Oppenheimer Investments Asia Limited 凱萬亞洲有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2014 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chu, Wan Chi 朱韻芝 | BDQ950 | Rep | 2014-06-30 | 2017-06-09 | ||
| 2 | Chung, Michael (SFC:AUC505) | M | AUC505 | Rep | 2012-04-30 | ||
| 3 | Desai, Keemesh (SFC:AUL786) | AUL786 | Rep | 2014-08-04 | 2016-08-08 | ||
| 4 | Farbstein, Noah Michael | M | AFE276 | Rep | 2014-10-06 | 2015-09-25 | |
| 5 | Green, Robin Adam | M | ACQ540 | RO | 2012-06-11 | 2017-08-31 | |
| 6 | He, Jia (SFC:AOJ239) 賀佳 | AOJ239 | Rep | 2014-03-13 | 2015-07-24 | ||
| 7 | Holmes, Charles Broadfoot | M | AUG616 | RO | 2010-02-12 | 2015-03-15 | |
| 8 | Huang, Cliff Stevens 黃子明 | M | AIM307 | RO | 2013-08-12 | ||
| 9 | Kim, Hyun Ho (SFC:ACJ079) 金賢鎬 | ACJ079 | RO | 2014-03-21 | |||
| 10 | Shah, Dhawal Arvind | AYM782 | Rep | 2011-11-24 | 2016-06-30 | ||
| 11 | Tan, Eugenio T 陳傳溜 | M | ACM304 | RO | 2013-09-26 | 2016-12-31 | |
| 12 | Xu, Dapeng (SFC:AUZ670) 徐大鵬 | AUZ670 | Rep | 2010-05-28 | 2015-06-30 |
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