Neuberger Berman Asia Limited
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2019 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Boon, Yan Taw 溫演道 |
|
|
AXQ380 |
Rep |
2013-11-05 |
2022-09-29 |
| 2 |
Chan, Christy Wai Nga 陳慧雅 |
|
F |
AQG586 |
Rep |
2013-09-11 |
2020-05-11 |
| 3 |
Chan, Kwan Ho (SFC:APN775) 陳鈞浩 |
|
|
APN775 |
Rep |
2014-06-12 |
2022-12-16 |
| 4 |
Chan, Pui Kwan (SFC:ALF667) 陳佩君 |
|
|
ALF667 |
Rep |
2014-06-23 |
|
| 5 |
Chen, Kent Chih Yang 陳志陽 |
|
M |
ACZ366 |
Rep |
2015-06-15 |
|
| 6 |
Cheng, Pui Yan (SFC:AEQ438) 鄭珮欣 |
|
|
AEQ438 |
Rep |
2014-06-16 |
2020-12-04 |
| 7 |
Cho, Jeff Long Yin 曹朗賢 |
|
M |
BBP894 |
Rep |
2016-10-12 |
|
| 8 |
Hao, Lydia Zhuotao 郝卓韜 |
|
F |
BKW504 |
Rep |
2017-09-08 |
2021-03-10 |
| 9 |
Henchman, Jason Christopher D. |
|
M |
AMS676 |
RO |
2010-05-31 |
2024-07-25 |
| 10 |
Ho, Wing Na 何穎娜 |
|
|
BKW460 |
Rep |
2017-10-10 |
|
| 11 |
Hoar, Nicholas John Francis |
52 |
M |
AXR713 |
RO |
2012-03-21 |
2022-07-29 |
| 12 |
Holzherr, Thomas Markus |
|
M |
AVS009 |
Rep |
2012-06-01 |
|
| 13 |
Hui, Yik Sin 許亦先 |
|
|
ANY202 |
Rep |
2017-02-03 |
|
| 14 |
Ie, Kuen Ning Natalie 余堃寧 |
|
|
BDH695 |
Rep |
2019-05-16 |
2021-07-16 |
| 15 |
Kim, Jeong Yoon 金楨倫 |
|
|
BHJ637 |
Rep |
2019-06-14 |
2021-05-20 |
| 16 |
Kwang, Mang Tak 鄺孟德 |
|
|
ACN932 |
RO |
2014-09-24 |
|
| 17 |
Lai, Andrew Kai-Jie 賴凱杰 |
|
M |
BKL102 |
Rep |
2018-11-09 |
|
| 18 |
Lam, Linda Lam 林霖 |
|
F |
AGP663 |
Rep |
2015-03-06 |
|
| 19 |
Leung, Zoe Sze Yan 梁司恩 |
|
F |
BHF734 |
Rep |
2016-04-06 |
2022-05-19 |
| 20 |
Liu, Patrick Song |
|
M |
ANQ638 |
Rep |
2017-05-23 |
|
| 21 |
Ng, Gabriel Jun Peng 黃俊鵬 |
|
M |
AQN278 |
Rep |
2019-01-10 |
2021-08-02 |
| 22 |
Ng, Hoi Lam 吳凱琳 |
|
|
APV909 |
Rep |
2017-10-30 |
2021-05-20 |
| 23 |
Ng, Hoi Yin (SFC:APZ135) 吳凱燕 |
|
|
APZ135 |
Rep |
2015-03-26 |
|
| 24 |
Pan, Yi (SFC:BDR365) 潘禕 |
|
|
BDR365 |
Rep |
2017-11-13 |
|
| 25 |
Pang, Maggie Man Yee 彭雯兒 |
|
F |
APZ425 |
Rep |
2013-05-06 |
|
| 26 |
Park, Soo Jin |
|
|
AUT784 |
Rep |
2019-01-17 |
2022-11-30 |
| 27 |
Ru, Patrick Cheng |
|
M |
BOO472 |
Rep |
2019-07-08 |
2020-09-23 |
| 28 |
So, Chi Kay 蘇智琪 |
|
|
BDM977 |
Rep |
2014-06-05 |
2024-08-15 |
| 29 |
Tang, Annie Yue Wai 鄧宇蕙 |
|
F |
APL963 |
Rep |
2015-02-18 |
|
| 30 |
Tong, Ka Lai 唐嘉麗 |
|
|
ARR530 |
Rep |
2019-02-22 |
|
| 31 |
Tsang, Lok Ching 曾樂正 |
|
|
BBJ687 |
Rep |
2013-06-03 |
|
| 32 |
Xiao, Di (SFC:BJL679) 肖笛 |
|
|
BJL679 |
Rep |
2017-04-28 |
|
| 33 |
Yip, Alan Pak Kin 葉栢堅 |
|
M |
APP201 |
Rep |
2019-07-16 |
|
| 34 |
Yuen, Wai Kin (SFC:AVM568) 阮惠健 |
|
|
AVM568 |
Rep |
2014-02-07 |
|
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