JEFFERIES BACHE (HONG KONG) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | Role | From | Until | |
|---|---|---|---|---|---|---|
| 1 | Au, Wing Ting 歐永定 | Rep | 2005-10-04 | |||
| 2 | Barratt, Grant David (SFC:AOU485) | M | Rep | 2007-04-16 | 2008-01-28 | |
| RO | 2008-01-28 | 2010-12-13 | ||||
| 3 | Bilavinakath, Salim Jouhar | Rep | 2003-06-07 | 2005-10-04 | ||
| 4 | Booker, Willie | Rep | 2004-11-19 | 2005-10-04 | ||
| 5 | Browning, John Leonard | M | Rep | 2012-09-27 | 2012-11-30 | |
| 6 | Campbell, Matthew James (SFC:AJB813) | M | Rep | 2003-07-14 | 2003-10-14 | |
| Rep | 2003-10-27 | 2005-05-20 | ||||
| 7 | Chan, Bun (SFC:ACU981) 陳斌 | Rep | 2004-02-29 | |||
| 8 | Chan, Chung Shing 陳仲成 | Rep | 2012-01-03 | 2012-11-30 | ||
| 9 | Chan, Nicholas Pak Ming 陳百銘 | M | Rep | 2004-04-02 | 2005-10-04 | |
| 10 | Chan, Ying Kit (SFC:AFT458) 陳英傑 | Rep | 2004-03-24 | 2004-08-02 | ||
| 11 | Chan, Yuen Bing 陳婉冰 | Rep | 2005-10-04 | |||
| 12 | Chang, Wen-Ling 張文玲 | Rep | 2003-12-05 | 2004-05-21 | ||
| 13 | Chen, Ying Yu 陳英裕 | Rep | 2005-10-04 | |||
| 14 | Cheng, Carol Man 鄭敏 | F | Rep | 2004-03-01 | ||
| 15 | Cheng, Irene Yin Wah 鄭燕華 | F | Rep | 2005-10-04 | ||
| 16 | Cheng, Jeany Ying Kam 莊英琴 | Rep | 2004-06-17 | |||
| 17 | Cheong, Kin 張健 | Rep | 2005-04-12 | |||
| 18 | Cheung, Annabella Yuk Ha 張玉霞 | Rep | 2005-10-04 | |||
| 19 | Cheung, Chun Ho (SFC:ADT685) 張振豪 | Rep | 2004-04-27 | |||
| 20 | Cheung, Jocelyn Kin Keung 張建強 | Rep | 2003-07-26 | |||
| 21 | Cheung, Ka Chung 張家聰 | Rep | 2012-10-03 | 2012-11-30 | ||
| 22 | Cheung, Moon Fuk 張滿福 | Rep | 2005-10-04 | |||
| 23 | Cheung, Nicholas Sai Wing 張世榮 | M | Rep | 2005-10-04 | ||
| 24 | Cheung, Yvonne Ngan Sui 張銀瑞 | F | Rep | 2005-10-04 | ||
| 25 | Chiu, Charles Yiu Wing 趙耀榮 | M | Rep | 2004-11-05 | ||
| 26 | Chu, Kin Man (SFC:ACB899) 朱建文 | Rep | 2005-09-30 | |||
| RO | 2005-09-30 | 2005-10-04 | ||||
| 27 | Chu, Po Chuen 朱寶全 | Rep | 2005-10-04 | |||
| 28 | Chui, Lizzy Lolita Lei Sze 徐莉詩 | Rep | 2004-08-25 | 2005-05-20 | ||
| 29 | Chung, Kwai Kuen 鍾桂娟 | Rep | 2005-10-04 | |||
| 30 | De Burgh Mound, Dominic Justin | M | Rep | 2003-07-12 | ||
| 31 | Dulieu, Billy Ronald | M | Rep | 2010-12-20 | 2012-11-30 | |
| 32 | Eme, Philippe Jean | M | Rep | 2012-01-04 | 2012-11-30 | |
| 33 | Fan, Chi Wah 范志華 | Rep | 2004-11-18 | 2005-04-12 | ||
| 34 | Faure, Emmanuel Dominique Martial G. | M | Rep | 2012-02-06 | 2012-03-14 | |
| RO | 2012-03-14 | 2012-11-30 | ||||
| 35 | Fennell, Thomas Brian | M | RO | 2003-09-29 | 2005-01-06 | |
| 36 | Fok, Siu Pong (SFC:AME216) 霍少邦 | Rep | 2012-08-13 | 2012-11-30 | ||
| 37 | Fong, Suet Chung 方雪松 | Rep | 2005-10-04 | |||
| 38 | Fu, Liang (SFC:AVO628) 傅亮 | Rep | 2012-09-12 | 2012-11-30 | ||
| 39 | Fung, Siu Ping 馮小平 | Rep | 2003-09-19 | |||
| 40 | Fyfe, William James | M | Rep | 2012-01-20 | 2012-03-20 | |
| RO | 2012-03-20 | 2012-11-30 | ||||
| 41 | Gershon, Barry Jonathan | M | RO | 2007-11-06 | 2012-11-30 | |
| 42 | Hasan, Haroon | 54 | M | Rep | 2003-06-28 | |
| 43 | Ho, Gale Shuk Man 何淑文 | F | Rep | 2005-10-04 | ||
| 44 | Ho, Hon Kam 何漢錦 | Rep | 2004-04-22 | 2004-05-21 | ||
| 45 | Ho, Sai Ho (SFC:AOH660) 何世豪 | Rep | 2012-09-03 | 2012-11-30 | ||
| 46 | Hsu, Margaret Chien Mei 徐千媄 | F | Rep | 2003-09-18 | 2004-07-04 | |
| Rep | 2005-01-20 | 2005-04-14 | ||||
| 47 | Hui, Alen Hong 許航 | Rep | 2005-02-16 | 2005-10-04 | ||
| 48 | Hui, Benjamin Kam Wing 許鑑榮 | M | Rep | 2005-06-16 | 2005-10-04 | |
| 49 | Hui, Daniel Ka Chung 許家聰 | M | Rep | 2012-08-13 | 2012-11-30 | |
| 50 | Hutton, Jason Alec | 43 | M | Rep | 2012-02-13 | 2012-11-30 |
| 51 | Kam, Man Sun 金文新 | Rep | 2005-01-04 | |||
| 52 | Ko, Chi Yiu 高志堯 | Rep | 2004-07-09 | |||
| 53 | Koh, Ushe Hon Tat | Rep | 2005-01-08 | 2005-07-22 | ||
| 54 | Kuek, Boon Kiat 郭翹鋒 | Rep | 2004-04-15 | 2004-12-17 | ||
| 55 | Kuo, Shu-Chuan 郭淑娟 | Rep | 2005-10-04 | |||
| 56 | Kwan, Ka Man (SFC:AFO512) 關嘉敏 | Rep | 2005-05-31 | 2005-10-04 | ||
| 57 | Kwok, Samson Tai Pang 郭大鵬 | M | Rep | 2005-10-04 | ||
| 58 | Kwong, Mei Fung (SFC:AEK386) 鄺美鳳 | Rep | 2004-04-27 | |||
| 59 | Lai, Suet Fai 賴雪暉 | Rep | 2004-05-19 | |||
| 60 | Lai, Wai Yi 賴慧儀 | Rep | 2005-10-04 | |||
| 61 | Lam, Andrew Chi Biu 林志標 | M | Rep | 2005-10-04 | ||
| 62 | Lam, Ava Pui Ming 林佩明 | Rep | 2005-08-31 | 2005-10-04 | ||
| 63 | Lam, John Junior 林慕賢 | M | Rep | 2005-02-24 | ||
| 64 | Lam, Yee Kwan (SFC:ACI910) 林懿君 | Rep | 2003-04-04 | |||
| 65 | Lau, Ming Fai (SFC:AEH948) 劉明暉 | Rep | 2005-01-28 | 2005-04-12 | ||
| 66 | Lau, Raymond Yee Wa 劉怡華 | M | Rep | 2005-10-04 | ||
| 67 | Lau, Tat Keung 劉達強 | Rep | 2004-05-03 | 2004-05-11 | ||
| 68 | Lee, Betty Shuk Yee 李淑懿 | F | Rep | 2004-03-23 | 2005-10-04 | |
| 69 | Lee, Steven Wai 李威 | M | Rep | 2004-03-13 | ||
| 70 | Lee, Tak Hing 李德興 | Rep | 2005-01-04 | |||
| 71 | Lee, Yu Sang 李裕生 | Rep | 2005-10-04 | |||
| 72 | Leung, Eddie Fuk Kuen 梁福權 | Rep | 2005-03-18 | |||
| 73 | Leung, Kin Man (SFC:ARR823) 梁建雯 | Rep | 2008-10-06 | 2012-11-30 | ||
| 74 | Leung, Lawrence Kam Wah 梁錦華 | M | Rep | 2005-10-04 | ||
| 75 | Leung, Luzviminda Cabanatan | Rep | 2005-10-04 | |||
| 76 | Leung, Tung Ha 梁冬夏 | Rep | 2004-03-24 | 2005-05-26 | ||
| 77 | Li, Derick Kam Ching 李金錚 | M | RO | 2005-09-27 | 2005-10-04 | |
| 78 | Li, Gordon Chuen Ming 李泉銘 | M | Rep | 2005-10-04 | ||
| 79 | Li, Jin Hua (SFC:AIB065) 李晉華 | Rep | 2004-09-04 | 2005-06-29 | ||
| 80 | Li, Ringo Chi Chung 李自忠 | M | Rep | 2003-12-11 | ||
| 81 | Liu, Desmond Luk Por 廖淥波 | 58 | M | RO | 2005-03-01 | |
| 82 | Liu, Peter Edward 劉道生 | M | RO | 2005-04-12 | 2005-10-04 | |
| 83 | Lo, Michael Wai Tak 盧韋德 | M | Rep | 2003-06-25 | 2005-10-04 | |
| 84 | Lu, Min (SFC:AJE091) | Rep | 2003-09-18 | 2004-08-26 | ||
| 85 | Lui, Yim Yin 雷艷燕 | Rep | 2005-10-04 | |||
| 86 | Ma, Johnny Bun Wah 馬斌華 | M | Rep | 2004-04-20 | 2004-08-06 | |
| 87 | Macdonald, Alexander Booth | M | Rep | 2005-10-04 | ||
| 88 | Mak, Cilla Mei Mei 麥美美 | Rep | 2005-10-04 | |||
| 89 | Malhotra, Ashwan Kumar | M | Rep | 2005-09-22 | ||
| RO | 2005-09-22 | 2013-06-11 | ||||
| 90 | Maly, Sylvain Francois Gilbert | M | Rep | 2012-01-30 | 2012-11-30 | |
| 91 | Man, Martin Kon Kuen 文幹權 | M | Rep | 2004-04-06 | 2004-12-12 | |
| 92 | Misra, Abhilasha | Rep | 2005-01-26 | 2005-09-05 | ||
| 93 | Miu, Hung Lucy 苗紅 | Rep | 2003-05-16 | |||
| 94 | Moon, Ji Ho | Rep | 2004-12-21 | 2005-04-28 | ||
| 95 | Ng, Cecilia Kai Feng 吳昀曉 | F | Rep | 2005-10-04 | ||
| 96 | Ng, Ngai Wai 吳毅慧 | Rep | 2005-03-16 | 2005-10-04 | ||
| 97 | Ngai, Angela So Ling 倪素玲 | F | Rep | 2005-01-10 | 2005-05-22 | |
| 98 | Noche, Leo Cyril D. | M | Rep | 2005-07-11 | ||
| 99 | Poon, Che Ho 潘志豪 | Rep | 2004-04-06 | 2005-01-25 | ||
| 100 | Pun, Yin Man 潘燕文 | Rep | 2005-10-04 | |||
| 101 | Rommel-Sutter, Rainer Wolfgang | Rep | 2003-07-19 | |||
| 102 | Sato, Toshihisa 佐藤敏久 | Rep | 2005-09-22 | |||
| RO | 2005-09-22 | 2007-12-12 | ||||
| 103 | Saw, Aileen Mei Li 蘇梅麗 | Rep | 2005-08-16 | 2005-10-04 | ||
| 104 | Se, David Carven Yung Yee 施勇儀 | M | Rep | 2005-02-08 | ||
| RO | 2005-02-08 | 2005-10-04 | ||||
| 105 | Sham, Ping Chuen 沈炳全 | Rep | 2005-10-04 | |||
| 106 | Shuen, Barbara Lai Kuen 旋麗娟 | F | Rep | 2005-10-04 | ||
| 107 | Shum, Ping Hung 沈炳雄 | Rep | 2005-10-04 | |||
| 108 | Siu, Julie Wailing 蕭偉玲 | F | Rep | 2005-03-18 | ||
| 109 | So, Ming Yuk 蘇明玉 | Rep | 2003-04-10 | |||
| 110 | Sung, Edmund Ham Kin 宋涵堅 | M | Rep | 2005-10-04 | ||
| 111 | Ting, Wanda Sui Lin 丁瑞蓮 | F | Rep | 2004-04-28 | ||
| 112 | Tsai, Hui-Fang 蔡慧芳 | Rep | 2004-07-27 | 2005-10-04 | ||
| 113 | Tsang, Wendy Wai Yin 曾惠賢 | F | Rep | 2005-10-04 | ||
| 114 | Tso, William Yuen Leung 左元良 | M | Rep | 2005-01-10 | 2005-10-04 | |
| 115 | Wang, Qin (SFC:AWP856) 王勤 | Rep | 2011-01-12 | 2012-11-30 | ||
| 116 | Wong, Che Lik 黃自力 | Rep | 2003-06-28 | |||
| 117 | Wong, Chi Hing 黃紫卿 | Rep | 2005-10-04 | |||
| 118 | Wong, Grace Hang Nei 王幸妮 | F | Rep | 2003-05-31 | ||
| 119 | Wong, James Chung Yin 黃頌賢 | M | Rep | 2012-07-09 | 2012-11-30 | |
| 120 | Wong, Jill Wai Han 黃慧嫻 | F | Rep | 2004-04-27 | ||
| 121 | Wong, Suet Man 王雪曼 | Rep | 2005-10-04 | |||
| 122 | Wong, Victor Sai Fuk 王世福 | M | Rep | 2005-10-04 | ||
| 123 | Wong, Yue Fat 黃裕發 | Rep | 2003-07-01 | |||
| 124 | Wu, Alan (SFC:ABY211) 吳倫 | M | Rep | 2003-08-01 | ||
| 125 | Xing, Zhiyu 邢志宇 | Rep | 2003-09-18 | 2010-03-31 | ||
| 126 | Yau, Siu Ling 邱少玲 | Rep | 2003-07-04 | |||
| 127 | Yee, Rebecca Mei Yuk 余美玉 | F | Rep | 2005-10-04 | ||
| 128 | Yeung, Chui Kwan 楊翠群 | Rep | 2003-07-18 | |||
| Rep | 2004-05-13 | 2005-10-04 | ||||
| 129 | Yeung, Jeffrey Wing Choi 楊永材 | M | Rep | 2005-10-04 | ||
| 130 | Yeung, Murray Leung Yu 楊亮瑜 | M | RO | 2005-07-14 | ||
| Rep | 2005-07-14 | 2005-10-04 | ||||
| 131 | Yick, Kenneth Wing Yuen 易永源 | M | Rep | 2005-02-24 | ||
| 132 | Yim, Eugene Kwok Wa 嚴國華 | M | Rep | 2005-10-04 | ||
| 133 | Yim, Kar Lai 嚴嘉麗 | Rep | 2005-10-04 | |||
| 134 | Ying, Tommy Hok Kong 應鶴江 | Rep | 2004-09-30 | |||
| 135 | Yip, Benjamin Ying Chi 葉熒志 | 49 | M | Rep | 2004-04-28 | |
| 136 | Yip, So Ling 葉素玲 | Rep | 2004-07-23 | 2005-10-04 | ||
| 137 | Yu, Nga Shan 俞雅珊 | Rep | 2012-11-05 | 2012-11-30 | ||
| 138 | Yuen, Peter Richard 袁沛德 | M | Rep | 2003-09-19 | 2003-12-17 | |
| 139 | Zi, Nicholas Nai Kong 徐乃綱 | M | Rep | 2005-10-04 |
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