Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2014		 ⚥ Role From Until
1 Ashworth, William David M Rep 2013-07-09 2013-07-10
2 Barnard, David (SFC:AVD117) M Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
3 Barua, Chirantan (SFC:AZT869) Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
Rep 2014-04-07 2014-04-08
4 Beveridge, Neil Alexander Stewart M RO 2011-09-28
5 Bian, Lu 邊璐 Rep 2011-10-24 2016-06-27
6 Brackett, Robert Alan M Rep 2013-03-25 2013-03-28
Rep 2014-08-21 2014-08-22
7 Carney, Laura Emmet Nelson M Rep 2014-12-16 2018-03-09
8 Chan, Jean Ching Lan 陳靜蘭 Rep 2013-05-16 2016-04-17
9 Chang, Fu-Ju 章馥如 Rep 2014-02-27 2018-06-06
10 Chen, Mo (SFC:AYI933) 陳默 Rep 2011-10-31 2014-02-15
11 Chen, Xue Liang 陈学亮 Rep 2013-09-19 2017-01-19
12 Chen, Yen-Fu 陳彥甫 Rep 2013-03-13 2014-07-11
13 Cheng, Hua (SFC:AXQ586) 程華 Rep 2011-10-27 2014-05-12
14 Chia, Kiara Kim Szu Shyan Rep 2011-10-24 2013-04-02
Rep 2013-04-05 2013-04-09
Rep 2013-10-31 2013-11-01
Rep 2014-09-15 2014-09-16
15 Ching, Yi Edmund M Rep 2012-11-12 2012-11-16
Rep 2013-04-05 2013-04-09
Rep 2013-07-22 2013-07-25
Rep 2013-09-19 2013-09-25
Rep 2013-10-15 2013-10-16
Rep 2013-11-01 2013-11-01
Rep 2014-02-25 2014-02-27
Rep 2014-04-23 2014-04-25
Rep 2014-05-26 2014-05-28
Rep 2014-08-18 2014-08-20
Rep 2014-09-15 2014-09-19
Rep 2014-10-29 2014-10-31
Rep 2014-11-10 2014-11-11
16 Chung, Ka Po 鍾家寶 Rep 2011-10-24 2022-07-18
17 Clint, Oswald Conan M Rep 2013-11-28 2013-11-29
18 Cox, Mark Henry 郭馬克 M RO 2011-09-28 2022-03-31
19 Crispin, James Anthony M Rep 2013-05-13 2018-10-05
20 Dai, Hao (SFC:BAX544) 戴浩 Rep 2013-02-20 2020-08-31
21 Dibadj, Ali M Rep 2013-03-25 2013-03-31
22 Feng, Siwei 馮思為 Rep 2012-08-16 2013-06-22
23 Ferragu, Pierre Charles Louis Hubert Marie M Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
24 Gait, Paul Joseph Douglas M Rep 2013-12-05 2013-12-06
25 Gao, Yawen (SFC:BDU945) 高雅文 Rep 2014-07-18 2016-07-30
26 Garcia, Cristobal Antonio M Rep 2011-10-24 2021-06-30
27 Gordon, Daniel (SFC:AHE138) M RO 2011-09-28 2024-04-09
28 Gupta, Gaurav (SFC:BAH386) Rep 2012-10-15 2012-10-19
29 Harned, Douglas Stuart M Rep 2012-10-31 2012-11-05
Rep 2013-11-01 2013-11-10
Rep 2014-11-05 2014-11-11
30 Henderson, Samuel Thomas M Rep 2011-10-24 2013-06-26
31 Herman, Neal Thomson Rep 2013-01-07 2014-07-14
Rep 2014-09-17 2014-09-29
32 Ho, Purdy Pin Pin 何翩翩 Rep 2013-04-15 2014-01-11
33 Hou, Wei (SFC:BBW930) 侯煒 Rep 2013-09-19 2017-07-24
34 Houghton, Edward Luke M Rep 2014-12-05 2014-12-05
35 Hu, Jinge 胡金戈 Rep 2013-07-22 2015-09-26
36 Huang, Jie (SFC:BBF165) 黃頡 Rep 2013-04-30 2022-07-21
37 Huang, Yi-Chen 黃苡禎 Rep 2014-11-24 2015-07-21
38 Hulkunte Nagaraj, Ayush Rep 2011-10-24 2019-02-22
39 Hutton, Ian (SFC:ANR984) M Rep 2014-06-18 2016-08-11
40 Kim, Jaehee 金宰熙 Rep 2013-07-31 2016-03-25
41 Kim, Joshua Taehyun M Rep 2011-10-24 2012-05-18
42 Kirjner Neto, Carlos M Rep 2014-11-07 2014-11-12
43 Ko, Raymond 高力文 M Rep 2011-10-24 2012-12-11
44 Koay, Siu Choon 郭修俊 Rep 2011-10-27 2013-03-09
45 Koo, Da Wan 丘多完 Rep 2012-07-27 2013-12-28
46 Kwek, Kevin Siew Beng M Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
Rep 2013-05-15 2013-05-16
Rep 2013-07-02 2013-07-04
Rep 2013-07-31 2013-08-05
Rep 2013-08-15 2013-08-16
Rep 2013-09-10 2013-09-13
Rep 2013-10-09 2013-10-11
Rep 2013-11-15 2013-11-20
Rep 2014-01-07 2014-01-10
Rep 2014-02-04 2014-02-07
Rep 2014-02-11 2014-02-20
Rep 2014-04-14 2014-04-17
Rep 2014-06-16 2014-06-17
Rep 2014-06-25 2014-06-27
Rep 2014-07-14 2014-07-16
Rep 2014-09-03 2014-09-04
Rep 2014-09-18 2014-09-20
Rep 2014-11-10 2014-11-12
47 Lam, Derek Matthew 林嘉誠 M Rep 2014-11-24 2015-07-30
48 Lane, Christopher Allen M Rep 2013-07-05 2020-07-31
49 Lau, Gilbert Kin Chi 劉健智 Rep 2011-10-24 2011-12-28
50 Lau, Johnny Ka Ki 劉家棋 M Rep 2011-10-24 2021-08-27
51 Lau, Vanessa Bik Yun 劉碧茵 42 F Rep 2012-01-27 2015-09-13
52 Leung, Alex Sing Pong 梁承邦 Rep 2011-10-24 2015-11-23
53 Li, Hsinlin 李欣霖 Rep 2011-10-24
54 Lian, Ziqi 練子淇 Rep 2013-12-04 2016-02-06
55 Liang, Michelle Alison Hing Man 梁馨文 F Rep 2011-10-24 2013-08-31
56 Lin, Jie (SFC:BBI105) 林洁 Rep 2013-05-27 2014-09-20
57 Liu, Chong (SFC:BEB923) 劉翀 Rep 2014-09-01 2018-03-09
58 Lou, Ying (SFC:AVV243) 樓瑩 Rep 2011-10-24 2013-09-08
59 Lu, Hui-Chen 呂慧珍 Rep 2011-10-24 2013-02-09
60 Marchesseau, Eric Jacques M Rep 2013-05-06 2013-10-10
RO 2013-10-10
61 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
62 McGranahan, Colin Andrew M Rep 2014-10-17 2014-10-24
63 Merriman, Jamie Susan F Rep 2014-06-17 2014-06-20
64 Miles, Michael Christopher M Rep 2012-07-03 2016-09-25
65 Moel Modiano, Alberto M Rep 2011-10-24 2017-06-30
66 Newman, Mark Christopher (SFC:AVK470) M Rep 2011-10-24 2021-02-12
67 Ong, Chi Sheng 王其勝 Rep 2013-06-04 2014-06-01
68 Ortelli, Mario Zaccaria Carlo M Rep 2013-06-17 2013-06-24
Rep 2014-02-26 2014-02-27
Rep 2014-06-17 2014-06-20
69 Park, Soo Jin Rep 2014-01-17 2015-02-04
70 Parker, Michael Wade M Rep 2011-10-24 2016-11-02
71 Prozesky, Paul Martin M Rep 2012-06-19 2012-06-20
72 Qiu, Wangshu 裘望舒 Rep 2011-10-24 2013-08-23
73 Redenius, Jeremy Martin M Rep 2013-06-03 2013-06-04
74 Ritter, Andrew Jacob M Rep 2012-04-05 2013-01-04
75 Shim, Aidan Taehoon Rep 2012-02-07 2012-08-27
76 Shiu, Yik Hung 蕭奕雄 Rep 2013-05-06 2016-07-01
77 Stirling, Joshua C M Rep 2013-03-25 2013-03-26
78 Stirling, Trevor John (SFC:AXK433) M Rep 2012-06-28 2012-06-29
79 Sun Mattison, Linda Wu F Rep 2013-05-03 2015-10-16
80 Tam, Jeffrey Lap Hang 談立亨 M Rep 2013-06-11 2013-09-02
81 Tan, Toon Leng Rep 2014-06-05 2014-06-08
Rep 2014-08-25 2014-08-29
82 Tang, Ernest Yiu Man 鄧耀民 M Rep 2013-02-20 2019-09-06
83 Tiano, Joseph Salvatore M Rep 2011-10-24 2013-06-29
84 Topouzoglou, Norbert Mihran M Rep 2012-04-23 2018-05-25
85 Tsang, Kenneth Ky Sung 曾紀崇 M Rep 2012-04-17 2014-01-09
86 Tse, Jaff Ka Wai 謝家威 RO 2011-09-28 2018-09-26
87 Tsui, Eva Tsun Ying 徐俊英 F Rep 2012-06-15 2013-07-08
88 Umansky, Vitaly M Rep 2014-05-02 2022-09-30
89 Uy, Sharyn Marissa 黃小鈴 F Rep 2014-11-28 2022-05-16
90 Van Brugge, Robert Pieter M RO 2011-09-28
91 Vyas, Joy (SFC:BBJ069) Rep 2013-05-30 2013-05-31
Rep 2013-11-13 2013-11-15
92 Wang, Huan (SFC:AWI425) 王歡 Rep 2013-03-25 2015-09-20
93 Wang, Lu (SFC:AXX186) 王璐 Rep 2011-10-24 2015-02-04
94 Warburton, Max Eliot Adair Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
Rep 2013-04-08 2013-04-11
Rep 2013-06-24 2013-06-27
Rep 2013-09-09 2013-09-11
Rep 2013-10-30 2013-11-01
Rep 2014-01-07 2014-01-08
Rep 2014-01-22 2014-01-24
Rep 2014-03-03 2014-03-04
Rep 2014-05-19 2014-05-22
Rep 2014-09-03 2014-09-05
Rep 2014-11-12 2014-11-14
95 Wen, Bo (SFC:BAD547) 文博 Rep 2012-09-04 2016-01-30
96 Werner, Michael Joseph M Rep 2011-10-24 2013-09-11
Rep 2013-10-28 2013-11-10
Rep 2013-12-09 2013-12-15
97 Winoker, Steven Eric M Rep 2013-06-20 2013-06-24
98 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M Rep 2011-10-24 2018-01-28
99 Wood, Andrew Dennis M Rep 2011-12-08 2011-12-09
Rep 2013-07-24 2013-07-24
100 Wright, Thomas Rowe M Rep 2012-04-23 2012-04-27
101 Zhang, Jiajun (SFC:BDR531) 张佳駿 Rep 2014-08-25 2016-07-09
102 Zhang, Liang (SFC:AVA073) Rep 2011-10-24 2012-02-29
103 Zheng, Zhi (SFC:BBP885) 鄭直 Rep 2013-07-22 2014-06-20
104 Zhou, Jing (SFC:BAA703) 周璟 Rep 2013-04-05 2016-05-22
105 Zhou, Min (SFC:BDT648) 周敏 Rep 2014-07-11 2017-04-28
106 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 Rep 2012-06-07
107 Zhu, Junliang (SFC:BEN145) 朱駿亮 Rep 2014-11-27 2015-11-14

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