Moody's Investors Service Hong Kong Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Acres, Laura Jane | F | AXG602 | Rep | 2011-06-01 | ||
| 2 | Allen, Elizabeth Anne (SFC:AGD018) 林安妮 | F | AGD018 | Rep | 2011-06-01 | 2011-09-26 | |
| 3 | Au, Wai Yu 區慧如 | AXG603 | Rep | 2011-06-01 | 2011-07-04 | ||
| 4 | Byrne, Thomas Joseph | M | AXG372 | Rep | 2011-06-01 | 2015-07-30 | |
| 5 | Cahill, Brian Joseph (SFC:AXG360) | M | AXG360 | Rep | 2011-06-01 | 2023-04-17 | |
| 6 | Chan, Cheuk Yin (SFC:AXG304) 陳卓然 | AXG304 | Rep | 2011-06-01 | 2013-08-08 | ||
| 7 | Chan, Ching Leong 陳正量 | BCC897 | Rep | 2013-11-04 | 2021-08-31 | ||
| 8 | Chan, Kenneth Kwun Chung 陳冠中 | M | AER783 | Rep | 2011-06-01 | 2012-04-12 | |
| 9 | Chan, Sze Nga (SFC:AXG327) 陳詩雅 | AXG327 | Rep | 2011-06-01 | 2012-04-12 | ||
| 10 | Chen, Kuan-Ju 陳冠如 | AXG605 | Rep | 2011-06-01 | 2014-04-14 | ||
| 11 | Chen, Yangyang (SFC:BBZ884) 陳揚揚 | BBZ884 | Rep | 2013-10-21 | |||
| 12 | Cheng, Chi Kit 鄭志傑 | AXG308 | Rep | 2011-06-01 | |||
| 13 | Choi, Wai 蔡慧 | ADN272 | Rep | 2012-11-16 | |||
| 14 | Choi, Young Il 崔榮一 | AMW682 | Rep | 2011-06-01 | 2013-02-19 | ||
| 15 | Chong, Louisa Yuen Ting 莊婉婷 | F | BBU717 | Rep | 2013-09-19 | 2014-01-01 | |
| 16 | Choy, Peter Sing Yip 蔡承業 | M | AED142 | Rep | 2011-06-01 | 2020-12-31 | |
| 17 | Chung, Man Kuen 鍾汶權 | AXG316 | Rep | 2011-06-01 | 2014-06-18 | ||
| 18 | De Guzman, Raymund Christian Coquia | M | AXG375 | Rep | 2011-06-01 | 2019-04-30 | |
| 19 | Di Chiara, Annalisa Katri | F | AXG314 | Rep | 2011-06-01 | ||
| 20 | Elliott, Jennifer Ann | F | AXG249 | RO | 2011-06-01 | 2013-03-13 | |
| 21 | Fang, Gene 方敬 | M | ASS901 | Rep | 2013-03-15 | 2018-04-13 | |
| 22 | Fanous, Terry | AXG361 | Rep | 2011-06-01 | 2018-02-01 | ||
| 23 | Gao, Junjie (SFC:AXG317) 高俊杰 | AXG317 | Rep | 2011-06-01 | 2011-06-20 | ||
| 24 | Gao, Xiang (SFC:AZK746) 高翔 | AZK746 | Rep | 2012-05-07 | 2014-04-05 | ||
| 25 | Greene, Alan Frederick | M | AXG363 | Rep | 2011-06-01 | 2015-10-10 | |
| 26 | Guo, Yujia (SFC:BDI759) 郭雨佳 | BDI759 | Rep | 2014-04-28 | 2018-09-11 | ||
| 27 | Gupta, Vineet | AXG364 | Rep | 2011-06-01 | 2013-07-13 | ||
| 28 | Halan, Vikash | AXS671 | Rep | 2011-08-01 | 2019-04-30 | ||
| 29 | Hasnain, Maisam 哈邁生 | BBY730 | Rep | 2013-10-07 | 2022-09-26 | ||
| 30 | Hess, Steven Andrew | M | AXG606 | Rep | 2011-06-01 | 2016-07-29 | |
| 31 | Ho, Gerwin Cheuk Wing 何卓榮 | M | AFP611 | Rep | 2014-01-20 | ||
| 32 | Hsu, Song-Yi 徐嵩宜 | AXG305 | Rep | 2011-06-01 | 2022-06-30 | ||
| 33 | Hu, Bin (SFC:AQN689) 胡斌 | AQN689 | Rep | 2012-02-03 | 2014-04-10 | ||
| 34 | Hu, Jian (SFC:BBU623) | BBU623 | Rep | 2013-10-02 | 2018-04-25 | ||
| 35 | Hu, Kai (SFC:AXG332) 胡凱 | AXG332 | Rep | 2011-06-01 | |||
| 36 | Huang, Liwen (SFC:AWU004) 黃麗雯 | AWU004 | Rep | 2012-11-29 | 2013-06-01 | ||
| 37 | Kang, Myoung Heung 姜明興 | AXH162 | Rep | 2011-08-08 | |||
| 38 | Kao, Wei-Chun 高玟君 | AXG599 | Rep | 2011-06-01 | 2015-08-18 | ||
| 39 | Kim, Clara Saeran | F | BDH199 | Rep | 2014-04-28 | 2016-02-14 | |
| 40 | Kim, Minjib | BBO928 | Rep | 2013-07-12 | 2015-10-23 | ||
| 41 | Kitayama, Kei | AXG379 | Rep | 2011-06-01 | 2014-02-10 | ||
| RO | 2014-02-10 | 2023-06-30 | |||||
| 42 | Knowd, Graeme David | M | APJ205 | Rep | 2012-07-27 | 2019-04-02 | |
| 43 | Ko, Hsiao-Yu 柯孝瑜 | BBP057 | Rep | 2013-07-17 | 2015-03-27 | ||
| 44 | Kumamaru, Koji 熊丸浩二 | AXG380 | Rep | 2011-06-01 | 2013-04-26 | ||
| 45 | Kuo, Su-Tsen 郭書岑 | AXG369 | Rep | 2011-06-01 | 2019-03-31 | ||
| 46 | Kwok, Kar Ming 郭嘉銘 | M | BCF843 | Rep | 2013-11-18 | ||
| 47 | Kwok, Kit Ying 郭潔凝 | AXZ904 | Rep | 2011-09-08 | 2015-06-06 | ||
| 48 | Kwon, Hee Jin 權熙珍 | AXG306 | Rep | 2011-06-01 | 2013-10-08 | ||
| 49 | Lam, Ada Wing Yan 林詠欣 | F | AXG307 | Rep | 2011-06-01 | 2012-04-08 | |
| 50 | Lam, Helen Yuk 林旭 | F | AXG310 | Rep | 2011-06-01 | 2011-08-03 | |
| 51 | Lam, Renee 林思美 | F | AXG318 | Rep | 2011-06-01 | 2011-07-01 | |
| 52 | Lam, Wai Man (SFC:AXG309) 林慧敏 | AXG309 | Rep | 2011-06-01 | |||
| 53 | Lau, Cheung Hoo 劉長浩 | AXG250 | RO | 2011-06-01 | |||
| 54 | Lau, Clara Wai Ping 劉惠萍 | F | AXG328 | Rep | 2011-06-01 | ||
| 55 | Lau, Guo Qiang | BCR970 | Rep | 2014-01-20 | 2014-07-04 | ||
| 56 | Lee, Chien-Tsung 李建宗 | AXT649 | Rep | 2011-08-08 | 2012-10-29 | ||
| 57 | Lee, Jae Woo (SFC:AZK202) | AZK202 | Rep | 2012-05-04 | 2014-06-18 | ||
| 58 | Lee, John (SFC:AYC035) 李約翰 | M | AYC035 | Rep | 2011-09-16 | 2013-06-08 | |
| 59 | Lee, Si Nae | BBJ360 | Rep | 2013-06-17 | |||
| 60 | Lee, Songjae 李晟在 | AYE273 | Rep | 2011-10-03 | 2012-03-10 | ||
| 61 | Lee, Sukjoon (SFC:BCP208) 李碩晙 | BCP208 | Rep | 2013-12-31 | 2019-04-30 | ||
| 62 | Lee, Tsz Man 李子文 | BAF948 | Rep | 2012-12-28 | 2017-10-27 | ||
| 63 | Leung, Chun Pong (SFC:AZL835) 梁鎮邦 | AZL835 | Rep | 2012-05-18 | 2024-05-31 | ||
| 64 | Leung, Katy Kwan Ki 梁鈞淇 | BAG421 | Rep | 2012-10-05 | 2013-03-17 | ||
| 65 | Leung, Ming Kan 梁銘勤 | AXG312 | Rep | 2011-06-01 | |||
| 66 | Liu, Hin Shan 廖衍珊 | BDA367 | Rep | 2014-03-17 | 2016-08-28 | ||
| 67 | Liu, Jihoon | BBK317 | Rep | 2013-06-24 | 2014-01-22 | ||
| 68 | Liu, Minyan 劉旻雁 | AEV509 | Rep | 2013-09-11 | 2020-05-05 | ||
| 69 | Liu, Yuting (SFC:BCY720) | BCY720 | Rep | 2014-02-24 | 2016-04-26 | ||
| 70 | Long, Stephen Arthur (SFC:AXG252) | M | AXG252 | RO | 2011-06-01 | 2022-05-03 | |
| 71 | Lotter, Philipp Lukas | 41 | M | AXG366 | Rep | 2011-06-01 | 2015-06-23 |
| 72 | Lu, Chenyi | BBD868 | Rep | 2013-05-06 | 2024-08-01 | ||
| 73 | Luo, Ping (SFC:AYJ730) 羅萍 | AYJ730 | Rep | 2011-11-08 | 2013-06-01 | ||
| 74 | Ma, Li (SFC:BBG411) 馬力 | BBG411 | Rep | 2013-05-14 | 2022-11-15 | ||
| 75 | Mar, Cynthia Lynn | F | AXG376 | Rep | 2011-06-01 | 2014-08-26 | |
| 76 | Maxwell, Matthew Robert | M | AXG329 | Rep | 2011-06-01 | 2014-01-23 | |
| 77 | Mispagel, Patrick Cronin | M | AYS640 | Rep | 2011-12-30 | 2015-02-23 | |
| 78 | Mitra, Aninda Sankar | AXG377 | Rep | 2011-06-01 | 2011-06-14 | ||
| 79 | Morrison, Joe Lavin Richard 周莫深 | BBN554 | Rep | 2013-07-29 | 2017-05-12 | ||
| 80 | Nan, Nan (SFC:AXG319) 南楠 | AXG319 | Rep | 2011-06-01 | 2016-01-06 | ||
| 81 | Ng, Elaine Yu Ning 伍于寧 | F | AXG313 | Rep | 2011-06-01 | 2023-10-06 | |
| 82 | Ng, Stella Kit Pui 吳傑佩 | F | AXH665 | Rep | 2011-12-16 | 2018-05-25 | |
| 83 | Noyce, Jeannie-Marie | AZK745 | Rep | 2012-05-21 | 2012-12-12 | ||
| 84 | Ooi, Su San | BBB724 | Rep | 2013-04-11 | 2013-09-08 | ||
| 85 | Park, Hyun Hee 朴賢姬 | ASZ670 | Rep | 2011-09-05 | 2017-07-11 | ||
| 86 | Park, Keun Woo | AXG320 | Rep | 2011-06-01 | |||
| 87 | Poon, Hoi Yee 潘凱頤 | AXG326 | Rep | 2011-06-01 | |||
| 88 | Sawada, Keiko 澤田啟子 | AXG381 | Rep | 2011-06-01 | 2015-04-01 | ||
| 89 | Schwartz, Stephen Benjamin | M | ARJ142 | Rep | 2014-03-31 | 2016-10-29 | |
| 90 | Seet, Cher Min Karolyn | AXG371 | Rep | 2011-06-01 | 2013-01-12 | ||
| 91 | Shi, Ji (SFC:BBF572) 史季 | BBF572 | Rep | 2013-05-10 | 2014-07-30 | ||
| 92 | Sit, Yui Ting 薛叡婷 | AXG604 | Rep | 2011-06-01 | 2012-11-05 | ||
| 93 | Siu, Yat Chi 蕭一芝 | AXG321 | Rep | 2011-06-01 | 2012-07-04 | ||
| 94 | Takahashi, Yoshio 高橋良夫 | AZJ980 | Rep | 2012-04-27 | 2014-09-19 | ||
| 95 | Tan, Alvin Teck Loon | M | AXG367 | Rep | 2011-06-01 | 2012-04-09 | |
| 96 | Tang, King Hung (SFC:AYQ575) 鄧景鴻 | AYQ575 | Rep | 2011-12-15 | 2014-06-18 | ||
| 97 | Tao, Lisa Mei Shan 陶美珊 | F | BBT739 | Rep | 2013-09-05 | 2016-07-29 | |
| 98 | Tay, Tuan Hin | AZD057 | Rep | 2012-03-12 | 2019-06-14 | ||
| 99 | Taylor, Michael William (SFC:BBR135) 戴樂賢 | M | BBR135 | Rep | 2013-09-02 | 2021-06-01 | |
| 100 | Tremblay, Jean-Francois | AXG607 | Rep | 2011-06-01 | 2014-12-18 | ||
| 101 | Tsang, Kai Yin (SFC:ADU762) 曾啟賢 | ADU762 | Rep | 2011-06-01 | 2024-09-30 | ||
| 102 | Tsang, Roxane Lok See 曾樂思 | F | AXG322 | Rep | 2011-06-01 | 2013-08-24 | |
| 103 | Tse, Kwong Yuen 謝光遠 | BBN111 | Rep | 2013-07-08 | 2013-07-26 | ||
| 104 | Tsui, Ernest On Tou 徐安濤 | M | AXG323 | Rep | 2011-06-01 | 2014-08-23 | |
| 105 | Tsui, Ho Wai 徐浩維 | AKP706 | Rep | 2011-06-01 | 2013-09-24 | ||
| 106 | Wan, Ying | BCZ153 | Rep | 2014-02-27 | 2014-06-19 | ||
| 107 | Wang, Sai (SFC:BCJ594) 王賽 | BCJ594 | Rep | 2013-12-09 | 2017-08-26 | ||
| 108 | Wang, Xin Long 王心瓏 | AVM751 | Rep | 2012-05-03 | 2015-05-01 | ||
| 109 | Winsbury, Patrick John | M | AXG362 | Rep | 2011-06-01 | 2016-06-28 | |
| 110 | Won, So Yung 元昭榮 | AXG325 | Rep | 2011-06-01 | 2013-03-29 | ||
| 111 | Wong, Chi Kin (SFC:AXG368) 王智健 | AXG368 | Rep | 2011-06-01 | 2018-06-20 | ||
| 112 | Wong, Chris Chit 黃哲 | M | BAD621 | Rep | 2013-09-23 | 2017-11-24 | |
| 113 | Wong, Chun Ching 王振程 | AXG601 | Rep | 2011-06-01 | |||
| 114 | Wong, Fiona Wing Yin 黃穎研 | F | AXG330 | Rep | 2011-06-01 | 2013-06-27 | |
| 115 | Wong, Jennifer Wen-Yi 黃文儀 | F | AFR739 | Rep | 2011-06-01 | 2011-08-08 | |
| 116 | Wong, Simon (SFC:AHY902) 黃國璋 | M | AHY902 | Rep | 2011-09-05 | 2014-08-08 | |
| 117 | Woo, Beatrice Lai Kuen | F | ABF659 | Rep | 2011-06-01 | 2012-12-06 | |
| 118 | Wu, Jin (SFC:AZG592) 吳進 | AZG592 | Rep | 2012-04-13 | 2024-01-28 | ||
| 119 | Yang, Dong (SFC:BBZ142) 楊棟 | BBZ142 | Rep | 2013-10-15 | 2016-04-06 | ||
| 120 | Yang, Liu (SFC:AXQ870) 楊柳 | AXQ870 | Rep | 2011-07-19 | |||
| 121 | Yao, Alex Krystal 姚文詠 | ACS438 | Rep | 2011-08-29 | 2011-11-15 | ||
| 122 | Ye, Min (SFC:BAR358) 葉敏 | BAR358 | RO | 2013-02-01 | 2017-06-01 | ||
| 123 | Yim, Sally Yat Man 嚴溢敏 | F | AXG600 | Rep | 2011-06-01 | 2022-05-03 | |
| 124 | Zhang, Lei (SFC:AZK162) 張磊 | AZK162 | Rep | 2012-05-03 | 2018-04-20 | ||
| 125 | Zhang, Yi (SFC:AXG358) 章怡 | AXG358 | Rep | 2011-06-01 | 2012-12-08 | ||
| 126 | Zou, Jiming 鄒吉明 | AXG324 | Rep | 2011-06-01 | 2018-08-28 | ||
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