GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2016 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Adair, John Joseph | M | ADR043 | RO | 2006-07-31 | 2007-02-24 | |
| 2 | Agne, Mark Edward (SFC:ANP670) | M | ANP670 | Rep | 2006-08-24 | 2006-09-26 | |
| RO | 2006-09-26 | 2016-05-21 | |||||
| 3 | Ahmad, Syed Hyder | ADU329 | RO | 2004-09-08 | 2006-08-01 | ||
| 4 | Alireza, Yusuf Abdulla Yusuf Akbar | 46 | M | ARG448 | RO | 2011-05-25 | 2011-12-08 |
| 5 | Carr, Michael John (SFC:AGC458) | M | AGC458 | RO | 2003-06-16 | ||
| 6 | Chan, Beonna Mei Chun 陳美珍 | AAF948 | Rep | 2004-10-14 | |||
| 7 | Chan, Pui Ping 陳沛萍 | ACW670 | Rep | 2004-10-14 | |||
| 8 | Chau, Chun 周聰 | ACS103 | Rep | 2004-10-14 | |||
| 9 | Chen, Charles Yuan Liang 陳仁樑 | M | AEZ084 | Rep | 2004-10-14 | ||
| 10 | Chiu, Ping 趙平 | AEW882 | Rep | 2004-10-13 | |||
| 11 | Chow, Isabella Man Fung 周文鳳 | F | AFU155 | Rep | 2004-10-13 | ||
| 12 | Chui, Chi-Sun 徐志真 | AFH192 | Rep | 2004-06-19 | |||
| 13 | Freshwater, Timothy George 范華達 | 72 | M | ADV670 | RO | 2005-01-10 | |
| 14 | Ghatalia, Rajiv Arvind | ADJ584 | RO | 2003-07-16 | 2003-08-14 | ||
| 15 | Gnodde, Richard John | 56 | M | AFM829 | RO | 2005-01-07 | |
| 16 | Jung, Christopher Lam 曾俊文 | M | ADX061 | Rep | 2004-06-01 | ||
| 17 | Karnani, Vijay | AEO835 | Rep | 2004-10-13 | |||
| 18 | Kedia, Prashant | AHA894 | Rep | 2004-10-13 | |||
| 19 | Kengeter, Carsten Norbert (SFC:ANM959) | ANM959 | RO | 2007-02-23 | 2008-09-22 | ||
| 20 | Kwan, Wendy Yok Bing 關玉冰 | F | AEH770 | Rep | 2011-10-04 | 2012-09-11 | |
| 21 | Lai, Wai Tsz 黎慧慈 | ACU891 | Rep | 2003-08-22 | |||
| 22 | Lau, Lambert Ming Yeung 劉名揚 | 37 | M | AGP157 | Rep | 2004-10-12 | |
| 23 | Lau, Vincent Ying Kwong 劉迎光 | M | AAA905 | Rep | 2004-10-12 | ||
| 24 | Lim, Boon Keong | ACY706 | Rep | 2003-07-01 | |||
| 25 | Liu, Gary Huan Chieh 劉煥傑 | M | ADW756 | Rep | 2004-04-06 | ||
| 26 | Liu, Hao-Cheng 劉浩正 | ADA141 | Rep | 2004-10-12 | |||
| 27 | Lui, Jervis Chun Wai 呂俊為 | AHY083 | Rep | 2003-10-09 | |||
| 28 | Mabardy, Michael Paul | M | AFQ687 | Rep | 2004-10-12 | ||
| 29 | Macdonald, Peter Bremner (SFC:AMM281) | M | AMM281 | RO | 2007-01-25 | 2007-04-18 | |
| 30 | Okabe, Toru | AGG883 | Rep | 2004-10-13 | |||
| 31 | Paik, Sang Hyeon | AGN870 | Rep | 2004-10-13 | |||
| 32 | Paradise, James Richard | M | AHA220 | Rep | 2012-02-17 | 2012-07-13 | |
| RO | 2012-07-13 | 2016-10-10 | |||||
| RO | 2016-10-11 | 2021-02-08 | |||||
| 33 | Reilly, Eugene T | M | ANH725 | RO | 2007-03-13 | 2009-12-21 | |
| 34 | Rennie, Andrew Kenneth | M | AYR079 | Rep | 2012-01-03 | 2012-03-27 | |
| RO | 2012-03-27 | 2016-10-10 | |||||
| RO | 2016-10-11 | 2020-01-01 | |||||
| 35 | Rhee, Howard Sang-Hoon | M | AGN744 | Rep | 2004-10-13 | ||
| 36 | Ryan, David Michael (SFC:ADX838) | M | ADX838 | RO | 2007-04-11 | 2008-06-01 | |
| Rep | 2008-06-01 | 2012-05-14 | |||||
| 37 | Sago, Katsunori | ANR813 | Rep | 2006-07-24 | 2007-05-07 | ||
| 38 | Seto, Elvis Kong Yiu 司徒光耀 | M | AML314 | Rep | 2011-10-04 | 2016-05-06 | |
| 39 | Suen, Ming Chit 孫明哲 | ADC059 | RO | 2011-12-16 | 2016-10-10 | ||
| RO | 2016-10-11 | 2023-02-02 | |||||
| 40 | Torrible, David Geoffrey 大衛德利保 | M | ACC905 | RO | 2008-07-11 | 2012-02-06 | |
| Rep | 2012-02-06 | 2013-01-01 | |||||
| 41 | Towfigh, Frederick (SFC:ADD816) | M | ADD816 | RO | 2011-08-25 | 2016-10-10 | |
| RO | 2016-10-11 | 2017-09-01 | |||||
| 42 | Ueda, Eiji | AYZ602 | Rep | 2012-02-14 | 2012-07-13 | ||
| RO | 2012-07-13 | 2016-10-10 | |||||
| RO | 2016-10-11 | 2019-03-30 | |||||
| 43 | Voon, David Hian Fook 溫賢福 | 50 | M | ADT742 | RO | 2004-10-26 | 2007-03-21 |
| 44 | Wat, Chi Ming 屈志銘 | ADU895 | Rep | 2003-08-21 | |||
| 45 | Wong, Jeffrey Shek Chuen 黃碩俊 | M | AHX034 | Rep | 2003-07-12 | ||
| 46 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | ADU464 | Rep | 2004-10-12 | |||
| 47 | Zee, John 徐強生 | M | AAE260 | Rep | 2004-10-13 | ||
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