-07-04 | |||||
| 91 | Ng, Yin Wei 吳彥蔚 | ALN195 | Rep | 2006-05-22 | 2007-04-23 | ||
| 92 | Ngo, Tong Heng | AEI530 | Rep | 2003-11-20 | 2010-07-01 | ||
| 93 | Phong, Hei Keung 龎熙強 | AGR004 | Rep | 2007-08-02 | 2013-03-08 | ||
| 94 | Poon, Amy Yuen Shan 潘苑珊 | F | ABY416 | Rep | 2005-11-08 | 2010-07-01 | |
| 95 | Siu, Yin Shan 蕭燕姍 | AMU223 | Rep | 2008-01-28 | 2009-10-15 | ||
| 96 | So, Kin Fan 蘇健勳 | AFA388 | RO | 2007-07-11 | 2009-07-02 | ||
| 97 | Sparrow, Nicholas Charles | M | AHF977 | Rep | 2005-03-03 | ||
| 98 | Sun, Anthony Chuen Wah 孫村華 | M | AFP060 | Rep | 2006-04-25 | 2006-07-04 | |
| RO | 2006-07-04 | 2006-10-05 | |||||
| 99 | Sung, Patrick Hon Keung 宋漢強 | M | AEV224 | Rep | 2007-06-13 | 2008-04-12 | |
| 100 | Swanston, David John | M | AJJ363 | Rep | 2004-01-10 | 2005-03-04 | |
| 101 | Sze, George Chun Fung 施俊峰 | M | APA410 | Rep | 2008-01-16 | 2009-03-21 | |
| 102 | Tsang, Wing Kai 曾榮佳 | BCN378 | Rep | 2013-12-12 | 2017-10-02 | ||
| 103 | Wai, Hing Hung 衛慶熊 | AAV885 | RO | 2005-04-12 | |||
| 104 | Wong, Andrew Tai On 王泰安 | M | ANP441 | Rep | 2006-06-27 | 2006-12-28 | |
| RO | 2006-12-28 | 2007-06-23 | |||||
| 105 | Wong, Betty Siu Ping 黃小萍 | F | ACP677 | RO | 2004-11-01 | 2017-10-02 | |
| 106 | Wong, Chak Wai (SFC:ACN129) 黃集蔚 | ACN129 | RO | 2013-07-26 | 2017-10-02 | ||
| 107 | Wong, Ka Wing (SFC:AGB719) 黃嘉榮 | AGB719 | Rep | 2007-07-12 | 2017-10-02 | ||
| 108 | Wong, Kam Wing (SFC:AAE562) 黃錦榮 | AAE562 | Rep | 2013-08-07 | 2013-10-15 | ||
| RO | 2013-10-15 | 2014-11-03 | |||||
| 109 | Wong, Mei Wah (SFC:AOM575) 王美華 | AOM575 | Rep | 2008-01-28 | 2017-10-02 | ||
| 110 | Wong, Nelson 黃國重 | M | AGT986 | Rep | 2006-08-02 | 2006-12-01 | |
| Rep | 2009-07-16 | 2010-07-01 | |||||
| 111 | Wong, Siu Yung (SFC:AAE033) 王少容 | AAE033 | Rep | 2015-04-20 | |||
| 112 | Wong, Steven Wai Chiu 王偉超 | M | ACQ784 | Rep | 2003-11-14 | 2004-02-21 | |
| 113 | Wong, Yuen Yee (SFC:APB469) 王阮儀 | APB469 | Rep | 2009-04-06 | 2017-09-30 | ||
| 114 | Wu, Chih Lan 吳芝蘭 | AVM999 | Rep | 2013-09-30 | 2017-10-02 | ||
| 115 | Wu, Yuen Wah 胡婉華 | F | AAR005 | Rep | 2006-10-10 | 2014-06-01 | |
| 116 | Yap, Shun Chung (SFC:AAE039) 葉純忠 | AAE039 | Rep | 2003-07-21 | |||
| 117 | Yau, Atak Chung Tak 邱重德 | AEK472 | Rep | 2006-04-11 | 2006-07-24 | ||
| RO | 2006-07-24 | 2011-11-10 | |||||
| 118 | Yeung, Hon Fat 楊漢發 | AFN513 | Rep | 2005-08-19 | |||
| RO | 2005-08-19 | 2006-01-27 | |||||
| 119 | Yip, Kwok Ho 葉國豪 | AWX811 | Rep | 2011-05-30 | 2017-10-02 | ||
| 120 | Yiu, Ka Wing (SFC:APG349) 姚嘉穎 | APG349 | Rep | 2008-08-29 | 2009-03-21 | ||
| 121 | Young, Ting Cheung 楊庭章 | ACR656 | Rep | 2005-03-01 | 2017-10-02 | ||
| 122 | Yung, Anthony 容天錫 | M | AAV701 | RO | 2003-07-17 | ||
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