SPARX Asia Investment Advisors Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Allen, Thomas Lloyd | M | AHR049 | Rep | 2004-09-15 | 2009-05-31 | |
| 2 | Bahra, Kanwaljit Singh | M | AOP170 | RO | 2007-09-25 | 2011-12-31 | |
| 3 | Brennan, Martin (SFC:AHN339) | M | AHN339 | RO | 2004-04-20 | 2011-07-12 | |
| 4 | Chau, Kwok Fai 周國輝 | ANX794 | Rep | 2006-09-11 | 2014-08-18 | ||
| 5 | Doud, Thomas Andrew | M | ALS129 | Rep | 2005-03-22 | 2011-10-28 | |
| 6 | Easterbrook, Trevor Stephen | M | AGX021 | Rep | 2005-06-22 | 2009-03-31 | |
| 7 | Fan, Weiwei (SFC:ALW233) 范維維 | ALW233 | Rep | 2007-06-25 | 2012-07-06 | ||
| 8 | Flint, Darryl Mark | M | AIO091 | Rep | 2004-04-30 | 2007-04-03 | |
| RO | 2007-04-03 | 2011-10-28 | |||||
| 9 | Fong, Poh Chung 方寶畯 | AGL046 | Rep | 2007-09-05 | 2014-11-24 | ||
| 10 | Fong, William Chi Wai 方志偉 | M | AKO760 | Rep | 2004-06-23 | 2007-04-30 | |
| 11 | Frasier, Hamilton Reid | AQJ467 | Rep | 2013-07-15 | 2014-11-28 | ||
| 12 | Fung, David Yu Wai 馮裕偉 | M | ADY240 | Rep | 2006-09-11 | 2012-01-11 | |
| RO | 2012-01-11 | 2014-05-02 | |||||
| 13 | Hui, Yau Hing 許有慶 | ARI221 | Rep | 2008-07-14 | 2011-08-15 | ||
| 14 | Hung, Horace Yiu Keung 熊耀強 | M | ANJ138 | Rep | 2006-06-14 | 2011-07-21 | |
| 15 | Jue, Stephen Tukqun 居德鈞 | M | AIQ688 | Rep | 2010-10-18 | 2014-01-31 | |
| 16 | Kim, Byung Hak | AXI008 | Rep | 2011-05-24 | 2012-02-22 | ||
| RO | 2012-02-22 | 2024-01-01 | |||||
| 17 | Kim, Min Soo (SFC:AEP532) | AEP532 | Rep | 2006-02-01 | 2009-06-05 | ||
| RO | 2009-06-05 | 2015-03-19 | |||||
| 18 | King, Geoffrey Chang Wei 金昌尉 | M | AIN737 | Rep | 2006-12-13 | 2007-01-22 | |
| RO | 2007-01-22 | 2007-05-01 | |||||
| Rep | 2007-05-01 | 2010-07-18 | |||||
| 19 | Kubo, Matthew Yukio | M | AZC338 | RO | 2012-02-29 | 2014-06-27 | |
| 20 | Kwok, Yik Ki 郭奕琪 | APF296 | Rep | 2007-08-13 | 2012-06-18 | ||
| 21 | Lee, Byoung Nam 李秉南 | AXL785 | Rep | 2011-06-24 | 2012-11-30 | ||
| 22 | Lee, Jong Hak | AOH583 | Rep | 2013-04-08 | 2022-05-27 | ||
| 23 | Liu, Shun Hong (SFC:ANQ958) 廖舜康 | ANQ958 | Rep | 2006-07-17 | 2008-01-07 | ||
| RO | 2008-01-07 | 2011-07-29 | |||||
| 24 | Lou, Jia (SFC:AYN600) 婁佳 | AYN600 | Rep | 2011-12-01 | 2013-09-13 | ||
| 25 | Macleod, Torquil Magnus | M | ALN360 | Rep | 2006-11-03 | 2011-10-28 | |
| 26 | Malik, Farhat Abbas (SFC:AIO088) | M | AIO088 | RO | 2004-04-20 | 2010-06-30 | |
| 27 | McDade, Richard William | M | AXC311 | Rep | 2011-03-29 | 2011-10-28 | |
| 28 | Mepani, Pravin (SFC:ALW554) | ALW554 | Rep | 2005-05-09 | 2012-02-09 | ||
| 29 | Michalski, Tytus | M | AGK696 | Rep | 2004-05-11 | 2009-06-16 | |
| RO | 2009-06-16 | 2010-11-30 | |||||
| 30 | Naughton, Thomas Edmund Wyville | 42 | M | AIO093 | Rep | 2004-04-22 | 2007-03-19 |
| RO | 2007-03-19 | 2009-08-31 | |||||
| Rep | 2009-08-31 | 2009-10-19 | |||||
| 31 | Ng, Tat Hong Alan 伍達康 | AZE436 | RO | 2012-04-27 | |||
| 32 | Parsons, Paul Rodney | M | AOD107 | Rep | 2006-11-09 | 2009-03-31 | |
| 33 | Petras, Jason William | M | AOP068 | Rep | 2007-02-28 | 2008-03-04 | |
| 34 | Pidgeon, Thomas Graham | M | AOD603 | Rep | 2006-11-09 | 2009-03-31 | |
| 35 | Saha, Kunal (SFC:APB639) | APB639 | Rep | 2007-06-07 | 2011-10-28 | ||
| 36 | Shiu, Paul Kin Ming 邵建銘 | M | AOV858 | Rep | 2007-04-27 | 2011-02-25 | |
| 37 | Shu, Yow Jen 許祐禎 | AOE449 | Rep | 2014-01-28 | 2014-05-28 | ||
| 38 | Tabar, Samir Victor | M | APJ577 | Rep | 2007-08-07 | 2008-02-28 | |
| 39 | Takeda, Masakazu 武田政和 | M | AYS022 | Rep | 2011-12-21 | ||
| 40 | Tang, Nelson Yu Ming 湯毓銘 | 44 | M | ADT740 | Rep | 2005-03-29 | 2007-01-31 |
| 41 | Taniguchi, Masaki 谷口正樹 | AOD538 | RO | 2011-07-21 | 2012-03-31 | ||
| 42 | Tye, Philip Andrew | 52 | M | AIR629 | RO | 2004-04-20 | 2007-02-05 |
| 43 | Vaswani, Arun Purushotam | M | AMK294 | Rep | 2005-08-29 | 2011-10-28 | |
| 44 | Villait, Anoopkumar Sadh (SFC:ATL471) | ATL471 | Rep | 2009-07-22 | 2011-03-23 | ||
| RO | 2011-03-23 | 2011-07-12 | |||||
| 45 | Wang, Xinchen 王鑫晨 | AYC390 | Rep | 2013-12-03 | 2016-08-29 | ||
| 46 | Wong, Raymond Tin Wai 黃田卉 | M | AMZ920 | Rep | 2006-07-25 | 2010-07-23 | |
| 47 | Yang, Richard Shih Hau 楊世浩 | M | ADQ367 | Rep | 2006-12-13 | 2007-01-22 | |
| RO | 2007-01-22 | 2007-05-01 | |||||
| Rep | 2007-05-01 | 2010-01-06 | |||||
| 48 | Yip, Ka Hay 葉家曦 | ALG208 | Rep | 2004-11-18 | 2007-03-19 | ||
| RO | 2007-03-19 | 2007-09-21 | |||||
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