GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2024
SFC ID Role From Until
1 Adair, John Joseph M ADR043 RO 2006-07-31 2007-02-24
2 Agne, Mark Edward (SFC:ANP670) M ANP670 Rep 2006-08-24 2006-09-26
RO 2006-09-26 2016-05-21
3 Ahmad, Syed Hyder ADU329 RO 2004-09-08 2006-08-01
4 Alireza, Yusuf Abdulla Yusuf Akbar 54 M ARG448 RO 2011-05-25 2011-12-08
5 Beerli, Christian M BKT618 Rep 2023-02-28 2023-08-15
RO 2023-08-15
6 Carr, Michael John (SFC:AGC458) M AGC458 RO 2003-06-16
7 Chan, Beonna Mei Chun 陳美珍 AAF948 Rep 2004-10-14
8 Chan, Hin Lun 陳衍倫 BQQ372 Rep 2021-02-22
9 Chan, Pui Ping 陳沛萍 ACW670 Rep 2004-10-14
10 Chau, Chun 周聰 ACS103 Rep 2004-10-14
11 Chen, Charles Yuan Liang 陳仁樑 M AEZ084 Rep 2004-10-14
12 Chiu, Ping 趙平 AEW882 Rep 2004-10-13
13 Chow, Isabella Man Fung 周文鳳 F AFU155 Rep 2004-10-13
14 Chui, Chi-Sun 徐志真 AFH192 Rep 2004-06-19
15 Chui, Hing Cheung Ronald 徐慶彰 M BOJ266 Rep 2021-03-19
16 Dalmasse, Canute Howard M AND837 RO 2023-02-13 2023-05-02
17 Drake-Brockman, Robert David 51 M BTE290 Rep 2024-05-22 2024-06-26
RO 2024-06-26
18 Freshwater, Timothy George 范華達 80 M ADV670 RO 2005-01-10
19 Fung, Angela Shuk Chong 馮淑莊 F AWE944 Rep 2023-02-28
20 Ghatalia, Rajiv Arvind ADJ584 RO 2003-07-16 2003-08-14
21 Gnodde, Richard John 64 M AFM829 RO 2005-01-07
22 Jung, Christopher Lam 曾俊文 M ADX061 Rep 2004-06-01
23 Karnani, Vijay AEO835 Rep 2004-10-13
24 Kedia, Prashant AHA894 Rep 2004-10-13
25 Kengeter, Carsten Norbert (SFC:ANM959) ANM959 RO 2007-02-23 2008-09-22
26 Kwan, Wendy Yok Bing 關玉冰 F AEH770 Rep 2011-10-04 2012-09-11
27 Lai, Wai Tsz 黎慧慈 ACU891 Rep 2003-08-22
28 Lau, Lambert Ming Yeung 劉名揚 45 M AGP157 Rep 2004-10-12
29 Lau, Vincent Ying Kwong 劉迎光 M AAA905 Rep 2004-10-12
30 Lim, Boon Keong ACY706 Rep 2003-07-01
31 Liu, Gary Huan Chieh 劉煥傑 M ADW756 Rep 2004-04-06
32 Liu, Hao-Cheng 劉浩正 ADA141 Rep 2004-10-12
33 Liu, Simin (SFC:BUY423) 劉思敏 BUY423 Rep 2024-05-16 2024-12-25
34 Lui, Jervis Chun Wai 呂俊為 AHY083 Rep 2003-10-09
35 Mabardy, Michael Paul M AFQ687 Rep 2004-10-12
36 Macdonald, Peter Bremner (SFC:AMM281) M AMM281 RO 2007-01-25 2007-04-18
37 Okabe, Toru AGG883 Rep 2004-10-13
38 Paik, Sang Hyeon AGN870 Rep 2004-10-13
39 Paradise, James Richard M AHA220 Rep 2012-02-17 2012-07-13
RO 2012-07-13 2016-10-10
RO 2016-10-11 2021-02-08
40 Potishko, Dmitri BBK329 RO 2021-02-08
41 Reilly, Eugene T M ANH725 RO 2007-03-13 2009-12-21
42 Rennie, Andrew Kenneth M AYR079 Rep 2012-01-03 2012-03-27
RO 2012-03-27 2016-10-10
RO 2016-10-11 2020-01-01
43 Rhee, Howard Sang-Hoon M AGN744 Rep 2004-10-13
44 Ryan, David Michael (SFC:ADX838) M ADX838 RO 2007-04-11 2008-06-01
Rep 2008-06-01 2012-05-14
45 Sago, Katsunori ANR813 Rep 2006-07-24 2007-05-07
46 Seto, Elvis Kong Yiu 司徒光耀 M AML314 Rep 2011-10-04 2016-05-06
47 Sladic, Ales AUV740 RO 2023-02-01
48 Suen, Ming Chit 孫明哲 ADC059 RO 2011-12-16 2016-10-10
RO 2016-10-11 2023-02-02
49 Torrible, David Geoffrey 大衛德利保 M ACC905 RO 2008-07-11 2012-02-06
Rep 2012-02-06 2013-01-01
50 Towfigh, Frederick (SFC:ADD816) M ADD816 RO 2011-08-25 2016-10-10
RO 2016-10-11 2017-09-01
51 Ueda, Eiji AYZ602 Rep 2012-02-14 2012-07-13
RO 2012-07-13 2016-10-10
RO 2016-10-11 2019-03-30
52 Voon, David Hian Fook 溫賢福 58 M ADT742 RO 2004-10-26 2007-03-21
53 Wat, Chi Ming 屈志銘 ADU895 Rep 2003-08-21
54 Wong, Jeffrey Shek Chuen 黃碩俊 M AHX034 Rep 2003-07-12
55 Yeung, Kai Yin (SFC:ADU464) 楊啟賢 ADU464 Rep 2004-10-12
56 Zee, John 徐強生 M AAE260 Rep 2004-10-13

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