SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
2 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
3 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
4 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
5 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
6 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
7 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
8 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
9 ENZARD LIMITED 1 0 1 0.00 2004-05-21
10 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
11 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
12 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
13 INTERCHINA FUTURES LIMITED 1 0 1 0.00
14 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
15 iTTa Capital Limited 1 0 1 0.00 2003-05-29
16 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
17 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
18 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
19 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
20 MLI LIMITED (d2018-03-29) 1 0 1 0.00
21 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
22 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
23 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
24 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
25 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
26 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
27 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
28 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
29 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
30 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
31 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
32 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
33 3W Fund Management Limited 2 0 2 0.00 2012-11-16
34 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
35 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
36 AASTOCKS.COM LIMITED 2 0 2 0.00
37 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
38 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
39 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
40 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
41 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
42 ACM ASIA LIMITED 2 0 2 0.00
43 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
44 ADM SECURITIES LIMITED 2 0 2 0.00
45 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
46 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
47 Aevitas Securities Limited 2 4 6 66.67
48 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
49 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
50 AIU International Securities Limited 2 0 2 0.00 2011-12-28
51 AJ Securities Limited 2 5 7 71.43
52 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
53 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
54 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
55 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
56 Alpha Nova Capital Management Limited 2 0 2 0.00
57 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
58 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
59 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
60 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
61 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
62 AM Squared Limited 2 4 6 66.67 2005-06-30
63 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
64 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
65 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
66 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
67 Anli Securities Limited 2 8 10 80.00
68 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
69 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
70 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
71 Anuenue Securities Limited 2 9 11 81.82
72 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
73 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
74 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
75 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
76 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
77 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
78 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
79 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
80 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
81 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
82 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
83 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
84 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
85 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
86 Ascender Capital Limited 2 0 2 0.00 2012-12-07
87 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
88 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
89 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
90 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
91 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
92 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
93 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
94 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
95 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
96 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
97 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
98 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
99 Athos Capital Limited 2 1 3 33.33 2012-03-20
100 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
101 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
102 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
103 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
104 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
105 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
106 Avia Asset Management Limited 2 1 3 33.33
107 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
108 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
109 Axis Capital Management Limited 2 0 2 0.00
110 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
111 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
112 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
113 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
114 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
115 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
116 BCT Financial Limited 2 58 60 96.67 2010-11-24
117 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
118 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
119 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
120 Belvest Investment Services Limited 2 4 6 66.67
121 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
122 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
123 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
124 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
125 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
126 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
127 Black Marble Securities Limited 2 2 4 50.00
128 BLOOMYEARS LIMITED 2 2 4 50.00
129 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
130 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
131 BMI Securities Limited 2 4 6 66.67 2011-03-14
132 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
133 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
134 BOKHARY SECURITIES LIMITED 2 6 8 75.00
135 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
136 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
137 BOWEN ASIA LIMITED 2 1 3 33.33
138 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
139 Bradbury Securities Limited 2 8 10 80.00
140 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
141 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
142 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
143 BROOKE CAPITAL LIMITED 2 2 4 50.00
144 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
145 BULLISH SECURITIES LIMITED 2 10 12 83.33
146 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
147 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
148 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
149 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
150 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
151 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
152 Capital Instinct Limited 2 0 2 0.00 2011-05-25
153 Capital International, Inc. 2 8 10 80.00 2007-07-03
154 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
155 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
156 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
157 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
158 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
159 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
160 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
161 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
162 CBRE Investment Management (Asia) Limited 2 2 4 50.00
163 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
164 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
165 CCB Securities Limited 2 3 5 60.00
166 Celera Markets Limited 2 1 3 33.33 2008-08-12
167 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
168 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
169 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
170 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
171 CERES CAPITAL LIMITED 2 0 2 0.00
172 CES International Commodities (HK) Limited 2 1 3 33.33
173 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
174 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
175 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
176 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
177 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
178 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
179 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
180 ChapmanCraig Limited 2 0 2 0.00
181 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
182 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
183 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
184 CHEETAH ADVISORS LIMITED 2 2 4 50.00
185 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
186 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
187 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
188 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
189 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
190 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
191 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
192 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
193 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
194 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
195 China Finance Holdings Limited 2 0 2 0.00
196 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
197 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
198 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
199 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
200 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
201 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
202 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
203 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
204 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
205 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
206 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
207 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
208 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
209 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
210 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
211 CHN International Group Limited 2 0 2 0.00 2010-02-22
212 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
213 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
214 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
215 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
216 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
217 CLC International Limited 2 5 7 71.43 2012-12-07
218 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
219 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
220 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
221 COMMENCE COMPANY LIMITED 2 0 2 0.00
222 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
223 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
224 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
225 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
226 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
227 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
228 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
229 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
230 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
231 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
232 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
233 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
234 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
235 CTW SECURITIES LIMITED 2 4 6 66.67
236 CVP Securities Limited 2 41 43 95.35 2004-07-09
237 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
238 D.J. SECURITIES LIMITED 2 0 2 0.00
239 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
240 DAH SING SECURITIES LIMITED 2 8 10 80.00
241 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
242 De Riva Asia Limited 2 16 18 88.89 2010-07-29
243 Delta Asia Wealth Management Limited 2 8 10 80.00
244 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
245 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
246 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
247 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
248 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
249 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
250 EAA SECURITIES LIMITED 2 1 3 33.33
251 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
252 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
253 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
254 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
255 Elements Advisors Limited 2 1 3 33.33 2010-06-08
256 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
257 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
258 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
259 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
260 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
261 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
262 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
263 Essence International Financial Holdings Limited 2 11 13 84.62
264 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
265 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
266 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
267 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
268 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
269 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
270 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
271 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
272 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
273 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
274 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
275 F. R. ZIMMERN LIMITED 2 3 5 60.00
276 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
277 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
278 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
279 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
280 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
281 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
282 FE SECURITIES LIMITED 2 4 6 66.67
283 Finet Securities Limited 2 4 6 66.67
284 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
285 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
286 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
287 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
288 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
289 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
290 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
291 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
292 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
293 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
294 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
295 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
296 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
297 FT Securities Limited 2 7 9 77.78
298 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
299 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
300 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
301 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
302 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
303 FULL WIN SECURITIES LIMITED 2 0 2 0.00
304 FULLJET SECURITIES LIMITED 2 0 2 0.00
305 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
306 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
307 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
308 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
309 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
310 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
311 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
312 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
313 GCAM Limited 2 1 3 33.33 2004-10-19
314 GCIS LIMITED 2 1 3 33.33 2007-05-16
315 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
316 Genting Securities Limited 2 1 3 33.33 2012-05-18
317 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
318 GET NICE CAPITAL LIMITED 2 1 3 33.33
319 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
320 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
321 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
322 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
323 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
324 Goldbridge Securities Limited 2 0 2 0.00
325 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
326 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
327 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
328 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
329 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
330 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
331 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
332 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
333 Goldyard Capital Limited 2 1 3 33.33
334 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
335 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
336 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
337 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
338 Grand Cartel Securities Company Limited 2 3 5 60.00
339 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
340 Grand China Securities Limited 2 10 12 83.33 2012-05-03
341 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
342 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
343 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
344 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
345 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
346 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
347 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
348 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
349 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
350 Grey Investment Limited 2 1 3 33.33 2012-02-21
351 Grit Securities Limited 2 1 3 33.33
352 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
353 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
354 GT CAPITAL LIMITED 2 6 8 75.00
355 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
356 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
357 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
358 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
359 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
360 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
361 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
362 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
363 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
364 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
365 Hana Asia Limited 2 1 3 33.33 2010-03-25
366 HANG SENG FUTURES LIMITED 2 7 9 77.78
367 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
368 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
369 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
370 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
371 Heitman HK Limited 2 0 2 0.00 2012-12-05
372 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
373 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
374 HENIK SECURITIES LIMITED 2 10 12 83.33
375 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
376 HERMES SECURITIES LIMITED 2 7 9 77.78
377 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
378 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
379 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
380 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
381 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
382 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
383 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
384 HIP HING SECURITIES LIMITED 2 2 4 50.00
385 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
386 HOI SANG SECURITIES LIMITED 2 3 5 60.00
387 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
388 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
389 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
390 Hong Kong Stock Link Securities Limited 2 5 7 71.43
391 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
392 Hongkong Bay Securities Limited 2 6 8 75.00
393 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
394 HOORAY CAPITAL LIMITED 2 2 4 50.00
395 HOORAY SECURITIES LIMITED 2 3 5 60.00
396 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
397 HOU TAK SECURITIES LIMITED 2 2 4 50.00
398 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
399 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
400 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
401 HSZ (HONG KONG) LIMITED 2 2 4 50.00
402 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
403 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
404 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
405 Huayu Securities Limited 2 6 8 75.00
406 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
407 HUNG SING FUTURES LIMITED 2 3 5 60.00
408 iBest Securities Company Limited 2 2 4 50.00
409 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
410 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
411 iFAST Securities (HK) Limited 2 3 5 60.00
412 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
413 IMARKETS LIMITED 2 1 3 33.33
414 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
415 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
416 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
417 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
418 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
419 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
420 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
421 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
422 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
423 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
424 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
425 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
426 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
427 iVenture Investment Management Limited 2 2 4 50.00
428 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
429 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
430 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
431 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
432 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
433 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
434 JOINCAP CAPITAL LIMITED 2 0 2 0.00
435 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
436 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
437 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
438 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
439 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
440 JVSakk Asia Limited 2 1 3 33.33
441 K.K.M. SECURITIES LIMITED 2 6 8 75.00
442 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
443 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
444 KAISER SECURITIES LIMITED 2 19 21 90.48
445 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
446 Kam Wah Investments Limited 2 3 5 60.00
447 KARFORD SECURITIES LIMITED 2 0 2 0.00
448 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
449 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
450 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
451 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
452 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
453 KILMOREY SECURITIES LIMITED 2 7 9 77.78
454 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
455 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
456 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
457 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
458 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
459 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
460 KMT SECURITIES LIMITED 2 6 8 75.00
461 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
462 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
463 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
464 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
465 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
466 KWOK HING SECURITIES LIMITED 2 7 9 77.78
467 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
468 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
469 LAU & COMPANY LIMITED 2 0 2 0.00
470 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
471 LCA Solutions Limited 2 5 7 71.43 2010-07-30
472 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
473 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
474 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
475 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
476 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
477 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
478 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
479 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
480 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
481 LMR Partners Limited 2 0 2 0.00 2012-07-17
482 Longitude Asia Limited 2 2 4 50.00
483 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
484 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
485 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
486 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
487 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
488 LUEN HING SECURITIES LIMITED 2 6 8 75.00
489 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
490 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
491 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
492 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
493 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
494 MAGIC COMPASS FUTURES LIMITED 2 6 8 75.00
495 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
496 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
497 MARC FABER LIMITED 2 0 2 0.00
498 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
499 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
500 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
501 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
502 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
503 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
504 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
505 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
506 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
507 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
508 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
509 MEGABASE SECURITIES LIMITED 2 3 5 60.00
510 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
511 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
512 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
513 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
514 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
515 Milma & Co. Limited 2 4 6 66.67 2008-09-24
516 Minerva Holding Financial Securities Limited 2 8 10 80.00
517 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
518 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
519 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
520 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
521 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
522 MTF SECURITIES LIMITED 2 12 14 85.71
523 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
524 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
525 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
526 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
527 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
528 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
529 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
530 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
531 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
532 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
533 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
534 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
535 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
536 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
537 Nittan Securities Asia Limited 2 1 3 33.33
538 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
539 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
540 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
541 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
542 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
543 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
544 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
545 OnePlatform Securities Limited 2 24 26 92.31
546 Oracle Capital Limited 2 1 3 33.33 2009-08-17
547 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
548 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
549 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
550 Oshidori Corporate Finance Limited 2 3 5 60.00
551 Oshidori Securities Limited 2 4 6 66.67
552 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
553 Otkcab Limited 2 0 2 0.00 2011-10-07
554 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
555 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
556 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
557 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
558 Pacific Sun Advisors Limited 2 0 2 0.00
559 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
560 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
561 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
562 Parry International Trading Limited 2 4 6 66.67 2010-08-26
563 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
564 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
565 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
566 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
567 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
568 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
569 Paulson Asia Limited 2 2 4 50.00 2011-02-21
570 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
571 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
572 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
573 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
574 Permira Advisers Limited 2 6 8 75.00 2008-08-19
575 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
576 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
577 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
578 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
579 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
580 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
581 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
582 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
583 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
584 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
585 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
586 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
587 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
588 PO LEE SECURITIES LIMITED 2 6 8 75.00
589 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
590 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
591 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
592 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
593 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
594 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
595 PRIVATE CAPITAL LIMITED 2 1 3 33.33
596 Prive Financial Limited 2 0 2 0.00 2012-12-06
597 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
598 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
599 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
600 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
601 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
602 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
603 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
604 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
605 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
606 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
607 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
608 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
609 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
610 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
611 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
612 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
613 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
614 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
615 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
616 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
617 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
618 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
619 ROCIM Limited 2 0 2 0.00 2007-06-29
620 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
621 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
622 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
623 ROOFER SECURITIES LIMITED 2 9 11 81.82
624 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
625 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
626 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
627 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
628 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
629 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
630 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
631 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
632 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
633 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
634 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
635 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
636 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
637 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
638 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
639 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
640 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
641 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
642 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
643 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
644 SELINA & CO. LIMITED (HK) 2 4 6 66.67
645 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
646 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
647 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
648 SFM HK Management Limited 2 14 16 87.50 2010-11-01
649 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
650 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
651 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
652 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
653 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
654 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
655 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
656 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
657 Silk Road International Capital Limited 2 0 2 0.00
658 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
659 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
660 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
661 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
662 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
663 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
664 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
665 Sinofortune Financial Capital Limited 2 1 3 33.33
666 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
667 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
668 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
669 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
670 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
671 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
672 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
673 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
674 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
675 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
676 South China Forex Limited 2 19 21 90.48 2010-06-21
677 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
678 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
679 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
680 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
681 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
682 SPS COMMODITIES LIMITED 2 6 8 75.00
683 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
684 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
685 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
686 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
687 Stellar Securities Limited 2 2 4 50.00
688 STI Asset Management Limited 2 0 2 0.00 2008-10-22
689 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
690 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
691 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
692 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
693 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
694 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
695 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
696 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
697 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
698 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
699 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
700 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
701 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
702 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
703 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
704 T & F Equities Limited 2 0 2 0.00 2012-12-11
705 T. M. MANAGEMENT LIMITED 2 0 2 0.00
706 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
707 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
708 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
709 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
710 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
711 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
712 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
713 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
714 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
715 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
716 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
717 Tensant Securities Limited 2 6 8 75.00 2004-08-25
718 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
719 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
720 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
721 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
722 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
723 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
724 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
725 TPG Capital, Limited 2 4 6 66.67 2012-03-07
726 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
727 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
728 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
729 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
730 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
731 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
732 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
733 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
734 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
735 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
736 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
737 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
738 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
739 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
740 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
741 Tyche Group Limited 2 6 8 75.00
742 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
743 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
744 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
745 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
746 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
747 United Securities Limited (HK) 2 2 4 50.00
748 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
749 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
750 Value Partners Private Equity Limited 2 4 6 66.67
751 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
752 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
753 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
754 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
755 Vantum Futures Limited 2 2 4 50.00
756 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
757 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
758 VERCAP Financial Services Limited 2 0 2 0.00
759 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
760 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
761 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
762 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
763 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
764 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
765 WAI FAT SECURITIES LIMITED 2 3 5 60.00
766 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
767 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
768 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
769 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
770 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
771 Waton Securities International Limited 2 2 4 50.00
772 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
773 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
774 WELLAM INVESTMENT LIMITED 2 0 2 0.00
775 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
776 WILBY SECURITIES LIMITED 2 3 5 60.00
777 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
778 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
779 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
780 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
781 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
782 WING ON SECURITIES LIMITED 2 6 8 75.00
783 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
784 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
785 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
786 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
787 WMG Asia Limited 2 0 2 0.00 2007-02-28
788 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
789 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
790 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
791 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
792 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
793 YARDLEY SECURITIES LIMITED 2 4 6 66.67
794 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
795 YF FUTURES COMPANY LIMITED 2 5 7 71.43
796 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
797 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
798 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
799 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
800 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
801 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
802 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
803 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
804 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
805 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
806 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
807 3V Capital Limited 3 1 4 25.00 2005-07-18
808 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
809 Absolute Investment Management (HK) Limited 3 1 4 25.00
810 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
811 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
812 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
813 AIF CAPITAL LIMITED 3 9 12 75.00
814 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
815 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
816 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
817 Allard Partners Limited 3 5 8 62.50
818 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
819 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
820 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
821 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
822 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
823 ALTUS CAPITAL LIMITED 3 9 12 75.00
824 Amasse Capital Limited 3 0 3 0.00 2012-07-13
825 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
826 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
827 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
828 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
829 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
830 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
831 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
832 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
833 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
834 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
835 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
836 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
837 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
838 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
839 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
840 Averest Capital Limited 3 3 6 50.00
841 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
842 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
843 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
844 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
845 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
846 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
847 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
848 Beevest Securities Limited 3 7 10 70.00 2005-03-07
849 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
850 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
851 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
852 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
853 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
854 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
855 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
856 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
857 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
858 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
859 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
860 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
861 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
862 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
863 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
864 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
865 BUSINESS FUTURES LIMITED 3 6 9 66.67
866 BUSINESS SECURITIES LIMITED 3 16 19 84.21
867 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
868 CAIIS Limited 3 21 24 87.50 2006-05-23
869 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
870 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
871 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
872 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
873 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
874 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
875 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
876 CC Finance Limited 3 10 13 76.92 2006-04-20
877 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
878 CCTIC International Limited 3 1 4 25.00 2010-06-28
879 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
880 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
881 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
882 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
883 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
884 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
885 CES Forex (HK) Limited 3 165 168 98.21
886 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
887 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
888 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
889 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
890 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
891 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
892 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
893 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
894 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
895 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
896 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
897 China Finance KAB Limited 3 8 11 72.73 2004-12-23
898 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
899 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
900 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
901 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
902 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
903 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
904 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
905 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
906 China Reserve Securities Limited 3 6 9 66.67
907 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
908 China Tonghai (IA) Limited 3 10 13 76.92
909 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
910 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
911 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
912 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
913 CHUANGS & CO. LIMITED 3 1 4 25.00
914 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
915 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
916 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
917 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
918 Citadel Asia Limited 3 17 20 85.00 2005-10-21
919 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
920 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
921 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
922 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
923 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
924 CLSA FUTURES LIMITED 3 14 17 82.35
925 CLSA RESEARCH LIMITED 3 1 4 25.00
926 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
927 CMB International Global Markets Limited 3 11 14 78.57
928 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
929 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
930 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
931 COL Securities (HK) Limited 3 1 4 25.00
932 COMGEST FAR EAST LIMITED 3 5 8 62.50
933 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
934 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
935 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
936 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
937 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
938 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
939 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
940 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
941 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
942 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
943 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
944 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
945 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
946 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
947 DL BROKERAGE LIMITED 3 18 21 85.71
948 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
949 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
950 DNB Asset Management (Asia) Limited 3 3 6 50.00
951 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
952 DST Investment Management Limited 3 1 4 25.00 2012-04-23
953 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
954 DWS Investments Hong Kong Limited 3 13 16 81.25
955 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
956 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
957 EAST ASIA FUTURES LIMITED 3 9 12 75.00
958 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
959 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
960 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
961 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
962 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
963 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
964 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
965 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
966 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
967 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
968 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
969 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
970 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
971 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
972 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
973 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
974 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
975 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
976 EVERHOT SECURITIES LIMITED 3 5 8 62.50
977 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
978 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
979 FAIRWIN BROKING LIMITED 3 5 8 62.50
980 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
981 FDB Financial Group Limited 3 9 12 75.00
982 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
983 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
984 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
985 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
986 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
987 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
988 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
989 FX ONE LIMITED 3 5 8 62.50 2012-06-14
990 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
991 GAM HONG KONG LIMITED 3 18 21 85.71
992 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
993 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
994 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
995 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
996 GIGA (HONG KONG) LIMITED 3 3 6 50.00
997 GLS SECURITIES LIMITED 3 3 6 50.00
998 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
999 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
1000 Goldin Equities Limited 3 4 7 57.14 2008-12-17
1001 Goldin Financial Limited 3 3 6 50.00 2009-06-01
1002 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
1003 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
1004 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
1005 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
1006 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
1007 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
1008 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
1009 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
1010 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
1011 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
1012 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
1013 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
1014 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1015 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
1016 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
1017 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
1018 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
1019 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
1020 HANG TAI SECURITIES LIMITED 3 7 10 70.00
1021 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
1022 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
1023 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
1024 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
1025 HENYEP SECURITIES LIMITED 3 16 19 84.21
1026 HING WONG SECURITIES LIMITED 3 12 15 80.00
1027 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
1028 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
1029 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
1030 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
1031 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
1032 HPEF Venture Partners Limited 3 3 6 50.00
1033 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
1034 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
1035 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1036 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
1037 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
1038 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
1039 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
1040 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
1041 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
1042 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
1043 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
1044 Imagi Brokerage Limited 3 4 7 57.14
1045 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
1046 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
1047 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
1048 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
1049 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1050 INSTINET PACIFIC LIMITED 3 24 27 88.89
1051 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
1052 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
1053 INV Partners Limited 3 2 5 40.00 2009-11-24
1054 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
1055 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
1056 J Capital Research Limited 3 1 4 25.00 2012-03-01
1057 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
1058 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
1059 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
1060 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
1061 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
1062 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
1063 KAISER FUTURES LIMITED 3 18 21 85.71
1064 Kaiser KT Capital Limited 3 3 6 50.00
1065 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
1066 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
1067 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
1068 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1069 KB Securities Hong Kong Limited 3 0 3 0.00
1070 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
1071 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
1072 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
1073 KGI Asset Management Limited 3 0 3 0.00
1074 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
1075 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1076 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
1077 KINGSTON FUTURES LIMITED 3 20 23 86.96
1078 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1079 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1080 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
1081 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1082 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
1083 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1084 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
1085 LAMTEX SECURITIES LIMITED 3 6 9 66.67
1086 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1087 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
1088 LEHIN SECURITIES LIMITED 3 21 24 87.50
1089 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1090 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
1091 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1092 LT Securities Limited 3 2 5 40.00 2011-04-01
1093 LUEN SING SECURITIES LIMITED 3 9 12 75.00
1094 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1095 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
1096 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1097 MALAHON SECURITIES LIMITED 3 11 14 78.57
1098 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
1099 MANGO FINANCIAL LIMITED 3 10 13 76.92
1100 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1101 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1102 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
1103 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1104 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
1105 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
1106 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
1107 Merdeka Securities Limited 3 5 8 62.50
1108 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1109 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
1110 MING HON SECURITIES LIMITED 3 1 4 25.00
1111 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
1112 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
1113 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1114 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
1115 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
1116 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
1117 MORTON SECURITIES LIMITED 3 2 5 40.00
1118 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
1119 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
1120 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
1121 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1122 Newedge Broker Hong Kong Limited 3 62 65 95.38
1123 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
1124 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
1125 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1126 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1127 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
1128 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
1129 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
1130 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
1131 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
1132 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1133 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
1134 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1135 Octal Capital Limited 3 5 8 62.50 2011-06-01
1136 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
1137 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
1138 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
1139 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
1140 ONSHINE SECURITIES LIMITED 3 7 10 70.00
1141 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
1142 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
1143 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1144 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
1145 ORIENT SECURITIES LIMITED 3 14 17 82.35
1146 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
1147 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
1148 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1149 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
1150 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1151 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1152 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1153 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1154 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1155 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
1156 PGIM (Hong Kong) Limited 3 4 7 57.14
1157 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
1158 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
1159 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
1160 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1161 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1162 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1163 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
1164 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
1165 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
1166 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1167 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
1168 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
1169 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
1170 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
1171 Proton Capital Limited 3 2 5 40.00 2007-10-16
1172 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
1173 Public Financial Securities Limited 3 8 11 72.73
1174 Public Securities Limited 3 13 16 81.25
1175 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1176 QMIS Securities Limited 3 4 7 57.14 2009-07-24
1177 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
1178 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
1179 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
1180 Rakuten Securities Hong Kong Limited 3 38 41 92.68
1181 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
1182 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
1183 RBS Asia Corporate Finance Limited 3 37 40 92.50
1184 RBS Asia Futures Limited 3 3 6 50.00
1185 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1186 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1187 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
1188 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1189 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
1190 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
1191 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
1192 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
1193 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1194 Rifa Futures Limited 3 10 13 76.92 2008-12-01
1195 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1196 ROSA SECURITIES LIMITED 3 4 7 57.14
1197 RPS INVESTMENT LIMITED 3 9 12 75.00
1198 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
1199 Safari Asia Limited 3 0 3 0.00 2010-04-30
1200 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
1201 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1202 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1203 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
1204 SDHG International Securities Limited 3 8 11 72.73
1205 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
1206 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
1207 SEEKERS MARKETS LIMITED 3 9 12 75.00
1208 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
1209 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
1210 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
1211 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
1212 SHACOM FUTURES LIMITED 3 3 6 50.00
1213 Shacom Securities Limited 3 11 14 78.57
1214 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
1215 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1216 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1217 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1218 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
1219 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
1220 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
1221 SINOMAX SECURITIES LIMITED 3 8 11 72.73
1222 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1223 SIU ON SECURITIES LIMITED 3 4 7 57.14
1224 SJS Markets Limited 3 6 9 66.67 2005-03-02
1225 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
1226 SOLID KING SECURITIES LIMITED 3 9 12 75.00
1227 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
1228 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
1229 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1230 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1231 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
1232 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
1233 SPDB International Holdings Limited 3 1 4 25.00
1234 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1235 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1236 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1237 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
1238 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1239 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1240 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
1241 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
1242 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
1243 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
1244 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
1245 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
1246 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
1247 T G HOLBORN (HK) LIMITED 3 27 30 90.00
1248 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
1249 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
1250 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
1251 TAIFAIR FUTURES LIMITED 3 1 4 25.00
1252 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1253 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
1254 TANG KEE SECURITIES LIMITED 3 3 6 50.00
1255 TANG PING KONG LIMITED 3 9 12 75.00
1256 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
1257 TC Capital International Limited 3 2 5 40.00 2010-08-11
1258 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1259 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
1260 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1261 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
1262 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1263 THING ON SECURITIES LIMITED 3 6 9 66.67
1264 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
1265 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1266 Tokio Marine Investment Services, Limited 3 0 3 0.00
1267 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
1268 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1269 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
1270 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
1271 TR Advisors Limited 3 2 5 40.00 2008-12-02
1272 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1273 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
1274 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1275 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1276 TSE'S SECURITIES LIMITED 3 40 43 93.02
1277 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1278 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
1279 TVC MANAGEMENT LIMITED 3 0 3 0.00
1280 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1281 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1282 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1283 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
1284 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
1285 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
1286 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1287 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
1288 VALUE PARTNERS LIMITED 3 53 56 94.64
1289 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
1290 VBG Capital Limited 3 1 4 25.00 2008-11-11
1291 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1292 VC BROKERAGE LIMITED 3 59 62 95.16
1293 VC International Asset Management Limited 3 2 5 40.00
1294 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1295 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
1296 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1297 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1298 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
1299 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1300 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1301 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1302 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1303 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1304 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1305 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1306 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1307 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1308 WAH THAI SECURITIES LIMITED 3 2 5 40.00
1309 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1310 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1311 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
1312 Win Securities Limited 3 8 11 72.73
1313 WINFULL SECURITIES LIMITED 3 14 17 82.35
1314 WING FAT SECURITIES LIMITED 3 9 12 75.00
1315 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
1316 WING FUNG SECURITIES LIMITED 3 28 31 90.32
1317 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
1318 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
1319 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1320 Wisetrade Securities Limited 3 9 12 75.00
1321 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
1322 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1323 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
1324 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
1325 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1326 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
1327 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1328 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1329 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
1330 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1331 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1332 Zijing Capital Limited 3 9 12 75.00 2003-05-07
1333 313 Capital Management Limited 4 16 20 80.00 2010-04-19
1334 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
1335 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
1336 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
1337 abrdn Hong Kong Limited 4 9 13 69.23
1338 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
1339 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
1340 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
1341 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
1342 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
1343 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
1344 Arta Global Futures Limited 4 1 5 20.00
1345 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
1346 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1347 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
1348 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
1349 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
1350 BALI SECURITIES CO. LIMITED 4 2 6 33.33
1351 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
1352 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
1353 Beijing Securities Limited 4 7 11 63.64 2008-11-07
1354 Bentley Capital Limited (HK) 4 0 4 0.00
1355 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
1356 BERICH BROKERAGE LIMITED 4 16 20 80.00
1357 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1358 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
1359 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
1360 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
1361 BOCI RESEARCH LIMITED 4 41 45 91.11
1362 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
1363 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
1364 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
1365 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
1366 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
1367 CBH Asia Limited 4 19 23 82.61 2010-09-24
1368 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
1369 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
1370 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1371 Chanceton Capital Partners Limited 4 6 10 60.00
1372 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
1373 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
1374 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
1375 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
1376 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
1377 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
1378 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
1379 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
1380 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
1381 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
1382 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
1383 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
1384 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
1385 CHONG HING SECURITIES LIMITED 4 97 101 96.04
1386 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
1387 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
1388 CMB International Capital Limited 4 13 17 76.47 2010-09-07
1389 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1390 CMB International Securities Limited 4 19 23 82.61 2010-06-15
1391 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
1392 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
1393 CORPORATE BROKERS LIMITED 4 67 71 94.37
1394 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
1395 CS Wealth Securities Limited 4 4 8 50.00
1396 CSC FUTURES (HK) LIMITED 4 19 23 82.61
1397 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
1398 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
1399 CUPOLA CAPITAL LIMITED 4 1 5 20.00
1400 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
1401 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
1402 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
1403 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
1404 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
1405 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
1406 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
1407 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
1408 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
1409 ELSTONE SECURITIES LIMITED 4 12 16 75.00
1410 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
1411 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
1412 EMPEROR FUTURES LIMITED 4 99 103 96.12
1413 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
1414 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
1415 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
1416 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
1417 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
1418 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
1419 Everbright Securities Global (HK) Limited 4 9 13 69.23
1420 Evercore Asia Limited 4 10 14 71.43 2011-03-04
1421 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
1422 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
1423 EWARTON SECURITIES LIMITED 4 17 21 80.95
1424 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
1425 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
1426 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
1427 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
1428 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
1429 Funderstone Asset Management (HK) Limited 4 3 7 42.86
1430 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
1431 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
1432 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
1433 GET NICE SECURITIES LIMITED 4 87 91 95.60
1434 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
1435 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
1436 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
1437 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1438 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
1439 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
1440 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
1441 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
1442 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
1443 Hao Tian International Securities Limited 4 6 10 60.00
1444 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
1445 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
1446 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
1447 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
1448 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
1449 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
1450 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
1451 Huajin Corporate Finance (International) Limited 4 7 11 63.64
1452 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1453 HUNG SING SECURITIES LIMITED 4 12 16 75.00
1454 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1455 iBest Consultants Limited 4 79 83 95.18 2008-04-15
1456 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
1457 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
1458 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1459 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
1460 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
1461 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
1462 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
1463 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
1464 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
1465 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
1466 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
1467 JK Capital Management Limited 4 6 10 60.00
1468 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
1469 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
1470 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
1471 KINGSTON SECURITIES LIMITED 4 71 75 94.67
1472 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
1473 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
1474 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1475 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
1476 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
1477 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
1478 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
1479 LIM ADVISORS LIMITED 4 13 17 76.47
1480 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
1481 M&F Asset Management Limited 4 17 21 80.95
1482 Mackenzie Investments Asia Limited 4 6 10 60.00
1483 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1484 Matrix Securities Limited 4 2 6 33.33
1485 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1486 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
1487 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1488 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
1489 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
1490 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
1491 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
1492 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
1493 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
1494 Neutral Financial Holding Company Limited 4 12 16 75.00
1495 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
1496 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1497 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
1498 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
1499 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
1500 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
1501 Open Asset Management Limited 4 3 7 42.86 2011-03-08
1502 Optima Capital Limited 4 11 15 73.33 2007-10-25
1503 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
1504 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
1505 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
1506 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
1507 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
1508 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
1509 PineBridge Investments Hong Kong Limited 4 5 9 55.56
1510 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
1511 Planetree Futures Limited 4 7 11 63.64
1512 Planetree Securities Limited 4 18 22 81.82
1513 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
1514 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1515 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
1516 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
1517 Prime Cdex Securities Limited 4 17 21 80.95
1518 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
1519 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
1520 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1521 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1522 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
1523 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
1524 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
1525 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
1526 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
1527 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
1528 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1529 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1530 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
1531 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1532 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1533 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
1534 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
1535 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1536 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1537 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1538 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1539 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
1540 SPS SECURITIES LIMITED 4 18 22 81.82
1541 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
1542 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
1543 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
1544 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
1545 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
1546 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
1547 Taiping Securities (HK) Co Limited 4 47 51 92.16
1548 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1549 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
1550 Templewater Hong Kong Limited 4 9 13 69.23
1551 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
1552 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
1553 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1554 TRUTH SECURITIES LIMITED 4 4 8 50.00
1555 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
1556 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
1557 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1558 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
1559 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
1560 VC FUTURES LIMITED 4 36 40 90.00
1561 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
1562 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1563 Virtu ITG Hong Kong Limited 4 15 19 78.95
1564 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
1565 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
1566 Wanhai Securities (HK) Limited 4 9 13 69.23
1567 Well Link Securities Limited 4 8 12 66.67 2005-11-11
1568 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
1569 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
1570 WIN WONG SECURITIES LIMITED 4 36 40 90.00
1571 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
1572 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
1573 WINTECH SECURITIES LIMITED 4 12 16 75.00
1574 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
1575 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
1576 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
1577 AIF Securities Limited 5 8 13 61.54 2004-11-02
1578 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
1579 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
1580 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
1581 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
1582 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
1583 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
1584 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
1585 Bright Fund Management Limited 5 41 46 89.13
1586 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
1587 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
1588 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
1589 CES Commodities (HK) Limited 5 316 321 98.44
1590 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
1591 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
1592 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
1593 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
1594 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
1595 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
1596 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
1597 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
1598 CLSA LIMITED 5 275 280 98.21
1599 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
1600 CTBC Asia Limited 5 13 18 72.22 2004-01-14
1601 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
1602 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
1603 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
1604 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
1605 FIL Investment Advisors 5 84 89 94.38
1606 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
1607 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
1608 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
1609 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
1610 GAOYU SECURITIES LIMITED 5 16 21 76.19
1611 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
1612 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
1613 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
1614 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
1615 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
1616 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
1617 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
1618 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
1619 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
1620 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
1621 Income Partners Asset Management (HK) Limited 5 15 20 75.00
1622 Joy Silver Limited 5 5 10 50.00
1623 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
1624 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
1625 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
1626 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1627 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
1628 MEAG Hong Kong Limited 5 1 6 16.67
1629 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
1630 Nuada Limited 5 2 7 28.57 2004-01-15
1631 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
1632 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1633 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
1634 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
1635 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
1636 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
1637 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1638 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
1639 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
1640 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
1641 Rich Union Securities (H.K.) Limited 5 35 40 87.50
1642 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
1643 SBI China Capital Commodities Limited 5 16 21 76.19
1644 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
1645 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
1646 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
1647 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
1648 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
1649 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
1650 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
1651 Success Securities Limited 5 80 85 94.12
1652 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
1653 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
1654 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
1655 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
1656 VC CAPITAL LIMITED 5 4 9 44.44
1657 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
1658 WOCOM LIMITED (HK) 5 25 30 83.33
1659 WOCOM SECURITIES LIMITED 5 31 36 86.11
1660 YICKO SECURITIES LIMITED 5 16 21 76.19
1661 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1662 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
1663 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
1664 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
1665 BEA Union Investment Management Limited 6 20 26 76.92
1666 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
1667 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
1668 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
1669 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
1670 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
1671 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
1672 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
1673 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
1674 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
1675 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
1676 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
1677 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
1678 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
1679 Funderstone Futures Limited 6 44 50 88.00
1680 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
1681 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
1682 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
1683 HANG SENG SECURITIES LIMITED 6 21 27 77.78
1684 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
1685 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
1686 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
1687 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
1688 INVESCO HONG KONG LIMITED 6 63 69 91.30
1689 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
1690 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
1691 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
1692 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
1693 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
1694 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
1695 Mason Futures Limited (HK) 6 24 30 80.00
1696 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
1697 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
1698 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
1699 Open Securities Limited 6 30 36 83.33 2010-07-16
1700 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
1701 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
1702 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
1703 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
1704 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
1705 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
1706 Rifa Securities Limited 6 14 20 70.00
1707 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
1708 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
1709 SANFULL SECURITIES LIMITED 6 74 80 92.50
1710 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
1711 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
1712 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
1713 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
1714 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
1715 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
1716 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
1717 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
1718 Amundi Hong Kong Limited 7 25 32 78.13
1719 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
1720 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
1721 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
1722 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
1723 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
1724 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
1725 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
1726 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
1727 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
1728 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
1729 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
1730 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
1731 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
1732 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
1733 Funderstone Securities Limited 7 54 61 88.52
1734 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
1735 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
1736 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
1737 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
1738 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
1739 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
1740 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
1741 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
1742 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
1743 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
1744 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
1745 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
1746 MFG Limited (HK) 7 15 22 68.18 2006-07-17
1747 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
1748 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
1749 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
1750 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
1751 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
1752 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
1753 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
1754 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
1755 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
1756 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
1757 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
1758 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
1759 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1760 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
1761 VMS Securities Limited 7 8 15 53.33
1762 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
1763 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
1764 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
1765 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
1766 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
1767 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
1768 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
1769 HPEF Capital Partners Limited 8 17 25 68.00
1770 JPMorgan Funds (Asia) Limited 8 108 116 93.10
1771 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
1772 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
1773 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
1774 Mason Securities Limited 8 32 40 80.00
1775 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
1776 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
1777 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
1778 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
1779 BOCI ASIA LIMITED 9 89 98 90.82
1780 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
1781 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
1782 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
1783 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
1784 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
1785 Quam Securities Limited 9 238 247 96.36 2004-10-15
1786 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
1787 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
1788 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
1789 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
1790 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
1791 CITIC Securities Futures (HK) Limited 10 93 103 90.29
1792 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
1793 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
1794 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
1795 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
1796 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
1797 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
1798 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
1799 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
1800 Shang International Finance Limited 11 16 27 59.26
1801 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
1802 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
1803 Yunfeng Financial Markets Limited 11 27 38 71.05
1804 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
1805 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
1806 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
1807 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
1808 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
1809 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
1810 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
1811 KGI ASIA LIMITED 13 529 542 97.60
1812 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
1813 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
1814 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
1815 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
1816 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
1817 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
1818 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
1819 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
1820 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
1821 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
1822 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
1823 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
1824 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
1825 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
1826 CGS International Securities Hong Kong Limited 16 109 125 87.20
1827 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
1828 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
1829 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
1830 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
1831 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
1832 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
1833 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
1834 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
1835 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
1836 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
1837 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
1838 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
1839 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
1840 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
1841 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
1842 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
1843 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
1844 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
1845 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
1846 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
1847 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
1847 Average 3.48 20.11 23.59 85.24

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