ICAP Equities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Bavis, Mark John M ALH714 RO 2012-11-14 2015-12-07
2 Choy, Kai Man 蔡啟民 BBS817 Rep 2014-10-03 2017-10-13
3 Fodchuk, Gregory John Thomas M AXC430 Rep 2011-04-29 2016-10-14
4 Fok, Gary Do Ming 霍道明 M ASX198 Rep 2009-05-05 2015-05-19
5 Gallagher, Hugh Thomas M AXR161 RO 2011-09-14 2017-10-13
6 Hearne, Kevin M BDI769 Rep 2014-04-25 2015-12-07
7 James, Joel Graeme M AWS778 RO 2014-03-10 2018-09-30
8 Kho, Garrett Tristan Arnaldo M AZL779 Rep 2012-05-14 2017-01-20
9 Mok, Hiu Fai 莫曉暉 BFA432 Rep 2015-02-27 2017-01-31
10 Patel, Vinesh (SFC:BDC151) M BDC151 Rep 2015-03-16 2018-09-30
11 Siddons, Robert Leon M AXC429 Rep 2011-04-29 2016-09-30
12 Sohn, Charles Chongho M AUA852 Rep 2011-04-01 2015-06-05
13 Wong, Jamie Jun Yin 黃鎮賢 M BBN706 Rep 2013-08-02 2017-10-13
14 Yabut, Vivian Chan F ASM299 Rep 2011-09-08 2016-08-30
15 Zhang, Rui (SFC:AWU195) 張睿 AWU195 Rep 2011-02-16 2015-05-01
16 Zhou, Shenxiong 周申雄 AYC475 Rep 2011-09-20 2015-07-28

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