Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014		 ⚥ SFC ID Role From Until
1 Ashworth, William David M BBN729 Rep 2013-07-09 2013-07-10
2 Barnard, David (SFC:AVD117) M AVD117 Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
3 Barua, Chirantan (SFC:AZT869) AZT869 Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
Rep 2014-04-07 2014-04-08
4 Beveridge, Neil Alexander Stewart M ATM595 RO 2011-09-28
5 Bian, Lu 邊璐 AWZ273 Rep 2011-10-24 2016-06-27
6 Brackett, Robert Alan M BBA483 Rep 2013-03-25 2013-03-28
7 Chan, Jean Ching Lan 陳靜蘭 BBH620 Rep 2013-05-16 2016-04-17
8 Chang, Fu-Ju 章馥如 BCZ295 Rep 2014-02-27 2018-06-06
9 Chen, Mo (SFC:AYI933) 陳默 AYI933 Rep 2011-10-31 2014-02-15
10 Chen, Xue Liang 陈学亮 BBW890 Rep 2013-09-19 2017-01-19
11 Chen, Yen-Fu 陳彥甫 AYE805 Rep 2013-03-13 2014-07-11
12 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-10-27 2014-05-12
13 Chia, Kiara Kim Szu Shyan AVT057 Rep 2011-10-24 2013-04-02
Rep 2013-04-05 2013-04-09
Rep 2013-10-31 2013-11-01
14 Ching, Yi Edmund 莊毅 M AKU003 Rep 2012-11-12 2012-11-16
Rep 2013-04-05 2013-04-09
Rep 2013-07-22 2013-07-25
Rep 2013-09-19 2013-09-25
Rep 2013-10-15 2013-10-16
Rep 2013-11-01 2013-11-01
Rep 2014-02-25 2014-02-27
Rep 2014-04-23 2014-04-25
Rep 2014-05-26 2014-05-28
15 Chung, Ka Po 鍾家寶 ANN404 Rep 2011-10-24 2022-07-18
16 Clint, Oswald Conan M AVH615 Rep 2013-11-28 2013-11-29
17 Cox, Mark Henry 郭馬克 M ADP699 RO 2011-09-28 2022-03-31
18 Crispin, James Anthony M ANU647 Rep 2013-05-13 2018-10-05
19 Dai, Hao (SFC:BAX544) 戴浩 BAX544 Rep 2013-02-20 2020-08-31
20 Dibadj, Ali M BBA266 Rep 2013-03-25 2013-03-31
21 Feng, Siwei 馮思為 AZZ395 Rep 2012-08-16 2013-06-22
22 Ferragu, Pierre Charles Louis Hubert Marie M AWJ160 Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
23 Gait, Paul Joseph Douglas M BCL075 Rep 2013-12-05 2013-12-06
24 Gao, Yawen (SFC:BDU945) 高雅文 BDU945 Rep 2014-07-18 2016-07-30
25 Garcia, Cristobal Antonio M ANM682 Rep 2011-10-24 2021-06-30
26 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2011-09-28 2024-04-09
27 Gupta, Gaurav (SFC:BAH386) BAH386 Rep 2012-10-15 2012-10-19
28 Harned, Douglas Stuart M AWE188 Rep 2012-10-31 2012-11-05
Rep 2013-11-01 2013-11-10
29 Henderson, Samuel Thomas M AVD913 Rep 2011-10-24 2013-06-26
30 Herman, Neal Thomson AVO978 Rep 2013-01-07 2014-07-14
31 Ho, Purdy Pin Pin 何翩翩 ASI353 Rep 2013-04-15 2014-01-11
32 Hou, Wei (SFC:BBW930) 侯煒 BBW930 Rep 2013-09-19 2017-07-24
33 Hu, Jinge 胡金戈 BBP879 Rep 2013-07-22 2015-09-26
34 Huang, Jie (SFC:BBF165) 黃頡 BBF165 Rep 2013-04-30 2022-07-21
35 Hulkunte Nagaraj, Ayush AVV794 Rep 2011-10-24 2019-02-22
36 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2014-06-18 2018-10-01
37 Kim, Jaehee 金宰熙 BBQ725 Rep 2013-07-31 2016-03-25
38 Kim, Joshua Taehyun M ATL814 Rep 2011-10-24 2012-05-18
39 Ko, Raymond 高力文 M AIL123 Rep 2011-10-24 2012-12-11
40 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-10-27 2013-03-09
41 Koo, Da Wan 丘多完 AXR520 Rep 2012-07-27 2013-12-28
42 Kwek, Kevin Siew Beng M AZN097 Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
Rep 2013-05-15 2013-05-16
Rep 2013-07-02 2013-07-04
Rep 2013-07-31 2013-08-05
Rep 2013-08-15 2013-08-16
Rep 2013-09-10 2013-09-13
Rep 2013-10-09 2013-10-11
Rep 2013-11-15 2013-11-20
Rep 2014-01-07 2014-01-10
Rep 2014-02-04 2014-02-07
Rep 2014-02-11 2014-02-20
Rep 2014-04-14 2014-04-17
Rep 2014-06-16 2014-06-17
Rep 2014-06-25 2014-06-27
Rep 2014-07-14 2014-07-16
43 Lane, Christopher Allen M BBK862 Rep 2013-07-05 2020-07-31
44 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-10-24 2021-08-27
45 Lau, Vanessa Bik Yun 劉碧茵 42 F AYW242 Rep 2012-01-27 2015-09-13
46 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2011-10-24 2015-11-23
47 Li, Hsinlin 李欣霖 AVK469 Rep 2011-10-24
48 Lian, Ziqi 練子淇 BCK867 Rep 2013-12-04 2016-02-06
49 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-10-24 2013-08-31
50 Lin, Jie (SFC:BBI105) 林洁 BBI105 Rep 2013-05-27 2014-09-20
51 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-10-24 2013-09-08
52 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2011-10-24 2013-02-09
53 Marchesseau, Eric Jacques M AUZ419 Rep 2013-05-06 2013-10-10
RO 2013-10-10
54 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F AXW260 Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
55 Merriman, Jamie Susan F BDO742 Rep 2014-06-17 2014-06-20
56 Miles, Michael Christopher M AZT872 Rep 2012-07-03 2016-09-25
57 Moel Modiano, Alberto M AVD880 Rep 2011-10-24 2017-06-30
58 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2011-10-24 2021-02-12
59 Ong, Chi Sheng 王其勝 BBJ688 Rep 2013-06-04 2014-06-01
60 Ortelli, Mario Zaccaria Carlo M BBJ794 Rep 2013-06-17 2013-06-24
Rep 2014-02-26 2014-02-27
Rep 2014-06-17 2014-06-20
61 Park, Soo Jin AUT784 Rep 2014-01-17 2015-02-04
62 Parker, Michael Wade M AUR866 Rep 2011-10-24 2016-11-02
63 Prozesky, Paul Martin M AUK244 Rep 2012-06-19 2012-06-20
64 Qiu, Wangshu 裘望舒 AVW563 Rep 2011-10-24 2013-08-23
65 Redenius, Jeremy Martin M BBG668 Rep 2013-06-03 2013-06-04
66 Ritter, Andrew Jacob M AXX603 Rep 2012-04-05 2013-01-04
67 Shim, Aidan Taehoon AYV975 Rep 2012-03-26 2012-08-27
68 Shiu, Yik Hung 蕭奕雄 AEP548 Rep 2013-05-06 2016-07-01
69 Stirling, Joshua C M BAZ987 Rep 2013-03-25 2013-03-26
70 Stirling, Trevor John (SFC:AXK433) M AXK433 Rep 2012-06-28 2012-06-29
71 Sun Mattison, Linda Wu F BBF677 Rep 2013-05-03 2015-10-16
72 Tam, Jeffrey Lap Hang 談立亨 M AXO947 Rep 2013-06-11 2013-09-02
73 Tan, Toon Leng BDM837 Rep 2014-06-05 2014-06-08
74 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2013-03-27 2019-09-06
75 Tiano, Joseph Salvatore M AVM432 Rep 2011-10-24 2013-06-29
76 Topouzoglou, Norbert Mihran M AZI605 Rep 2012-04-23 2018-05-25
77 Tsang, Kenneth Ky Sung 曾紀崇 M AZH816 Rep 2012-04-17 2014-01-09
78 Tse, Jaff Ka Wai 謝家威 ADR277 RO 2011-09-28 2018-09-26
79 Tsui, Eva Tsun Ying 徐俊英 F AZQ388 Rep 2012-06-15 2013-07-08
80 Umansky, Vitaly M BDF561 Rep 2014-05-02 2022-09-30
81 Van Brugge, Robert Pieter M AUA340 RO 2011-09-28
82 Vyas, Joy (SFC:BBJ069) BBJ069 Rep 2013-05-30 2013-05-31
Rep 2013-11-13 2013-11-15
83 Wang, Huan (SFC:AWI425) 王歡 AWI425 Rep 2013-03-25 2015-09-20
84 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-10-24 2015-02-04
85 Warburton, Max Eliot Adair AVD908 Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
Rep 2013-04-08 2013-04-11
Rep 2013-06-24 2013-06-27
Rep 2013-09-09 2013-09-11
Rep 2013-10-30 2013-11-01
Rep 2014-01-07 2014-01-08
Rep 2014-01-22 2014-01-24
Rep 2014-03-03 2014-03-04
Rep 2014-05-19 2014-05-22
86 Wen, Bo (SFC:BAD547) 文博 BAD547 Rep 2012-09-04 2016-01-30
87 Werner, Michael Joseph M AUO124 Rep 2011-10-24 2013-09-11
Rep 2013-10-28 2013-11-10
Rep 2013-12-09 2013-12-15
88 Winoker, Steven Eric M AUT771 Rep 2013-06-20 2013-06-24
89 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-10-24 2018-01-28
90 Wood, Andrew Dennis M AYM450 Rep 2011-12-08 2011-12-09
Rep 2013-07-24 2013-07-24
91 Wright, Thomas Rowe M AUA323 Rep 2012-04-23 2012-04-27
92 Zhang, Liang (SFC:AVA073) AVA073 Rep 2011-10-24 2012-02-29
93 Zheng, Zhi (SFC:BBP885) 鄭直 BBP885 Rep 2013-07-22 2014-06-20
94 Zhou, Jing (SFC:BAA703) 周璟 BAA703 Rep 2013-04-05 2016-05-22
95 Zhou, Min (SFC:BDT648) 周敏 BDT648 Rep 2014-07-11 2017-04-28
96 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 AYQ808 Rep 2012-06-07

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