ICAP Equities Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Acton, Mark David | M | ASX749 | Rep | 2009-05-11 | 2013-04-15 | |
| RO | 2013-04-15 | 2014-05-05 | |||||
| 2 | Andrews, Scott Carter | M | ASH792 | Rep | 2009-01-21 | 2010-06-10 | |
| 3 | Ang, Mary Eleanor Leah Yabut | F | AZM753 | Rep | 2012-05-15 | 2013-05-06 | |
| 4 | Bavis, Mark John | M | ALH714 | Rep | 2012-04-17 | 2012-11-14 | |
| RO | 2012-11-14 | 2015-12-07 | |||||
| 5 | Behl, Arminder Singh (SFC:APM133) | APM133 | Rep | 2009-01-05 | 2010-06-10 | ||
| 6 | Burke, Daniel Christopher (SFC:ASE642) | M | ASE642 | Rep | 2011-04-21 | 2011-10-11 | |
| 7 | Bus, Maartje Leonoor | AJN012 | Rep | 2009-01-08 | 2010-04-14 | ||
| 8 | Bustamante, Thaddeus Raymund Bryan Lontoc | M | AXD242 | Rep | 2011-04-12 | 2012-06-13 | |
| 9 | Byrne, Luke William | M | AUB086 | Rep | 2009-10-28 | 2010-05-20 | |
| 10 | Callaghan, Lee John | M | BAP469 | Rep | 2013-11-04 | 2014-05-05 | |
| 11 | Cason, Scott | M | AYA513 | Rep | 2011-09-14 | 2012-03-31 | |
| 12 | Choy, Kai Man 蔡啟民 | BBS817 | Rep | 2014-10-03 | 2017-10-13 | ||
| 13 | Collett, Michael James (SFC:AUB134) | M | AUB134 | Rep | 2009-11-26 | 2010-04-29 | |
| 14 | Corner, Andrew Mark Gordon | M | AOK590 | Rep | 2010-08-17 | 2010-11-19 | |
| RO | 2010-11-19 | 2013-05-31 | |||||
| 15 | Creedon, Tom | M | APL757 | Rep | 2010-01-15 | 2012-07-27 | |
| 16 | Czerkawski, Paul Andrew (SFC:ARR800) | M | ARR800 | Rep | 2009-04-14 | 2009-12-10 | |
| 17 | Davidson, Russell (SFC:ABV703) | M | ABV703 | RO | 2008-12-22 | 2010-10-04 | |
| 18 | Dehlouz, Laurent | ASX160 | RO | 2009-05-14 | 2011-07-29 | ||
| 19 | Farooqi, Mohamed Adnan 范毛亞 | M | ASW886 | Rep | 2009-05-04 | 2009-07-04 | |
| 20 | Fodchuk, Gregory John Thomas | M | AXC430 | Rep | 2011-04-29 | 2016-10-14 | |
| 21 | Fok, Gary Do Ming 霍道明 | M | ASX198 | Rep | 2009-05-05 | 2015-05-19 | |
| 22 | Gallagher, Hugh Thomas | M | AXR161 | RO | 2011-09-14 | 2017-10-13 | |
| 23 | Goldie, Benjamin James | M | AJD455 | Rep | 2010-01-27 | 2010-03-09 | |
| 24 | Gordon, Daniel (SFC:AHE138) | M | AHE138 | RO | 2008-12-22 | 2010-04-30 | |
| 25 | Gotauco, Andrea Denise 吳婉芳 | F | BBM845 | Rep | 2013-07-05 | 2013-11-22 | |
| 26 | Gutu, Tafadzwa (SFC:AWM073) | AWM073 | Rep | 2010-12-20 | 2014-03-31 | ||
| 27 | Hart, Paul Howard Farmer | M | ASF491 | Rep | 2009-03-12 | 2009-08-03 | |
| 28 | Hart, William (SFC:ANR266) | M | ANR266 | Rep | 2009-07-22 | 2010-04-29 | |
| 29 | Hearne, Kevin | M | BDI769 | Rep | 2014-04-25 | 2015-12-07 | |
| 30 | Huang, Yiran (SFC:AWS789) 黃屹然 | AWS789 | Rep | 2011-01-28 | 2014-07-31 | ||
| 31 | Hung, King Hong 熊景康 | ATO894 | Rep | 2011-11-29 | 2012-06-15 | ||
| 32 | Hutton, Ian (SFC:ANR984) | M | ANR984 | Rep | 2009-01-19 | 2010-04-19 | |
| 33 | James, Joel Graeme | M | AWS778 | Rep | 2011-01-28 | 2014-03-10 | |
| RO | 2014-03-10 | 2018-09-30 | |||||
| 34 | Kang, Gyong Hee | F | AIK892 | Rep | 2015-05-29 | 2018-09-30 | |
| 35 | Kho, Garrett Tristan Arnaldo | M | AZL779 | Rep | 2012-05-14 | 2017-01-20 | |
| 36 | Lagerlow, Aaron William | M | ATC868 | Rep | 2009-06-09 | 2009-09-09 | |
| Rep | 2009-11-10 | 2010-04-14 | |||||
| 37 | Lam, Milton Chi Siu 林子紹 | AGW054 | Rep | 2009-03-18 | 2010-04-13 | ||
| 38 | Larkin, John Michael | M | AVC808 | Rep | 2010-05-07 | 2012-04-05 | |
| 39 | Laurens, Xavier Emmanuel | M | AMI416 | RO | 2011-07-12 | 2012-09-12 | |
| 40 | Lawrence, Andrew John (SFC:AEC577) | M | AEC577 | Rep | 2009-04-29 | 2009-08-24 | |
| 41 | Lee, Alice Wai Yin 李偉賢 | F | AAH588 | Rep | 2008-12-29 | 2010-04-27 | |
| 42 | Loo, Winnie Yen Leng 呂佳玲 | F | AXD369 | Rep | 2011-05-13 | 2011-05-31 | |
| 43 | Lord, Phillip Wilson | M | AJG087 | Rep | 2009-01-23 | 2010-04-12 | |
| 44 | McClumpha, Donald Stuart (SFC:ARI619) | M | ARI619 | RO | 2010-06-21 | 2011-02-28 | |
| 45 | Mok, Hiu Fai 莫曉暉 | BFA432 | Rep | 2015-02-27 | 2017-01-31 | ||
| 46 | Neary, Jarrod Kevin | M | AST182 | Rep | 2009-05-04 | 2010-11-30 | |
| Rep | 2011-03-04 | 2013-12-14 | |||||
| 47 | Ng, Soon Wei 伍順輝 | AEN030 | Rep | 2009-04-07 | 2010-04-14 | ||
| 48 | O'Donnell, Loretta Maura | F | AUA695 | Rep | 2009-12-01 | 2010-04-12 | |
| 49 | Oliver, James Campbell | M | ARW738 | Rep | 2011-04-01 | 2012-10-24 | |
| 50 | Pascual, Francis Mark Azcarate | M | APS311 | Rep | 2011-03-21 | 2012-04-30 | |
| 51 | Patel, Vinesh (SFC:BDC151) | M | BDC151 | Rep | 2014-03-10 | 2014-10-07 | |
| Rep | 2015-03-16 | 2018-09-30 | |||||
| 52 | Ponter, Mark Charles | M | AWM067 | Rep | 2011-01-13 | 2011-05-31 | |
| 53 | Royal, Carol | F | AUB786 | Rep | 2009-11-20 | 2010-04-19 | |
| 54 | Sajnani, Roshan | AUH912 | Rep | 2010-08-25 | 2010-12-31 | ||
| 55 | Siddons, Robert Leon | M | AXC429 | Rep | 2011-04-29 | 2016-09-30 | |
| 56 | Sing, Raymond Pui Choy 成培洲 | M | ALZ057 | Rep | 2009-05-07 | 2014-07-25 | |
| 57 | Smedhall, Sandra Estelle | F | ARW143 | Rep | 2009-05-21 | 2012-01-24 | |
| 58 | Sohn, Charles Chongho | M | AUA852 | Rep | 2011-04-01 | 2015-06-05 | |
| 59 | Son, Yong Koo 孫容九 | ARD485 | Rep | 2009-04-30 | 2011-03-17 | ||
| 60 | Starr, Tea | AUA701 | Rep | 2009-11-10 | 2010-04-13 | ||
| 61 | Streeter, Charles Henry Roger | M | ASD370 | Rep | 2009-03-12 | 2009-08-12 | |
| 62 | Taylor, Jamie Robert (SFC:ASX463) | M | ASX463 | Rep | 2009-05-04 | 2014-07-25 | |
| 63 | Tham, Ngiap Lyn Carolyn 譚業蓮 | AUD962 | Rep | 2009-11-23 | 2010-05-14 | ||
| 64 | Thomas, Andrew James (SFC:ASX464) | M | ASX464 | Rep | 2009-05-04 | 2012-01-30 | |
| 65 | Tse, Jaff Ka Wai 謝家威 | ADR277 | Rep | 2009-01-19 | 2009-07-29 | ||
| RO | 2009-07-29 | 2010-05-05 | |||||
| 66 | White, Paul George | M | ALQ641 | Rep | 2012-04-17 | 2013-12-14 | |
| 67 | Willis, Paul Michael (SFC:ASM024) | M | ASM024 | Rep | 2009-03-11 | 2009-08-29 | |
| 68 | Wong, Jamie Jun Yin 黃鎮賢 | M | BBN706 | Rep | 2013-08-02 | 2017-10-13 | |
| 69 | Wyer, Michael John | M | ATH336 | Rep | 2009-07-02 | 2010-08-31 | |
| 70 | Xiang, Jisong 項吉松 | ALP923 | Rep | 2009-10-12 | 2010-04-28 | ||
| 71 | Yabut, Vivian Chan | F | ASM299 | Rep | 2011-09-08 | 2016-08-30 | |
| 72 | Zerrudo, Oliver Duante | M | AZL778 | Rep | 2012-05-14 | 2012-12-30 | |
| 73 | Zhang, Rui (SFC:AWU195) 張睿 | AWU195 | Rep | 2011-02-16 | 2015-05-01 | ||
| 74 | Zhou, Shenxiong 周申雄 | AYC475 | Rep | 2011-09-20 | 2015-07-28 | ||
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