SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
2 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
3 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
4 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
5 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
6 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
7 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
8 KGI ASIA LIMITED 13 529 542 97.60
9 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
10 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
11 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
12 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
13 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
14 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
15 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
16 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
17 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
18 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
19 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
20 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
21 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
22 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
23 CES Commodities (HK) Limited 5 316 321 98.44
24 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
25 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
26 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
27 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
28 CLSA LIMITED 5 275 280 98.21
29 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
30 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
31 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
32 Quam Securities Limited 9 238 247 96.36 2004-10-15
33 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
34 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
35 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
36 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
37 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
38 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
39 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
40 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
41 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
42 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
43 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
44 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
45 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
46 EMPEROR SECURITIES LIMITED 8 165 173 95.38
47 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
48 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
49 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
50 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
51 CES Forex (HK) Limited 3 165 168 98.21
52 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
53 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
54 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
55 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
56 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
57 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
58 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
59 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
60 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
61 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
62 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
63 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
64 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
65 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
66 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
67 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
68 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
69 CGS-CIMB Securities (Hong Kong) Limited 16 109 125 87.20
70 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
71 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
72 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
73 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
74 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
75 JPMorgan Funds (Asia) Limited 8 108 116 93.10
76 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
77 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
78 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
79 CITIC Securities Futures (HK) Limited 10 93 103 90.29
80 EMPEROR FUTURES LIMITED 4 99 103 96.12
81 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
82 CHONG HING SECURITIES LIMITED 4 97 101 96.04
83 BOCI ASIA LIMITED 9 89 98 90.82
84 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
85 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
86 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
87 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
88 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
89 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
90 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
91 GET NICE SECURITIES LIMITED 4 87 91 95.60
92 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
93 FIL Investment Advisors 5 84 89 94.38
94 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
95 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
96 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
97 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
98 Success Securities Limited 5 80 85 94.12
99 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
100 iBest Consultants Limited 4 79 83 95.18 2008-04-15
101 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
102 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
103 SANFULL SECURITIES LIMITED 6 74 80 92.50
104 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
105 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
106 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
107 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
108 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
109 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
110 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
111 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
112 KINGSTON SECURITIES LIMITED 4 71 75 94.67
113 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
114 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
115 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
116 CORPORATE BROKERS LIMITED 4 67 71 94.37
117 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
118 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
119 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
120 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
121 INVESCO HONG KONG LIMITED 6 63 69 91.30
122 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
123 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
124 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
125 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
126 Newedge Broker Hong Kong Limited 3 62 65 95.38
127 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
128 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
129 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
130 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
131 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
132 VC BROKERAGE LIMITED 3 59 62 95.16
133 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
134 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
135 Funderstone Securities Limited 7 54 61 88.52
136 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
137 BCT Financial Limited 2 58 60 96.67 2010-11-24
138 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
139 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
140 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
141 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
142 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
143 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
144 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
145 VALUE PARTNERS LIMITED 3 53 56 94.64
146 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
147 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
148 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
149 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
150 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
151 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
152 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
153 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
154 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
155 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
156 Taiping Securities (HK) Co Limited 4 47 51 92.16
157 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
158 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
159 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
160 Funderstone Futures Limited 6 44 50 88.00
161 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
162 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
163 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
164 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
165 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
166 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
167 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
168 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
169 Bright Fund Management Limited 5 41 46 89.13
170 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
171 BOCI RESEARCH LIMITED 4 41 45 91.11
172 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
173 CVP Securities Limited 2 41 43 95.35 2004-07-09
174 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
175 SINCERE SECURITIES LIMITED 3 40 43 93.02
176 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
177 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
178 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
179 Rakuten Securities Hong Kong Limited 3 38 41 92.68
180 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
181 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
182 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
183 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
184 Mason Securities Limited 8 32 40 80.00
185 RBS Asia Corporate Finance Limited 3 37 40 92.50
186 Rich Union Securities (H.K.) Limited 5 35 40 87.50
187 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
188 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
189 VC FUTURES LIMITED 4 36 40 90.00
190 WIN WONG SECURITIES LIMITED 4 36 40 90.00
191 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
192 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
193 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
194 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
195 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
196 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
197 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
198 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
199 Yunfeng Financial Markets Limited 11 27 38 71.05
200 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
201 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
202 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
203 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
204 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
205 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
206 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
207 Open Securities Limited 6 30 36 83.33 2010-07-16
208 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
209 WOCOM SECURITIES LIMITED 5 31 36 86.11
210 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
211 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
212 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
213 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
214 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
215 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
216 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
217 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
218 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
219 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
220 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
221 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
222 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
223 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
224 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
225 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
226 Amundi Hong Kong Limited 7 25 32 78.13
227 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
228 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
229 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
230 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
231 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
232 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
233 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
234 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
235 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
236 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
237 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
238 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
239 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
240 WING FUNG SECURITIES LIMITED 3 28 31 90.32
241 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
242 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
243 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
244 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
245 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
246 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
247 Mason Futures Limited (HK) 6 24 30 80.00
248 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
249 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
250 T G HOLBORN (HK) LIMITED 3 27 30 90.00
251 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
252 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
253 WOCOM LIMITED (HK) 5 25 30 83.33
254 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
255 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
256 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
257 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
258 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
259 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
260 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
261 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
262 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
263 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
264 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
265 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
266 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
267 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
268 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
269 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
270 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
271 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
272 HANG SENG SECURITIES LIMITED 6 21 27 77.78
273 INSTINET PACIFIC LIMITED 3 24 27 88.89
274 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
275 Shang International Finance Limited 11 16 27 59.26
276 BEA Union Investment Management Limited 6 20 26 76.92
277 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
278 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
279 IPP FINANCIAL ADVISERS LIMITED 2 24 26 92.31 2006-12-21
280 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
281 OnePlatform Securities Limited 2 24 26 92.31
282 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
283 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
284 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
285 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
286 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
287 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
288 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
289 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
290 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
291 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
292 HPEF Capital Partners Limited 8 17 25 68.00
293 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
294 NNIP Hong Kong Limited 4 21 25 84.00
295 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
296 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
297 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
298 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
299 CAIIS Limited 3 21 24 87.50 2006-05-23
300 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
301 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
302 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
303 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
304 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
305 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
306 LEHIN SECURITIES LIMITED 3 21 24 87.50
307 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
308 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
309 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
310 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
311 CBH Asia Limited 4 19 23 82.61 2010-09-24
312 CMB International Securities Limited 4 19 23 82.61 2010-06-15
313 CSC FUTURES (HK) LIMITED 4 19 23 82.61
314 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
315 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
316 KINGSTON FUTURES LIMITED 3 20 23 86.96
317 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
318 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
319 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
320 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
321 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
322 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
323 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
324 CLSA Capital Partners (HK) Limited 5 17 22 77.27
325 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
326 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
327 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
328 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
329 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
330 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
331 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
332 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
333 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
334 Mayfair & Ayers Financial Group Limited 7 15 22 68.18 2006-07-17
335 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
336 Planetree Securities Limited 4 18 22 81.82
337 SPS SECURITIES LIMITED 4 18 22 81.82
338 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
339 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
340 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
341 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
342 DL BROKERAGE LIMITED 3 18 21 85.71
343 EWARTON SECURITIES LIMITED 4 17 21 80.95
344 GAM HONG KONG LIMITED 3 18 21 85.71
345 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
346 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
347 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
348 KAISER FUTURES LIMITED 3 18 21 85.71
349 KAISER SECURITIES LIMITED 2 19 21 90.48
350 M&F Asset Management Limited 4 17 21 80.95
351 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
352 PACIFIC FOUNDATION SECURITIES LIMITED 5 16 21 76.19
353 Prime Cdex Securities Limited 4 17 21 80.95
354 SBI China Capital Commodities Limited 5 16 21 76.19
355 South China Forex Limited 2 19 21 90.48 2010-06-21
356 YICKO SECURITIES LIMITED 5 16 21 76.19
357 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
358 BERICH BROKERAGE LIMITED 4 16 20 80.00
359 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
360 Citadel Asia Limited 3 17 20 85.00 2005-10-21
361 CLSA Asset Management Limited 3 17 20 85.00 2008-08-01
362 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
363 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
364 Income Partners Asset Management (HK) Limited 5 15 20 75.00
365 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
366 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
367 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
368 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
369 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
370 Rifa Securities Limited 6 14 20 70.00
371 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
372 South China Asset Management Limited 4 16 20 80.00 2010-04-19
373 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
374 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
375 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
376 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
377 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
378 BUSINESS SECURITIES LIMITED 3 16 19 84.21
379 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
380 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
381 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
382 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
383 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
384 HENYEP SECURITIES LIMITED 3 16 19 84.21
385 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
386 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
387 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
388 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
389 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
390 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
391 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
392 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
393 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
394 Virtu ITG Hong Kong Limited 4 15 19 78.95
395 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
396 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
397 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
398 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
399 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
400 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
401 CTBC Asia Limited 5 13 18 72.22 2004-01-14
402 De Riva Asia Limited 2 16 18 88.89 2010-07-29
403 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
404 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
405 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
406 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
407 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
408 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
409 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
410 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
411 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
412 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
413 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
414 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
415 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
416 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
417 CLSA FUTURES LIMITED 3 14 17 82.35
418 CMB International Capital Limited 4 13 17 76.47 2010-09-07
419 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
420 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
421 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
422 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
423 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
424 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
425 LIM ADVISORS LIMITED 4 13 17 76.47
426 OCBC Wing Hang Shares Brokerage Co. Limited 4 13 17 76.47
427 ORIENT SECURITIES LIMITED 3 14 17 82.35
428 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
429 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
430 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
431 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
432 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
433 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
434 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
435 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
436 WINFULL SECURITIES LIMITED 3 14 17 82.35
437 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
438 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
439 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
440 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
441 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
442 DWS Investments Hong Kong Limited 3 13 16 81.25
443 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
444 ELSTONE SECURITIES LIMITED 4 12 16 75.00
445 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
446 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
447 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
448 HUNG SING SECURITIES LIMITED 4 12 16 75.00
449 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
450 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
451 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
452 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
453 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
454 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
455 Neutral Financial Holding Company Limited 4 12 16 75.00
456 Public Securities Limited 3 13 16 81.25
457 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
458 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
459 SFM HK Management Limited 2 14 16 87.50 2010-11-01
460 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
461 WINTECH SECURITIES LIMITED 4 12 16 75.00
462 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
463 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
464 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
465 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
466 CQS (HONG KONG) LIMITED 1 14 15 93.33 2005-04-11
467 Excalibur Global Financial Group Limited 3 12 15 80.00 2012-10-04
468 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
469 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
470 HING WONG SECURITIES LIMITED 3 12 15 80.00
471 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
472 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
473 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
474 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
475 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
476 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
477 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
478 Optima Capital Limited 4 11 15 73.33 2007-10-25
479 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
480 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
481 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
482 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
483 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
484 VMS Securities Limited 7 8 15 53.33
485 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
486 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
487 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
488 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
489 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
490 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
491 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
492 CMB International Global Markets Limited 3 11 14 78.57
493 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
494 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
495 Evercore Asia Limited 4 10 14 71.43 2011-03-04
496 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
497 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
498 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
499 MALAHON SECURITIES LIMITED 3 11 14 78.57
500 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
501 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
502 MTF SECURITIES LIMITED 2 12 14 85.71
503 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
504 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
505 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
506 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
507 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
508 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
509 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
510 Shacom Securities Limited 3 11 14 78.57
511 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
512 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
513 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
514 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
515 abrdn Hong Kong Limited 4 9 13 69.23
516 AIF Securities Limited 5 8 13 61.54 2004-11-02
517 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
518 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
519 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
520 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
521 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
522 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
523 CC Finance Limited 3 10 13 76.92 2006-04-20
524 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
525 China Tonghai (IA) Limited 3 10 13 76.92
526 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
527 Essence International Financial Holdings Limited 2 11 13 84.62
528 Everbright Securities Global (HK) Limited 4 9 13 69.23
529 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
530 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
531 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
532 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
533 Huabang Securities Limited 4 9 13 69.23
534 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
535 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
536 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
537 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
538 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
539 JS SECURITIES LIMITED 2 11 13 84.62 2011-01-20
540 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
541 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
542 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
543 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
544 MANGO FINANCIAL LIMITED 3 10 13 76.92
545 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
546 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
547 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
548 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
549 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
550 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
551 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
552 Rifa Futures Limited 3 10 13 76.92 2008-12-01
553 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
554 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
555 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
556 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
557 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
558 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
559 Templewater Hong Kong Limited 4 9 13 69.23
560 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
561 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
562 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
563 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
564 AIF CAPITAL LIMITED 3 9 12 75.00
565 ALTUS CAPITAL LIMITED 3 9 12 75.00
566 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
567 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
568 BULLISH SECURITIES LIMITED 2 10 12 83.33
569 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
570 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
571 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
572 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
573 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
574 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
575 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
576 EAST ASIA FUTURES LIMITED 3 9 12 75.00
577 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
578 FDB Financial Group Limited 3 9 12 75.00
579 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
580 Grand China Securities Limited 2 10 12 83.33 2012-05-03
581 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
582 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
583 HENIK SECURITIES LIMITED 2 10 12 83.33
584 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
585 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
586 LUEN SING SECURITIES LIMITED 3 9 12 75.00
587 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
588 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
589 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
590 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
591 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
592 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
593 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
594 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
595 RPS INVESTMENT LIMITED 3 9 12 75.00
596 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
597 SEEKERS MARKETS LIMITED 3 9 12 75.00
598 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
599 SOLID KING SECURITIES LIMITED 3 9 12 75.00
600 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
601 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
602 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
603 TANG PING KONG LIMITED 3 9 12 75.00
604 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
605 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
606 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
607 Well Link Securities Limited 4 8 12 66.67 2005-11-11
608 WING FAT SECURITIES LIMITED 3 9 12 75.00
609 Wisetrade Securities Limited 3 9 12 75.00
610 Zijing Capital Limited 3 9 12 75.00 2003-05-07
611 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
612 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
613 AMC Wanhai Securities Limited 3 8 11 72.73 2009-07-09
614 Anuenue Securities Limited 2 9 11 81.82
615 Beijing Securities Limited 4 7 11 63.64 2008-11-07
616 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
617 China Finance KAB Limited 3 8 11 72.73 2004-12-23
618 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
619 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
620 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
621 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
622 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
623 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
624 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
625 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
626 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
627 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
628 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
629 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
630 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
631 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
632 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
633 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
634 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
635 Huajin Corporate Finance (International) Limited 4 7 11 63.64
636 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
637 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
638 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
639 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
640 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
641 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
642 Planetree Futures Limited 4 7 11 63.64
643 Public Financial Securities Limited 3 8 11 72.73
644 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
645 ROOFER SECURITIES LIMITED 2 9 11 81.82
646 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
647 SDHG International Securities Limited 3 8 11 72.73
648 SINOMAX SECURITIES LIMITED 3 8 11 72.73
649 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
650 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
651 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
652 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
653 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
654 Vontobel Asset Management Asia Pacific Limited 3 8 11 72.73 2008-11-27
655 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
656 Win Securities Limited 3 8 11 72.73
657 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
658 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
659 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
660 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
661 Anli Securities Limited 2 8 10 80.00
662 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
663 Beevest Securities Limited 3 7 10 70.00 2005-03-07
664 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
665 Bradbury Securities Limited 2 8 10 80.00
666 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
667 Capital International, Inc. 2 8 10 80.00 2007-07-03
668 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
669 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
670 Chanceton Capital Partners Limited 4 6 10 60.00
671 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
672 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
673 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
674 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
675 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
676 DAH SING SECURITIES LIMITED 2 8 10 80.00
677 Delta Asia Wealth Management Limited 2 8 10 80.00
678 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
679 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
680 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
681 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
682 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
683 HANG TAI SECURITIES LIMITED 3 7 10 70.00
684 Hao Tian International Securities Limited 4 6 10 60.00
685 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
686 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
687 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
688 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
689 JK Capital Management Limited 4 6 10 60.00
690 Joy Silver Limited 5 5 10 50.00
691 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
692 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
693 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
694 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
695 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
696 Mackenzie Investments Asia Limited 4 6 10 60.00
697 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
698 Minerva Securities Limited 2 8 10 80.00
699 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
700 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
701 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
702 ONSHINE SECURITIES LIMITED 3 7 10 70.00
703 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
704 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
705 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
706 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
707 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
708 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
709 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
710 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
711 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
712 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
713 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
714 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
715 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
716 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
717 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
718 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
719 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
720 ZBI Asia Limited 3 7 10 70.00 2010-02-22
721 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
722 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
723 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
724 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
725 BUSINESS FUTURES LIMITED 3 6 9 66.67
726 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
727 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
728 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
729 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
730 China Reserve Securities Limited 3 6 9 66.67
731 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
732 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
733 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
734 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
735 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
736 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
737 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
738 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
739 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
740 FT Securities Limited 2 7 9 77.78
741 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
742 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
743 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
744 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
745 HANG SENG FUTURES LIMITED 2 7 9 77.78
746 HERMES SECURITIES LIMITED 2 7 9 77.78
747 HONFIRST INVESTMENT LIMITED 3 6 9 66.67
748 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
749 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
750 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
751 KILMOREY SECURITIES LIMITED 2 7 9 77.78
752 KWOK HING SECURITIES LIMITED 2 7 9 77.78
753 LAMTEX SECURITIES LIMITED 3 6 9 66.67
754 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
755 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
756 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
757 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
758 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
759 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
760 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
761 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
762 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
763 PineBridge Investments Hong Kong Limited 4 5 9 55.56
764 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
765 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
766 SJS Markets Limited 3 6 9 66.67 2005-03-02
767 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
768 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
769 THING ON SECURITIES LIMITED 3 6 9 66.67
770 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
771 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
772 VC CAPITAL LIMITED 5 4 9 44.44
773 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
774 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
775 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
776 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
777 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
778 Allard Partners Limited 3 5 8 62.50
779 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
780 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
781 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
782 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
783 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
784 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
785 BOKHARY SECURITIES LIMITED 2 6 8 75.00
786 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
787 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
788 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
789 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
790 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
791 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
792 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
793 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
794 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
795 COMGEST FAR EAST LIMITED 3 5 8 62.50
796 CS Wealth Securities Limited 4 4 8 50.00
797 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
798 EVERHOT SECURITIES LIMITED 3 5 8 62.50
799 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
800 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
801 FAIRWIN BROKING LIMITED 3 5 8 62.50
802 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
803 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
804 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
805 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
806 FX ONE LIMITED 3 5 8 62.50 2012-06-14
807 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
808 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
809 GT CAPITAL LIMITED 2 6 8 75.00
810 Hongkong Bay Securities Limited 2 6 8 75.00
811 Huayu Securities Limited 2 6 8 75.00
812 K.K.M. SECURITIES LIMITED 2 6 8 75.00
813 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
814 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
815 KMT SECURITIES LIMITED 2 6 8 75.00
816 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
817 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
818 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
819 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
820 LUEN HING SECURITIES LIMITED 2 6 8 75.00
821 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
822 Merdeka Securities Limited 3 5 8 62.50
823 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
824 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
825 Octal Capital Limited 3 5 8 62.50 2011-06-01
826 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
827 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
828 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
829 Permira Advisers Limited 2 6 8 75.00 2008-08-19
830 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
831 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
832 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
833 PO LEE SECURITIES LIMITED 2 6 8 75.00
834 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
835 Prime Cdex Futures Limited 2 6 8 75.00
836 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
837 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
838 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
839 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
840 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
841 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
842 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
843 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
844 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
845 SPS COMMODITIES LIMITED 2 6 8 75.00
846 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
847 Tensant Securities Limited 2 6 8 75.00 2004-08-25
848 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
849 TRUTH SECURITIES LIMITED 4 4 8 50.00
850 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
851 Tyche Group Limited 2 6 8 75.00
852 WING ON SECURITIES LIMITED 2 6 8 75.00
853 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
854 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
855 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
856 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
857 AJ Securities Limited 2 5 7 71.43
858 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
859 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
860 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
861 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
862 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
863 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
864 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
865 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
866 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
867 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
868 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
869 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
870 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
871 CHELSEA SECURITIES LIMITED 3 4 7 57.14
872 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
873 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
874 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
875 CLC International Limited 2 5 7 71.43 2012-12-07
876 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
877 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
878 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
879 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
880 EASY SECURITIES LIMITED 2 5 7 71.43 2011-01-05
881 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
882 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
883 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
884 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
885 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
886 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
887 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
888 Funderstone Asset Management (HK) Limited 4 3 7 42.86
889 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
890 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
891 Goldin Equities Limited 3 4 7 57.14 2008-12-17
892 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
893 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
894 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
895 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
896 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
897 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
898 Hong Kong Stock Link Securities Limited 2 5 7 71.43
899 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
900 Imagi Brokerage Limited 3 4 7 57.14
901 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
902 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
903 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
904 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
905 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
906 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
907 LBN Advisers Limited 3 4 7 57.14 2007-09-13
908 LCA Solutions Limited 2 5 7 71.43 2010-07-30
909 LIPPO INVESTMENTS MANAGEMENT LIMITED 5 2 7 28.57
910 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
911 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
912 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
913 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
914 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
915 Nuada Limited 5 2 7 28.57 2004-01-15
916 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
917 Open Asset Management Limited 4 3 7 42.86 2011-03-08
918 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
919 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
920 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
921 PGIM (Hong Kong) Limited 3 4 7 57.14
922 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
923 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
924 QMIS Securities Limited 3 4 7 57.14 2009-07-24
925 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
926 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
927 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
928 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
929 ROSA SECURITIES LIMITED 3 4 7 57.14
930 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
931 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
932 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
933 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
934 SIU ON SECURITIES LIMITED 3 4 7 57.14
935 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
936 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
937 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
938 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
939 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
940 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
941 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
942 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
943 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
944 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
945 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
946 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
947 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
948 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
949 YF FUTURES COMPANY LIMITED 2 5 7 71.43
950 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
951 Aevitas Securities Limited 2 4 6 66.67
952 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
953 Aletheia Capital (Hong Kong) Limited 3 3 6 50.00 2010-07-30
954 AM Squared Limited 2 4 6 66.67 2005-06-30
955 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
956 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
957 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
958 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
959 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
960 Averest Capital Limited 3 3 6 50.00
961 BALI SECURITIES CO. LIMITED 4 2 6 33.33
962 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
963 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
964 Belvest Investment Services Limited 2 4 6 66.67
965 BMI Securities Limited 2 4 6 66.67 2011-03-14
966 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
967 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
968 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
969 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
970 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
971 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
972 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
973 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
974 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
975 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
976 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
977 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
978 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
979 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
980 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
981 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
982 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
983 CTW SECURITIES LIMITED 2 4 6 66.67
984 DNB Asset Management (Asia) Limited 3 3 6 50.00
985 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
986 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
987 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
988 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
989 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
990 FE SECURITIES LIMITED 2 4 6 66.67
991 Finet Securities Limited 2 4 6 66.67
992 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
993 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
994 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
995 GIGA (HONG KONG) LIMITED 3 3 6 50.00
996 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
997 GLS SECURITIES LIMITED 3 3 6 50.00
998 Goldin Financial Limited 3 3 6 50.00 2009-06-01
999 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
1000 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
1001 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1002 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
1003 HPEF Venture Partners Limited 3 3 6 50.00
1004 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
1005 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
1006 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
1007 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
1008 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
1009 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
1010 Kaiser KT Capital Limited 3 3 6 50.00
1011 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1012 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1013 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1014 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1015 MAPS Capital Management Limited 4 2 6 33.33 2012-11-29
1016 Matrix Securities Limited 4 2 6 33.33
1017 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1018 MEAG Hong Kong Limited 5 1 6 16.67
1019 Milma & Co. Limited 2 4 6 66.67 2008-09-24
1020 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
1021 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1022 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
1023 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1024 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
1025 Oshidori Securities Limited 2 4 6 66.67
1026 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1027 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1028 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
1029 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1030 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
1031 RBS Asia Futures Limited 3 3 6 50.00
1032 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
1033 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1034 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1035 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1036 SELINA & CO. LIMITED (HK) 2 4 6 66.67
1037 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1038 SHACOM FUTURES LIMITED 3 3 6 50.00
1039 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1040 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
1041 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1042 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
1043 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1044 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1045 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1046 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1047 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1048 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1049 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1050 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1051 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1052 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1053 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1054 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1055 Value Partners Private Equity Limited 2 4 6 66.67
1056 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
1057 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1058 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1059 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1060 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
1061 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1062 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1063 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1064 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1065 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1066 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
1067 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1068 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
1069 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
1070 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
1071 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1072 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
1073 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
1074 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
1075 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
1076 Arta Global Futures Limited 4 1 5 20.00
1077 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1078 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
1079 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1080 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1081 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
1082 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
1083 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
1084 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
1085 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
1086 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
1087 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1088 CCB Securities Limited 2 3 5 60.00
1089 CHALLENGE CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2004-10-26
1090 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1091 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1092 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1093 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
1094 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1095 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
1096 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
1097 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
1098 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
1099 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
1100 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1101 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1102 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1103 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
1104 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
1105 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
1106 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
1107 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
1108 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
1109 F. R. ZIMMERN LIMITED 2 3 5 60.00
1110 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
1111 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1112 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1113 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1114 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1115 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
1116 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
1117 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
1118 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
1119 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
1120 Grand Cartel Securities Company Limited 2 3 5 60.00
1121 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1122 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1123 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
1124 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
1125 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1126 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
1127 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1128 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
1129 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
1130 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
1131 HOORAY SECURITIES LIMITED 2 3 5 60.00
1132 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1133 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
1134 HUNG SING FUTURES LIMITED 2 3 5 60.00
1135 iFAST Securities (HK) Limited 2 3 5 60.00
1136 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
1137 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
1138 INV Partners Limited 3 2 5 40.00 2009-11-24
1139 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1140 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
1141 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1142 Kam Wah Investments Limited 2 3 5 60.00
1143 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1144 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1145 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1146 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1147 LT Securities Limited 3 2 5 40.00 2011-04-01
1148 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
1149 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1150 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1151 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
1152 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1153 MEGABASE SECURITIES LIMITED 2 3 5 60.00
1154 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
1155 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1156 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1157 MORTON SECURITIES LIMITED 3 2 5 40.00
1158 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1159 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1160 Oshidori Corporate Finance Limited 2 3 5 60.00
1161 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
1162 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1163 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1164 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
1165 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1166 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1167 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1168 Proton Capital Limited 3 2 5 40.00 2007-10-16
1169 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1170 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
1171 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
1172 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1173 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1174 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1175 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1176 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
1177 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
1178 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
1179 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1180 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
1181 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1182 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1183 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1184 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1185 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1186 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1187 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1188 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1189 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1190 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1191 TC Capital International Limited 3 2 5 40.00 2010-08-11
1192 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1193 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1194 TR Advisors Limited 3 2 5 40.00 2008-12-02
1195 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1196 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
1197 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1198 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1199 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1200 VC International Asset Management Limited 3 2 5 40.00
1201 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1202 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1203 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1204 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1205 WAI FAT SECURITIES LIMITED 2 3 5 60.00
1206 WILBY SECURITIES LIMITED 2 3 5 60.00
1207 WONDERLAND INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
1208 3V Capital Limited 3 1 4 25.00 2005-07-18
1209 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
1210 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
1211 Absolute Investment Management (HK) Limited 3 1 4 25.00
1212 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
1213 Alvarium Investment Advisors (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1214 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
1215 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
1216 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
1217 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1218 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
1219 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
1220 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
1221 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1222 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1223 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1224 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1225 Bentley Capital Limited (HK) 4 0 4 0.00
1226 Black Marble Securities Limited 2 2 4 50.00
1227 BLOOMYEARS LIMITED 2 2 4 50.00
1228 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1229 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
1230 BROOKE CAPITAL LIMITED 2 2 4 50.00
1231 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
1232 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
1233 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
1234 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
1235 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1236 CBRE Investment Management (Asia) Limited 2 2 4 50.00
1237 CCTIC International Limited 3 1 4 25.00 2010-06-28
1238 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
1239 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
1240 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
1241 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1242 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
1243 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
1244 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1245 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1246 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1247 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1248 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
1249 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1250 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
1251 CHUANGS & CO. LIMITED 3 1 4 25.00
1252 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
1253 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
1254 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
1255 CLSA RESEARCH LIMITED 3 1 4 25.00
1256 COL Securities (HK) Limited 3 1 4 25.00
1257 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
1258 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
1259 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
1260 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1261 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1262 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
1263 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1264 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
1265 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
1266 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
1267 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1268 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
1269 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1270 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
1271 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
1272 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
1273 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
1274 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1275 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1276 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1277 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
1278 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1279 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
1280 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
1281 Hang Tai Futures Limited 2 2 4 50.00
1282 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1283 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1284 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1285 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
1286 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
1287 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
1288 HIP HING SECURITIES LIMITED 2 2 4 50.00
1289 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
1290 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1291 HOORAY CAPITAL LIMITED 2 2 4 50.00
1292 HOU TAK SECURITIES LIMITED 2 2 4 50.00
1293 HSZ (HONG KONG) LIMITED 2 2 4 50.00
1294 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1295 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1296 iBest Securities Company Limited 2 2 4 50.00
1297 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1298 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1299 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1300 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1301 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
1302 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1303 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1304 iVenture Investment Management Limited 2 2 4 50.00
1305 J Capital Research Limited 3 1 4 25.00 2012-03-01
1306 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
1307 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
1308 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1309 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
1310 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1311 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1312 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1313 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1314 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1315 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1316 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1317 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1318 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1319 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
1320 Longitude Asia Limited 2 2 4 50.00
1321 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
1322 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1323 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1324 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1325 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
1326 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1327 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1328 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1329 MING HON SECURITIES LIMITED 3 1 4 25.00
1330 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1331 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1332 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1333 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
1334 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1335 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1336 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1337 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1338 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1339 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1340 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1341 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1342 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
1343 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1344 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1345 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1346 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1347 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1348 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1349 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
1350 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1351 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1352 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1353 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1354 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1355 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
1356 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1357 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1358 Silver Tree Hong Kong Limited 2 2 4 50.00 2010-09-08
1359 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1360 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
1361 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1362 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1363 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1364 SPDB International Holdings Limited 3 1 4 25.00
1365 Stellar Securities Limited 2 2 4 50.00
1366 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1367 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1368 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1369 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1370 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1371 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1372 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1373 United Securities Limited 2 2 4 50.00
1374 VBG Capital Limited 3 1 4 25.00 2008-11-11
1375 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1376 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
1377 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1378 Waton Securities International Limited 2 2 4 50.00
1379 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1380 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1381 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1382 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1383 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1384 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1385 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1386 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
1387 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
1388 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
1389 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1390 Alpha International Securities (HONG KONG) Limited 2 1 3 33.33 2010-08-23
1391 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
1392 Amasse Capital Limited 3 0 3 0.00 2012-07-13
1393 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
1394 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1395 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
1396 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1397 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
1398 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
1399 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1400 Athos Capital Limited 2 1 3 33.33 2012-03-20
1401 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1402 Avia Asset Management Limited 2 1 3 33.33
1403 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
1404 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1405 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
1406 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
1407 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1408 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
1409 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1410 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1411 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1412 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
1413 BOWEN ASIA LIMITED 2 1 3 33.33
1414 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1415 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1416 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
1417 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
1418 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1419 Celera Markets Limited 2 1 3 33.33 2008-08-12
1420 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
1421 CES International Commodities (HK) Limited 2 1 3 33.33
1422 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
1423 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
1424 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1425 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1426 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1427 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1428 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1429 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1430 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
1431 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1432 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1433 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
1434 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1435 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1436 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1437 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
1438 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
1439 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
1440 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1441 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
1442 EAA SECURITIES LIMITED 2 1 3 33.33
1443 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1444 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
1445 Elements Advisors Limited 2 1 3 33.33 2010-06-08
1446 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1447 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
1448 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
1449 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1450 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
1451 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
1452 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1453 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
1454 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1455 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
1456 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
1457 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1458 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
1459 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1460 GCAM Limited 2 1 3 33.33 2004-10-19
1461 GCIS LIMITED 2 1 3 33.33 2007-05-16
1462 Genting Securities Limited 2 1 3 33.33 2012-05-18
1463 GET NICE CAPITAL LIMITED 2 1 3 33.33
1464 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
1465 GLOBAL GROUP SECURITIES LIMITED 2 1 3 33.33 2012-08-03
1466 Goldyard Capital Limited 2 1 3 33.33
1467 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
1468 Grey Investment Limited 2 1 3 33.33 2012-02-21
1469 Hana Asia Limited 2 1 3 33.33 2010-03-25
1470 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1471 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
1472 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1473 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1474 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
1475 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
1476 IMARKETS LIMITED 2 1 3 33.33
1477 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1478 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
1479 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1480 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1481 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1482 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1483 JOINCAP SECURITIES LIMITED 2 1 3 33.33
1484 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1485 JVSakk Asia Limited 2 1 3 33.33
1486 KB Securities Hong Kong Limited 3 0 3 0.00
1487 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
1488 KGI Asset Management Limited 3 0 3 0.00
1489 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1490 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1491 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1492 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1493 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1494 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1495 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1496 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1497 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1498 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1499 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1500 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
1501 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1502 Nittan Securities Asia Limited 2 1 3 33.33
1503 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1504 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1505 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1506 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1507 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1508 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1509 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1510 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1511 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1512 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1513 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1514 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1515 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1516 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1517 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1518 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1519 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1520 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1521 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1522 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1523 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1524 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1525 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1526 PRIVATE CAPITAL LIMITED 2 1 3 33.33
1527 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1528 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1529 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1530 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1531 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1532 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1533 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1534 Safari Asia Limited 3 0 3 0.00 2010-04-30
1535 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1536 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1537 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1538 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
1539 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1540 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1541 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1542 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1543 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1544 Sinofortune Financial Capital Limited 2 1 3 33.33
1545 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1546 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
1547 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1548 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1549 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1550 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1551 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1552 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1553 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1554 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1555 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1556 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1557 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1558 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
1559 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1560 Tokio Marine Investment Services, Limited 3 0 3 0.00
1561 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1562 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1563 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1564 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1565 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1566 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1567 TVC MANAGEMENT LIMITED 3 0 3 0.00
1568 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1569 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1570 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1571 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1572 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1573 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1574 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1575 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1576 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1577 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1578 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1579 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1580 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1581 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1582 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
1583 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1584 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1585 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
1586 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1587 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
1588 3W Fund Management Limited 2 0 2 0.00 2012-11-16
1589 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1590 AASTOCKS.COM LIMITED 2 0 2 0.00
1591 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
1592 ACM ASIA LIMITED 2 0 2 0.00
1593 ADM SECURITIES LIMITED 2 0 2 0.00
1594 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
1595 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1596 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1597 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1598 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1599 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1600 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
1601 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1602 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1603 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1604 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1605 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1606 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1607 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1608 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1609 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
1610 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1611 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1612 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1613 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1614 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1615 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1616 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
1617 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
1618 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1619 Axis Capital Management Limited 2 0 2 0.00
1620 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1621 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1622 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
1623 BC Assets Management (HK) Limited 2 0 2 0.00
1624 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1625 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1626 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
1627 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1628 Boulder Asset Management Limited 2 0 2 0.00 2010-02-22
1629 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1630 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1631 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1632 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1633 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1634 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1635 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1636 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1637 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1638 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1639 CERES CAPITAL LIMITED 2 0 2 0.00
1640 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1641 ChapmanCraig Limited 2 0 2 0.00
1642 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1643 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1644 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
1645 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
1646 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1647 China Finance Holdings Limited 2 0 2 0.00
1648 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
1649 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
1650 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
1651 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1652 COMMENCE COMPANY LIMITED 2 0 2 0.00
1653 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
1654 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1655 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1656 D.J. SECURITIES LIMITED 2 0 2 0.00
1657 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1658 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1659 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1660 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
1661 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
1662 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1663 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1664 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1665 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1666 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
1667 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
1668 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1669 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
1670 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
1671 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1672 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1673 FULLJET SECURITIES LIMITED 2 0 2 0.00
1674 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1675 GEAR ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-02-19
1676 Genesis Investment Management Limited 2 0 2 0.00 2011-12-23
1677 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1678 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
1679 Goldbridge Securities Limited 2 0 2 0.00
1680 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1681 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
1682 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1683 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1684 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1685 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1686 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
1687 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1688 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1689 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
1690 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1691 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1692 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
1693 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1694 Heitman HK Limited 2 0 2 0.00 2012-12-05
1695 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
1696 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1697 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1698 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
1699 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1700 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
1701 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
1702 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1703 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
1704 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1705 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
1706 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
1707 JOINCAP CAPITAL LIMITED 2 0 2 0.00
1708 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
1709 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1710 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1711 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1712 KARFORD SECURITIES LIMITED 2 0 2 0.00
1713 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1714 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1715 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
1716 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1717 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1718 LAU & COMPANY LIMITED 2 0 2 0.00
1719 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1720 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1721 LMR Partners Limited 2 0 2 0.00 2012-07-17
1722 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1723 LynxCap Investments Asia Limited 2 0 2 0.00 2005-11-11
1724 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1725 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1726 MARC FABER LIMITED 2 0 2 0.00
1727 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1728 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
1729 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1730 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1731 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1732 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1733 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1734 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1735 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1736 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1737 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1738 Pacific Sun Advisors Limited 2 0 2 0.00
1739 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1740 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1741 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1742 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1743 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1744 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1745 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1746 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1747 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1748 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1749 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
1750 Prive Financial Limited 2 0 2 0.00 2012-12-06
1751 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
1752 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1753 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1754 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1755 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1756 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1757 ROCIM Limited 2 0 2 0.00 2007-06-29
1758 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1759 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1760 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
1761 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1762 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1763 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1764 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1765 SEQUOIA CAPITAL CHINA ADVISORS (HONG KONG) LIMITED 2 0 2 0.00 2008-01-02
1766 Silk Road International Capital Limited 2 0 2 0.00
1767 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1768 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
1769 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
1770 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1771 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1772 SKYBOUND CAPITAL (HK) LIMITED 2 0 2 0.00 2011-10-07
1773 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1774 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
1775 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1776 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1777 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1778 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1779 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
1780 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1781 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1782 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1783 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1784 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1785 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1786 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
1787 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1788 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1789 T & F Equities Limited 2 0 2 0.00 2012-12-11
1790 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1791 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1792 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
1793 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1794 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1795 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1796 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1797 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1798 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1799 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1800 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1801 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1802 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
1803 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1804 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1805 VERCAP Financial Services Limited 2 0 2 0.00
1806 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1807 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1808 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
1809 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1810 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1811 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
1812 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1813 WELLAM INVESTMENT LIMITED 2 0 2 0.00
1814 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1815 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1816 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1817 WMG Asia Limited 2 0 2 0.00 2007-02-28
1818 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1819 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1820 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1821 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1822 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
1823 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
1824 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
1825 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
1826 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
1827 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
1828 ENZARD LIMITED 1 0 1 0.00 2004-05-21
1829 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
1830 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
1831 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1832 INTERCHINA FUTURES LIMITED 1 0 1 0.00
1833 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1834 iTTa Capital Limited 1 0 1 0.00 2003-05-29
1835 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
1836 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
1837 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
1838 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1839 MLI LIMITED (d2018-03-29) 1 0 1 0.00
1840 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
1841 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1842 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1843 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1844 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
1845 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
1846 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1847 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1847 Average 3.48 20.11 23.59 85.24

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