SPARX Asia Investment Advisors Limited

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
Role From Until
1 Brennan, Martin (SFC:AHN339) M RO 2004-04-20 2011-07-12
2 Malik, Farhat Abbas (SFC:AIO088) M RO 2004-04-20 2010-06-30
3 Tye, Philip Andrew 53 M RO 2004-04-20 2007-02-05
4 Naughton, Thomas Edmund Wyville 43 M Rep 2004-04-22 2007-03-19
5 Flint, Darryl Mark M Rep 2004-04-30 2007-04-03
6 Michalski, Tytus M Rep 2004-05-11 2009-06-16
7 Fong, William Chi Wai 方志偉 M Rep 2004-06-23 2007-04-30
8 Allen, Thomas Lloyd M Rep 2004-09-15 2009-05-31
9 Yip, Ka Hay 葉家曦 Rep 2004-11-18 2007-03-19
10 Doud, Thomas Andrew M Rep 2005-03-22 2011-10-28
11 Tang, Nelson Yu Ming 湯毓銘 45 M Rep 2005-03-29 2007-01-31
12 Mepani, Pravin (SFC:ALW554) Rep 2005-05-09 2012-02-09
13 Easterbrook, Trevor Stephen M Rep 2005-06-22 2009-03-31
14 Vaswani, Arun Purushotam M Rep 2005-08-29 2011-10-28
15 Kim, Min Soo (SFC:AEP532) Rep 2006-02-01 2009-06-05
16 Hung, Horace Yiu Keung 熊耀強 M Rep 2006-06-14 2011-07-21
17 Liu, Shun Hong 廖舜康 Rep 2006-07-17 2008-01-07
18 Wong, Raymond Tin Wai 黃田卉 M Rep 2006-07-25 2010-07-23
19 Chau, Kwok Fai 周國輝 Rep 2006-09-11 2014-08-18
20 Fung, David Yu Wai 馮裕偉 M Rep 2006-09-11 2012-01-11
21 Macleod, Torquil Magnus M Rep 2006-11-03 2011-10-28
22 Parsons, Paul Rodney M Rep 2006-11-09 2009-03-31
23 Pidgeon, Thomas Graham M Rep 2006-11-09 2009-03-31
24 King, Geoffrey Chang Wei 金昌尉 M Rep 2006-12-13 2007-01-22
25 Yang, Richard Shih Hau 楊世浩 M Rep 2006-12-13 2007-01-22
26 King, Geoffrey Chang Wei 金昌尉 M RO 2007-01-22 2007-05-01
27 Yang, Richard Shih Hau 楊世浩 M RO 2007-01-22 2007-05-01
28 Petras, Jason William M Rep 2007-02-28 2008-03-04
29 Naughton, Thomas Edmund Wyville 43 M RO 2007-03-19 2009-08-31
30 Yip, Ka Hay 葉家曦 RO 2007-03-19 2007-09-21
31 Flint, Darryl Mark M RO 2007-04-03 2011-10-28
32 Shiu, Paul Kin Ming 邵建銘 M Rep 2007-04-27 2011-02-25
33 King, Geoffrey Chang Wei 金昌尉 M Rep 2007-05-01 2010-07-18
34 Yang, Richard Shih Hau 楊世浩 M Rep 2007-05-01 2010-01-06
35 Saha, Kunal (SFC:APB639) Rep 2007-06-07 2011-10-28
36 Fan, Weiwei (SFC:ALW233) 范維維 Rep 2007-06-25 2012-07-06
37 Tabar, Samir Victor M Rep 2007-08-07 2008-02-28
38 Kwok, Yik Ki 郭奕琪 Rep 2007-08-13 2012-06-18
39 Fong, Poh Chung 方寶畯 Rep 2007-09-05 2014-11-24
40 Bahra, Kanwaljit Singh M RO 2007-09-25 2011-12-31
41 Liu, Shun Hong 廖舜康 RO 2008-01-07 2011-07-29
42 Hui, Yau Hing 許有慶 Rep 2008-07-14 2011-08-15
43 Kim, Min Soo (SFC:AEP532) RO 2009-06-05 2015-03-19
44 Michalski, Tytus M RO 2009-06-16 2010-11-30
45 Villait, Anoopkumar Sadh (SFC:ATL471) Rep 2009-07-22 2011-03-23
46 Naughton, Thomas Edmund Wyville 43 M Rep 2009-08-31 2009-10-19
47 Jue, Stephen Tukqun 居德鈞 M Rep 2010-10-18 2014-01-31
48 Villait, Anoopkumar Sadh (SFC:ATL471) RO 2011-03-23 2011-07-12
49 McDade, Richard William M Rep 2011-03-29 2011-10-28
50 Kim, Byung Hak Rep 2011-05-24 2012-02-22
51 Lee, Byoung Nam 李秉南 Rep 2011-06-24 2012-11-30
52 Taniguchi, Masaki 谷口正樹 RO 2011-07-21 2012-03-31
53 Lou, Jia (SFC:AYN600) 婁佳 Rep 2011-12-01 2013-09-13
54 Takeda, Masakazu 武田政和 M Rep 2011-12-21
55 Fung, David Yu Wai 馮裕偉 M RO 2012-01-11 2014-05-02
56 Kim, Byung Hak RO 2012-02-22 2024-01-01
57 Kubo, Matthew Yukio M RO 2012-02-29 2014-06-27
58 Ng, Tat Hong Alan 伍達康 RO 2012-04-27
59 Lee, Jong Hak Rep 2013-04-08 2022-05-27
60 Frasier, Hamilton Reid Rep 2013-07-15 2014-11-28
61 Wang, Xinchen 王鑫晨 Rep 2013-12-03 2016-08-29
62 Shu, Yow Jen 許祐禎 Rep 2014-01-28 2014-05-28
63 Kwok, Raymond (SFC:AUT715) M RO 2014-06-18 2014-12-31
64 Chan, Siu Wing (SFC:BEC072) 陳紹榮 Rep 2014-08-29 2017-01-06
65 Suzuki, Takeshi (SFC:AOH485) 鈴木剛 M RO 2014-09-19
66 Fong, Poh Chung 方寶畯 RO 2014-11-24
67 Oh, Wookjin 吳旭鎮 Rep 2015-02-27 2016-08-29

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