BlackRock (Hong Kong) Limited (d2017-01-20) 貝萊德(香港)有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesClient clearing services for OTC derivative transactionsCredit rating servicesDealing in futures contractsDealing in or advising on OTC derivative productsDealing in securitiesDepositary services for relevant CISsLeveraged foreign exchange tradingSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2013	⚥	SFC ID	Role	From	Until
1	Agarwal, Vishal (SFC:AQM860)		M	AQM860	Rep	2011-07-21	2014-12-31
2	Cai, Yu (SFC:AUW213) 蔡玉			AUW213	Rep	2012-10-19	2014-12-31
3	Cameron, Bryan Kenneth		M	BAW814	Rep	2013-02-19	2014-11-23
4	Carreon, Rowena Tan			APR874	Rep	2011-08-09	2014-12-31
5	Chabane, Ilyas		M	BAP105	Rep	2013-07-22	2014-12-31
6	Chan, Chi Man (SFC:AVA790) 陳志雯			AVA790	Rep	2012-11-28	2014-02-14
7	Chan, Henry (SFC:AMI312) 陳迪生		M	AMI312	Rep	2013-07-05	2014-12-31
8	Chan, Susan Wai-lan 陳蕙蘭		F	ADH562	Rep	2013-07-02	2014-12-31
9	Chan, Wei See 陳瑋思			ARU693	Rep	2012-11-28	2014-12-31
10	Chan, Wing Hei (SFC:BAB043) 陳永熙			BAB043	Rep	2012-08-14	2014-12-31
11	Chang, Lin Yun 張凌雲			BAJ479	Rep	2012-11-01	2013-11-02
12	Chen, Walter Ka Yip 陳嘉業		M	AQW933	Rep	2012-11-15	2014-12-31
13	Cheung, Clarice Bonita 張岸澄			ATT086	Rep	2011-06-23	2014-03-07
14	Ching, Wing Tat 陳榮達			AQM113	Rep	2013-07-15	2014-12-31
15	Choegyal, Rinchen Harry Charles 孔力			BAE535	Rep	2012-09-17	2014-12-31
16	Chow, Wai Kwong 周偉光			ANP432	Rep	2006-10-03	2014-12-31
17	Chow, Wing To 周穎淘			AWP278	Rep	2011-01-11	2014-05-24
18	Chow, Yick Ky 周奕騏			BAU417	Rep	2013-01-28	2014-06-19
19	Chuah, Hong Leng 蔡鴻齡			AXD735	Rep	2011-05-13	2014-06-05
20	Colvin, Matthew Hunter Richter		M	AXK259	Rep	2011-07-06	2014-12-31
21	Crabb, Joshua Blaise		M	AHF689	Rep	2007-09-14	2014-07-02
22	Dennis, Michael Richard		M	BBG661	Rep	2013-05-20	2014-12-31
23	Desmidt, Marc Bovell Paul	48	M	ACP019	RO	2012-06-19	2014-12-31
24	Dong, Mei 董梅			AUX150	Rep	2010-03-25	2014-12-31
25	Du, Liang (SFC:BBG297) 杜靚			BBG297	Rep	2013-05-09	2014-12-31
26	Fan, Ka Ho 范家豪			BAX949	Rep	2013-03-04	2014-03-14
27	Fung, Paak Khui 馮百駒			APZ423	Rep	2007-11-16	2013-11-27
28	Gao, Muzi 高慕紫			AXC397	Rep	2013-09-30	2014-12-31
29	Gondard, Gabriel Robert		M	AYD279	Rep	2011-09-30	2014-12-31
30	Greenberg, Scott Ethan		M	AJH529	Rep	2013-04-19	2014-12-31
31	Hardy, Kevin Shane Lee		M	ART547	RO	2013-01-22	2014-12-31
32	Hayashi, Ryoichi 林良一			BBW086	Rep	2013-09-18	2014-12-31
33	Ho, Holly Yuen Kiu 何宛翹		F	ARO691	Rep	2012-11-28	2014-06-21
34	Hood, David Lionel		M	BBP054	Rep	2013-07-26	2014-12-31
35	Hsia, Colleen Chia 夏嘉敏			AVR067	Rep	2012-06-06	2014-12-31
36	Hull, Stephen Beattie		M	AZB042	Rep	2012-02-23	2014-12-31
37	Ji, Bing (SFC:AFY976) 紀冰			AFY976	Rep	2008-06-23	2014-12-31
38	Kautzky, Christina Marie (SFC:AXT655)		F	AXT655	Rep	2013-06-07	2014-12-31
39	Keenan, Michael Thomas		M	BBA492	Rep	2013-03-26	2014-12-31
40	Kilmer, David		M	BBP051	Rep	2013-07-15	2014-12-31
41	Kim, Joel			AIL394	Rep	2011-11-28	2014-12-31
42	Kim, Sam Yong Sang			BAB171	Rep	2012-08-16	2014-12-31
43	Kwan, Siu Hong 關兆康			BBM832	Rep	2013-07-03	2014-12-31
44	Kwok, Man Sin 郭文倩			AYJ714	Rep	2011-11-09	2014-12-31
45	Kwok, Rowena Yin Ting 郭燕婷		F	AOA972	Rep	2012-09-24	2014-12-31
46	Kwon, Haejo 權慧祚			APW240	Rep	2012-05-08	2014-12-31
47	Lam, Chi Kwan (SFC:AGA429) 林志坤			AGA429	Rep	2009-02-02	2014-01-06
48	Lam, Elaine Yuen Ling 林宛玲		F	AQZ588	Rep	2012-05-02	2014-08-06
49	Lam, Jane Tak-Jun 藍德真		F	AUK183	Rep	2013-09-18	2014-12-31
50	Lam, Kelly Kar Yee 林嘉儀		F	APG511	Rep	2007-07-17	2014-12-31
51	Lapidous, Dmitri			BAB173	Rep	2012-08-15	2014-07-26
52	Lee, Alfred Lap Tak 李立德		M	AUQ739	Rep	2010-02-03	2014-12-31
53	Lee, Christopher Shawn		M	AWK042	Rep	2010-12-02	2014-10-10
54	Lee, Da Seul			BBU299	Rep	2013-09-04	2013-11-26
55	Lee, Deborah Wai Chung 李慧中		F	AFY974	Rep	2010-05-06	2013-12-13
56	Lee, Fanny Yuk Lai 李玉麗		F	AFX602	Rep	2011-07-12	2014-12-31
57	Lee, Julia Siu Lie 李紹莉		F	AEO838	Rep	2013-01-17	2014-12-31
58	Lee, Ka Yiu 李嘉堯			BBQ889	Rep	2013-08-02	2014-12-31
59	Lee, Wai Lun (SFC:APA626) 李偉倫			APA626	Rep	2007-07-23	2014-12-31
60	Lenton, James Christopher		M	AZC997	Rep	2012-04-10	2014-12-31
61	Leung, Alethea Chi Wing 梁之穎		F	ATH309	Rep	2011-10-27	2014-12-31
62	Leung, Boe Yu Bonnie 梁葆瑜			AZS024	Rep	2012-06-20	2014-12-31
63	Leung, Kristi Wing Kei 梁詠琦		F	AQW093	Rep	2013-07-23	2014-12-31
64	Lok, Stephen Man Ben 駱汶濱		M	BBM833	Rep	2013-07-03	2014-12-31
65	Lou, Chung-Yueh 樓中岳			BAQ201	Rep	2013-01-02	2014-03-07
66	Lu, Stuart Bing Chuen 盧秉泉		M	BAT606	Rep	2013-01-18	2014-12-31
67	Lui, Kin Wai 呂健威			ANM045	Rep	2013-07-31	2014-05-03
68	Lynnpheu, Irene Yoiu		F	BBK484	Rep	2013-06-27	2014-12-31
69	Ma, Chrisie Wai Sze 馬慧詩			ATW866	Rep	2011-07-12	2013-10-25
70	Man, Ka Ming (SFC:BBT494) 文家明			BBT494	Rep	2013-08-26	2014-12-31
71	Martisek, Peter (SFC:AXR832)		M	AXR832	Rep	2012-09-07	2014-12-31
72	Mason, Grant Maurice		M	BAN012	Rep	2012-11-28	2014-12-31
73	Mironenko, Aleksey			BAV577	Rep	2013-02-07	2014-12-31
74	Mui, Ho Fung 梅浩鋒			BAR316	Rep	2013-01-03	2014-12-31
75	O'Donnell, Patrick Joseph (SFC:BBD988)		M	BBD988	Rep	2013-04-23	2014-11-06
76	Pacini, Joseph Metcalfe		M	AZD514	Rep	2012-03-14	2014-09-02
77	Pelant, Heather Leigh			BAE886	Rep	2012-09-20	2014-06-14
78	Pun, Marcella Yun Mei 潘恩美			AFU332	Rep	2011-02-24	2014-12-31
79	Pun, Winnie Wing Nin 潘詠年		F	AAK003	RO	2006-09-30	2014-12-31
80	Riley, Adam Martin (SFC:BBB159)		M	BBB159	Rep	2013-04-02	2014-12-31
81	Roberts, Matthew Charles		M	BAT887	Rep	2013-01-16	2014-12-31
82	Rodrigues, Mark William		M	ANE832	Rep	2011-09-12	2014-03-14
83	Sham, Hans Ho Lun 沈浩崘		M	AUX151	Rep	2012-11-28	2014-12-31
84	Shen, Han-Yu 沈涵宇			AZT136	Rep	2012-06-26	2014-12-31
85	Shi, Tingting (SFC:ARA347) 施婷婷			ARA347	Rep	2013-06-06	2014-12-31
86	Song, Frank		M	AXK328	Rep	2011-06-09	2014-12-31
87	Sung, Chang Hwan 成昌桓			AWI986	Rep	2010-11-25	2014-03-06
88	Swan, Andrew Warren		M	ALI156	RO	2012-01-04	2014-12-31
89	Swift, Anthony Nicholas		M	AWH857	Rep	2010-11-16	2014-12-31
90	Tan, Suan Jin 陳川俊			AGP730	Rep	2013-08-15	2014-12-31
91	Ting, Kathleen 丁嘉盈		F	AZQ248	Rep	2012-06-06	2014-12-31
92	Tran, Michelle Kate		F	BAO306	Rep	2012-12-04	2014-10-03
93	Tsang, Tsz Wun (SFC:ALT749) 曾芷媛			ALT749	Rep	2013-02-05	2014-12-31
94	Tu, Chao Hsiang 凃朝翔			ATS669	Rep	2009-10-29	2014-12-31
95	Tyan, Gilbert 田谷博		M	BBI879	Rep	2013-05-29	2014-12-31
96	Wang, Chun-Kai (SFC:AVY700) 王俊凱			AVY700	Rep	2013-04-15	2014-09-05
97	Weatherston, Alan Robert		M	ALU612	Rep	2010-12-30	2014-01-09
98	Welch, Lionel Peter Howard		M	AOY780	Rep	2012-02-22	2014-05-29
99	Wells, Steven Peter		M	AWS034	Rep	2011-01-27	2014-12-31
100	Whiitlock, Christopher Peter		M	AXW254	Rep	2011-08-17	2014-07-02
101	Widjaja, Ogar Reneldi			BBD986	Rep	2013-04-23	2014-12-31
102	Williams, Simon Newton		M	BAZ733	Rep	2013-03-27	2014-12-31
103	Wong, Mau Ying 黃繆贏			AWN369	Rep	2012-11-28	2014-12-31
104	Yang, Clarence		M	AWN419	Rep	2011-01-04	2014-12-31
105	Yang, Yan (SFC:BAT860) 楊彥			BAT860	Rep	2013-01-16	2014-12-31
106	Yang, Zhan (SFC:AXR824) 楊戰			AXR824	Rep	2012-09-10	2014-12-31
107	Yao, Angelina See Mun 姚思敏		F	AJD521	Rep	2010-04-14	2014-06-24
108	Yau, Siu Fung 游少鳳			AYR255	Rep	2012-04-26	2014-12-31
109	Ying, Dan Yung 應丹蓉			AOK932	Rep	2011-03-08	2014-12-31
110	Yu, Paul Bo 于博		M	AXT654	Rep	2011-08-10	2014-12-31
111	Zhang, Yuqing (SFC:BAB872) 張宇青			BAB872	Rep	2012-08-22	2014-12-31
112	Zhang, Yuxiang (SFC:BBL380) 張宇翔			BBL380	Rep	2013-06-24	2014-12-31
113	Zhao, Chenxi (SFC:AZJ511) 趙晨希			AZJ511	Rep	2012-04-27	2014-12-31
114	Zhao, Wei Peng 趙偉鵬			AXD832	Rep	2011-04-19	2014-12-31
115	Zhu, Cheng (SFC:BBQ102) 朱澄			BBQ102	Rep	2013-07-26	2014-12-31

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