SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 A ONE INVESTMENT COMPANY LIMITED 4 1 5 20.00
2 AASTOCKS.COM LIMITED 2 0 2 0.00
3 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
4 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 8 10 80.00
5 abrdn Hong Kong Limited 4 9 13 69.23
6 Absolute Investment Management (HK) Limited 3 1 4 25.00
7 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
8 ACM ASIA LIMITED 2 0 2 0.00
9 ADM SECURITIES LIMITED 2 0 2 0.00
10 Aevitas Securities Limited 2 4 6 66.67
11 AIF CAPITAL LIMITED 3 9 12 75.00
12 AJ Securities Limited 2 5 7 71.43
13 Allard Partners Limited 3 5 8 62.50
14 Allianz Global Investors Hong Kong Limited 3 15 18 83.33
15 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
16 Alpha Nova Capital Management Limited 2 0 2 0.00
17 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
18 ALPS ADVISORY (HK) LIMITED 3 6 9 66.67
19 ALTUS CAPITAL LIMITED 3 9 12 75.00
20 Amundi Hong Kong Limited 7 25 32 78.13
21 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 7 9 16 56.25
22 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 1 4 25.00
23 Anli Securities Limited 2 8 10 80.00
24 Anuenue Securities Limited 2 9 11 81.82
25 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
26 ARGYLE STREET MANAGEMENT LIMITED 3 10 13 76.92
27 Arta Global Futures Limited 4 1 5 20.00
28 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 14 16 87.50
29 ASIA INVESTMENT MANAGEMENT LIMITED 5 1 6 16.67
30 ASIA INVESTMENT RESEARCH LIMITED 3 1 4 25.00
31 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 3 5 8 62.50
32 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 1 3 33.33
33 ASSET DYNAMIC MANAGEMENT LIMITED 3 1 4 25.00
34 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
35 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
36 ATLANTIS INVESTMENT MANAGEMENT LIMITED 2 12 14 85.71
37 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
38 AVANTA INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
39 Averest Capital Limited 3 3 6 50.00
40 Avia Asset Management Limited 2 1 3 33.33
41 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
42 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 3 10 13 76.92
43 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
44 Axis Capital Management Limited 2 0 2 0.00
45 BALI SECURITIES CO. LIMITED 4 2 6 33.33
46 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
47 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
48 BEA Union Investment Management Limited 6 20 26 76.92
49 Belvest Investment Services Limited 2 4 6 66.67
50 Bentley Capital Limited (HK) 4 0 4 0.00
51 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
52 BERICH BROKERAGE LIMITED 4 16 20 80.00
53 BERICH FUTURES (H.K.) COMPANY LIMITED 2 1 3 33.33
54 BETA INTERNATIONAL SECURITIES LIMITED 2 3 5 60.00
55 Black Marble Securities Limited 2 2 4 50.00
56 BlackRock (Hong Kong) Limited (d2017-01-20) 7 114 121 94.21
57 BLOOMYEARS LIMITED 2 2 4 50.00
58 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 5 48 53 90.57
59 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 7 57 64 89.06
60 BOCI ASIA LIMITED 9 89 98 90.82
61 BOCI ASSET MANAGEMENT LIMITED 8 19 27 70.37
62 BOCI RESEARCH LIMITED 4 41 45 91.11
63 BOKHARY SECURITIES LIMITED 2 6 8 75.00
64 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
65 BOWEN ASIA LIMITED 2 1 3 33.33
66 Bradbury Securities Limited 2 8 10 80.00
67 Bright Fund Management Limited 5 41 46 89.13
68 BROOKE CAPITAL LIMITED 2 2 4 50.00
69 BULLISH SECURITIES LIMITED 2 10 12 83.33
70 BUSINESS FUTURES LIMITED 3 6 9 66.67
71 BUSINESS SECURITIES LIMITED 3 16 19 84.21
72 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
73 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
74 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
75 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 6 8 75.00
76 CBRE Investment Management (Asia) Limited 2 2 4 50.00
77 CCB Securities Limited 2 3 5 60.00
78 CELESTIAL CAPITAL LIMITED 3 10 13 76.92
79 CELESTIAL COMMODITIES LIMITED 5 126 131 96.18
80 CELESTIAL SECURITIES LIMITED 3 227 230 98.70
81 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
82 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 3 4 7 57.14
83 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
84 CERES CAPITAL LIMITED 2 0 2 0.00
85 CES Commodities (HK) Limited 5 316 321 98.44
86 CES Forex (HK) Limited 3 165 168 98.21
87 CES International Commodities (HK) Limited 2 1 3 33.33
88 CGS International Securities Hong Kong Limited 16 109 125 87.20
89 CHAMPUS ASSET MANAGEMENT LIMITED 3 1 4 25.00
90 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
91 Chanceton Capital Partners Limited 4 6 10 60.00
92 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 2 4 50.00
93 ChapmanCraig Limited 2 0 2 0.00
94 CHARLES SCHWAB, HONG KONG, LIMITED 4 13 17 76.47
95 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
96 CHEER UNION SECURITIES LIMITED 3 16 19 84.21
97 CHEETAH ADVISORS LIMITED 2 2 4 50.00
98 CHEETAH INVESTMENT MANAGEMENT LIMITED 2 6 8 75.00
99 CHEKIANG FIRST SECURITIES CO. LIMITED 2 0 2 0.00
100 CHELSEA SECURITIES LIMITED (HK) 3 4 7 57.14
101 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
102 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
103 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 4 8 12 66.67
104 CHINA EVERBRIGHT RESEARCH LIMITED 2 5 7 71.43
105 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 17 109 126 86.51
106 China Finance Holdings Limited 2 0 2 0.00
107 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
108 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
109 CHINA INTERNATIONAL CAPITAL LIMITED 3 5 8 62.50
110 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 6 10 60.00
111 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 3 67 70 95.71
112 CHINA PACIFIC SECURITIES LIMITED 4 8 12 66.67
113 CHINA POINT STOCK BROKERS LIMITED 2 8 10 80.00
114 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
115 China Reserve Securities Limited 3 6 9 66.67
116 CHINA RICH ASSET MANAGEMENT LIMITED 2 0 2 0.00
117 CHINA SECURITIES HOLDINGS LIMITED 1 0 1 0.00
118 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
119 China Tonghai (IA) Limited 3 10 13 76.92
120 CHONG HING COMMODITIES AND FUTURES LIMITED 4 20 24 83.33
121 CHONG HING SECURITIES LIMITED 4 97 101 96.04
122 CHOW SANG SANG FUTURES LIMITED 3 31 34 91.18
123 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
124 CHRISTFUND FUTURES LIMITED 2 6 8 75.00
125 CHRISTFUND SECURITIES LIMITED 3 24 27 88.89
126 CHUANGS & CO. LIMITED 3 1 4 25.00
127 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
128 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 6 8 75.00
129 CINDA INTERNATIONAL CAPITAL LIMITED 5 9 14 64.29
130 CINDA INTERNATIONAL FUTURES LIMITED 3 35 38 92.11
131 CINDA INTERNATIONAL SECURITIES LIMITED 4 84 88 95.45
132 CITIC Securities (Hong Kong) Limited 5 14 19 73.68
133 CITIC Securities Brokerage (HK) Limited 18 211 229 92.14
134 CITIC Securities CLSA Capital Partners (HK) Limited 5 17 22 77.27
135 CITIC Securities Futures (HK) Limited 10 93 103 90.29
136 CLSA FUTURES LIMITED 3 14 17 82.35
137 CLSA LIMITED 5 275 280 98.21
138 CLSA RESEARCH LIMITED 3 1 4 25.00
139 CMB INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
140 CMB International Global Markets Limited 3 11 14 78.57
141 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
142 COL Securities (HK) Limited 3 1 4 25.00
143 COMGEST FAR EAST LIMITED 3 5 8 62.50
144 COMMENCE COMPANY LIMITED 2 0 2 0.00
145 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 7 198 205 96.59
146 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
147 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 3 132 135 97.78
148 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 190 197 96.45
149 CORPORATE BROKERS LIMITED 4 67 71 94.37
150 CORPORATE COMMODITIES LIMITED 3 31 34 91.18
151 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
152 Credit Agricole Securities (Asia) Limited 4 27 31 87.10
153 Credit Suisse Securities (Hong Kong) Limited 11 81 92 88.04
154 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00
155 CS Wealth Securities Limited 4 4 8 50.00
156 CSC FINANCIAL SERVICES LIMITED (d2015-11-19) 1 0 1 0.00
157 CSC FUTURES (HK) LIMITED 4 19 23 82.61
158 CTW SECURITIES LIMITED 2 4 6 66.67
159 CUPOLA CAPITAL LIMITED 4 1 5 20.00
160 Cynosure Asset Management Hong Kong Limited 5 2 7 28.57
161 D.J. SECURITIES LIMITED 2 0 2 0.00
162 DAH SING SECURITIES LIMITED 2 8 10 80.00
163 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
164 DBS ASIA CAPITAL LIMITED 7 14 21 66.67
165 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 6 16 22 72.73
166 DELTA ASIA FINANCIAL FUTURES LIMITED 4 13 17 76.47
167 Delta Asia Wealth Management Limited 2 8 10 80.00
168 DL BROKERAGE LIMITED 3 18 21 85.71
169 DNB Asset Management (Asia) Limited 3 3 6 50.00
170 DWS Investments Hong Kong Limited 3 13 16 81.25
171 EAA SECURITIES LIMITED 2 1 3 33.33
172 EAST ASIA FUTURES LIMITED 3 9 12 75.00
173 EAST ASIA SECURITIES COMPANY LIMITED 4 147 151 97.35
174 EK INVESTMENT MANAGEMENT LIMITED 1 0 1 0.00
175 ELECTRA PARTNERS ASIA LIMITED 2 0 2 0.00
176 ELITE FINANCIAL SERVICES LIMITED (HK) 2 0 2 0.00
177 ELSTONE SECURITIES LIMITED 4 12 16 75.00
178 EMPEROR FUTURES LIMITED 4 99 103 96.12
179 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 7 206 213 96.71
180 EMPEROR SECURITIES LIMITED (HK) 8 165 173 95.38
181 ENLIGHTEN FUTURES LIMITED 4 12 16 75.00
182 ENLIGHTEN SECURITIES LIMITED 3 30 33 90.91
183 Essence International Financial Holdings Limited 2 11 13 84.62
184 ETRADE SECURITIES (HONG KONG) LIMITED 3 8 11 72.73
185 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
186 EVER-LONG RESEARCH LIMITED 2 0 2 0.00
187 EVER-LONG SECURITIES COMPANY LIMITED 5 17 22 77.27
188 Everbright Securities Digital Finance (HK) Limited 4 23 27 85.19
189 Everbright Securities Global (HK) Limited 4 9 13 69.23
190 Everbright Securities Investment Services (HK) Limited 14 445 459 96.95
191 Evergrande Securities (Hong Kong) Limited 4 49 53 92.45
192 EVERGREEN SECURITIES LIMITED 2 5 7 71.43
193 EVERHOT SECURITIES LIMITED 3 5 8 62.50
194 EWARTON SECURITIES LIMITED 4 17 21 80.95
195 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
196 F. R. ZIMMERN LIMITED 2 3 5 60.00
197 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
198 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
199 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
200 FAIRWIN BROKING LIMITED 3 5 8 62.50
201 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
202 FDB Financial Group Limited 3 9 12 75.00
203 FE SECURITIES LIMITED 2 4 6 66.67
204 FIL Investment Advisors 5 84 89 94.38
205 FIL Investment Management (Hong Kong) Limited 10 159 169 94.08
206 Finet Securities Limited 2 4 6 66.67
207 FIRST ASIA FINANCE GROUP LIMITED 2 0 2 0.00
208 FIRST EASTERN INVESTMENTS LIMITED 3 1 4 25.00
209 First Sentier Investors (Hong Kong) Limited 5 25 30 83.33
210 FIRST SHANGHAI CAPITAL LIMITED 2 6 8 75.00
211 FIRST SHANGHAI FUTURES LIMITED 4 27 31 87.10
212 FIRST SHANGHAI SECURITIES LIMITED 7 57 64 89.06
213 FIRST WORLDSEC SECURITIES LIMITED 4 9 13 69.23
214 FORTUNE (HK) SECURITIES LIMITED 4 27 31 87.10
215 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 32 38 84.21
216 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
217 FT Securities Limited 2 7 9 77.78
218 Fubon Fund Management (Hong Kong) Limited 3 1 4 25.00
219 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 8 10 80.00
220 FULL WIN SECURITIES LIMITED 2 0 2 0.00
221 FULLJET SECURITIES LIMITED 2 0 2 0.00
222 Funderstone Asset Management (HK) Limited 4 3 7 42.86
223 Funderstone Futures Limited 6 44 50 88.00
224 Funderstone Securities Limited 7 54 61 88.52
225 FWD Life Insurance Company (Bermuda) Limited 2 4 6 66.67
226 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 9 11 81.82
227 GAM HONG KONG LIMITED 3 18 21 85.71
228 GAOYU SECURITIES LIMITED 5 16 21 76.19
229 Ge Shang Investment (Hong Kong) Limited 2 9 11 81.82
230 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
231 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
232 GET NICE CAPITAL LIMITED 2 1 3 33.33
233 GET NICE FUTURES COMPANY LIMITED 4 29 33 87.88
234 GET NICE SECURITIES LIMITED 4 87 91 95.60
235 GIGA (HONG KONG) LIMITED 3 3 6 50.00
236 GLOBAL CREDIT SECURITIES LIMITED 1 0 1 0.00
237 GLS SECURITIES LIMITED 3 3 6 50.00
238 GO-TO-ASIA INVESTMENT LIMITED 2 0 2 0.00
239 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
240 Goldbridge Securities Limited 2 0 2 0.00
241 GOLDEN HILL INVESTMENT COMPANY LIMITED 2 3 5 60.00
242 GOLDENWAY SECURITIES COMPANY LIMITED 2 16 18 88.89
243 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 73 86 84.88
244 GOLDMAN SACHS FUTURES (ASIA) LIMITED 23 359 382 93.98
245 Goldman Sachs Investment Management Hong Kong Limited 4 21 25 84.00
246 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
247 Goldyard Capital Limited 2 1 3 33.33
248 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
249 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 5 7 71.43
250 Grand Cartel Securities Company Limited 2 3 5 60.00
251 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 0 2 0.00
252 GRANSING SECURITIES CO., LIMITED 3 8 11 72.73
253 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
254 Greater China Securities Limited (b1999-04-26) 2 2 4 50.00
255 GREATER CHINA STRATEGIC CAPITAL LIMITED 3 4 7 57.14
256 Grit Securities Limited 2 1 3 33.33
257 GT CAPITAL LIMITED 2 6 8 75.00
258 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
259 GUOTAI JUNAN CAPITAL LIMITED 7 25 32 78.13
260 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 7 127 134 94.78
261 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 5 20 25 80.00
262 HAITONG INTERNATIONAL CAPITAL LIMITED 5 27 32 84.38
263 HAITONG INTERNATIONAL FUTURES LIMITED 6 299 305 98.03
264 HAITONG INTERNATIONAL RESEARCH LIMITED 3 20 23 86.96
265 HAMON ASIAN ADVISORS LIMITED 3 7 10 70.00
266 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
267 HAMON INVESTMENT MANAGEMENT LIMITED 3 8 11 72.73
268 HANG SENG FUTURES LIMITED 2 7 9 77.78
269 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 30 37 81.08
270 HANG SENG INVESTMENT SERVICES LIMITED 6 11 17 64.71
271 HANG SENG SECURITIES LIMITED 6 21 27 77.78
272 HANG TAI SECURITIES LIMITED 3 7 10 70.00
273 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
274 HANSBERGER GLOBAL INVESTORS (HK) LIMITED 2 3 5 60.00
275 HANTEC SECURITIES CO., LIMITED 2 23 25 92.00
276 Hao Tian International Securities Limited 4 6 10 60.00
277 HARMONY ASSET MANAGEMENT LIMITED 4 2 6 33.33
278 HARRIS FRASER (INTERNATIONAL) LIMITED 3 32 35 91.43
279 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
280 HENIK SECURITIES LIMITED 2 10 12 83.33
281 HENYEP SECURITIES LIMITED 3 16 19 84.21
282 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
283 HERMES SECURITIES LIMITED 2 7 9 77.78
284 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
285 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
286 HING WONG SECURITIES LIMITED 3 12 15 80.00
287 HIP HING SECURITIES LIMITED 2 2 4 50.00
288 HOI SANG SECURITIES LIMITED 2 3 5 60.00
289 HONG KONG INTERNATIONAL FUTURES LIMITED 4 9 13 69.23
290 HONG KONG INTERNATIONAL SECURITIES LIMITED 4 17 21 80.95
291 Hong Kong Stock Link Securities Limited 2 5 7 71.43
292 Hongkong Bay Securities Limited 2 6 8 75.00
293 HOORAY CAPITAL LIMITED 2 2 4 50.00
294 HOORAY SECURITIES LIMITED 2 3 5 60.00
295 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
296 HOU TAK SECURITIES LIMITED 2 2 4 50.00
297 HPEF Capital Partners Limited 8 17 25 68.00
298 HPEF Venture Partners Limited 3 3 6 50.00
299 HSBC BROKING (CHINA) LIMITED 2 0 2 0.00
300 HSBC BROKING FOREX (ASIA) LIMITED 6 128 134 95.52
301 HSBC BROKING FUTURES (ASIA) LIMITED 5 149 154 96.75
302 HSBC BROKING FUTURES (HONG KONG) LIMITED 5 71 76 93.42
303 HSBC BROKING SECURITIES (ASIA) LIMITED 7 150 157 95.54
304 HSBC BROKING SECURITIES (HONG KONG) LIMITED 3 19 22 86.36
305 HSBC Global Asset Management Holdings (Bahamas) Limited 9 13 22 59.09
306 HSBC SECURITIES (ASIA) LIMITED 3 3 6 50.00
307 HSZ (HONG KONG) LIMITED 2 2 4 50.00
308 HT CAPITAL MANAGEMENT LIMITED 4 1 5 20.00
309 HUA NAN SECURITIES (HK) LIMITED 5 5 10 50.00
310 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
311 Huajin Corporate Finance (International) Limited 4 7 11 63.64
312 Huayu Securities Limited 2 6 8 75.00
313 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
314 HUNG SING FUTURES LIMITED 2 3 5 60.00
315 HUNG SING SECURITIES LIMITED 4 12 16 75.00
316 iBest Securities Company Limited 2 2 4 50.00
317 ICBC (ASIA) SECURITIES LIMITED 3 20 23 86.96
318 ICBC Asset Management (Global) Company Limited 3 10 13 76.92
319 iFAST Securities (HK) Limited 2 3 5 60.00
320 Imagi Brokerage Limited 3 4 7 57.14
321 IMARKETS LIMITED 2 1 3 33.33
322 IMPAC ASSET MANAGEMENT (HK) LIMITED 2 1 3 33.33
323 Income Partners Asset Management (HK) Limited 5 15 20 75.00
324 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
325 INSTINET PACIFIC LIMITED 3 24 27 88.89
326 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
327 INTERCHINA FUTURES LIMITED 1 0 1 0.00
328 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
329 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 3 3 6 50.00
330 INVESCO ASSET MANAGEMENT ASIA LIMITED 4 47 51 92.16
331 INVESCO HONG KONG LIMITED 6 63 69 91.30
332 iVenture Investment Management Limited 2 2 4 50.00
333 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 14 158 172 91.86
334 JAGUAR INVESTMENT SERVICES, LIMITED 2 0 2 0.00
335 Janus Henderson Investors Hong Kong Limited 4 9 13 69.23
336 JAPAN ASIA ASSET MANAGEMENT LIMITED 3 2 5 40.00
337 JEFFERIES BACHE (HONG KONG) LIMITED 1 0 1 0.00
338 JF INTERNATIONAL MANAGEMENT INC. 4 33 37 89.19
339 JK Capital Management Limited 4 6 10 60.00
340 JOINCAP CAPITAL LIMITED 2 0 2 0.00
341 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
342 Joy Silver Limited 5 5 10 50.00
343 JPMorgan Funds (Asia) Limited 8 108 116 93.10
344 Jupiter Asset Management (Asia Pacific) Limited 2 4 6 66.67
345 JVSakk Asia Limited 2 1 3 33.33
346 K.K.M. SECURITIES LIMITED 2 6 8 75.00
347 KAISER FUTURES LIMITED 3 18 21 85.71
348 Kaiser KT Capital Limited 3 3 6 50.00
349 KAISER SECURITIES LIMITED 2 19 21 90.48
350 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
351 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
352 Kam Wah Investments Limited 2 3 5 60.00
353 KARFORD SECURITIES LIMITED 2 0 2 0.00
354 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
355 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 2 4 50.00
356 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 19 22 86.36
357 KARL-THOMSON SECURITIES COMPANY LIMITED 3 38 41 92.68
358 KAY YUE SECURITIES CO., LIMITED 1 0 1 0.00
359 KB Securities Hong Kong Limited 3 0 3 0.00
360 KEE CHEONG SECURITIES COMPANY LIMITED 2 11 13 84.62
361 KGI ASIA LIMITED 13 529 542 97.60
362 KGI Asset Management Limited 3 0 3 0.00
363 KGI CAPITAL ASIA LIMITED 5 2 7 28.57
364 KGI FUTURES (HONG KONG) LIMITED 9 378 387 97.67
365 KGI SECURITIES (HONG KONG) LIMITED 10 32 42 76.19
366 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 8 55 63 87.30
367 KILMOREY SECURITIES LIMITED 2 7 9 77.78
368 KING FOOK COMMODITIES COMPANY LIMITED 2 0 2 0.00
369 KING FOOK SECURITIES COMPANY LIMITED 4 4 8 50.00
370 KINGSTON CORPORATE FINANCE LIMITED 3 4 7 57.14
371 KINGSTON FUTURES LIMITED 3 20 23 86.96
372 KINGSTON SECURITIES LIMITED 4 71 75 94.67
373 KINGSWAY SW ASSET MANAGEMENT LIMITED 4 1 5 20.00
374 KMT SECURITIES LIMITED 2 6 8 75.00
375 KOREA INVESTMENT & SECURITIES ASIA LIMITED 3 5 8 62.50
376 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
377 KWAI HUNG SECURITIES COMPANY LIMITED 2 11 13 84.62
378 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
379 KWOK HING SECURITIES LIMITED 2 7 9 77.78
380 KWONG FAT HONG (SECURITIES) LIMITED 4 9 13 69.23
381 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
382 LAMTEX SECURITIES LIMITED 3 6 9 66.67
383 LAU & COMPANY LIMITED 2 0 2 0.00
384 Legg Mason International Equities (Hong Kong) Limited 4 6 10 60.00
385 LEHIN SECURITIES LIMITED 3 21 24 87.50
386 LEI SHING HONG FINANCE LIMITED 2 7 9 77.78
387 LEI SHING HONG SECURITIES LIMITED 2 11 13 84.62
388 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 6 57 63 90.48
389 LIM ADVISORS LIMITED 4 13 17 76.47
390 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
391 Longitude Asia Limited 2 2 4 50.00
392 LUEN FAT SECURITIES COMPANY LIMITED 6 51 57 89.47
393 LUEN HING SECURITIES LIMITED 2 6 8 75.00
394 LUEN SING SECURITIES LIMITED 3 9 12 75.00
395 M&F Asset Management Limited 4 17 21 80.95
396 Mackenzie Investments Asia Limited 4 6 10 60.00
397 MACQUARIE CAPITAL LIMITED 12 201 213 94.37
398 Macquarie Corporate (Hong Kong) Limited 8 62 70 88.57
399 MAGIC COMPASS FUTURES LIMITED 2 6 8 75.00
400 MALAHON SECURITIES LIMITED 3 11 14 78.57
401 MAN HON YEUNG SECURITIES LIMITED 3 3 6 50.00
402 MANGO FINANCIAL LIMITED 3 10 13 76.92
403 Manulife Investment Management (Hong Kong) Limited 21 375 396 94.70
404 MARC FABER LIMITED 2 0 2 0.00
405 MARS SECURITIES COMPANY LIMITED 2 3 5 60.00
406 Mason Futures Limited (HK) 6 24 30 80.00
407 MASON INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
408 Mason Securities Limited 8 32 40 80.00
409 MASTER TRADEMORE SECURITIES LIMITED 2 12 14 85.71
410 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
411 Matrix Securities Limited 4 2 6 33.33
412 MEAG Hong Kong Limited 5 1 6 16.67
413 MEGABASE FUTURES CO. LIMITED 2 2 4 50.00
414 MEGABASE SECURITIES LIMITED 2 3 5 60.00
415 MEIJI YASUDA ASIA LIMITED 3 5 8 62.50
416 Merdeka Securities Limited 3 5 8 62.50
417 Merrill Lynch (Asia Pacific) Limited 27 716 743 96.37
418 METRO CAPITAL FUTURES LIMITED 4 9 13 69.23
419 METRO CAPITAL SECURITIES LIMITED 3 13 16 81.25
420 Minerva Holding Financial Securities Limited 2 8 10 80.00
421 MING HON SECURITIES LIMITED 3 1 4 25.00
422 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
423 MLI LIMITED (d2018-03-29) 1 0 1 0.00
424 Monex Boom Securities (H.K.) Limited 3 9 12 75.00
425 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
426 MORGAN FUEL GO SECURITIES LIMITED 2 4 6 66.67
427 MORTON SECURITIES LIMITED 3 2 5 40.00
428 MTF SECURITIES LIMITED 2 12 14 85.71
429 NATIONAL RESOURCES SECURITIES LIMITED 4 15 19 78.95
430 Neutral Financial Holding Company Limited 4 12 16 75.00
431 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
432 Newedge Broker Hong Kong Limited 3 62 65 95.38
433 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 6 9 66.67
434 NH INVESTMENT & SECURITIES (H.K.) LIMITED 2 10 12 83.33
435 Nikko Asset Management Hong Kong Limited 2 4 6 66.67
436 Nittan Securities Asia Limited 2 1 3 33.33
437 Nomura Asset Management Hong Kong Limited 6 9 15 60.00
438 NOMURA INTERNATIONAL (HONG KONG) LIMITED 13 508 521 97.50
439 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
440 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
441 OCBC Futures Investment (Hong Kong) Limited 3 6 9 66.67
442 OCBC Securities Brokerage (Hong Kong) Limited 4 13 17 76.47
443 OKACHI (HONG KONG) COMPANY LIMITED 3 17 20 85.00
444 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 25 28 89.29
445 OnePlatform Securities Limited 2 24 26 92.31
446 ONSHINE SECURITIES LIMITED 3 7 10 70.00
447 ORIENT SECURITIES LIMITED 3 14 17 82.35
448 ORIENTAL PATRON ASIA LIMITED 6 8 14 57.14
449 ORIENTAL PATRON SECURITIES LIMITED 5 18 23 78.26
450 Oshidori Corporate Finance Limited 2 3 5 60.00
451 Oshidori Securities Limited 2 4 6 66.67
452 OVERLOOK INVESTMENTS LIMITED 2 3 5 60.00
453 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
454 Pacific Sun Advisors Limited 2 0 2 0.00
455 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
456 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 1 5 20.00
457 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
458 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
459 PGIM (Hong Kong) Limited 3 4 7 57.14
460 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 3 22 25 88.00
461 PHILLIP SECURITIES (HONG KONG) LIMITED 6 590 596 98.99
462 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
463 PineBridge Investments Hong Kong Limited 4 5 9 55.56
464 Planetree Futures Limited 4 7 11 63.64
465 Planetree Securities Limited 4 18 22 81.82
466 PLATINUM SECURITIES COMPANY LIMITED 4 4 8 50.00
467 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 10 13 76.92
468 PO LEE SECURITIES LIMITED 2 6 8 75.00
469 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 5 9 14 64.29
470 PRIMCO INTERNATIONAL INVESTMENTS LIMITED 2 0 2 0.00
471 Prime Cdex Securities Limited 4 17 21 80.95
472 PRIME SECURITIES LIMITED (HK) 2 11 13 84.62
473 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 3 7 10 70.00
474 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 13 15 86.67
475 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 3 2 5 40.00
476 PRIVATE CAPITAL LIMITED 2 1 3 33.33
477 PRUDENTIAL BROKERAGE LIMITED 5 166 171 97.08
478 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 65 68 95.59
479 Public Financial Securities Limited 3 8 11 72.73
480 Public Securities Limited 3 13 16 81.25
481 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 0 2 0.00
482 Quam Asset Management Limited (b1983-06-28) 3 2 5 40.00
483 Quam Capital Limited (b1994-08-04) 5 15 20 75.00
484 QUEST STOCKBROKERS (HK) LIMITED 2 3 5 60.00
485 Rakuten Securities Hong Kong Limited 3 38 41 92.68
486 RAMON INVESTMENT COMPANY LIMITED 3 2 5 40.00
487 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 4 25 29 86.21
488 RBS Asia Corporate Finance Limited 3 37 40 92.50
489 RBS Asia Futures Limited 3 3 6 50.00
490 REALCHAMP ASSET MANAGEMENT LIMITED 4 0 4 0.00
491 RESIDENTS SECURITIES LIMITED 2 2 4 50.00
492 RHB CAPITAL HONG KONG LIMITED 3 6 9 66.67
493 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
494 Rich Union Securities (H.K.) Limited 5 35 40 87.50
495 RICHMOND ASSET MANAGEMENT LIMITED (HK) 4 2 6 33.33
496 Rifa Securities Limited 6 14 20 70.00
497 ROCTEC FUTURES TRADING COMPANY LIMITED 2 3 5 60.00
498 ROCTEC SECURITIES COMPANY LIMITED 2 3 5 60.00
499 ROOFER SECURITIES LIMITED 2 9 11 81.82
500 ROSA SECURITIES LIMITED 3 4 7 57.14
501 RPS INVESTMENT LIMITED 3 9 12 75.00
502 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
503 SAMSUNG SECURITIES (ASIA) LIMITED 4 4 8 50.00
504 SANFULL SECURITIES LIMITED 6 74 80 92.50
505 SBI China Capital Commodities Limited 5 16 21 76.19
506 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 70 77 90.91
507 SDHG International Securities Limited 3 8 11 72.73
508 SEEKERS MARKETS LIMITED 3 9 12 75.00
509 SELINA & CO. LIMITED (HK) 2 4 6 66.67
510 SHACOM FUTURES LIMITED 3 3 6 50.00
511 Shacom Securities Limited 3 11 14 78.57
512 Shang International Finance Limited 11 16 27 59.26
513 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
514 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 12 19 63.16
515 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 7 16 23 69.57
516 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 7 175 182 96.15
517 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 4 44 48 91.67
518 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 239 250 95.60
519 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
520 SHUN LOONG FOREX COMPANY LIMITED 1 0 1 0.00
521 SHUN LOONG SECURITIES COMPANY LIMITED 2 2 4 50.00
522 SIIC ASSET MANAGEMENT COMPANY LIMITED 3 1 4 25.00
523 Silk Road International Capital Limited 2 0 2 0.00
524 SILVERSTONE INVESTMENTS LIMITED (HK) 3 1 4 25.00
525 SIMPLEX CAPITAL ASIA LIMITED 2 0 2 0.00
526 SIMPSON FINANCIAL LIMITED (HK) 2 0 2 0.00
527 SINO CAPITAL SECURITIES LIMITED 1 3 4 75.00
528 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
529 Sinofortune Financial Capital Limited 2 1 3 33.33
530 SINOMAX SECURITIES LIMITED 3 8 11 72.73
531 SINOPAC FUTURES (ASIA) LIMITED 6 32 38 84.21
532 SIU ON SECURITIES LIMITED 3 4 7 57.14
533 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 1 3 33.33
534 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 3 0 3 0.00
535 SOLID KING SECURITIES LIMITED 3 9 12 75.00
536 SOUTH CHINA CAPITAL LIMITED 2 4 6 66.67
537 SOUTH CHINA COMMODITIES LIMITED 7 87 94 92.55
538 SOUTH CHINA RESEARCH LIMITED 3 5 8 62.50
539 SOUTH CHINA SECURITIES LIMITED 7 116 123 94.31
540 SOUTH OCEAN MANAGEMENT LIMITED 2 0 2 0.00
541 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 3 6 50.00
542 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 3 34 37 91.89
543 SPDB International Holdings Limited 3 1 4 25.00
544 SPLENDOR GLOBAL INVESTMENTS LIMITED 2 4 6 66.67
545 SPS COMMODITIES LIMITED 2 6 8 75.00
546 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
547 SPS SECURITIES LIMITED 4 18 22 81.82
548 STATE STREET GLOBAL ADVISORS ASIA LIMITED 6 32 38 84.21
549 Stellar Securities Limited 2 2 4 50.00
550 STOCKWELL COMMODITIES LIMITED 5 14 19 73.68
551 STOCKWELL SECURITIES LIMITED 3 42 45 93.33
552 Success Securities Limited 5 80 85 94.12
553 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 3 9 12 75.00
554 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
555 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
556 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
557 Superfund Financial (Hong Kong) Limited 2 0 2 0.00
558 T G HOLBORN (HK) LIMITED 3 27 30 90.00
559 T. M. MANAGEMENT LIMITED 2 0 2 0.00
560 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
561 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
562 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
563 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
564 TAI SHING STOCK INVESTMENT CO. LIMITED 2 18 20 90.00
565 TAI TAK SECURITIES (ASIA) LIMITED 4 16 20 80.00
566 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
567 TAIFAIR FUTURES LIMITED 3 1 4 25.00
568 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
569 Taiping Securities (HK) Co Limited 4 47 51 92.16
570 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 3 2 5 40.00
571 TANG KEE SECURITIES LIMITED 3 3 6 50.00
572 TANG PING KONG LIMITED 3 9 12 75.00
573 TARZAN STOCK & SHARES LIMITED 3 9 12 75.00
574 TAT LEE SECURITIES COMPANY LIMITED 2 13 15 86.67
575 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 0 2 0.00
576 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
577 Templewater Hong Kong Limited 4 9 13 69.23
578 THING ON SECURITIES LIMITED 3 6 9 66.67
579 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 2 1 3 33.33
580 TIAN YUAN FINANCE LIMITED 4 3 7 42.86
581 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
582 TOKAI TOKYO SECURITIES (ASIA) LIMITED 2 8 10 80.00
583 Tokio Marine Investment Services, Limited 3 0 3 0.00
584 TOPMORE COMMODITIES LIMITED 3 6 9 66.67
585 TOYO SECURITIES ASIA LIMITED 5 6 11 54.55
586 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
587 TRIBRIDGE INVESTMENT PARTNERS LIMITED 3 2 5 40.00
588 TRUTH SECURITIES LIMITED 4 4 8 50.00
589 TSE'S SECURITIES LIMITED 3 40 43 93.02
590 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 7 11 63.64
591 Tung Shing Futures (Brokers) Limited 6 82 88 93.18
592 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
593 TUNG TAI SECURITIES COMPANY LIMITED 3 4 7 57.14
594 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 6 8 75.00
595 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
596 TVC MANAGEMENT LIMITED 3 0 3 0.00
597 Tyche Group Limited 2 6 8 75.00
598 UBS DERIVATIVES HONG KONG LIMITED 5 57 62 91.94
599 UBS SECURITIES ASIA LIMITED 15 519 534 97.19
600 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
601 United Securities Limited (HK) 2 2 4 50.00
602 UNITED SIMSEN FOREX DEALERS LIMITED 3 14 17 82.35
603 UOB KAY HIAN (HONG KONG) LIMITED 5 252 257 98.05
604 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 123 127 96.85
605 UPBEST ASSETS MANAGEMENT LIMITED 3 2 5 40.00
606 UPBEST COMMODITIES COMPANY LIMITED 2 7 9 77.78
607 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
608 UPBEST SECURITIES COMPANY LIMITED 6 28 34 82.35
609 VALUE PARTNERS LIMITED 3 53 56 94.64
610 Value Partners Private Equity Limited 2 4 6 66.67
611 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
612 Vantum Futures Limited 2 2 4 50.00
613 VC BROKERAGE LIMITED 3 59 62 95.16
614 VC CAPITAL LIMITED 5 4 9 44.44
615 VC FUTURES LIMITED 4 36 40 90.00
616 VC International Asset Management Limited 3 2 5 40.00
617 VERCAP Financial Services Limited 2 0 2 0.00
618 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
619 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 2 4 50.00
620 Virtu ITG Hong Kong Limited 4 15 19 78.95
621 VMS Securities Limited 7 8 15 53.33
622 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
623 WAH SANG SECURITIES LIMITED 3 2 5 40.00
624 WAH THAI SECURITIES LIMITED 3 2 5 40.00
625 WAI FAT SECURITIES LIMITED 2 3 5 60.00
626 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
627 Wanhai Securities (HK) Limited 4 9 13 69.23
628 WARD FERRY MANAGEMENT LIMITED 2 9 11 81.82
629 Waton Securities International Limited 2 2 4 50.00
630 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
631 WELLAM INVESTMENT LIMITED 2 0 2 0.00
632 WELLCHAMP CAPITAL LIMITED 4 6 10 60.00
633 WELLFULL SECURITIES COMPANY LIMITED 5 14 19 73.68
634 WHARTON INVESTMENT ADVISORS LIMITED 3 1 4 25.00
635 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
636 WILBY SECURITIES LIMITED 2 3 5 60.00
637 Win Securities Limited 3 8 11 72.73
638 WIN WONG SECURITIES LIMITED 4 36 40 90.00
639 WINFULL SECURITIES LIMITED 3 14 17 82.35
640 WING FAT SECURITIES LIMITED 3 9 12 75.00
641 WING FUNG SECURITIES LIMITED 3 28 31 90.32
642 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
643 WING ON CHEONG SECURITIES COMPANY LIMITED 4 16 20 80.00
644 WING ON SECURITIES LIMITED 2 6 8 75.00
645 WING YEE SECURITIES COMPANY LIMITED 4 7 11 63.64
646 WINGS SECURITIES (HK) LIMITED 2 5 7 71.43
647 WINLAND WEALTH MANAGEMENT LIMITED 3 3 6 50.00
648 WINNINGTON CAPITAL LIMITED 3 3 6 50.00
649 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
650 WINTECH SECURITIES LIMITED 4 12 16 75.00
651 Wisetrade Securities Limited 3 9 12 75.00
652 WO FUNG SECURITIES COMPANY LIMITED 2 7 9 77.78
653 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
654 WOCOM INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
655 WOCOM LIMITED (HK) 5 25 30 83.33
656 WOCOM SECURITIES LIMITED 5 31 36 86.11
657 WORLDWIDE BROKERAGE LIMITED 2 1 3 33.33
658 YARDLEY SECURITIES LIMITED 2 4 6 66.67
659 YEE FAT SECURITIES COMPANY LIMITED 2 1 3 33.33
660 YF FUTURES COMPANY LIMITED 2 5 7 71.43
661 YF SECURITIES COMPANY LIMITED 3 6 9 66.67
662 YICKO SECURITIES LIMITED 5 16 21 76.19
663 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
664 YU MING INVESTMENT MANAGEMENT LIMITED 3 4 7 57.14
665 YUE XIU FUTURES COMPANY LIMITED 2 9 11 81.82
666 YUE XIU SECURITIES COMPANY LIMITED 4 25 29 86.21
667 YUEXING SECURITIES COMPANY LIMITED 4 15 19 78.95
668 Yunfeng Financial Markets Limited 11 27 38 71.05
669 Zijing Capital Limited 3 9 12 75.00 2003-05-07
670 MIRABAUD (ASIA) LIMITED 2 5 7 71.43 2003-05-13
671 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2003-05-23
672 iTTa Capital Limited 1 0 1 0.00 2003-05-29
673 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 12 16 75.00 2003-06-06
674 GAVEKAL CAPITAL LIMITED 2 7 9 77.78 2003-06-09
675 CARDINALASIA CONSULTING LIMITED 3 3 6 50.00 2003-06-27
676 KO'S BROTHER SECURITIES COMPANY LIMITED 2 15 17 88.24 2003-07-08
677 SEABRIGHT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2003-07-23
678 OnePlatform Wealth Management Limited 1 0 1 0.00 2003-07-25
679 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
680 Yuanta Asia Investment (Hong Kong) Limited 9 124 133 93.23 2003-08-13
681 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 19 28 67.86 2003-08-29
682 ORTUS CAPITAL MANAGEMENT LIMITED 3 7 10 70.00 2003-08-29
683 Wellington Management Hong Kong Limited (b2003-01-02) 7 29 36 80.56 2003-09-18
684 REALINK FINANCIAL TRADE LIMITED 4 6 10 60.00 2003-09-25
685 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 10 384 394 97.46 2003-09-30
686 SG Asset Finance (Hong Kong) Limited 3 65 68 95.59 2003-10-02
687 DBS VICKERS (HONG KONG) LIMITED 4 170 174 97.70 2003-10-14
688 CITIGROUP GLOBAL MARKETS HONG KONG FUTURES AND SECURITIES LIMITED 7 341 348 97.99 2003-10-15
689 SATTVA INVESTMENT ADVISORS LIMITED 2 0 2 0.00 2003-10-30
690 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 88 96 91.67 2003-10-31
691 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
692 Evergrande Futures (Hong Kong) Limited 3 31 34 91.18 2003-11-21
693 AKTIS CAPITAL ADVISORY LIMITED 3 3 6 50.00 2003-11-29
694 J.P. MORGAN BROKING (HONG KONG) LIMITED 18 132 150 88.00 2003-12-02
695 PHILLIP COMMODITIES (H.K.) LIMITED 4 394 398 98.99 2003-12-09
696 BlackRock Asset Management North Asia Limited 10 110 120 91.67 2003-12-16
697 SG SECURITIES (HK) LIMITED 21 185 206 89.81 2003-12-16
698 Vision Capital Investment Management Limited 3 9 12 75.00 2003-12-17
699 Cowen and Company (Asia) Limited 3 3 6 50.00 2003-12-19
700 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
701 CSC SECURITIES (HK) LIMITED 4 28 32 87.50 2003-12-29
702 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
703 PROMISING SECURITIES COMPANY LIMITED 3 11 14 78.57 2004-01-02
704 Interactive Brokers Hong Kong Limited 4 9 13 69.23 2004-01-07
705 DEUTSCHE SECURITIES ASIA LIMITED 21 262 283 92.58 2004-01-08
706 CTBC Asia Limited 5 13 18 72.22 2004-01-14
707 Nuada Limited 5 2 7 28.57 2004-01-15
708 ALTRUIST FINANCIAL GROUP LIMITED 2 50 52 96.15 2004-01-20
709 NEW GALA SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-02-02
710 SSC MANDARIN FINANCIAL SERVICES LIMITED 2 0 2 0.00 2004-02-05
711 HSBC STRUCTURED FUNDS (ASIA) LIMITED 5 2 7 28.57 2004-02-10
712 WINTONE SECURITIES LIMITED 2 6 8 75.00 2004-02-16
713 OP INVESTMENT MANAGEMENT LIMITED 4 4 8 50.00 2004-02-18
714 BOCI SECURITIES LIMITED 15 376 391 96.16 2004-03-01
715 ONE CHINA SECURITIES LIMITED 3 33 36 91.67 2004-03-01
716 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
717 CENTALINE WEALTH MANAGEMENT LIMITED 6 97 103 94.17 2004-04-02
718 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 6 2 8 25.00 2004-04-07
719 RICHLAND WORLDWIDE LIMITED 2 4 6 66.67 2004-04-15
720 SPARX Asia Investment Advisors Limited 5 5 10 50.00 2004-04-20
721 CMS CAPITAL (HK) CO., LIMITED 4 3 7 42.86 2004-05-06
722 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
723 SAIL ADVISORS LIMITED 5 6 11 54.55 2004-05-17
724 VENHOUSE WEALTH MANAGEMENT LIMITED 3 14 17 82.35 2004-05-19
725 ENZARD LIMITED 1 0 1 0.00 2004-05-21
726 CCB INTERNATIONAL CAPITAL LIMITED 13 61 74 82.43 2004-05-27
727 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 65 80 81.25 2004-05-31
728 TT INTERNATIONAL (HONG KONG) LIMITED 7 10 17 58.82 2004-06-04
729 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 3 5 60.00 2004-07-07
730 AP Asset Management (HK) Limited 3 2 5 40.00 2004-07-07
731 CVP Securities Limited 2 41 43 95.35 2004-07-09
732 BREVAN HOWARD (HONG KONG) LIMITED 5 12 17 70.59 2004-07-12
733 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 4 36 40 90.00 2004-07-15
734 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
735 SYZ Asset Management (Asia) Limited 3 3 6 50.00 2004-07-27
736 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
737 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
738 BALLINGAL INVESTMENT ADVISORS LIMITED 4 5 9 55.56 2004-08-13
739 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
740 GAINWELL SECURITIES COMPANY LIMITED 2 1 3 33.33 2004-08-21
741 Acru Asset Management Limited 3 2 5 40.00 2004-08-25
742 Tensant Securities Limited 2 6 8 75.00 2004-08-25
743 INVESTEC ASSET MANAGEMENT ASIA LIMITED 4 5 9 55.56 2004-08-30
744 OCP Asia (Hong Kong) Limited 4 8 12 66.67 2004-09-03
745 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
746 AD Capital Management (Hong Kong) Limited 2 3 5 60.00 2004-09-08
747 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
748 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 5 8 62.50 2004-09-15
749 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 1 3 33.33 2004-09-21
750 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
751 RBC INVESTMENT SERVICES (ASIA) LIMITED 7 73 80 91.25 2004-10-14
752 Quam Securities Limited 9 238 247 96.36 2004-10-15
753 GCAM Limited 2 1 3 33.33 2004-10-19
754 NATIXIS ASIA LIMITED 3 54 57 94.74 2004-10-19
755 CLSA Premium International (HK) Limited 4 11 15 73.33 2004-10-20
756 Huarong International Securities Limited 7 42 49 85.71 2004-10-25
757 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 2 5 40.00 2004-10-26
758 PEAK CAPITAL LIMITED (b2004-03-30) 2 5 7 71.43 2004-10-28
759 Nezu Asia Capital Management Limited 3 9 12 75.00 2004-10-29
760 AIF Securities Limited 5 8 13 61.54 2004-11-02
761 UNITED WORLD ONLINE LIMITED 3 0 3 0.00 2004-11-02
762 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
763 RG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2004-11-08
764 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
765 CAPITAL RESEARCH COMPANY 3 27 30 90.00 2004-11-10
766 BOCI COMMODITIES & FUTURES LIMITED 2 9 11 81.82 2004-11-17
767 KCG SECURITIES ASIA LIMITED 6 8 14 57.14 2004-11-25
768 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 14 16 87.50 2004-11-29
769 Nerico Brothers Limited (HK) 15 100 115 86.96 2004-11-30
770 orientiert XYZ Securities Limited 4 135 139 97.12 2004-12-03
771 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 2 8 10 80.00 2004-12-16
772 China Finance KAB Limited 3 8 11 72.73 2004-12-23
773 LEE'S SECURITIES COMPANY LIMITED 3 7 10 70.00 2005-01-03
774 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
775 orientiert International Markets Limited 1 5 6 83.33 2005-01-11
776 BARCLAYS CAPITAL ASIA LIMITED 25 431 456 94.52 2005-01-12
777 GLOBAL INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2005-01-27
778 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
779 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 25 144 169 85.21 2005-02-15
780 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 10 12 83.33 2005-02-16
781 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
782 FCL ADVISORY LIMITED 2 1 3 33.33 2005-03-01
783 SEI INVESTMENTS (ASIA) LIMITED 2 5 7 71.43 2005-03-02
784 SJS Markets Limited 3 6 9 66.67 2005-03-02
785 WANTHORPE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-03-02
786 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 6 8 75.00 2005-03-03
787 Beevest Securities Limited 3 7 10 70.00 2005-03-07
788 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
789 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
790 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
791 SUNRISE SECURITIES LIMITED 3 4 7 57.14 2005-03-21
792 VORTEX CAPITAL LIMITED (HK) 2 0 2 0.00 2005-03-21
793 HO FUNG SHARES INVESTMENT LIMITED 3 14 17 82.35 2005-03-24
794 Penjing Asset Management (HK) Limited 5 7 12 58.33 2005-03-24
795 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
796 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
797 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
798 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
799 CASH ASSET MANAGEMENT LIMITED 2 19 21 90.48 2005-03-30
800 INTERCONTINENT SECURITIES COMPANY LIMITED 2 3 5 60.00 2005-03-30
801 RaffAello Securities (HK) Limited 2 4 6 66.67 2005-03-30
802 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
803 JOLMO CAPITAL LIMITED 2 0 2 0.00 2005-03-31
804 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
805 REDFORD SECURITIES LIMITED 3 14 17 82.35 2005-03-31
806 Rich Bay Securities Limited 2 3 5 60.00 2005-03-31
807 SALISBURY SECURITIES LIMITED 2 3 5 60.00 2005-03-31
808 SOO PEI SHAO & COMPANY LIMITED 3 4 7 57.14 2005-03-31
809 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
810 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
811 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
812 China Gather Wealth Financial Company Limited 5 7 12 58.33 2005-04-01
813 Deltroit (Hong Kong) Limited 1 14 15 93.33 2005-04-11
814 Turiya Advisors Asia Limited 2 10 12 83.33 2005-04-26
815 Rothschild & Co Hong Kong Limited 2 38 40 95.00 2005-04-27
816 CHINA EVERBRIGHT CAPITAL LIMITED 6 23 29 79.31 2005-05-09
817 INTEGRITY FINANCIAL SERVICES LIMITED 2 9 11 81.82 2005-05-09
818 IMPERIAL CAPITAL LIMITED (HK) 3 1 4 25.00 2005-05-12
819 Citigroup Venture Capital International Asia Limited 3 7 10 70.00 2005-05-24
820 ZhongHua Finance Capital Co., Limited 2 1 3 33.33 2005-05-26
821 TPG-AXON CAPITAL (HK), LIMITED 3 3 6 50.00 2005-05-31
822 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 14 70 84 83.33 2005-06-06
823 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
824 AISANCE ASSET MANAGEMENT LIMITED 4 13 17 76.47 2005-06-16
825 Sensible Asset Management Limited 3 4 7 57.14 2005-06-18
826 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 5 2 7 28.57 2005-06-20
827 AXIAL CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2005-06-24
828 AM Squared Limited 2 4 6 66.67 2005-06-30
829 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 6 25 31 80.65 2005-07-05
830 CHINA SYSTEM SECURITIES LIMITED 3 9 12 75.00 2005-07-07
831 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 4 6 10 60.00 2005-07-07
832 Astrum Capital Management Limited (HK) 6 7 13 53.85 2005-07-08
833 I-ACCESS INVESTORS LIMITED 6 18 24 75.00 2005-07-13
834 CHIEF CAPITAL LIMITED 1 0 1 0.00 2005-07-14
835 3V Capital Limited 3 1 4 25.00 2005-07-18
836 DALTON CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2005-07-18
837 AXA Investment Managers Asia Limited 3 9 12 75.00 2005-07-21
838 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
839 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
840 MAN INVESTMENTS (HONG KONG) LIMITED 6 10 16 62.50 2005-07-28
841 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
842 MERCER INVESTMENTS (HK) LIMITED 2 3 5 60.00 2005-08-04
843 Central Asset Investments and Management Holdings (HK) Limited 3 5 8 62.50 2005-08-05
844 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2005-08-12
845 CCB INTERNATIONAL SECURITIES LIMITED 15 54 69 78.26 2005-08-19
846 MCP Asset Management Company Limited 3 15 18 83.33 2005-08-23
847 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
848 SECURIS CAPITAL LIMITED 2 1 3 33.33 2005-08-29
849 Anuenue Capital International Limited 2 3 5 60.00 2005-08-30
850 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
851 InnoFusion Capital Management Limited 2 2 4 50.00 2005-09-15
852 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
853 CAPITAL GLOBAL MANAGEMENT LIMITED 4 33 37 89.19 2005-09-17
854 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 9 12 75.00 2005-09-21
855 RHB FUTURES HONG KONG LIMITED 6 37 43 86.05 2005-09-28
856 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
857 ICAP Securities Hong Kong Limited 2 20 22 90.91 2005-10-06
858 UNION SECURITIES LIMITED (d2016-01-08) 2 0 2 0.00 2005-10-06
859 Execution Noble (Hong Kong) Limited 2 4 6 66.67 2005-10-10
860 Citadel Asia Limited 3 17 20 85.00 2005-10-21
861 Aetas Global Markets Limited 2 0 2 0.00 2005-10-26
862 Alpha Financial Group Limited 2 9 11 81.82 2005-10-31
863 Legg Mason Asset Management Hong Kong Limited 5 19 24 79.17 2005-10-31
864 Gottex Fund Management (Hong Kong) Limited 2 3 5 60.00 2005-11-04
865 Link Asset Management Limited (HK) 4 0 4 0.00 2005-11-08
866 Greenfield Asset Management Limited 2 0 2 0.00 2005-11-11
867 Well Link Securities Limited 4 8 12 66.67 2005-11-11
868 ABCI Securities Company Limited 7 52 59 88.14 2005-11-15
869 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 3 27 30 90.00 2005-11-15
870 IBTS ASIA (HK) LIMITED 3 11 14 78.57 2005-11-17
871 HONG KONG ASSET MANAGEMENT LIMITED 3 2 5 40.00 2005-11-21
872 CHEONG LEE SECURITIES LIMITED 3 13 16 81.25 2005-11-24
873 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 51 68 75.00 2005-11-29
874 ARA Asset Management (Prosperity) Limited 3 2 5 40.00 2005-11-30
875 FULBRIGHT FUTURES LIMITED 7 84 91 92.31 2005-12-05
876 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
877 Success Futures and Foreign Exchange Limited 4 49 53 92.45 2005-12-06
878 Yuexiu REIT Asset Management Limited 3 3 6 50.00 2005-12-08
879 ALTUS INVESTMENTS LIMITED (HK) 2 9 11 81.82 2005-12-14
880 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
881 T G SECURITIES LIMITED 3 6 9 66.67 2005-12-19
882 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
883 BAYA CAPITAL LIMITED 2 0 2 0.00 2006-01-09
884 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 0 3 0.00 2006-01-13
885 ASSET MANAGEMENT GROUP LIMITED 2 33 35 94.29 2006-01-17
886 LLOYD BAUGHAN LIMITED 2 2 4 50.00 2006-01-19
887 ARISAIG PARTNERS (HK) LIMITED 2 1 3 33.33 2006-01-20
888 AXA CHINA REGION INVESTMENT SERVICES LIMITED 4 16 20 80.00 2006-01-25
889 INFINITI INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00 2006-02-07
890 GENERALI INVESTMENTS ASIA LIMITED 5 3 8 37.50 2006-02-08
891 INTERNATIONAL COMMERCE CORPORATION 2 3 5 60.00 2006-02-13
892 JPMorgan Asset Management (Asia Pacific) Limited 12 95 107 88.79 2006-02-16
893 M SECURITIES LIMITED (HK) 2 3 5 60.00 2006-02-23
894 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
895 EnTrustPermal (Hong Kong) Limited 2 3 5 60.00 2006-03-09
896 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
897 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
898 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 9 13 69.23 2006-03-24
899 HSBC Global Asset Management (Hong Kong) Limited 14 105 119 88.24 2006-03-29
900 Morgan Stanley Asia Limited 39 960 999 96.10 2006-04-07
901 First Fidelity Capital (International) Limited 2 3 5 60.00 2006-04-19
902 CC Finance Limited 3 10 13 76.92 2006-04-20
903 CHIEF SECURITIES LIMITED 5 155 160 96.88 2006-04-20
904 WING FUNG FUTURES LIMITED 3 27 30 90.00 2006-04-21
905 GT ASSET MANAGEMENT LIMITED (d2015-03-13) 1 0 1 0.00 2006-04-27
906 Eagle Asset Management (CP) Limited 3 1 4 25.00 2006-04-28
907 CHIEF COMMODITIES LIMITED 5 84 89 94.38 2006-05-17
908 PIMCO Asia Limited 3 15 18 83.33 2006-05-17
909 CAIIS Limited 3 21 24 87.50 2006-05-23
910 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
911 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
912 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
913 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 6 15 21 71.43 2006-07-03
914 PHOENIX CAPITAL SECURITIES LIMITED 5 4 9 44.44 2006-07-03
915 Yuanta Securities (Hong Kong) Company Limited 13 161 174 92.53 2006-07-08
916 Oaktree Capital (Hong Kong) Limited 3 11 14 78.57 2006-07-12
917 MFG Limited (HK) 7 15 22 68.18 2006-07-17
918 CC SIF Advisory Limited 3 4 7 57.14 2006-07-25
919 LONGREACH GROUP LIMITED (THE) 2 2 4 50.00 2006-08-01
920 Eastspring Investments (Hong Kong) Limited 3 27 30 90.00 2006-08-08
921 NUOXIN CAPITAL (HONG KONG) LIMITED 5 2 7 28.57 2006-08-24
922 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 5 16 21 76.19 2006-09-12
923 AllianceBernstein Hong Kong Limited 5 29 34 85.29 2006-10-05
924 FLAG Squadron Asia Limited 5 6 11 54.55 2006-10-24
925 Pictet Asset Management (Hong Kong) Limited 8 41 49 83.67 2006-10-26
926 MARSHALL WACE ASIA LIMITED 2 11 13 84.62 2006-10-27
927 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
928 ITAU ASIA LIMITED 3 6 9 66.67 2006-10-31
929 Eton Park Asia Limited 3 8 11 72.73 2006-11-13
930 Point72 Hong Kong Limited 3 50 53 94.34 2006-11-14
931 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
932 RHB SECURITIES HONG KONG LIMITED 7 69 76 90.79 2006-11-17
933 CF GLOBAL (HK) LIMITED 3 6 9 66.67 2006-11-22
934 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 3 12 15 80.00 2006-11-28
935 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
936 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 4 13 17 76.47 2006-12-08
937 IPP Financial Advisers Limited 2 24 26 92.31 2006-12-21
938 Tiger Securities Asset Management Company Limited 4 6 10 60.00 2006-12-29
939 AMPLE CAPITAL LIMITED 8 17 25 68.00 2007-01-02
940 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 20 23 86.96 2007-01-09
941 Mirae Asset Securities (HK) Limited 4 19 23 82.61 2007-01-11
942 UBP ASSET MANAGEMENT ASIA LIMITED 4 15 19 78.95 2007-01-11
943 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 55 60 91.67 2007-01-12
944 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 1 4 25.00 2007-01-18
945 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 33 36 91.67 2007-01-30
946 GF Capital (Hong Kong) Limited 5 10 15 66.67 2007-01-31
947 GF Securities (Hong Kong) Brokerage Limited 7 71 78 91.03 2007-01-31
948 WEALTH MANAGEMENT GROUP LIMITED 2 4 6 66.67 2007-02-02
949 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 2 17 19 89.47 2007-02-14
950 HKFAEx Group Limited 2 3 5 60.00 2007-02-15
951 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 5 7 12 58.33 2007-02-16
952 Double Haven Capital (Hong Kong) Limited 2 7 9 77.78 2007-02-16
953 GF FUTURES (HONG KONG) CO., LIMITED 3 25 28 89.29 2007-02-16
954 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
955 VICTORY SECURITIES COMPANY LIMITED 4 35 39 89.74 2007-02-16
956 MIZUHO SECURITIES ASIA LIMITED 19 79 98 80.61 2007-02-26
957 WMG Asia Limited 2 0 2 0.00 2007-02-28
958 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 16 20 80.00 2007-03-01
959 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
960 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 4 15 19 78.95 2007-03-08
961 PUREHEART CAPITAL ASIA LIMITED 2 4 6 66.67 2007-03-08
962 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 3 28 31 90.32 2007-03-09
963 Standard Advisory Asia Limited 1 0 1 0.00 2007-03-09
964 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
965 Interactive Brokers LLC 3 23 26 88.46 2007-03-19
966 LAZARD ASIA (HONG KONG) LIMITED 4 6 10 60.00 2007-03-20
967 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
968 Foundation Asset Management (HK) Limited 2 1 3 33.33 2007-03-22
969 iFAST Financial (HK) Limited 5 11 16 68.75 2007-03-30
970 QUANTSMILE (HK) LIMITED 3 2 5 40.00 2007-04-02
971 Partners Asset Management (HK) Limited 2 3 5 60.00 2007-04-03
972 EAST CAPITAL ASIA LIMITED 2 1 3 33.33 2007-04-04
973 EMSO Partners HK Limited 2 1 3 33.33 2007-04-04
974 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 9 48 57 84.21 2007-04-04
975 North Asia Strategic Advisors 3 0 3 0.00 2007-04-04
976 ABRIDGE ENTERPRISES COMPANY LIMITED 2 0 2 0.00 2007-04-10
977 HAMPTON SECURITIES (ASIA) LIMITED 2 2 4 50.00 2007-04-10
978 TRISKELE CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2007-04-11
979 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 14 16 87.50 2007-04-18
980 EVENSTAR ADVISORS LIMITED 3 4 7 57.14 2007-04-19
981 CHINA XIN YONGAN FUTURES COMPANY LIMITED 4 13 17 76.47 2007-04-20
982 TARGET CAPITAL MANAGEMENT LIMITED (HK) 7 53 60 88.33 2007-04-26
983 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2007-05-02
984 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2007-05-04
985 KCG FUND MANAGEMENT LIMITED 3 0 3 0.00 2007-05-04
986 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 5 8 62.50 2007-05-08
987 Greentech Technology Asset Management Company Limited 2 0 2 0.00 2007-05-08
988 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 7 10 70.00 2007-05-08
989 VISION FINANCE (SECURITIES) LIMITED 4 7 11 63.64 2007-05-08
990 MEGA CAPITAL (ASIA) COMPANY LIMITED 2 0 2 0.00 2007-05-11
991 Towers Watson Investment Services Hong Kong Limited 3 5 8 62.50 2007-05-14
992 GCIS LIMITED 2 1 3 33.33 2007-05-16
993 OKASAN INTERNATIONAL (ASIA) LIMITED 4 20 24 83.33 2007-05-17
994 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 2 6 8 75.00 2007-05-18
995 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
996 RICHLAND CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2007-05-25
997 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
998 Eclipse Options (HK) Limited 3 15 18 83.33 2007-05-31
999 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1000 Kirin Asset Management Limited 5 0 5 0.00 2007-06-12
1001 SANSTON FINANCIAL GROUP LIMITED 2 1 3 33.33 2007-06-12
1002 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1003 LaSalle Investment Management Hong Kong Limited 2 7 9 77.78 2007-06-14
1004 GFI (HK) SECURITIES L.L.C. 3 26 29 89.66 2007-06-18
1005 PRESIDENT SECURITIES (HONG KONG) LIMITED 8 20 28 71.43 2007-06-20
1006 TIBRA TRADING HONG KONG LIMITED 2 1 3 33.33 2007-06-25
1007 HGNH International Futures Co., Limited 7 27 34 79.41 2007-06-26
1008 FAIR CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2007-06-27
1009 ROCIM Limited 2 0 2 0.00 2007-06-29
1010 Capital International, Inc. 2 8 10 80.00 2007-07-03
1011 China Everbright Investment Management Limited 3 1 4 25.00 2007-07-03
1012 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 119 127 93.70 2007-07-04
1013 ChinaRock Capital Management Limited 2 2 4 50.00 2007-07-04
1014 OnePlatform Asset Management Limited 17 969 986 98.28 2007-07-04
1015 J.W. Childs Asia Equities (Hong Kong) Limited 2 3 5 60.00 2007-07-16
1016 Cephei Capital Management (Hong Kong) Limited 2 2 4 50.00 2007-07-19
1017 CORNUCOPIA CAPITAL PARTNERS LIMITED 2 1 3 33.33 2007-07-19
1018 JINRUI FUTURES (HONG KONG) LIMITED 3 12 15 80.00 2007-07-27
1019 CSI Corporate Finance (HK) Limited 10 40 50 80.00 2007-08-01
1020 Innoform-Ashfield Capital Limited 2 2 4 50.00 2007-08-07
1021 Liquidnet Asia Limited 3 4 7 57.14 2007-08-15
1022 SHENYIN WANGUO ONLINE BROKER (H.K.) LIMITED 2 3 5 60.00 2007-08-17
1023 IAM LEGACY LIMITED 3 12 15 80.00 2007-08-21
1024 Evo Capital Management Asia Limited 2 8 10 80.00 2007-08-22
1025 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2007-08-23
1026 Providence Equity Asia Limited 2 8 10 80.00 2007-08-23
1027 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 4 3 7 42.86 2007-08-24
1028 EVOLUTION ASIA INVESTMENTS LIMITED 4 1 5 20.00 2007-08-24
1029 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1030 Chinese Strategic Asset Management Limited 4 4 8 50.00 2007-09-07
1031 PACIFIC HARBOR HOLDINGS, LIMITED 3 0 3 0.00 2007-09-07
1032 BOCOM International Securities Limited 12 285 297 95.96 2007-09-10
1033 VP Wealth Management (Hong Kong) Limited 1 1 2 50.00 2007-09-11
1034 Rabo Brokerage HK Limited 3 10 13 76.92 2007-09-12
1035 BOCOM International Asset Management Limited 6 11 17 64.71 2007-09-13
1036 LBN Advisers Limited 3 4 7 57.14 2007-09-13
1037 NEWTONIAN CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-09-20
1038 BOCOM International (Asia) Limited 7 21 28 75.00 2007-09-21
1039 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 4 1 5 20.00 2007-09-21
1040 Everbright Capital Management Limited 2 5 7 71.43 2007-09-24
1041 Daiwa Capital Markets Hong Kong Limited 10 177 187 94.65 2007-10-05
1042 Redwood Peak Limited 3 2 5 40.00 2007-10-05
1043 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
1044 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 4 21 25 84.00 2007-10-10
1045 Shinhan Investment Asia Limited 3 0 3 0.00 2007-10-15
1046 Proton Capital Limited 3 2 5 40.00 2007-10-16
1047 CUBE CAPITAL HK LIMITED 3 2 5 40.00 2007-10-17
1048 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1049 Telecom King Securities Limited 4 22 26 84.62 2007-10-17
1050 Optima Capital Limited 4 11 15 73.33 2007-10-25
1051 R.J. O'Brien & Associates HK Limited 2 5 7 71.43 2007-10-29
1052 MY.Alpha Management HK Advisors Limited 2 8 10 80.00 2007-10-31
1053 GF Asset Management (Hong Kong) Limited 4 13 17 76.47 2007-11-08
1054 D. E. Shaw & Co. (Asia Pacific) Limited 3 11 14 78.57 2007-11-14
1055 LUMINARY CAPITAL LIMITED 3 1 4 25.00 2007-11-14
1056 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1057 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1058 VALUE PARTNERS HONG KONG LIMITED 3 52 55 94.55 2007-11-19
1059 Segantii Capital Management Limited 3 11 14 78.57 2007-11-22
1060 CATHAY SECURITIES (HONG KONG) LIMITED 3 12 15 80.00 2007-11-27
1061 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2007-11-28
1062 GUOYUAN FUTURES (HONG KONG) LIMITED 2 17 19 89.47 2007-11-29
1063 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1064 OPTIVER TRADING HONG KONG LIMITED 5 2 7 28.57 2007-12-03
1065 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 55 61 90.16 2007-12-07
1066 SanJohn Capital Limited 2 2 4 50.00 2007-12-10
1067 Robeco Hong Kong Limited 4 12 16 75.00 2007-12-18
1068 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1069 Mitsubishi UFJ Investment Services (HK) Limited 3 6 9 66.67 2007-12-21
1070 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
1071 HongShan Capital Advisors (Hong Kong) Limited 2 0 2 0.00 2008-01-02
1072 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1073 RICHE BRIGHT SECURITIES LIMITED 3 5 8 62.50 2008-01-04
1074 TRG MANAGEMENT HONG KONG LIMITED 2 1 3 33.33 2008-01-07
1075 Arta Global Markets Limited 2 6 8 75.00 2008-01-08
1076 KBR Fund Management Limited 2 0 2 0.00 2008-01-08
1077 LIS Investment Services Limited 2 2 4 50.00 2008-01-09
1078 Landmark Asset Management Limited (HK) 2 1 3 33.33 2008-01-10
1079 MAP CAPITAL LIMITED (HK) 3 0 3 0.00 2008-01-16
1080 YU ON SECURITIES COMPANY LIMITED 2 6 8 75.00 2008-01-17
1081 CMBC SECURITIES COMPANY LIMITED 6 28 34 82.35 2008-01-24
1082 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 2 0 2 0.00 2008-01-28
1083 SUN YI COMPANY LIMITED 2 0 2 0.00 2008-01-31
1084 CHARTWELL CAPITAL LIMITED (HK) 2 0 2 0.00 2008-02-05
1085 iFAST Global Markets (HK) Limited 3 3 6 50.00 2008-02-12
1086 Grace Financial Limited (HK) 3 4 7 57.14 2008-02-13
1087 MIDLAND WEALTH MANAGEMENT LIMITED 2 22 24 91.67 2008-02-18
1088 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1089 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 11 19 30 63.33 2008-02-21
1090 Edmond de Rothschild Asset Management (Hong Kong) Limited 2 3 5 60.00 2008-02-26
1091 Balyasny Asset Management (Hong Kong) Limited 2 11 13 84.62 2008-03-03
1092 BaoQiao Partners Capital Limited 3 3 6 50.00 2008-03-05
1093 Oberweis Asset Management (Asia) Limited 3 0 3 0.00 2008-03-06
1094 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1095 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 8 12 66.67 2008-03-12
1096 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1097 Neuberger Berman Asia Limited 4 18 22 81.82 2008-03-13
1098 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1099 CES Capital International (Hong Kong) Co., Limited 7 13 20 65.00 2008-03-20
1100 OCBC SECURITIES (HONG KONG) LIMITED 3 1 4 25.00 2008-03-20
1101 HEAD & SHOULDERS SECURITIES LIMITED 3 8 11 72.73 2008-03-27
1102 Citigroup Global Markets Asia Limited 22 667 689 96.81 2008-03-31
1103 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 2 5 40.00 2008-04-01
1104 HFZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2008-04-08
1105 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 11 14 78.57 2008-04-11
1106 Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1107 BTIG Hong Kong Limited 2 19 21 90.48 2008-04-15
1108 iBest Consultants Limited 4 79 83 95.18 2008-04-15
1109 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1110 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1111 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
1112 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1113 Samsung Asset Management (Hong Kong) Limited 3 12 15 80.00 2008-04-23
1114 ATHENA WEALTH MANAGEMENT LIMITED 2 38 40 95.00 2008-04-25
1115 Wells Fargo Securities Asia Limited 4 16 20 80.00 2008-04-25
1116 Prince Capital Management Limited 5 1 6 16.67 2008-04-28
1117 RHB ASSET MANAGEMENT LIMITED 2 3 5 60.00 2008-05-08
1118 C.P. FINANCIAL MANAGEMENT LIMITED 3 0 3 0.00 2008-05-09
1119 Eastern Marathon Investment Management (Hong Kong) Company Limited 4 3 7 42.86 2008-05-21
1120 ICBC INTERNATIONAL CAPITAL LIMITED 10 55 65 84.62 2008-05-27
1121 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1122 FTN Financial Asia Limited 2 3 5 60.00 2008-06-02
1123 Aletheia Analyst Network Limited 2 8 10 80.00 2008-06-03
1124 Ruffer (Asia) Limited 2 2 4 50.00 2008-06-05
1125 BNY Mellon Investment Management Hong Kong Limited 3 10 13 76.92 2008-06-06
1126 EFG Asset Management (HK) Limited 3 2 5 40.00 2008-06-06
1127 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1128 EXS Capital Asia Limited 3 5 8 62.50 2008-06-12
1129 CLC SECURITIES LIMITED 2 3 5 60.00 2008-06-16
1130 Kaisa Financial Group Company Limited 2 9 11 81.82 2008-06-16
1131 Fosun International Securities Limited 8 20 28 71.43 2008-06-23
1132 BGC SECURITIES (HONG KONG) LLC 3 45 48 93.75 2008-06-25
1133 Marshall Wace Gavekal Asia Limited 2 11 13 84.62 2008-06-30
1134 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 15 18 83.33 2008-06-30
1135 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 4 3 7 42.86 2008-07-02
1136 KVB Kunlun Securities (HK) Limited 4 12 16 75.00 2008-07-02
1137 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 18 22 81.82 2008-07-03
1138 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1139 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
1140 CREATIVE ASSET MANAGEMENT LIMITED (HK) 2 1 3 33.33 2008-07-09
1141 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1142 Arta Asset Management Limited 3 4 7 57.14 2008-07-10
1143 CAIDAO CAPITAL LIMITED 2 3 5 60.00 2008-07-15
1144 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1145 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
1146 Religare Capital Markets (Hong Kong) Limited 7 22 29 75.86 2008-07-24
1147 PFC INTERNATIONAL COMPANY LIMITED 2 7 9 77.78 2008-07-29
1148 Pyramis Global Advisors (Hong Kong) Limited 4 12 16 75.00 2008-07-29
1149 CITIC Securities Asset Management (HK) Limited 3 17 20 85.00 2008-08-01
1150 JQ Fund Management Limited 2 1 3 33.33 2008-08-05
1151 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2008-08-07
1152 ASPEN HILL PARTNERS (HONG KONG) LIMITED 4 14 18 77.78 2008-08-08
1153 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1154 Celera Markets Limited 2 1 3 33.33 2008-08-12
1155 KINGSWAY CAPITAL LIMITED 7 15 22 68.18 2008-08-14
1156 F.T.M.F. DISTRIBUTION LIMITED 5 3 8 37.50 2008-08-15
1157 Permira Advisers Limited 2 6 8 75.00 2008-08-19
1158 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 31 251 282 89.01 2008-08-20
1159 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1160 JVSakk Asset Management Limited 3 9 12 75.00 2008-08-28
1161 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 14 17 82.35 2008-09-02
1162 Horizon Asset International (HK) Limited 3 3 6 50.00 2008-09-03
1163 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 23 25 92.00 2008-09-03
1164 Fidelity Management & Research (Hong Kong) Limited 5 26 31 83.87 2008-09-04
1165 ORIENTAL WEALTH SECURITIES LIMITED 4 13 17 76.47 2008-09-05
1166 Atherton Asset Management Limited 3 1 4 25.00 2008-09-10
1167 SBI China Capital Financial Services Limited 6 23 29 79.31 2008-09-19
1168 Milma & Co. Limited 2 4 6 66.67 2008-09-24
1169 Mount Kellett Capital (Hong Kong) Limited 3 23 26 88.46 2008-09-25
1170 CSOP Asset Management Limited 4 20 24 83.33 2008-09-29
1171 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1172 Vantage Capital Markets HK Limited 7 28 35 80.00 2008-10-02
1173 Gen2 Partners Limited 5 15 20 75.00 2008-10-06
1174 Houlihan Lokey (China) Limited 2 8 10 80.00 2008-10-09
1175 Lion Global Financial Limited 8 32 40 80.00 2008-10-10
1176 BLACKSTONE GROUP (HK) LIMITED (THE) 4 52 56 92.86 2008-10-14
1177 F&C Asset Management Asia Limited 2 1 3 33.33 2008-10-15
1178 M3 Capital Partners (HK) Limited 2 4 6 66.67 2008-10-17
1179 STI Asset Management Limited 2 0 2 0.00 2008-10-22
1180 Knight Capital Asia Limited 3 0 3 0.00 2008-10-23
1181 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1182 Golden Hen Investment Management Limited 2 0 2 0.00 2008-10-28
1183 Ingensoma Trading Group Limited 3 1 4 25.00 2008-10-30
1184 CENTAURUS CAPITAL (HONG KONG) LIMITED 2 5 7 71.43 2008-10-31
1185 SUSQUEHANNA HONG KONG LIMITED 2 1 3 33.33 2008-11-03
1186 Credit Suisse (Hong Kong) Limited 37 417 454 91.85 2008-11-04
1187 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1188 STARLING GROUP SECURITIES LIMITED 1 0 1 0.00 2008-11-05
1189 Beijing Securities Limited 4 7 11 63.64 2008-11-07
1190 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
1191 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2008-11-07
1192 VBG Capital Limited 3 1 4 25.00 2008-11-11
1193 Atlantic Pacific Capital Asia Limited 2 0 2 0.00 2008-11-14
1194 ICBC INTERNATIONAL SECURITIES LIMITED 19 32 51 62.75 2008-11-14
1195 Tora Trading Services Limited (HK) 4 6 10 60.00 2008-11-14
1196 APG Investments Asia Limited 6 13 19 68.42 2008-11-18
1197 DTC Investment Management (HK) Limited 3 1 4 25.00 2008-11-20
1198 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2008-11-20
1199 Daishin Securities Asia Limited 3 0 3 0.00 2008-11-24
1200 Vontobel (Hong Kong) Limited 3 8 11 72.73 2008-11-27
1201 Rifa Futures Limited 3 10 13 76.92 2008-12-01
1202 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 4 0 4 0.00 2008-12-02
1203 Imperium International Asset Management Limited 4 0 4 0.00 2008-12-02
1204 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1205 SDHG International Asset Management Limited 4 4 8 50.00 2008-12-02
1206 TR Advisors Limited 3 2 5 40.00 2008-12-02
1207 SERICA PARTNERS LIMITED 2 2 4 50.00 2008-12-04
1208 Redwood Investment Management (Asia) Limited 2 1 3 33.33 2008-12-05
1209 JIMEI FUTURES LIMITED 2 4 6 66.67 2008-12-09
1210 JIMEI SECURITIES LIMITED 2 16 18 88.89 2008-12-09
1211 China Asset Management (Hong Kong) Limited 6 18 24 75.00 2008-12-10
1212 TT INTERNATIONAL (LONDON) LIMITED 7 8 15 53.33 2008-12-12
1213 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 3 28 31 90.32 2008-12-17
1214 Goldin Equities Limited 3 4 7 57.14 2008-12-17
1215 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 5 6 11 54.55 2008-12-18
1216 HANTEC FUTURES LIMITED 4 1 5 20.00 2008-12-19
1217 ICAP Equities Asia Limited 3 17 20 85.00 2008-12-22
1218 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 9 16 56.25 2009-01-02
1219 WING FUNG FOREX LIMITED 2 13 15 86.67 2009-01-08
1220 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
1221 DONVEX CAPITAL LIMITED 3 6 9 66.67 2009-01-29
1222 SynerWealth Financial Limited 3 14 17 82.35 2009-02-04
1223 Phalanx Capital Management Hong Kong Limited 2 0 2 0.00 2009-02-06
1224 HARVEST GLOBAL INVESTMENTS LIMITED 7 23 30 76.67 2009-02-16
1225 Elixir Capital Management Limited 2 1 3 33.33 2009-02-18
1226 ARCH Capital Management Co. Limited 2 5 7 71.43 2009-02-19
1227 GOLDMAN SACHS (ASIA) L.L.C. 68 799 867 92.16 2009-02-19
1228 Waterland Securities (HK) Company Limited 2 5 7 71.43 2009-02-20
1229 Fuh Hwa SITE Asset Management (Hong Kong) Limited 4 3 7 42.86 2009-02-27
1230 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1231 FORTUNE FINANCIAL CAPITAL LIMITED 5 3 8 37.50 2009-03-12
1232 PacBridge Capital Partners (HK) Limited 2 3 5 60.00 2009-03-17
1233 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1234 GUODU SECURITIES (HONG KONG) LIMITED 4 7 11 63.64 2009-03-20
1235 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1236 BOA INTERNATIONAL SECURITIES LIMITED 2 4 6 66.67 2009-03-30
1237 Claren Road Asia Limited 2 1 3 33.33 2009-03-30
1238 Encap (Global) Asset Management Limited 3 2 5 40.00 2009-03-30
1239 CMS ASSET MANAGEMENT (HK) CO., LIMITED 4 13 17 76.47 2009-03-31
1240 PineBridge Investments Asia Limited 6 22 28 78.57 2009-04-02
1241 T.F.S. Derivatives HK Limited 9 51 60 85.00 2009-04-03
1242 Citadel Securities (Hong Kong) Limited 3 3 6 50.00 2009-04-09
1243 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 6 10 60.00 2009-04-09
1244 Qantex Capital Markets Limited 5 15 20 75.00 2009-04-14
1245 VL ASSET MANAGEMENT LIMITED 3 1 4 25.00 2009-04-15
1246 Asia Frontier Investments Limited 4 2 6 33.33 2009-04-28
1247 Sucden Financial (HK) Limited 3 3 6 50.00 2009-04-28
1248 ICBC INTERNATIONAL FUTURES LIMITED 2 20 22 90.91 2009-05-06
1249 Barings Investment Advisers (Hong Kong) Limited 3 1 4 25.00 2009-05-08
1250 Ares Management Asia (Hong Kong) Limited 3 4 7 57.14 2009-05-25
1251 Goldin Financial Limited 3 3 6 50.00 2009-06-01
1252 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 5 25 30 83.33 2009-06-02
1253 W2 Asset Management (HK) Limited 3 2 5 40.00 2009-06-04
1254 PROBITAS HONG KONG LIMITED 2 2 4 50.00 2009-06-05
1255 Prudence Investment Management (Hong Kong) Limited 2 5 7 71.43 2009-06-08
1256 Emperor Wealth Management Limited 3 28 31 90.32 2009-06-09
1257 GATEWAY CAPITAL (HONG KONG) LIMITED 2 1 3 33.33 2009-06-16
1258 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1259 ORIENTAL WEALTH FUTURES LIMITED 3 9 12 75.00 2009-06-18
1260 TFI Asset Management Limited 3 3 6 50.00 2009-06-18
1261 WINTON CAPITAL ASIA LIMITED 3 10 13 76.92 2009-06-19
1262 JPMorgan Asset Management Real Assets (Asia) Limited 3 13 16 81.25 2009-06-26
1263 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
1264 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1265 Fortune Origin Securities Limited 3 8 11 72.73 2009-07-09
1266 PANGU CAPITAL LIMITED 3 0 3 0.00 2009-07-09
1267 ICBC INTERNATIONAL RESEARCH LIMITED 4 10 14 71.43 2009-07-10
1268 North Beta International Securities Limited 3 22 25 88.00 2009-07-17
1269 Gain Capital - Forex.com Hong Kong Limited 3 8 11 72.73 2009-07-22
1270 QH CAPITAL LIMITED 2 1 3 33.33 2009-07-22
1271 Hong Kong Securities (International) Company Limited 2 8 10 80.00 2009-07-23
1272 QMIS Securities Limited 3 4 7 57.14 2009-07-24
1273 Ginseng Capital Advisors Limited 2 1 3 33.33 2009-07-28
1274 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
1275 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 40 46 86.96 2009-07-30
1276 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 0 2 0.00 2009-07-31
1277 FIRST SECURITIES (HK) LIMITED 7 22 29 75.86 2009-08-03
1278 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 4 5 9 55.56 2009-08-06
1279 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
1280 QMIS Asset Management Limited 3 3 6 50.00 2009-08-13
1281 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1282 Korea Investment Management Asia Limited 3 2 5 40.00 2009-08-21
1283 SENRIGAN CAPITAL GROUP LIMITED 2 10 12 83.33 2009-08-27
1284 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 2 3 5 60.00 2009-08-28
1285 Samena Capital Hong Kong Limited 4 5 9 55.56 2009-09-01
1286 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1287 MATCHPOINT INVESTMENT MANAGEMENT ASIA LIMITED 2 7 9 77.78 2009-09-04
1288 China Integrity Investment Limited 2 4 6 66.67 2009-09-18
1289 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2009-09-21
1290 SC Lowy Financial (HK) Limited 2 10 12 83.33 2009-09-21
1291 Aardvark Fund Management Limited 2 2 4 50.00 2009-09-24
1292 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1293 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 141 144 97.92 2009-10-05
1294 HF Asset Management Limited (HK) 2 0 2 0.00 2009-10-05
1295 PAOCHU INVESTMENT ADVISORY LIMITED 2 2 4 50.00 2009-10-09
1296 ZEAL ASSET MANAGEMENT LIMITED 5 9 14 64.29 2009-10-09
1297 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 3 8 11 72.73 2009-10-14
1298 BNP PARIBAS SECURITIES (ASIA) LIMITED 9 188 197 95.43 2009-10-15
1299 Chepstow Capital Advisors Limited 3 3 6 50.00 2009-10-20
1300 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
1301 KKR CAPITAL MARKETS ASIA LIMITED 3 3 6 50.00 2009-10-22
1302 Liquid Capital Markets Hong Kong Limited 3 0 3 0.00 2009-10-29
1303 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1304 Silver Spring Capital Management Limited 2 0 2 0.00 2009-10-30
1305 Emperor Asset Management Limited 4 4 8 50.00 2009-11-03
1306 JANCHOR PARTNERS LIMITED 2 8 10 80.00 2009-11-06
1307 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1308 KAISEN ASSET MANAGEMENT LIMITED 1 0 1 0.00 2009-11-13
1309 CVC Asia Pacific Limited 4 15 19 78.95 2009-11-16
1310 EAM Investment Advisors Limited 2 1 3 33.33 2009-11-16
1311 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 6 9 15 60.00 2009-11-16
1312 China Jianxin Financial Services Limited 2 7 9 77.78 2009-11-17
1313 INV Partners Limited 3 2 5 40.00 2009-11-24
1314 China Silver Asset Management (Hong Kong) Limited 2 2 4 50.00 2009-12-02
1315 Hafoo Securities Limited 3 18 21 85.71 2009-12-09
1316 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1317 Sunrise Brokers (Hong Kong) Limited 2 24 26 92.31 2009-12-09
1318 BWC FOREX LIMITED 2 7 9 77.78 2009-12-11
1319 MOELIS & COMPANY ASIA LIMITED 2 12 14 85.71 2009-12-11
1320 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 4 11 15 73.33 2009-12-14
1321 VICKTOR CAPITAL (ASIA) LIMITED 2 2 4 50.00 2009-12-14
1322 CNI Securities Group Limited 3 22 25 88.00 2009-12-15
1323 Fortune Asset Management Limited 2 2 4 50.00 2009-12-16
1324 EMPEROR CORPORATE FINANCE LIMITED 4 6 10 60.00 2009-12-24
1325 Tractus Asset Management Limited 2 0 2 0.00 2009-12-31
1326 Jefferies Hong Kong Limited 14 120 134 89.55 2010-01-04
1327 Kriya Capital Limited 3 1 4 25.00 2010-01-08
1328 APICES ADVISORY LIMITED 2 0 2 0.00 2010-01-11
1329 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1330 Vestmore Capital Management Limited 3 0 3 0.00 2010-01-12
1331 LQ ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-01-20
1332 Channel 8 Wealth Management Limited 3 14 17 82.35 2010-01-27
1333 Vegasoul Capital Management (Asia) Limited 2 4 6 66.67 2010-01-29
1334 Kerogen Capital (Asia) Limited 4 4 8 50.00 2010-02-01
1335 NOMURA SECURITIES (HONG KONG) LIMITED 3 68 71 95.77 2010-02-01
1336 Trafalgar Capital Management (HK) Limited 2 1 3 33.33 2010-02-01
1337 Yuanta Financial (Hong Kong) Limited 2 2 4 50.00 2010-02-03
1338 LUEN FAT FUTURES (H.K.) LIMITED 2 2 4 50.00 2010-02-09
1339 SCM Strategic Capital Management Asia Limited 2 1 3 33.33 2010-02-11
1340 Oppenheimer Investments Asia Limited 3 12 15 80.00 2010-02-12
1341 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1342 China Universal Asset Management (Hong Kong) Company Limited 4 11 15 73.33 2010-02-19
1343 CHN International Group Limited 2 0 2 0.00 2010-02-22
1344 ZBI Asia Limited 3 7 10 70.00 2010-02-22
1345 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 3 74 77 96.10 2010-02-23
1346 WILSON SECURITIES LIMITED 2 17 19 89.47 2010-02-25
1347 Guosen Securities (HK) Brokerage Company, Limited 4 38 42 90.48 2010-02-26
1348 Winco Securities Company Limited 2 2 4 50.00 2010-03-01
1349 PHOENIX CAPITAL MANAGEMENT LIMITED 1 0 1 0.00 2010-03-02
1350 Blossomhill Investment Limited 3 2 5 40.00 2010-03-04
1351 Redford Asset Management Limited 4 7 11 63.64 2010-03-09
1352 ADMIS Hong Kong Limited 4 20 24 83.33 2010-03-10
1353 Asset Management One Hong Kong Limited 2 5 7 71.43 2010-03-10
1354 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1355 Capstone Financial (HK) Limited 3 0 3 0.00 2010-03-12
1356 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1357 StormHarbour Securities (Hong Kong) Limited 3 9 12 75.00 2010-03-18
1358 Hana Asia Limited 2 1 3 33.33 2010-03-25
1359 American Century Investment Management (Asia Pacific) Limited 2 1 3 33.33 2010-03-26
1360 ARA ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
1361 CHARLES-LIM CAPITAL LIMITED 2 0 2 0.00 2010-03-31
1362 Future Growth Financial Services Limited 4 4 8 50.00 2010-04-08
1363 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1364 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1365 UIC FINANCIAL ADVISORS LIMITED 3 3 6 50.00 2010-04-13
1366 Seres Asset Management Limited 3 5 8 62.50 2010-04-14
1367 313 Capital Management Limited 4 16 20 80.00 2010-04-19
1368 Great Lakes Hong Kong Limited 2 0 2 0.00 2010-04-26
1369 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 2 7 9 77.78 2010-04-27
1370 Cavalry Management Group Asia, Limited 2 0 2 0.00 2010-04-30
1371 Safari Asia Limited 3 0 3 0.00 2010-04-30
1372 Davidson Kempner Asia Limited 3 6 9 66.67 2010-05-04
1373 Future Growth Asset Management Limited 3 0 3 0.00 2010-05-11
1374 Nine Masts Capital Limited 3 8 11 72.73 2010-05-11
1375 Golden Hen Securities and Futures Limited 2 7 9 77.78 2010-05-13
1376 Essence International Securities (Hong Kong) Limited 4 43 47 91.49 2010-05-18
1377 FULBRIGHT SECURITIES LIMITED 11 248 259 95.75 2010-05-18
1378 RC Futures Advisory Limited 3 1 4 25.00 2010-05-19
1379 Sinofortune Asset Management Limited 2 0 2 0.00 2010-05-20
1380 Guo Tong Capital Management Company Limited 3 6 9 66.67 2010-05-24
1381 CMB International Asset Management Limited 3 3 6 50.00 2010-05-26
1382 Synergy Fund Management Group Limited 2 1 3 33.33 2010-05-26
1383 China Alpha Fund Management (HK) Limited 2 2 4 50.00 2010-05-31
1384 CN CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2010-06-01
1385 Swiss-Asia Asset Management (HK) Limited 2 2 4 50.00 2010-06-02
1386 Elements Advisors Limited 2 1 3 33.33 2010-06-08
1387 Andante Capital Partners Limited 1 0 1 0.00 2010-06-09
1388 Themes Investment Management Limited 2 0 2 0.00 2010-06-10
1389 Moore Capital Asia Limited 2 3 5 60.00 2010-06-11
1390 CMB International Securities Limited 4 19 23 82.61 2010-06-15
1391 Paul Capital Advisors Hong Kong Limited 2 1 3 33.33 2010-06-17
1392 South China Forex Limited 2 19 21 90.48 2010-06-21
1393 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1394 Diamond Dragon Advisors Limited 2 2 4 50.00 2010-06-22
1395 VC ASSET MANAGEMENT LIMITED 3 0 3 0.00 2010-06-25
1396 CCTIC International Limited 3 1 4 25.00 2010-06-28
1397 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 2 10 12 83.33 2010-06-29
1398 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 34 38 89.47 2010-06-29
1399 Austen Capital Management Limited 2 2 4 50.00 2010-06-30
1400 BLUEFIN HK LIMITED 2 2 4 50.00 2010-06-30
1401 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 7 18 25 72.00 2010-06-30
1402 PANTHEON VENTURES (HK) LLP 2 7 9 77.78 2010-06-30
1403 Springboard Capital Limited 3 2 5 40.00 2010-07-02
1404 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1405 Sumo Asset Management Limited 3 9 12 75.00 2010-07-07
1406 Fry Group (H.K.) Limited (The) 2 3 5 60.00 2010-07-09
1407 PACAT Capital Management Limited 2 3 5 60.00 2010-07-12
1408 PICO ZEMAN SECURITIES (HK) LIMITED 2 6 8 75.00 2010-07-12
1409 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
1410 VALUABLE CAPITAL LIMITED 2 8 10 80.00 2010-07-14
1411 Open Securities Limited 6 30 36 83.33 2010-07-16
1412 DigitalBridge Management Asia Limited 4 7 11 63.64 2010-07-20
1413 ORIENT SECURITIES (HONG KONG) LIMITED 4 19 23 82.61 2010-07-21
1414 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1415 Creat Capital Company Limited 2 1 3 33.33 2010-07-26
1416 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1417 Kingsbridge Limited (d2014-08-15) 2 1 3 33.33 2010-07-28
1418 De Riva Asia Limited 2 16 18 88.89 2010-07-29
1419 ALETHEIA TECHNOLOGIES LIMITED 3 3 6 50.00 2010-07-30
1420 LCA Solutions Limited 2 5 7 71.43 2010-07-30
1421 ZHONGRONG PT SECURITIES LIMITED 3 48 51 94.12 2010-07-30
1422 BASIC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-08-04
1423 CC Real Estate Advisory Limited 2 4 6 66.67 2010-08-04
1424 VIOLET HILL PARTNERS LIMITED 2 0 2 0.00 2010-08-06
1425 TC Capital International Limited 3 2 5 40.00 2010-08-11
1426 Tenacity Partners Limited 3 2 5 40.00 2010-08-13
1427 Rothschild & Co Wealth Management Hong Kong Limited 2 3 5 60.00 2010-08-16
1428 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1429 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 3 4 7 57.14 2010-08-18
1430 ASA SECURITIES LIMITED 4 9 13 69.23 2010-08-19
1431 Essence Asset Management (Hong Kong) Limited 3 3 6 50.00 2010-08-19
1432 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 21 24 87.50 2010-08-20
1433 Merrill Lynch Far East Limited 26 536 562 95.37 2010-08-20
1434 Fiera Capital (Asia) Hong Kong Limited 3 0 3 0.00 2010-08-23
1435 FTFT International Securities and Futures Limited 2 1 3 33.33 2010-08-23
1436 LEGENDS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2010-08-23
1437 OTCex Hong Kong Limited 2 7 9 77.78 2010-08-23
1438 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1439 Parry International Trading Limited 2 4 6 66.67 2010-08-26
1440 TULLETT PREBON (HONG KONG) LIMITED 4 26 30 86.67 2010-08-26
1441 BSI Investment Advisors (Hong Kong) Limited 5 35 40 87.50 2010-08-27
1442 Ohra Capital Partners Limited 2 1 3 33.33 2010-08-27
1443 Essence Corporate Finance (Hong Kong) Limited 4 5 9 55.56 2010-09-01
1444 HTC Securities Company Limited 2 0 2 0.00 2010-09-03
1445 JS CRESVALE CAPITAL LIMITED 5 8 13 61.54 2010-09-06
1446 CMB International Capital Limited 4 13 17 76.47 2010-09-07
1447 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1448 Shangding International Asset Management Company Limited 2 2 4 50.00 2010-09-08
1449 BMI FUNDS MANAGEMENT LIMITED 3 11 14 78.57 2010-09-10
1450 Pamirs Capital (H.K.) Limited 3 0 3 0.00 2010-09-10
1451 Cambridge Strategy (Asset Management) Asia Limited (The) 2 3 5 60.00 2010-09-13
1452 PACIFIC HAWK (HK) LIMITED 3 1 4 25.00 2010-09-14
1453 Apollo Asset Management Limited (HK) 3 4 7 57.14 2010-09-16
1454 NEW PACIFIC CAPITAL LIMITED 2 0 2 0.00 2010-09-17
1455 Viking Global Hong Kong Limited 4 2 6 33.33 2010-09-17
1456 PERPETUUM WEALTH MANAGEMENT LIMITED 2 1 3 33.33 2010-09-21
1457 Standard & Poor's Investment Advisory Services (HK) Limited 5 6 11 54.55 2010-09-21
1458 HARBOUR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-09-22
1459 CBH Asia Limited 4 19 23 82.61 2010-09-24
1460 Pharo Management (HK) Limited 2 2 4 50.00 2010-09-24
1461 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1462 True Partner Advisor Hong Kong Limited 3 2 5 40.00 2010-09-30
1463 East Park Investment Management Co Limited 3 2 5 40.00 2010-10-04
1464 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 1 4 25.00 2010-10-06
1465 IMPERIUM INTERNATIONAL SECURITIES LIMITED 4 9 13 69.23 2010-10-06
1466 JT CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-10-13
1467 CHINA DEMETER SECURITIES LIMITED 2 4 6 66.67 2010-10-18
1468 Guotai Junan FX Limited 3 27 30 90.00 2010-10-21
1469 Altis Partners (Asia) Limited 3 1 4 25.00 2010-10-22
1470 Essence Futures (Hong Kong) Limited 3 25 28 89.29 2010-10-25
1471 Pacific Advantage Capital Limited 1 0 1 0.00 2010-10-25
1472 Pinpoint Asset Management Limited 3 4 7 57.14 2010-10-25
1473 Japaninvest (Hong Kong) Limited 4 7 11 63.64 2010-10-26
1474 CNCB (Hong Kong) Capital Limited 6 6 12 50.00 2010-10-27
1475 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 7 11 63.64 2010-10-27
1476 SHENG YUAN SECURITIES LIMITED 4 9 13 69.23 2010-10-27
1477 SFM HK Management Limited 2 14 16 87.50 2010-11-01
1478 BNP PARIBAS DEALING SERVICES ASIA LIMITED 4 4 8 50.00 2010-11-03
1479 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 8 11 72.73 2010-11-03
1480 Bosera Asset Management (International) Co., Limited 2 13 15 86.67 2010-11-05
1481 Koi Investment Partners International Limited 2 2 4 50.00 2010-11-05
1482 CHINAWIDE SECURITIES LIMITED 3 3 6 50.00 2010-11-09
1483 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1484 Huatai Asset Management (Hong Kong) Company Limited 3 0 3 0.00 2010-11-12
1485 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1486 Sino-Rich Securities & Futures Limited 4 20 24 83.33 2010-11-17
1487 Core Securities Company Limited (The) 2 0 2 0.00 2010-11-19
1488 BCT Financial Limited 2 58 60 96.67 2010-11-24
1489 Realord Asia Pacific Securities Limited 3 4 7 57.14 2010-11-24
1490 ARGUS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2010-11-25
1491 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 51 54 94.44 2010-11-26
1492 GLG Partners Hong Kong Limited 4 3 7 42.86 2010-11-30
1493 Morgan Stanley Hong Kong Securities Limited 15 347 362 95.86 2010-11-30
1494 ROTH Capital Partners (Hong Kong) Limited 2 0 2 0.00 2010-11-30
1495 HuaAn Asset Management (Hong Kong) Limited 2 3 5 60.00 2010-12-01
1496 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1497 Ping An of China Capital (Hong Kong) Company Limited 3 0 3 0.00 2010-12-07
1498 Gong Ping Securities Limited 2 9 11 81.82 2010-12-08
1499 BOCHK Asset Management Limited 4 6 10 60.00 2010-12-15
1500 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1501 Metaverse Securities Limited (HK) 4 1 5 20.00 2010-12-17
1502 T. Rowe Price Hong Kong Limited 4 36 40 90.00 2010-12-21
1503 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1504 MUFG Securities Asia Limited 9 43 52 82.69 2010-12-31
1505 BHI Investment Advisors (Asia) Limited (d2017-03-13) 4 1 5 20.00 2011-01-04
1506 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 16 22 72.73 2011-01-04
1507 Ruisen Port Securities Limited 2 5 7 71.43 2011-01-05
1508 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1509 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1510 CASH Wealth Management Limited 5 20 25 80.00 2011-01-17
1511 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
1512 TIANDA SECURITIES LIMITED 2 11 13 84.62 2011-01-18
1513 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
1514 JS SECURITIES LIMITED (HK) 2 11 13 84.62 2011-01-20
1515 ZMF Asset Management Limited 2 17 19 89.47 2011-01-21
1516 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
1517 Hillhouse Investment Management Limited 2 2 4 50.00 2011-01-24
1518 FWD Financial Planning Limited (HK) 4 69 73 94.52 2011-01-25
1519 Rockhampton Management Limited 4 6 10 60.00 2011-01-26
1520 China Enterprise Securities Company Limited 2 2 4 50.00 2011-01-27
1521 Shinhan Asset Management (Hong Kong) Limited 3 0 3 0.00 2011-01-27
1522 Marex Hong Kong Limited 3 10 13 76.92 2011-01-28
1523 PEGASUS FUND MANAGERS LIMITED 2 17 19 89.47 2011-01-28
1524 CPIC Investment Management (H.K.) Company Limited 2 1 3 33.33 2011-02-07
1525 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1526 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
1527 Azentus Capital Management Limited 6 8 14 57.14 2011-02-21
1528 CHINA TIMES SECURITIES LIMITED 2 0 2 0.00 2011-02-21
1529 Paulson Asia Limited 2 2 4 50.00 2011-02-21
1530 PLATINUM BROKING COMPANY LIMITED 3 5 8 62.50 2011-02-21
1531 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1532 ORIENT FUTURES (HONG KONG) LIMITED 3 17 20 85.00 2011-02-28
1533 SILVERHORN INVESTMENT ADVISORS LIMITED 2 5 7 71.43 2011-02-28
1534 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1535 Evercore Asia Limited 4 10 14 71.43 2011-03-04
1536 HSBC SECURITIES BROKERS (ASIA) LIMITED 6 91 97 93.81 2011-03-04
1537 Open Asset Management Limited 4 3 7 42.86 2011-03-08
1538 TRADING CENTRAL ASIA LIMITED 2 0 2 0.00 2011-03-08
1539 Zhongrong International Futures Co., Limited 4 4 8 50.00 2011-03-10
1540 BMI Securities Limited 2 4 6 66.67 2011-03-14
1541 Huarong International Asset Management Limited 2 1 3 33.33 2011-03-14
1542 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1543 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1544 ABCI CAPITAL LIMITED 4 18 22 81.82 2011-03-17
1545 GSI FINANCE GROUP LIMITED 2 4 6 66.67 2011-03-18
1546 Kima Capital Management Limited 2 2 4 50.00 2011-03-24
1547 MIB FUTURES (HONG KONG) LIMITED 4 46 50 92.00 2011-03-25
1548 POMONA CAPITAL ASIA LIMITED 3 0 3 0.00 2011-03-25
1549 LT Securities Limited 3 2 5 40.00 2011-04-01
1550 SUN SECURITIES LIMITED 4 9 13 69.23 2011-04-01
1551 Leonteq Securities (Hong Kong) Limited 2 8 10 80.00 2011-04-07
1552 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
1553 YUE XIU ASSET MANAGEMENT LIMITED 3 1 4 25.00 2011-04-12
1554 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1555 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 4 6 10 60.00 2011-04-14
1556 Springs Capital (Hong Kong) Limited 2 0 2 0.00 2011-04-14
1557 EQT Partners Asia Limited 4 8 12 66.67 2011-04-15
1558 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 5 28 33 84.85 2011-04-26
1559 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 4 6 66.67 2011-04-28
1560 Canaccord Genuity (Hong Kong) Limited 3 1 4 25.00 2011-05-04
1561 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1562 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1563 RAYS Capital Partners Limited 3 5 8 62.50 2011-05-19
1564 Owl Creek Hong Kong Limited 3 0 3 0.00 2011-05-20
1565 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1566 Capital Instinct Limited 2 0 2 0.00 2011-05-25
1567 CICC US Securities (Hong Kong) Limited 2 3 5 60.00 2011-05-25
1568 Complus Asset Management Limited 2 3 5 60.00 2011-05-25
1569 A.M. BEST ASIA-PACIFIC LIMITED 3 11 14 78.57 2011-06-01
1570 CTRISKS RATING LIMITED 2 3 5 60.00 2011-06-01
1571 FITCH (HONG KONG) LIMITED 6 69 75 92.00 2011-06-01
1572 Ginger Capital Advisory Limited 2 4 6 66.67 2011-06-01
1573 Moody's Investors Service Hong Kong Limited 3 71 74 95.95 2011-06-01
1574 Octal Capital Limited 3 5 8 62.50 2011-06-01
1575 S&P Global Ratings Hong Kong Limited 6 21 27 77.78 2011-06-01
1576 FULBRIGHT CAPITAL LIMITED 3 3 6 50.00 2011-06-14
1577 SHENG YUAN ASSET MANAGEMENT LIMITED 2 2 4 50.00 2011-06-14
1578 PCA Investments Hong Kong, Limited 3 5 8 62.50 2011-06-16
1579 ASIA MEZZANINE CAPITAL ADVISERS LIMITED 2 2 4 50.00 2011-06-17
1580 NEW SPRING CAPITAL LIMITED 3 4 7 57.14 2011-06-17
1581 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 2 0 2 0.00 2011-06-24
1582 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 1 3 33.33 2011-06-27
1583 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1584 South West Capital Limited (d2013-12-11) 3 2 5 40.00 2011-06-30
1585 VTB Capital Hong Kong Limited 4 5 9 55.56 2011-06-30
1586 UBS SECURITIES HONG KONG LIMITED 18 346 364 95.05 2011-07-06
1587 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1588 Campbell Lutyens Asia Pacific Limited 2 3 5 60.00 2011-07-08
1589 Partner Fund Management (Asia), Limited 1 0 1 0.00 2011-07-08
1590 Oreana Financial Services Limited 3 12 15 80.00 2011-07-12
1591 Amber Hill Asset Management Limited 4 0 4 0.00 2011-07-13
1592 CIFM Asset Management (Hong Kong) Limited 3 1 4 25.00 2011-07-20
1593 Snow Lake Capital (HK) Limited 2 1 3 33.33 2011-07-21
1594 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1595 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1596 Black Dragon Asset Management Limited 2 0 2 0.00 2011-07-27
1597 KINGKEY SECURITIES GROUP LIMITED 2 2 4 50.00 2011-07-27
1598 Cornucopiae Asset Management Limited 2 0 2 0.00 2011-08-02
1599 Enhanced Securities Limited 3 0 3 0.00 2011-08-02
1600 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 4 6 66.67 2011-08-03
1601 Partners Capital Asia Limited 2 0 2 0.00 2011-08-04
1602 ADS Securities Hong Kong Limited 2 1 3 33.33 2011-08-09
1603 Tempo Asset Management (Hong Kong) Co., Limited 2 1 3 33.33 2011-08-12
1604 Principal Investment & Retirement Services Limited 4 8 12 66.67 2011-08-17
1605 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1606 Harbert Asian Fund Advisors, Limited 2 0 2 0.00 2011-08-24
1607 Dymon Asia Capital (HK) Limited 3 0 3 0.00 2011-08-31
1608 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1609 King Wai Asset Management Company Limited 3 1 4 25.00 2011-09-05
1610 Northern Trust Company of Hong Kong Limited (The) 6 31 37 83.78 2011-09-05
1611 Sylebra Capital Limited 2 0 2 0.00 2011-09-06
1612 SCOTIATRUST (ASIA) LIMITED 4 1 5 20.00 2011-09-07
1613 Argonaut Securities (Asia) Limited 5 7 12 58.33 2011-09-08
1614 GF International Investment Management Limited 4 1 5 20.00 2011-09-08
1615 China Galaxy International Securities (Hong Kong) Co., Limited 9 68 77 88.31 2011-09-12
1616 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1617 Select Investment Services Limited (HK) 2 1 3 33.33 2011-09-16
1618 PRIME COURAGE SECURITIES COMPANY LIMITED 2 3 5 60.00 2011-09-19
1619 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1620 Sanford C. Bernstein (Hong Kong) Limited 6 33 39 84.62 2011-09-28
1621 CENTALINE SECURITIES LIMITED 4 57 61 93.44 2011-10-07
1622 Otkcab Limited 2 0 2 0.00 2011-10-07
1623 UBS SDIC Asset Management (Hong Kong) Company Limited 2 4 6 66.67 2011-10-11
1624 MAGIC COMPASS SECURITIES LIMITED 3 2 5 40.00 2011-10-12
1625 NAN FUNG INVESTMENT ADVISER LIMITED 2 0 2 0.00 2011-10-19
1626 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
1627 Stifel Hong Kong Limited 2 3 5 60.00 2011-10-20
1628 JNL Investments Limited (HK) 2 1 3 33.33 2011-10-21
1629 China Angel Fund Management (HK) Company Limited 4 0 4 0.00 2011-10-24
1630 HGNH International Asset Management Co., Limited 2 2 4 50.00 2011-10-24
1631 TC CAPITAL MANAGEMENT LIMITED (HK) 2 2 4 50.00 2011-10-24
1632 Azurewing Limited (HK) 2 0 2 0.00 2011-10-25
1633 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
1634 First Reserve Asia Limited 2 2 4 50.00 2011-10-28
1635 KTF CAPITAL MANAGEMENT LIMITED 2 5 7 71.43 2011-10-31
1636 CHARLESWIN BULLION LIMITED 3 4 7 57.14 2011-11-07
1637 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1638 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1639 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 5 4 9 44.44 2011-11-15
1640 STJ Advisors (Asia) Limited 2 0 2 0.00 2011-11-17
1641 ICBC Credit Suisse Asset Management (International) Company Limited 3 3 6 50.00 2011-11-18
1642 Gong Ping Futures Limited 2 8 10 80.00 2011-11-22
1643 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1644 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 12 14 85.71 2011-11-25
1645 Brilliant Norton Securities Company Limited 3 3 6 50.00 2011-12-01
1646 New Vision Asset Management Limited 3 1 4 25.00 2011-12-01
1647 LUK FOOK FUTURES (HK) LIMITED 6 33 39 84.62 2011-12-05
1648 SHENG YUAN CAPITAL (HONG KONG) LIMITED 3 0 3 0.00 2011-12-05
1649 Ant Global Partners (HK) Limited 2 0 2 0.00 2011-12-06
1650 HGNH International Financial Corporation Limited 2 0 2 0.00 2011-12-09
1651 Volant Trading Hong Kong Limited 3 0 3 0.00 2011-12-09
1652 BlueBay Hong Kong Limited 2 0 2 0.00 2011-12-13
1653 Changjiang Securities Brokerage (HK) Limited 2 17 19 89.47 2011-12-13
1654 Poplar Asset Management Limited 2 1 3 33.33 2011-12-13
1655 China Galaxy International Futures (Hong Kong) Co., Limited 3 44 47 93.62 2011-12-14
1656 Changjiang Asset Management (HK) Limited 2 5 7 71.43 2011-12-16
1657 JW Capital Limited (HK) 3 1 4 25.00 2011-12-19
1658 SoFi Securities (Hong Kong) Limited 2 4 6 66.67 2011-12-22
1659 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1660 DELTA ASIA SECURITIES LIMITED 4 27 31 87.10 2011-12-23
1661 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1662 Veritas Asset Management (Asia) Limited 3 0 3 0.00 2011-12-29
1663 FACTORIAL MANAGEMENT LIMITED 3 0 3 0.00 2011-12-30
1664 NOAH HOLDINGS (HONG KONG) LIMITED 3 2 5 40.00 2012-01-04
1665 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 12 16 75.00 2012-01-06
1666 ENHANCED INVESTMENT PRODUCTS LIMITED 4 7 11 63.64 2012-01-06
1667 Bauhinia Capital Partners Limited 2 1 3 33.33 2012-01-09
1668 PIPER JAFFRAY ASIA SECURITIES LIMITED 1 1 2 50.00 2012-01-11
1669 Soochow Securities International Asset Management Limited 2 1 3 33.33 2012-01-12
1670 Soochow Securities International Brokerage Limited 4 16 20 80.00 2012-01-12
1671 LONGRUN FINANCIAL GROUP LIMITED 2 3 5 60.00 2012-01-17
1672 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1673 SK Securities Hong Kong Limited 4 0 4 0.00 2012-01-20
1674 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1675 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
1676 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
1677 Sinofortune Securities Limited 7 7 14 50.00 2012-02-03
1678 Vanguard Investments Hong Kong Limited 3 7 10 70.00 2012-02-07
1679 EIG Global Energy (Asia) Limited 4 0 4 0.00 2012-02-08
1680 Wuzhu Asia Partners Limited 2 1 3 33.33 2012-02-09
1681 Changjiang Futures (HK) Limited 2 8 10 80.00 2012-02-13
1682 Dayton Way Financial (HK) Limited 3 0 3 0.00 2012-02-14
1683 St. James's Place (Hong Kong) Limited 2 17 19 89.47 2012-02-14
1684 Octuple (Hong Kong) Limited 2 0 2 0.00 2012-02-16
1685 DAEWOO SECURITIES (HONG KONG) LIMITED 6 20 26 76.92 2012-02-17
1686 RAYLIANT ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-02-20
1687 Grey Investment Limited 2 1 3 33.33 2012-02-21
1688 CMB WING LUNG ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-02-22
1689 Conning Asia Pacific Limited 2 7 9 77.78 2012-02-24
1690 YUANTA FUTURES (HK) CO., LIMITED 3 1 4 25.00 2012-02-24
1691 HONG INVESTMENT ADVISORS LIMITED 2 2 4 50.00 2012-02-29
1692 J Capital Research Limited 3 1 4 25.00 2012-03-01
1693 Goldstream Capital Management Limited 2 0 2 0.00 2012-03-02
1694 SMART ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00 2012-03-02
1695 Bradesco Securities Hong Kong Limited 3 2 5 40.00 2012-03-05
1696 SINO WEALTH SECURITIES LIMITED 2 3 5 60.00 2012-03-05
1697 TPG Capital, Limited 2 4 6 66.67 2012-03-07
1698 Hongkong Bay Asset Management Limited 3 2 5 40.00 2012-03-08
1699 NewQuest Capital Advisors (HK) Limited 2 6 8 75.00 2012-03-08
1700 HSBC Corporate Finance (Hong Kong) Limited 7 129 136 94.85 2012-03-09
1701 Merdeka Investment Management Limited 2 2 4 50.00 2012-03-09
1702 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1703 Tung Shing Securities (Brokers) Limited 9 205 214 95.79 2012-03-15
1704 Tybourne Capital Management (HK) Limited 4 2 6 33.33 2012-03-15
1705 KARST PEAK CAPITAL LIMITED 3 1 4 25.00 2012-03-16
1706 Athos Capital Limited 2 1 3 33.33 2012-03-20
1707 Cloud Investment Group HK Limited 3 1 4 25.00 2012-03-21
1708 FULBRIGHT ASSET MANAGEMENT LIMITED 2 5 7 71.43 2012-03-22
1709 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
1710 SEEKERS ADVISORS H.K. LIMITED 3 5 8 62.50 2012-03-23
1711 Veco Invest (Asia) Limited 2 1 3 33.33 2012-03-23
1712 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1713 MVision Private Equity Advisers Asia Limited 2 2 4 50.00 2012-03-29
1714 BFAM Partners (Hong Kong) Limited 3 5 8 62.50 2012-03-30
1715 GOLDEN MOUNTAIN FINANCIAL LIMITED 3 5 8 62.50 2012-03-30
1716 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 23 25 92.00 2012-03-30
1717 Rui Da International Finance Holding Limited 2 1 3 33.33 2012-03-30
1718 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
1719 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
1720 TENGARD FUND MANAGEMENT LIMITED 3 10 13 76.92 2012-04-03
1721 Ascalon Capital Limited 2 1 3 33.33 2012-04-11
1722 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1723 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-04-11
1724 IIFL Private Wealth Hong Kong Limited 2 0 2 0.00 2012-04-13
1725 China Vered Asset Management (Hong Kong) Limited 2 0 2 0.00 2012-04-17
1726 Expedition Advisors Limited 2 2 4 50.00 2012-04-17
1727 Whitestone Securities Limited 1 0 1 0.00 2012-04-17
1728 DST Investment Management Limited 3 1 4 25.00 2012-04-23
1729 SINOPAC SECURITIES (ASIA) LIMITED 12 74 86 86.05 2012-04-23
1730 Golden Jade Asset Management Limited 2 0 2 0.00 2012-04-26
1731 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-04-27
1732 Aegon Asset Management (Asia) Limited 3 0 3 0.00 2012-04-30
1733 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 2 4 50.00 2012-04-30
1734 Grand China Securities Limited 2 10 12 83.33 2012-05-03
1735 UCF Asset Management (HK) Limited 3 1 4 25.00 2012-05-04
1736 Capula Investment Management Asia Limited 2 2 4 50.00 2012-05-11
1737 KCG Hong Kong Limited 3 1 4 25.00 2012-05-14
1738 Anbang Asset Management (Hong Kong) Co. Limited 2 0 2 0.00 2012-05-15
1739 China Orient International Asset Management Limited 2 4 6 66.67 2012-05-15
1740 FUBON SECURITIES (HONG KONG) LIMITED 3 4 7 57.14 2012-05-18
1741 Genting Securities Limited 2 1 3 33.33 2012-05-18
1742 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 4 7 57.14 2012-05-21
1743 MIB SECURITIES (HONG KONG) LIMITED 12 91 103 88.35 2012-05-21
1744 FPCG (HONG KONG) LIMITED 2 0 2 0.00 2012-05-22
1745 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1746 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-05-25
1747 AVALOK CAPITAL LIMITED 2 0 2 0.00 2012-05-31
1748 Mesirow Financial Hong Kong, Limited 3 0 3 0.00 2012-06-05
1749 FX ONE LIMITED 3 5 8 62.50 2012-06-14
1750 Taconic Capital Advisors (Hong Kong) Limited 2 2 4 50.00 2012-06-18
1751 Clairvoyance Capital Advisors (HK) Limited 1 0 1 0.00 2012-06-21
1752 Triada Capital Limited (HK) 2 0 2 0.00 2012-06-21
1753 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 4 3 7 42.86 2012-06-22
1754 GMO-Z.com Forex HK Limited 3 10 13 76.92 2012-06-22
1755 BOCOM MPF & Financial Services Company Limited 5 20 25 80.00 2012-06-25
1756 LUK FOOK SECURITIES (HK) LIMITED 7 69 76 90.79 2012-06-25
1757 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 3 6 50.00 2012-06-28
1758 Changjiang Corporate Finance (HK) Limited 2 1 3 33.33 2012-06-29
1759 Holly International Financial Holdings Limited 2 0 2 0.00 2012-06-29
1760 HIGHISLAND CAPITAL PARTNERS LIMITED 2 2 4 50.00 2012-07-04
1761 RaffAello Capital Limited 4 1 5 20.00 2012-07-05
1762 Asiya Investments Hong Kong Limited 4 10 14 71.43 2012-07-06
1763 Red Gate Asset Management Company Limited 2 0 2 0.00 2012-07-11
1764 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1765 Amasse Capital Limited 3 0 3 0.00 2012-07-13
1766 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 7 10 70.00 2012-07-13
1767 LMR Partners Limited 2 0 2 0.00 2012-07-17
1768 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1769 SMBC Nikko Securities (Hong Kong) Limited 9 22 31 70.97 2012-07-20
1770 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1771 BEAR BRIGHT LIMITED 2 2 4 50.00 2012-07-26
1772 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1773 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 5 9 55.56 2012-08-01
1774 ETF Securities (HK) Limited 3 1 4 25.00 2012-08-02
1775 F.E. Corporate Finance Advisory Limited 2 1 3 33.33 2012-08-03
1776 PARAMETRICA MANAGEMENT LIMITED 3 0 3 0.00 2012-08-03
1777 Vantage New Generation Securities Limited 2 1 3 33.33 2012-08-03
1778 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1779 Alphamax Asset Management (HK) Limited 2 1 3 33.33 2012-08-06
1780 Greater China Asset Management (HK) Limited (b2011-10-21) 2 0 2 0.00 2012-08-06
1781 TRINITY SECURITIES CO. LIMITED 2 0 2 0.00 2012-08-08
1782 China Everbright Global Investment Advisors Company Limited 2 3 5 60.00 2012-08-09
1783 CSPI Credit Ratings Company Limited 2 3 5 60.00 2012-08-10
1784 Beevest Fortune Asset Management Limited 3 2 5 40.00 2012-08-15
1785 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1786 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
1787 CONVOY CAPITAL HONG KONG LIMITED 2 3 5 60.00 2012-08-23
1788 Soochow Securities International Futures Limited 2 11 13 84.62 2012-08-27
1789 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-08-31
1790 Hodes Weill Asia Limited 3 0 3 0.00 2012-08-31
1791 DL SECURITIES (HK) LIMITED 3 6 9 66.67 2012-09-04
1792 Maso Capital Partners Limited 2 3 5 60.00 2012-09-06
1793 Arta Corporate Advisory Limited 2 0 2 0.00 2012-09-11
1794 Ariose Capital Management Limited 2 0 2 0.00 2012-09-12
1795 UBS Asset Management (Hong Kong) Limited 6 45 51 88.24 2012-09-12
1796 PINESTONE SECURITIES LIMITED 2 0 2 0.00 2012-09-13
1797 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1798 BCCF SECURITIES CO., LIMITED 3 0 3 0.00 2012-09-17
1799 Glory Sun Securities Limited 6 27 33 81.82 2012-09-18
1800 Planetree Asset Management Limited (HK) 2 2 4 50.00 2012-09-20
1801 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 0 4 0.00 2012-09-24
1802 ExaByte Capital Management (HK) Limited 2 0 2 0.00 2012-09-25
1803 Tristar Capital Advisors Limited 2 0 2 0.00 2012-09-26
1804 Commerz Securities Hong Kong Limited 1 2 3 66.67 2012-09-27
1805 Polen Capital HK Limited 4 20 24 83.33 2012-09-28
1806 Futu Securities International (HONG KONG) Limited 2 1 3 33.33 2012-10-04
1807 Well Link International Securities Limited 3 12 15 80.00 2012-10-04
1808 Scottrade (Hong Kong) Limited 2 0 2 0.00 2012-10-11
1809 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1810 Topaz Financial Group Limited 2 3 5 60.00 2012-10-12
1811 CITY CREDIT CAPITAL (HK) LIMITED 3 8 11 72.73 2012-10-16
1812 Natixis Investment Managers Hong Kong Limited 2 0 2 0.00 2012-10-16
1813 Isola Capital Asset Management Limited 2 0 2 0.00 2012-10-17
1814 ABCI ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-10-18
1815 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1816 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
1817 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1818 China Renaissance Securities (Hong Kong) Limited 4 4 8 50.00 2012-10-24
1819 TCW ASIA LIMITED 3 0 3 0.00 2012-10-25
1820 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1821 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1822 Pathway Capital Management (HK) Limited 2 0 2 0.00 2012-11-01
1823 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1824 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2012-11-13
1825 Austin Asia Securities Limited 2 0 2 0.00 2012-11-14
1826 Quinton Investments Limited (HK) 4 0 4 0.00 2012-11-15
1827 3W Fund Management Limited 2 0 2 0.00 2012-11-16
1828 ANZ Securities (HK) Limited 4 0 4 0.00 2012-11-19
1829 Heitman International Real Estate Securities HK Limited 2 0 2 0.00 2012-11-20
1830 HWABAO WP ASSET MANAGEMENT (HONG KONG) CO., LIMITED 4 0 4 0.00 2012-11-20
1831 Top Ace Asset Management Limited 2 0 2 0.00 2012-11-20
1832 Mirae Asset Capital (China) Limited 4 2 6 33.33 2012-11-29
1833 GUODU FUTURES (HONG KONG) LIMITED 2 2 4 50.00 2012-12-04
1834 Heitman HK Limited 2 0 2 0.00 2012-12-05
1835 HALCYON CAPITAL LIMITED (HK) 2 0 2 0.00 2012-12-06
1836 LFM Global Investment (Hong Kong) Company, Limited 2 0 2 0.00 2012-12-06
1837 Prive Financial Limited 2 0 2 0.00 2012-12-06
1838 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1839 CLC International Limited 2 5 7 71.43 2012-12-07
1840 ZHONGTAI INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2012-12-07
1841 LT Finance Management Limited 3 0 3 0.00 2012-12-10
1842 MESSIS CAPITAL LIMITED 5 5 10 50.00 2012-12-11
1843 T & F Equities Limited 2 0 2 0.00 2012-12-11
1844 Tor Investment Management (Hong Kong) Limited 3 0 3 0.00 2012-12-12
1845 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
1846 Standard Chartered Securities (Hong Kong) Limited 14 83 97 85.57 2012-12-17
1847 AIDYIA LIMITED 3 0 3 0.00 2012-12-20
1847 Average 3.48 20.11 23.59 85.24

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