UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Agarwal, Nupur | ATW419 | Rep | 2009-09-29 | 2014-04-11 | ||
| 2 | Aida, Takuji | ATI746 | Rep | 2009-07-20 | 2013-08-01 | ||
| 3 | Anderson, Jonathan Gentile | M | AGW280 | Rep | 2003-05-30 | 2012-03-08 | |
| 4 | Andrews, Stephen John (SFC:ATC362) | M | ATC362 | Rep | 2009-08-28 | 2015-12-14 | |
| 5 | Arayasantiparb, Athaporn | ANH045 | Rep | 2006-04-26 | 2010-08-07 | ||
| 6 | Bae, Jung Hoon | AMY251 | Rep | 2006-01-18 | 2017-04-29 | ||
| 7 | Bal, Jaj Singh | ANX746 | Rep | 2006-11-20 | 2012-03-01 | ||
| 8 | Bansal, Sandip | ATT492 | Rep | 2009-09-28 | 2014-07-10 | ||
| 9 | Battershill, Jonathan Lesland | M | ATH821 | Rep | 2009-07-09 | 2016-04-21 | |
| 10 | Bhatia, Gaurang Kishor | ANX744 | Rep | 2006-11-20 | 2011-05-19 | ||
| 11 | Bokkenheuser, Andreas Christian | M | ANX689 | Rep | 2006-09-20 | 2014-11-20 | |
| 12 | Brown, Andrew Ollie | M | ACZ477 | Rep | 2009-05-11 | 2011-03-30 | |
| 13 | Busuttil, Mark | M | AUC502 | Rep | 2009-11-19 | 2010-07-24 | |
| 14 | Cassidy, David Michael (SFC:ATI168) | M | ATI168 | Rep | 2009-07-15 | 2018-07-03 | |
| 15 | Cates, Andrew Phillip | M | ATO037 | Rep | 2009-08-24 | 2015-07-30 | |
| 16 | Chan, Edwin Chi Ming 陳賜明 | M | AFG996 | RO | 2007-08-16 | 2017-01-09 | |
| 17 | Chan, Hiu Chun (SFC:ANS074) 陳曉雋 | ANS074 | Rep | 2006-07-28 | 2016-08-20 | ||
| 18 | Chan, Shing Yin 陳聖賢 | AST185 | Rep | 2009-04-08 | 2011-03-12 | ||
| 19 | Chang, Alexander Paul 張明波 | M | ALZ627 | Rep | 2006-10-27 | 2013-08-20 | |
| 20 | Chen, Kairu 陳愷如 | ATH806 | Rep | 2009-07-06 | 2013-03-23 | ||
| 21 | Chen, Ken An 陳安 | M | ANX752 | Rep | 2006-11-21 | 2010-10-08 | |
| 22 | Chen, Lei (SFC:AMQ905) 陳磊 | AMQ905 | Rep | 2007-12-13 | 2010-03-24 | ||
| 23 | Cheng, Cheng-Hua 程正樺 | ATO441 | Rep | 2009-08-20 | 2014-04-12 | ||
| 24 | Cheng, Robin Shiang 程翔 | ATD727 | Rep | 2009-06-23 | 2010-02-10 | ||
| 25 | Chu, Kelvin Hiu Wai 朱曉暐 | M | ARN399 | Rep | 2008-08-20 | 2023-08-11 | |
| 26 | Chum, Grant Kwan Lock 鄭君諾 | 34 | M | AMK102 | Rep | 2005-09-01 | 2010-10-05 |
| 27 | Chung, Chao-An 鍾朝安 | ATI602 | Rep | 2009-07-17 | 2015-05-13 | ||
| 28 | Curran, Ross Niall | M | AUC499 | Rep | 2009-11-17 | 2010-11-06 | |
| 29 | Dai, Jun (SFC:AOP178) 戴駿 | AOP178 | Rep | 2008-04-18 | 2011-09-06 | ||
| 30 | Dong, William Chen | M | AIU737 | Rep | 2006-11-21 | 2020-06-15 | |
| 31 | Donovan, Paul (SFC:ATB735) | M | ATB735 | Rep | 2009-05-29 | 2016-08-22 | |
| 32 | Eary, Richard James (SFC:AEK574) | M | AEK574 | Rep | 2009-06-03 | 2016-04-11 | |
| 33 | Evans, Owen Glendower | M | ATC533 | Rep | 2009-06-16 | 2011-01-01 | |
| 34 | Finch, Philip Julian Magnus | M | ATI170 | Rep | 2009-07-22 | 2016-03-19 | |
| 35 | Freedman, John Michael | M | ATE593 | Rep | 2009-06-25 | 2012-03-07 | |
| 36 | Fujiki, Aya | ARN787 | Rep | 2008-09-11 | 2012-03-31 | ||
| 37 | Gastreich, Peter Friedrich | M | AHB509 | Rep | 2006-04-26 | 2022-03-18 | |
| 38 | Goodsall, Andrew Roger | M | ATD728 | Rep | 2009-06-25 | 2017-12-23 | |
| 39 | Goto, Fumihide | AOR367 | Rep | 2007-03-27 | 2012-07-01 | ||
| 40 | Gunther, Shane Jayson Daniels | ALB795 | Rep | 2006-11-06 | 2010-10-15 | ||
| 41 | Gupta, Navin Kumar | M | ATW420 | Rep | 2009-09-29 | 2012-07-25 | |
| 42 | Gupta, Sonal (SFC:ATO967) | ATO967 | Rep | 2009-08-27 | 2021-04-25 | ||
| 43 | Harada, Jun | AOR374 | Rep | 2007-03-27 | 2017-02-22 | ||
| 44 | Harris, Maury Norton | ATR460 | Rep | 2009-09-09 | 2016-04-14 | ||
| 45 | Haslem, Scott Tudor | M | ATH823 | Rep | 2009-07-09 | 2017-06-21 | |
| 46 | Hirakawa, Shoji | AOR316 | Rep | 2007-03-27 | 2012-04-03 | ||
| 47 | Ho, Chun Hang (SFC:ARM740) 何俊恆 | ARM740 | Rep | 2008-08-15 | 2014-04-01 | ||
| 48 | Ho, Hung Chi 何鴻智 | ANH008 | Rep | 2009-03-24 | 2010-07-14 | ||
| 49 | Horth, Damien John Magellan | M | AMA051 | Rep | 2005-05-30 | 2011-07-27 | |
| 50 | Hoshino, Hidehiko | AOQ602 | Rep | 2007-03-26 | 2016-01-26 | ||
| 51 | Hsieh, Tzung-Wen 謝宗文 | ANX708 | Rep | 2006-11-21 | 2019-04-04 | ||
| 52 | Hsu, Jonathan Yu Cheng 許育誠 | M | ANM699 | Rep | 2006-06-19 | 2010-09-15 | |
| 53 | Huang, Xiang (SFC:ANI921) 黃翔 | ANI921 | Rep | 2006-05-03 | 2010-04-07 | ||
| 54 | Hung, Hsi-Ming 洪希民 | ATO440 | Rep | 2009-08-24 | 2016-05-06 | ||
| 55 | Hurren, Daniel Philip | M | ATD265 | Rep | 2009-06-17 | 2014-02-04 | |
| 56 | Inui, Makio | AOQ613 | Rep | 2007-03-19 | 2013-06-29 | ||
| 57 | Ito, Toshinori | AOQ611 | Rep | 2007-03-13 | 2011-10-28 | ||
| 58 | Iwasa, Shinsuke | AMP190 | Rep | 2008-08-08 | 2012-04-04 | ||
| 59 | Jang, Young Woo | AGW609 | Rep | 2006-01-19 | 2016-05-06 | ||
| 60 | Karp, Erika Michele | ATY607 | Rep | 2009-11-03 | 2013-08-02 | ||
| 61 | Katkar, Harshad Harishchandra | ATC530 | Rep | 2009-06-11 | 2010-03-09 | ||
| 62 | Kelly, Scott Adam | M | AGY598 | Rep | 2009-06-15 | 2010-05-21 | |
| 63 | Khoosuwan, Butsakon | ANH051 | Rep | 2006-04-26 | 2011-05-19 | ||
| 64 | Kim, Seung Wook (SFC:ATT490) | ATT490 | Rep | 2009-10-07 | 2011-06-10 | ||
| 65 | Kirn, Henry George | M | ATO439 | Rep | 2009-08-24 | 2012-10-25 | |
| 66 | Kwan, Wing Kin (SFC:ALI180) 關永健 | ALI180 | Rep | 2008-05-09 | 2011-09-01 | ||
| 67 | Lai, Alain Shin Li | ANH059 | Rep | 2006-04-26 | 2011-09-10 | ||
| 68 | Lawcock, Glyn David | M | ATE171 | Rep | 2009-06-24 | 2021-03-15 | |
| 69 | Lee, Cheryl Mui Lynn | F | ANX714 | Rep | 2006-11-20 | 2021-10-18 | |
| 70 | Lee, Chian Jie 李建杰 | 28 | M | AOJ059 | Rep | 2006-12-27 | 2010-03-10 |
| 71 | Lee, Hee Seung | AMY281 | Rep | 2006-01-18 | 2014-04-01 | ||
| 72 | Lee, Sangwoo Scott | M | AUC498 | Rep | 2009-11-26 | 2014-05-31 | |
| 73 | Lee, Yi-Hsuan (SFC:ATB730) 李懿璇 | ATB730 | Rep | 2009-05-27 | 2012-07-29 | ||
| 74 | Leitch, David Andrew (SFC:ATB988) | M | ATB988 | Rep | 2009-06-09 | 2016-04-01 | |
| 75 | Leung, Spencer Yu Cheong 梁裕昌 | 33 | M | AML738 | Rep | 2008-05-09 | 2018-06-01 |
| 76 | Li, Lei (SFC:AUG807) 李蕾 | AUG807 | Rep | 2009-12-04 | 2016-07-01 | ||
| 77 | Li, Wenlin 李文琳 | ALC181 | Rep | 2006-10-24 | 2010-09-18 | ||
| 78 | Liauw, Shu Ling | AUC500 | Rep | 2009-12-07 | 2010-07-02 | ||
| 79 | Lim, Khoon Hian Michael | M | ATS891 | Rep | 2009-09-28 | ||
| 80 | Lim, Ruoh Chwin 林若君 | ATQ960 | Rep | 2009-09-01 | 2010-03-05 | ||
| 81 | Ling, Vey Sern | ATS897 | Rep | 2009-09-28 | 2013-05-24 | ||
| 82 | Lo, Kenneth Kin Cheung 盧健翔 | M | ARQ678 | Rep | 2008-09-26 | 2010-10-09 | |
| 83 | Lupoli, Christopher | M | AUD573 | Rep | 2009-11-17 | 2014-04-05 | |
| 84 | Macleod, Niall James | M | AOY622 | Rep | 2008-06-05 | 2023-08-01 | |
| 85 | Mahadevan, Suresh Ayodya | AJB405 | Rep | 2006-10-21 | 2017-11-21 | ||
| 86 | Matsukawa, Nana 松川奈那 | ARO918 | Rep | 2008-09-12 | 2011-03-11 | ||
| 87 | Matsumoto, Kunihiro | AOQ618 | Rep | 2007-03-09 | 2013-04-27 | ||
| 88 | McCasker, Grant David | M | ATL666 | Rep | 2009-08-17 | 2018-05-25 | |
| 89 | Mi, Yezhou 密葉舟 | AOB434 | Rep | 2008-01-28 | 2014-06-21 | ||
| 90 | Mitchell, Simon Andrew (SFC:ATD257) | M | ATD257 | Rep | 2009-06-18 | 2021-04-25 | |
| 91 | Moshkov, Maxim | F | AUE711 | Rep | 2009-11-27 | 2014-11-20 | |
| 92 | Muramatsu, Takaaki | AOQ605 | Rep | 2007-03-09 | 2016-03-11 | ||
| 93 | Nagarajan, Diviya | AUC175 | Rep | 2009-11-16 | |||
| 94 | Nair, Ajitesh | ATN164 | Rep | 2009-08-17 | 2012-10-23 | ||
| 95 | Nakayasu, Yuki | ASD445 | Rep | 2008-12-12 | 2011-07-26 | ||
| 96 | Ngan, Gary King Leung 顏勁良 | 26 | M | ANW407 | Rep | 2006-08-28 | 2012-04-28 |
| 97 | Nocom, Philip Colbert Lim | M | ANH048 | Rep | 2006-04-26 | 2010-06-14 | |
| 98 | Ohata, Yosuke | M | ARE532 | Rep | 2008-06-18 | 2014-04-26 | |
| 99 | Okino, Toshihiko | M | API275 | Rep | 2007-08-08 | 2019-12-17 | |
| 100 | Oldfield, Stephen Michael | M | ADQ675 | Rep | 2007-02-12 | 2018-08-04 | |
| 101 | Olonan, Minda Claver Aganan | AOX765 | Rep | 2007-05-16 | 2010-10-27 | ||
| 102 | Panichkul, Piyanan | ANH017 | Rep | 2006-04-26 | 2021-04-25 | ||
| 103 | Paterson, Rick | ATD260 | Rep | 2009-06-16 | 2012-03-29 | ||
| 104 | Peh, Chong Ghee 白仲儀 | ADV635 | Rep | 2006-07-05 | 2014-07-10 | ||
| 105 | Peng, Yuxiao 彭雨瀟 | ARG936 | Rep | 2008-07-04 | 2014-10-07 | ||
| 106 | Pickstone, Julian Charles (SFC:AFT961) | M | AFT961 | RO | 2007-09-03 | 2010-11-08 | |
| 107 | Poerwanto, Sharon Christine | F | ARD330 | Rep | 2008-06-02 | 2010-06-08 | |
| 108 | Pow, David Kwong Yan 鮑廣恩 | M | AMI311 | Rep | 2008-06-23 | 2011-05-10 | |
| 109 | Ramsay, Gordon Alexander | M | ATG733 | Rep | 2009-07-14 | 2013-02-07 | |
| 110 | Rawat, Aakash | M | ARR537 | Rep | 2008-10-03 | ||
| 111 | Rema Harinarayanan, Suhas | ATL667 | Rep | 2009-07-31 | 2010-01-28 | ||
| 112 | Rifaie, Khairulanwar Bin | ATB732 | Rep | 2009-06-02 | 2014-04-01 | ||
| 113 | Rong, Baiding 榮白丁 | AUJ708 | Rep | 2009-12-22 | 2011-04-12 | ||
| 114 | Sachdev, Sunita Sunder | F | ATL685 | Rep | 2009-08-03 | 2021-04-25 | |
| 115 | Saglani, Chirag Pankaj | AST878 | Rep | 2009-04-27 | 2015-03-28 | ||
| 116 | Salim, Johannes | M | AOA147 | Rep | 2006-10-03 | 2010-09-18 | |
| 117 | Santiago, Domingo III Manalad | M | ANH016 | Rep | 2006-04-18 | 2021-09-30 | |
| 118 | Sharma, Pankaj (SFC:ATO968) | ATO968 | Rep | 2009-09-03 | 2014-11-29 | ||
| 119 | Shim, Seung Kyu | AOQ592 | Rep | 2007-03-06 | 2010-04-07 | ||
| 120 | Shin, Hitoshi | AOR325 | Rep | 2007-03-27 | 2011-03-12 | ||
| 121 | Shin, Seung Jun | AMY283 | Rep | 2006-01-18 | 2010-05-20 | ||
| 122 | Smiles, Simon Gaetan | M | AQE855 | Rep | 2008-01-02 | 2010-11-20 | |
| 123 | Sohn, Bill Eun-Seok | M | AHN695 | RO | 2007-01-23 | 2011-09-01 | |
| 124 | Son, Yong Suk | AMY256 | Rep | 2006-01-18 | |||
| 125 | Stafford, Craig Martin | M | ATC363 | Rep | 2009-06-10 | 2016-04-11 | |
| 126 | Sun, Xu (SFC:AOH838) 孫旭 | AOH838 | Rep | 2006-12-18 | 2015-06-27 | ||
| 127 | Takeda, Sumito | AOR314 | Rep | 2007-03-26 | 2019-12-07 | ||
| 128 | Takeuchi, Katsuya | AUE023 | Rep | 2009-12-01 | 2014-05-23 | ||
| 129 | Tan, Kian Yew Kenneth | M | APZ848 | Rep | 2007-11-16 | 2014-04-11 | |
| 130 | Tan, Min Lan | ANX756 | Rep | 2006-11-20 | 2013-08-02 | ||
| 131 | Tandiyono, Felicia | ATE973 | Rep | 2009-06-29 | 2013-12-07 | ||
| 132 | Tang, Wai Kwan (SFC:ALZ222) 鄧惠君 | ALZ222 | Rep | 2005-06-30 | 2017-02-11 | ||
| 133 | Tang, Xiaobo (SFC:ALY952) 唐驍波 | ALY952 | Rep | 2006-10-23 | 2013-05-08 | ||
| 134 | Tang, Zhigang (SFC:AGP130) 唐志剛 | AGP130 | Rep | 2009-04-14 | 2012-02-07 | ||
| 135 | Tanja, Joshua Arief | M | AOA141 | Rep | 2006-11-20 | ||
| 136 | Teather, Edward Kenneth | M | ATO800 | Rep | 2009-08-25 | 2022-09-30 | |
| 137 | Theodore, Sam William | M | ATS057 | Rep | 2009-10-02 | 2015-10-06 | |
| 138 | Tobing, Horas Sebastian Ebenezer | M | ATE958 | Rep | 2009-06-29 | 2013-08-01 | |
| 139 | Tsuchiya, Shunsuke | ART679 | Rep | 2008-10-28 | 2010-03-15 | ||
| 140 | Wang, Jinjin (SFC:AGP733) 王進璡 | AGP733 | Rep | 2005-07-04 | 2018-06-26 | ||
| 141 | Wang, Tao (SFC:ARE531) 汪濤 | F | ARE531 | Rep | 2008-06-13 | ||
| 142 | Wang, Wan (SFC:ARG933) 王菀 | ARG933 | Rep | 2008-07-04 | 2012-11-06 | ||
| 143 | Wang, Yaoping (SFC:ALE841) 王瑤平 | ALE841 | Rep | 2004-09-06 | 2010-03-08 | ||
| 144 | Wei, Qiang (SFC:AMH021) 衛強 | AMH021 | Rep | 2006-10-18 | 2014-06-13 | ||
| 145 | Werkun, Erica Poon 潘嘉怡 | F | AGN915 | Rep | 2004-08-12 | 2019-06-29 | |
| 146 | Williams, Christopher James (SFC:ATE599) | M | ATE599 | Rep | 2009-06-30 | 2016-03-01 | |
| 147 | Wilson, David Andrew (SFC:AFS219) | M | AFS219 | Rep | 2009-11-09 | 2013-04-02 | |
| 148 | Wong, Eric Chun Yu 王震宇 | M | AEU432 | Rep | 2011-03-10 | ||
| 149 | Wooldridge, Duncan Samuel | M | AEU633 | Rep | 2003-06-27 | 2017-06-10 | |
| 150 | Wu, Shanle 吳山樂 | ASK728 | Rep | 2009-02-16 | 2019-05-11 | ||
| 151 | Wyatt, Philip Thomas 韋輝廉 | M | ABN648 | Rep | 2007-01-16 | 2012-11-29 | |
| 152 | Xu, Bin (SFC:ANZ630) 徐賓 | ANZ630 | Rep | 2006-09-20 | |||
| 153 | Yamaguchi, Atsushi | AOR340 | Rep | 2007-03-26 | 2016-07-02 | ||
| 154 | Yamamoto, Yoshitsugu | M | AOQ600 | Rep | 2007-03-14 | 2011-09-27 | |
| 155 | Yamate, Taketo | AOR373 | Rep | 2007-03-27 | 2010-05-11 | ||
| 156 | Yasui, Kenji 安井健二 | ASS292 | Rep | 2009-04-02 | |||
| 157 | Yen, Edward | M | ATJ152 | Rep | 2009-07-24 | 2010-08-13 | |
| 158 | Yokota, Sosuke 橫田草介 | APH270 | Rep | 2007-07-23 | 2010-04-09 | ||
| 159 | Yoon, Chi Won | ACN181 | Rep | 2005-06-09 | 2016-07-25 | ||
| 160 | Yoshida, Tatsuo | AOV961 | Rep | 2007-05-14 | 2012-06-01 | ||
| 161 | Yu, Selina Pui Ling 余佩玲 | F | ARR536 | Rep | 2008-10-03 | 2011-06-04 | |
| 162 | Yu, Wei (SFC:ATN190) 郁威 | ATN190 | Rep | 2009-08-11 | 2015-06-11 | ||
| 163 | Yuen, Nicole Shuk Kam 袁淑琴 | 47 | F | ACH708 | Rep | 2007-06-15 | 2012-03-21 |
| 164 | Zhang, Haiyun (SFC:ALL359) 章海云 | ALL359 | Rep | 2008-05-21 | 2011-04-02 | ||
| 165 | Zhou, Cheng (SFC:AMR944) 周誠 | AMR944 | Rep | 2008-01-28 | 2010-10-19 | ||
| 166 | Zou, Min (SFC:AMQ926) 鄒敏 | AMQ926 | Rep | 2008-04-09 | 2011-05-21 |
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