LEHMAN BROTHERS ASIA LIMITED 美國雷曼兄弟亞洲投資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Aldeen, Chihiro |
|
|
AFT275 |
Rep |
|
2008-09-29 |
| 2 |
Bowmer Iii, William Sterett |
|
M |
AEB024 |
Rep |
|
2004-07-23 |
| 3 |
Chan, Shirley Mei Fung 陳美鳳 |
|
F |
AEC087 |
Rep |
|
2008-09-29 |
| 4 |
Cheung, Loretta Lai Man 張麗雯 |
|
F |
ADB867 |
Rep |
|
2008-09-29 |
| 5 |
Cielinski, Mark Alan |
|
M |
AHC364 |
Rep |
|
2008-09-29 |
| 6 |
Croft, Ian Richard |
|
M |
AJD476 |
Rep |
2003-10-13 |
2008-09-29 |
| 7 |
Dominick, Frank |
|
M |
AEW395 |
Rep |
2003-10-24 |
2005-02-02 |
| 8 |
Donohugh, William Hugh McGregor 唐威林 |
|
M |
ACM011 |
Rep |
|
2004-04-15 |
| 9 |
Egliskis, David Walter |
|
M |
AJC319 |
Rep |
2003-12-08 |
2007-07-07 |
| 10 |
Gordon, Thomas Lee Jr. |
|
M |
ADJ268 |
Rep |
2003-12-01 |
2004-03-01 |
| 11 |
Gupta, Ashutosh (SFC:AJE577) |
|
|
AJE577 |
Rep |
2003-11-26 |
2008-09-29 |
| 12 |
Harris, David Anthony (SFC:ADZ065) |
|
M |
ADZ065 |
Rep |
2003-11-21 |
2004-02-21 |
| 13 |
Highfield, Tucker Montana |
|
|
AIQ970 |
Rep |
2003-04-16 |
2004-05-25 |
| 14 |
Hindle, Leon Miller |
|
M |
AIN992 |
Rep |
|
2008-09-29 |
| 15 |
Hui, Serena Siying 許世瑛 |
|
F |
AHC163 |
Rep |
|
2004-07-30 |
| 16 |
Kee, Tang Seng |
|
|
AEC763 |
Rep |
2003-08-20 |
2006-04-10 |
| 17 |
Lam, Ada Lok Yee 林洛宜 |
|
F |
ACG599 |
Rep |
|
2003-05-02 |
| 18 |
Lam, David Tai Yuen 林大源 |
|
M |
ADJ557 |
Rep |
|
2006-03-28 |
| 19 |
Lance, Robert Waldo |
|
M |
AEL830 |
Rep |
2003-04-23 |
2003-12-12 |
|
|
|
RO |
2003-12-12 |
2004-07-11 |
| 20 |
Lau, Lik Alaric 劉力 |
|
|
AHK681 |
Rep |
|
2008-09-29 |
| 21 |
Lee, Edward Yuan Tse 李淵智 |
|
M |
AGF152 |
Rep |
|
2005-06-29 |
| 22 |
Lee, Seo Kyong 李瑞景 |
|
|
AFK837 |
Rep |
|
2004-02-27 |
| 23 |
Leo, Peck Chao 梁弼釗 |
|
|
AJE093 |
Rep |
2003-10-24 |
2004-02-18 |
| 24 |
Leung, Amy Ming Yee 梁鳴儀 |
|
F |
AEJ623 |
Rep |
|
2005-10-05 |
| 25 |
Liu, Kate Kit Yee 廖潔儀 |
|
F |
ACY139 |
Rep |
2003-06-16 |
2008-09-29 |
| 26 |
Liu, Shao Li 劉曉黎 |
|
|
ABV412 |
Rep |
|
2004-03-02 |
| 27 |
Mar, Johnson |
|
M |
ADR669 |
RO |
|
2008-09-29 |
| 28 |
McGrath, William Jude 馬格比利 |
|
M |
AFJ442 |
RO |
|
2005-08-23 |
| 29 |
Myong, Chun Hyong |
|
|
AEN827 |
Rep |
|
2005-02-02 |
| 30 |
Ng, Mei Fun 吳美芬 |
|
|
AAB732 |
Rep |
|
2003-10-07 |
| 31 |
Ng, Virginia Suk Yin 吳淑燕 |
|
F |
ABV790 |
Rep |
2003-10-13 |
2004-04-15 |
| 32 |
O'Meara, Christopher James Sidney |
|
M |
AFQ412 |
Rep |
2003-04-24 |
2006-04-28 |
| 33 |
Paine, David L |
|
M |
ADH929 |
Rep |
|
2008-09-29 |
| 34 |
Park, Sung Wan 朴性玩 |
|
|
ADQ242 |
Rep |
|
2006-03-26 |
| 35 |
Penton, Dominic Jon (SFC:ABM263) |
|
M |
ABM263 |
RO |
|
2003-09-04 |
|
|
|
Rep |
2003-09-10 |
2004-03-15 |
| 36 |
Sweeney, Kirk Chester |
|
M |
AAN604 |
RO |
|
2008-09-29 |
| 37 |
Throsby, Timothy James Osborne |
37 |
M |
ACT590 |
Rep |
|
2005-07-12 |
| 38 |
Tsang, Eric On Bong 曾安邦 |
|
M |
AAA072 |
Rep |
|
2006-06-01 |
| 39 |
Tsang, Lai Kuen (SFC:ADC037) 曾麗娟 |
|
|
ADC037 |
Rep |
|
2008-09-29 |
| 40 |
Upadhyay, Saurabh |
|
|
AJF328 |
Rep |
2003-12-09 |
2008-09-29 |
| 41 |
Ventouras, Alexis |
36 |
M |
ADS012 |
Rep |
|
2003-08-06 |
| 42 |
Watson, Alan James David |
45 |
M |
AEE163 |
Rep |
|
2004-07-08 |
| 43 |
Wong Kwong, Muse Yiu Sze 黃鄺瑤詩 |
|
|
ACN459 |
Rep |
2003-05-12 |
2005-08-01 |
| 44 |
Wong, Carolyn Yuk Cheung 黃旭鏘 |
|
F |
AFT958 |
Rep |
2003-05-13 |
2006-02-20 |
| 45 |
Woo, Charles Kun |
|
M |
AHS996 |
Rep |
|
2003-10-07 |
| 46 |
Woo, Rebecca Heng-yun 吳恆恩 |
|
F |
ABL783 |
Rep |
|
2005-06-20 |
| 47 |
Wright, Symon Robert |
|
M |
ACG024 |
Rep |
|
2006-03-20 |
| 48 |
Wu, Lici Leon Edward 伍禮慈 |
|
|
AJD966 |
Rep |
2003-11-06 |
2004-06-25 |
| 49 |
Yap, Chin Yee 叶君瑜 |
|
|
AFR721 |
Rep |
|
2008-03-18 |
| 50 |
Yoon, Yong Cheul |
|
|
AGW405 |
Rep |
|
2003-08-20 |
| 51 |
Yu, Janice Man Kiu 茹蔓喬 |
|
|
ADZ441 |
Rep |
|
2004-02-03 |
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