CICC US Securities (Hong Kong) Limited 中金美國證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2020 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Chan, Ka Chun (SFC:ABG469) 陳家俊 |
|
|
ABG469 |
Rep |
2011-06-24 |
2011-07-26 |
|
|
|
RO |
2011-07-26 |
|
| 2 |
Chan, Man Lok (SFC:BGI559) 陳文樂 |
|
|
BGI559 |
Rep |
2016-09-14 |
|
| 3 |
Chen, Jiaqi (SFC:BGZ289) 陳嘉琦 |
|
|
BGZ289 |
Rep |
2018-07-03 |
2020-07-31 |
| 4 |
Fowler, Luke (SFC:AQM674) |
|
M |
AQM674 |
Rep |
2011-08-02 |
|
| 5 |
Gu, Danxia 顧丹夏 |
|
|
BIE951 |
Rep |
2017-08-11 |
|
| 6 |
He, Peng (SFC:AVI431) 何鵬 |
|
|
AVI431 |
Rep |
2014-09-11 |
2017-09-29 |
| 7 |
Ho, Jason Yuen Pang 何遠鵬 |
|
M |
BGX440 |
Rep |
2020-04-09 |
2022-10-31 |
| 8 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
2012-11-28 |
2013-10-24 |
|
|
|
RO |
2013-10-24 |
2013-12-23 |
| 9 |
Ko, Margaret Yuyin |
|
F |
AGB871 |
Rep |
2011-07-15 |
2012-07-20 |
| 10 |
Kong, Wei (SFC:AKI414) 孔蔚 |
|
|
AKI414 |
RO |
2013-12-23 |
|
| 11 |
Kwok, Pui Ying 郭佩瑛 |
|
|
ABV967 |
RO |
2013-09-30 |
2014-04-22 |
|
|
|
Rep |
2014-04-22 |
2016-07-06 |
| 12 |
Lau, Tsz Wing 劉子頴 |
|
|
ALW219 |
Rep |
2018-10-23 |
2023-05-23 |
| 13 |
Li, Haoyi (SFC:ASF604) 李豪翼 |
|
|
ASF604 |
Rep |
2016-05-05 |
2017-03-30 |
| 14 |
Li, Yanlin (SFC:ANI899) 李豔琳 |
|
|
ANI899 |
Rep |
2014-08-28 |
|
| 15 |
Lin, Shanshan (SFC:ASJ891) 林姍姍 |
|
|
ASJ891 |
Rep |
2014-06-26 |
2019-05-21 |
| 16 |
Lin, Yu Hong 林妤虹 |
|
|
ATS207 |
Rep |
2016-05-05 |
|
| 17 |
Liu, Bin (SFC:AWD208) 劉斌 |
|
|
AWD208 |
Rep |
2014-06-18 |
|
| 18 |
Lu, Ning (SFC:ARP152) 陸宁 |
|
|
ARP152 |
Rep |
2014-05-28 |
2020-05-18 |
| 19 |
Lu, Yilin (SFC:AOG682) 呂禕麟 |
39 |
M |
AOG682 |
RO |
2011-05-25 |
2013-10-23 |
| 20 |
Ma, Junrui 馬隽睿 |
|
|
ARR894 |
Rep |
2014-06-12 |
2015-08-31 |
| 21 |
Ma, Kui (SFC:BGH036) 馬葵 |
|
|
BGH036 |
RO |
2018-03-26 |
|
| 22 |
Pang, Maria Wai Mei 彭慧薇 |
|
F |
BBQ484 |
Rep |
2017-12-27 |
|
| 23 |
Tang, Hin Lun (SFC:BOD386) 鄧衍鏻 |
|
|
BOD386 |
Rep |
2019-02-22 |
|
| 24 |
Tang, Hung Wong 鄧洪旺 |
|
|
AAE867 |
Rep |
2019-09-13 |
|
| 25 |
Trinh, Eddie Khang Thach 鄭凱天 |
42 |
M |
AXE228 |
Rep |
2015-02-16 |
|
| 26 |
Wan, Li (SFC:AHD514) 萬里 |
|
|
AHD514 |
RO |
2011-05-25 |
2012-02-17 |
|
|
|
Rep |
2014-09-11 |
2020-03-19 |
| 27 |
Wan, Tin Chi 尹天賜 |
|
|
AVF008 |
Rep |
2018-01-15 |
2018-12-14 |
| 28 |
Wang, Beichen 王北辰 |
|
|
BLP422 |
Rep |
2017-11-29 |
|
| 29 |
Wong, Chi Man (SFC:AER067) 黃智雯 |
|
|
AER067 |
Rep |
2014-05-28 |
|
| 30 |
Wong, Yin Yee (SFC:BNM902) 黃燕儀 |
|
|
BNM902 |
Rep |
2019-08-09 |
|
| 31 |
Woo, Jimmy Cheung Yee 吳祥貽 |
|
M |
ADI032 |
RO |
2011-05-25 |
2011-06-28 |
| 32 |
Wu, Ying (SFC:BQE869) 伍瑩 |
|
|
BQE869 |
Rep |
2020-10-05 |
|
| 33 |
Xu, Xueqing 許雪晴 |
|
|
BQI515 |
Rep |
2020-10-28 |
|
| 34 |
Yan, Yiran (SFC:BGD658) 嚴一然 |
|
|
BGD658 |
Rep |
2017-03-08 |
2019-05-10 |
| 35 |
Yao, Jack Hsin-Chou 姚信州 |
|
M |
APQ725 |
Rep |
2012-11-28 |
2019-11-21 |
| 36 |
Yao, Junfei 姚駿飛 |
|
|
BPV703 |
Rep |
2020-07-02 |
2021-07-02 |
| 37 |
Yao, Simone Tong |
|
F |
BEF804 |
Rep |
2019-09-09 |
|
| 38 |
Zhang, Qian (SFC:BMX662) 張前 |
|
|
BMX662 |
Rep |
2018-05-18 |
|
| 39 |
Zhang, Tianli (SFC:BGB980) 張天力 |
|
|
BGB980 |
Rep |
2016-05-05 |
2023-09-14 |
| 40 |
Zhang, Yi (SFC:BDJ166) 張易 |
|
|
BDJ166 |
Rep |
2016-05-05 |
2020-07-31 |
| 41 |
Zhao, Ronghua 趙榮華 |
|
|
BOZ719 |
Rep |
2019-10-21 |
|
| 42 |
Zhou, Xinyuan (SFC:BNC148) 周歆媛 |
|
|
BNC148 |
Rep |
2019-10-03 |
2020-12-24 |
| 43 |
Zhuang, Jiejing 庄洁婧 |
|
|
BKF285 |
Rep |
2019-07-23 |
2021-04-22 |
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