GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2011 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Adair, John Joseph |
|
M |
ADR043 |
RO |
2006-07-31 |
2007-02-24 |
| 2 |
Agne, Mark Edward (SFC:ANP670) |
|
M |
ANP670 |
Rep |
2006-08-24 |
2006-09-26 |
|
|
|
RO |
2006-09-26 |
2016-05-21 |
| 3 |
Ahmad, Syed Hyder |
|
|
ADU329 |
RO |
2004-09-08 |
2006-08-01 |
| 4 |
Alireza, Yusuf Abdulla Yusuf Akbar |
41 |
M |
ARG448 |
RO |
2011-05-25 |
2011-12-08 |
| 5 |
Carr, Michael John (SFC:AGC458) |
|
M |
AGC458 |
RO |
|
2003-06-16 |
| 6 |
Chan, Beonna Mei Chun 陳美珍 |
|
|
AAF948 |
Rep |
|
2004-10-14 |
| 7 |
Chan, Pui Ping 陳沛萍 |
|
|
ACW670 |
Rep |
|
2004-10-14 |
| 8 |
Chau, Chun 周聰 |
|
|
ACS103 |
Rep |
|
2004-10-14 |
| 9 |
Chen, Charles Yuan Liang 陳仁樑 |
|
M |
AEZ084 |
Rep |
|
2004-10-14 |
| 10 |
Chiu, Ping 趙平 |
|
|
AEW882 |
Rep |
|
2004-10-13 |
| 11 |
Chow, Isabella Man Fung 周文鳳 |
|
F |
AFU155 |
Rep |
|
2004-10-13 |
| 12 |
Chui, Chi-Sun 徐志真 |
|
|
AFH192 |
Rep |
|
2004-06-19 |
| 13 |
Freshwater, Timothy George 范華達 |
67 |
M |
ADV670 |
RO |
|
2005-01-10 |
| 14 |
Ghatalia, Rajiv Arvind |
|
|
ADJ584 |
RO |
2003-07-16 |
2003-08-14 |
| 15 |
Gnodde, Richard John |
51 |
M |
AFM829 |
RO |
|
2005-01-07 |
| 16 |
Jung, Christopher Lam 曾俊文 |
|
M |
ADX061 |
Rep |
|
2004-06-01 |
| 17 |
Karnani, Vijay |
|
|
AEO835 |
Rep |
|
2004-10-13 |
| 18 |
Kedia, Prashant |
|
|
AHA894 |
Rep |
|
2004-10-13 |
| 19 |
Kengeter, Carsten Norbert (SFC:ANM959) |
|
|
ANM959 |
RO |
2007-02-23 |
2008-09-22 |
| 20 |
Kwan, Wendy Yok Bing 關玉冰 |
|
F |
AEH770 |
Rep |
2011-10-04 |
2012-09-11 |
| 21 |
Lai, Wai Tsz 黎慧慈 |
|
|
ACU891 |
Rep |
|
2003-08-22 |
| 22 |
Lau, Lambert Ming Yeung 劉名揚 |
32 |
M |
AGP157 |
Rep |
|
2004-10-12 |
| 23 |
Lau, Vincent Ying Kwong 劉迎光 |
|
M |
AAA905 |
Rep |
|
2004-10-12 |
| 24 |
Lim, Boon Keong |
|
|
ACY706 |
Rep |
|
2003-07-01 |
| 25 |
Liu, Gary Huan Chieh 劉煥傑 |
|
M |
ADW756 |
Rep |
|
2004-04-06 |
| 26 |
Liu, Hao-Cheng 劉浩正 |
|
|
ADA141 |
Rep |
|
2004-10-12 |
| 27 |
Lui, Jervis Chun Wai 呂俊為 |
|
|
AHY083 |
Rep |
|
2003-10-09 |
| 28 |
Mabardy, Michael Paul |
|
M |
AFQ687 |
Rep |
|
2004-10-12 |
| 29 |
Macdonald, Peter Bremner (SFC:AMM281) |
|
M |
AMM281 |
RO |
2007-01-25 |
2007-04-18 |
| 30 |
Okabe, Toru |
|
|
AGG883 |
Rep |
|
2004-10-13 |
| 31 |
Paik, Sang Hyeon |
|
|
AGN870 |
Rep |
|
2004-10-13 |
| 32 |
Reilly, Eugene T |
|
M |
ANH725 |
RO |
2007-03-13 |
2009-12-21 |
| 33 |
Rhee, Howard Sang-Hoon |
|
M |
AGN744 |
Rep |
|
2004-10-13 |
| 34 |
Ryan, David Michael (SFC:ADX838) |
|
M |
ADX838 |
RO |
2007-04-11 |
2008-06-01 |
|
|
|
Rep |
2008-06-01 |
2012-05-14 |
| 35 |
Sago, Katsunori |
|
|
ANR813 |
Rep |
2006-07-24 |
2007-05-07 |
| 36 |
Seto, Elvis Kong Yiu 司徒光耀 |
|
M |
AML314 |
Rep |
2011-10-04 |
2016-05-06 |
| 37 |
Suen, Ming Chit 孫明哲 |
|
|
ADC059 |
RO |
2011-12-16 |
2016-10-10 |
| 38 |
Torrible, David Geoffrey 大衛德利保 |
|
M |
ACC905 |
RO |
2008-07-11 |
2012-02-06 |
| 39 |
Towfigh, Frederick (SFC:ADD816) |
|
M |
ADD816 |
RO |
2011-08-25 |
2016-10-10 |
| 40 |
Voon, David Hian Fook 溫賢福 |
45 |
M |
ADT742 |
RO |
2004-10-26 |
2007-03-21 |
| 41 |
Wat, Chi Ming 屈志銘 |
|
|
ADU895 |
Rep |
|
2003-08-21 |
| 42 |
Wong, Jeffrey Shek Chuen 黃碩俊 |
|
M |
AHX034 |
Rep |
|
2003-07-12 |
| 43 |
Yeung, Kai Yin (SFC:ADU464) 楊啟賢 |
|
|
ADU464 |
Rep |
|
2004-10-12 |
| 44 |
Zee, John 徐強生 |
|
M |
AAE260 |
Rep |
|
2004-10-13 |
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