SFC licensees per firm

In an activity at a firm, a licensee is either a Responsible Officer (RO) or a Representative (Rep). When Activity is set to "All", a person who holds both roles (in different activities) is treated as an RO. "Reps v total" is a measure of how bottom-heavy a firm is, because the ROs supervise the Reps. We query the SFC database and update the tables regularly. Licensees are not necessarily full-time employees and may be licensed to more than 1 firm. We do not track the SFC-registered Executive Officers of HKMA-regulated banks, because the HKMA and SFC do not publish any past positions of these people or their appointment dates in their current positions. So there's no level playing field between banks and SFC-licensed firms.

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Row Name ROs Reps Total Reps v
total %		 Licensed
1 GOLDMAN SACHS (ASIA) L.L.C. 56 813 869 93.56
2 Morgan Stanley Asia Limited 39 912 951 95.90 2006-04-07
3 Merrill Lynch (Asia Pacific) Limited 37 514 551 93.28
4 Merrill Lynch Far East Limited 34 434 468 92.74 2010-08-20
5 Credit Suisse (Hong Kong) Limited 33 419 452 92.70 2008-11-04
6 SG SECURITIES (HK) LIMITED 31 194 225 86.22 2003-12-16
7 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 30 302 332 90.96 2008-08-20
8 CHINA MERCHANTS SECURITIES (HK) CO., LIMITED 27 164 191 85.86 2005-02-15
9 DEUTSCHE SECURITIES ASIA LIMITED 27 237 264 89.77 2004-01-08
10 Manulife Investment Management (Hong Kong) Limited 25 291 316 92.09
11 Citigroup Global Markets Asia Limited 23 608 631 96.35 2008-03-31
12 BARCLAYS CAPITAL ASIA LIMITED 21 269 290 92.76 2005-01-12
13 J.P. MORGAN BROKING (HONG KONG) LIMITED 21 145 166 87.35 2003-12-02
14 MACQUARIE CAPITAL LIMITED 21 223 244 91.39 2013-07-09
15 UBS SECURITIES HONG KONG LIMITED 21 330 351 94.02 2011-07-06
16 BOCI SECURITIES LIMITED 20 417 437 95.42 2004-03-01
17 Jefferies Hong Kong Limited 20 170 190 89.47 2010-01-04
18 CCB INTERNATIONAL SECURITIES LIMITED 18 56 74 75.68 2005-08-19
19 CGS International Securities Hong Kong Limited 18 93 111 83.78
20 GOLDMAN SACHS FUTURES (ASIA) LIMITED 18 369 387 95.35
21 MIZUHO SECURITIES ASIA LIMITED 18 120 138 86.96 2007-02-26
22 OnePlatform Asset Management Limited 18 1132 1150 98.43 2007-07-04
23 CCB INTERNATIONAL ASSET MANAGEMENT LIMITED 17 59 76 77.63 2005-11-29
24 Standard Chartered Securities (Hong Kong) Limited 17 107 124 86.29 2012-12-17
25 Daiwa Capital Markets Hong Kong Limited 16 137 153 89.54 2007-10-05
26 ICBC INTERNATIONAL SECURITIES LIMITED 16 33 49 67.35 2008-11-14
27 CHINA EVERBRIGHT SECURITIES (HK) LIMITED 15 108 123 87.80
28 CLSA LIMITED 15 270 285 94.74 2013-07-09
29 HAITONG INTERNATIONAL SECURITIES COMPANY LIMITED 15 378 393 96.18 2003-09-30
30 HUATAI FINANCIAL HOLDINGS (HONG KONG) LIMITED 15 65 80 81.25 2007-04-04
31 KINGSWAY FINANCIAL SERVICES GROUP LIMITED 15 53 68 77.94 2004-05-31
32 Morgan Stanley Hong Kong Securities Limited 15 342 357 95.80 2010-11-30
33 NOMURA INTERNATIONAL (HONG KONG) LIMITED 15 465 480 96.88
34 CITIC Securities Brokerage (HK) Limited 14 238 252 94.44
35 Everbright Securities Investment Services (HK) Limited 14 434 448 96.88
36 KGI ASIA LIMITED 14 682 696 97.99
37 BNP PARIBAS SECURITIES (ASIA) LIMITED 13 253 266 95.11 2009-10-15
38 GOLDMAN SACHS (ASIA) SECURITIES LIMITED 13 84 97 86.60 2013-07-11
39 J.P. MORGAN SECURITIES (FAR EAST) LIMITED 13 156 169 92.31
40 Quam Securities Limited 13 242 255 94.90 2004-10-15
41 UBS SECURITIES ASIA LIMITED 13 462 475 97.26
42 Yuanta Securities (Hong Kong) Company Limited 13 120 133 90.23 2006-07-08
43 BOCI ASIA LIMITED 12 87 99 87.88
44 BOCOM International Securities Limited 12 228 240 95.00 2007-09-10
45 CCB INTERNATIONAL CAPITAL LIMITED 12 74 86 86.05 2004-05-27
46 China Galaxy International Securities (Hong Kong) Co., Limited 12 135 147 91.84 2011-09-12
47 GF Securities (Hong Kong) Brokerage Limited 12 108 120 90.00 2007-01-31
48 ICBC INTERNATIONAL CAPITAL LIMITED 12 44 56 78.57 2008-05-27
49 MIB SECURITIES (HONG KONG) LIMITED 12 94 106 88.68 2012-05-21
50 Nerico Brothers Limited (HK) 12 90 102 88.24 2004-11-30
51 Yunfeng Financial Markets Limited 12 27 39 69.23
52 FIL Investment Management (Hong Kong) Limited 11 183 194 94.33
53 JPMorgan Asset Management (Asia Pacific) Limited 11 104 115 90.43 2006-02-16
54 KGI SECURITIES (HONG KONG) LIMITED 11 36 47 76.60
55 SHENWAN HONGYUAN SECURITIES (H.K.) LIMITED 11 235 246 95.53
56 SINOPAC SECURITIES (ASIA) LIMITED 11 74 85 87.06 2012-04-23
57 ABCI Securities Company Limited 10 53 63 84.13 2005-11-15
58 AMPLE CAPITAL LIMITED 10 19 29 65.52 2007-01-02
59 Credit Suisse Securities (Hong Kong) Limited 10 101 111 90.99 2013-07-30
60 HSBC Global Asset Management (Hong Kong) Limited 10 102 112 91.07 2006-03-29
61 HSBC INVESTMENT FUNDS (HONG KONG) LIMITED 10 75 85 88.24 2005-06-06
62 KGI FUTURES (HONG KONG) LIMITED 10 434 444 97.75
63 Lion Global Financial Limited 10 30 40 75.00 2008-10-10
64 Macquarie Corporate (Hong Kong) Limited 10 79 89 88.76
65 Northern Trust Company of Hong Kong Limited (The) 10 24 34 70.59 2011-09-05
66 SINOLINK SECURITIES (HONG KONG) COMPANY LIMITED 10 17 27 62.96 2008-02-21
67 UBS Asset Management (Hong Kong) Limited 10 50 60 83.33 2012-09-12
68 Wellington Management Hong Kong Limited (b2003-01-02) 10 34 44 77.27 2003-09-18
69 BARING ASSET MANAGEMENT (ASIA) LIMITED 9 20 29 68.97 2003-08-29
70 BlackRock Asset Management North Asia Limited 9 161 170 94.71 2003-12-16
71 EMPEROR SECURITIES LIMITED (HK) 9 163 172 94.77
72 Fidelity Management & Research (Hong Kong) Limited 9 46 55 83.64 2008-09-04
73 GUOTAI JUNAN SECURITIES (HONG KONG) LIMITED 9 159 168 94.64
74 HAITONG INTERNATIONAL CAPITAL LIMITED 9 22 31 70.97
75 HSBC BROKING SECURITIES (ASIA) LIMITED 9 109 118 92.37
76 HSBC BROKING SECURITIES (HONG KONG) LIMITED 9 14 23 60.87
77 HSBC Corporate Finance (Hong Kong) Limited 9 146 155 94.19 2012-03-09
78 JPMorgan Funds (Asia) Limited 9 101 110 91.82
79 Pictet Asset Management (Hong Kong) Limited 9 13 22 59.09 2006-10-26
80 PRESIDENT SECURITIES (HONG KONG) LIMITED 9 19 28 67.86 2007-06-20
81 RHB SECURITIES HONG KONG LIMITED 9 92 101 91.09 2006-11-17
82 SHENWAN HONGYUAN FUTURES (H.K.) LIMITED 9 167 176 94.89
83 SMBC Nikko Securities (Hong Kong) Limited 9 25 34 73.53 2012-07-20
84 Somerley Capital Limited 9 12 21 57.14 2013-10-02
85 Tung Shing Securities (Brokers) Limited 9 194 203 95.57 2012-03-15
86 BOCI-PRUDENTIAL ASSET MANAGEMENT LIMITED 8 113 121 93.39 2007-07-04
87 CES Capital International (Hong Kong) Co., Limited 8 8 16 50.00 2008-03-20
88 CHINA EVERBRIGHT FOREX & FUTURES (HK) LIMITED 8 80 88 90.91 2003-10-31
89 China Securities (International) Corporate Finance Company Limited 8 19 27 70.37 2013-04-08
90 CORE PACIFIC - YAMAICHI INTERNATIONAL (H.K.) LIMITED 8 192 200 96.00
91 CSI Corporate Finance (HK) Limited 8 37 45 82.22 2007-08-01
92 FIRST SHANGHAI SECURITIES LIMITED 8 61 69 88.41
93 Fosun International Securities Limited 8 16 24 66.67 2008-06-23
94 Huarong International Securities Limited 8 42 50 84.00 2004-10-25
95 KGI CAPITAL ASIA LIMITED 8 8 16 50.00
96 MUFG Securities Asia Limited 8 56 64 87.50 2010-12-31
97 Quam Capital Limited (b1994-08-04) 8 17 25 68.00
98 Sumitomo Mitsui Trust (Hong Kong) Limited 8 12 20 60.00 2014-01-07
99 T.F.S. Derivatives HK Limited 8 35 43 81.40 2009-04-03
100 ABCI CAPITAL LIMITED 7 20 27 74.07 2011-03-17
101 BLACKSTONE GROUP (HK) LIMITED (THE) 7 63 70 90.00 2008-10-14
102 Canaccord Genuity (Hong Kong) Limited 7 7 14 50.00 2011-05-04
103 CHIEF SECURITIES LIMITED 7 146 153 95.42 2006-04-20
104 CHINA EVERBRIGHT CAPITAL LIMITED 7 19 26 73.08 2005-05-09
105 CHINA MERCHANTS FUTURES (HK) CO., LIMITED 7 68 75 90.67
106 China Renaissance Securities (Hong Kong) Limited 7 13 20 65.00 2012-10-24
107 CITIC Securities Futures (HK) Limited 7 117 124 94.35
108 CORE PACIFIC-YAMAICHI SECURITIES (H.K.) LIMITED 7 188 195 96.41
109 DAEWOO SECURITIES (HONG KONG) LIMITED 7 17 24 70.83 2012-02-17
110 E FUND MANAGEMENT (HONG KONG) CO., LIMITED 7 17 24 70.83 2009-01-02
111 FULBRIGHT SECURITIES LIMITED 7 233 240 97.08 2010-05-18
112 Glory Sun Securities Limited 7 23 30 76.67 2012-09-18
113 Guosen Securities (HK) Brokerage Company, Limited 7 58 65 89.23 2010-02-26
114 GUOTAI JUNAN CAPITAL LIMITED 7 32 39 82.05
115 HAITONG INTERNATIONAL FUTURES LIMITED 7 282 289 97.58
116 HANG SENG INVESTMENT MANAGEMENT LIMITED 7 42 49 85.71
117 HSBC Global Asset Management Holdings (Bahamas) Limited 7 14 21 66.67
118 KGI WEALTH MANAGEMENT LIMITED (d2017-10-03) 7 49 56 87.50
119 KINGSTON SECURITIES LIMITED 7 64 71 90.14
120 KINGSWAY CAPITAL LIMITED 7 11 18 61.11 2008-08-14
121 MIRAE ASSET GLOBAL INVESTMENTS (HONG KONG) LIMITED 7 21 28 75.00 2005-07-05
122 PRICEWATERHOUSECOOPERS CORPORATE FINANCE LIMITED 7 11 18 61.11
123 Rifa Securities Limited 7 24 31 77.42
124 Sanford C. Bernstein (Hong Kong) Limited 7 45 52 86.54 2011-09-28
125 SCHRODER INVESTMENT MANAGEMENT (HONG KONG) LIMITED 7 74 81 91.36
126 SHENWAN HONGYUAN ASSET MANAGEMENT (ASIA) LIMITED 7 8 15 53.33
127 Templewater Hong Kong Limited 7 12 19 63.16
128 TT INTERNATIONAL (HONG KONG) LIMITED 7 8 15 53.33 2004-06-04
129 abrdn Hong Kong Limited 6 10 16 62.50
130 AIF Securities Limited 6 7 13 53.85 2004-11-02
131 Amundi Hong Kong Limited 6 33 39 84.62
132 Asia Pacific Securities Limited 6 6 12 50.00 2012-02-03
133 Astrum Capital Management Limited (HK) 6 11 17 64.71 2005-07-08
134 AXA Investment Managers Asia Limited 6 18 24 75.00 2005-07-21
135 AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED 6 19 25 76.00
136 BNP PARIBAS ASSET MANAGEMENT ASIA LIMITED 6 44 50 88.00
137 BNP PARIBAS CAPITAL (ASIA PACIFIC) LIMITED 6 33 39 84.62
138 BNP PARIBAS DEALING SERVICES ASIA LIMITED 6 2 8 25.00 2010-11-03
139 BOCOM International (Asia) Limited 6 31 37 83.78 2007-09-21
140 BROWN BROTHERS HARRIMAN (HONG KONG) LIMITED 6 14 20 70.00 2011-01-04
141 CAPITAL GLOBAL MANAGEMENT LIMITED 6 38 44 86.36 2005-09-17
142 CES Commodities (HK) Limited 6 288 294 97.96
143 China Securities (International) Brokerage Company Limited 6 52 58 89.66 2013-04-24
144 CIS SECURITIES ASSET MANAGEMENT LIMITED 6 22 28 78.57 2007-12-07
145 Citadel Asia Limited 6 22 28 78.57 2005-10-21
146 CITIC Securities (Hong Kong) Limited 6 24 30 80.00
147 CITIC Securities Asset Management (HK) Limited 6 15 21 71.43 2008-08-01
148 CMBC SECURITIES COMPANY LIMITED 6 25 31 80.65 2008-01-24
149 EMPEROR INTERNATIONAL EXCHANGE (HONG KONG) COMPANY LIMITED 6 181 187 96.79
150 EVER-LONG SECURITIES COMPANY LIMITED 6 19 25 76.00
151 F.T.M.F. DISTRIBUTION LIMITED 6 3 9 33.33 2008-08-15
152 FIRST SECURITIES (HK) LIMITED 6 28 34 82.35 2009-08-03
153 FITCH (HONG KONG) LIMITED 6 67 73 91.78 2011-06-01
154 Fortune Origin Securities Limited 6 6 12 50.00 2009-07-09
155 FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 6 34 40 85.00
156 GAM HONG KONG LIMITED 6 11 17 64.71
157 GF Capital (Hong Kong) Limited 6 26 32 81.25 2007-01-31
158 HANG SENG SECURITIES LIMITED 6 18 24 75.00
159 HGNH International Futures Co., Limited 6 30 36 83.33 2007-06-26
160 iBest Consultants Limited 6 50 56 89.29 2008-04-15
161 IMPERIUM INTERNATIONAL SECURITIES LIMITED 6 79 85 92.94 2010-10-06
162 LIM ADVISORS LIMITED 6 18 24 75.00
163 LOMBARD ODIER (HONG KONG) LIMITED 6 29 35 82.86
164 LUEN FAT SECURITIES COMPANY LIMITED 6 44 50 88.00
165 LUK FOOK SECURITIES (HK) LIMITED 6 94 100 94.00 2012-06-25
166 Mason Securities Limited 6 50 56 89.29
167 MIB FUTURES (HONG KONG) LIMITED 6 53 59 89.83 2011-03-25
168 Newedge Broker Hong Kong Limited 6 22 28 78.57
169 Nomura Asset Management Hong Kong Limited 6 6 12 50.00 2013-05-20
170 Nuada Limited 6 3 9 33.33 2004-01-15
171 Ontario Teachers' Pension Plan (Asia) Limited 6 3 9 33.33 2013-05-20
172 PHILLIP SECURITIES (HONG KONG) LIMITED 6 576 582 98.97
173 PineBridge Investments Asia Limited 6 29 35 82.86 2009-04-02
174 PING AN OF CHINA SECURITIES (HONG KONG) COMPANY LIMITED 6 49 55 89.09 2009-07-30
175 RBC INVESTMENT SERVICES (ASIA) LIMITED 6 65 71 91.55 2004-10-14
176 RHB FUTURES HONG KONG LIMITED 6 43 49 87.76 2005-09-28
177 Rich Union Securities (H.K.) Limited 6 36 42 85.71
178 SANFULL SECURITIES LIMITED 6 70 76 92.11
179 SDICS International Securities (Hong Kong) Limited 6 68 74 91.89 2010-05-18
180 SG Asset Finance (Hong Kong) Limited 6 23 29 79.31 2003-10-02
181 SINOPAC ASSET MANAGEMENT (ASIA) LIMITED 6 25 31 80.65 2009-06-02
182 Soochow Securities International Brokerage Limited 6 72 78 92.31 2012-01-12
183 SOUTH CHINA SECURITIES LIMITED 6 116 122 95.08
184 SOUTHWEST SECURITIES (HK) FUTURES LIMITED 6 17 23 73.91
185 TAIKANG ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 6 18 24 75.00 2008-08-07
186 Taiping Securities (HK) Co Limited 6 48 54 88.89
187 UBS DERIVATIVES HONG KONG LIMITED 6 72 78 92.31
188 UPBEST SECURITIES COMPANY LIMITED 6 25 31 80.65
189 Vantage Capital Markets HK Limited 6 28 34 82.35 2008-10-02
190 VISION FINANCE (SECURITIES) LIMITED 6 6 12 50.00 2007-05-08
191 VISION FINANCE ASSET MANAGEMENT LIMITED 6 3 9 33.33 2006-11-14
192 VMS Securities Limited 6 12 18 66.67
193 Wells Fargo Securities Asia Limited 6 20 26 76.92 2008-04-25
194 ZHONGRONG PT SECURITIES LIMITED 6 44 50 88.00 2010-07-30
195 AllianceBernstein Hong Kong Limited 5 40 45 88.89 2006-10-05
196 Allianz Global Investors Asia Pacific Limited (SFC:AOA171) 5 54 59 91.53 2007-01-12
197 ANGLO CHINESE CORPORATE FINANCE, LIMITED (HK) 5 10 15 66.67
198 Arta Asset Management Limited 5 2 7 28.57 2008-07-10
199 Asiya Investments Hong Kong Limited 5 18 23 78.26 2012-07-06
200 AXA CHINA REGION INVESTMENT SERVICES LIMITED 5 23 28 82.14 2006-01-25
201 Azentus Capital Management Limited 5 7 12 58.33 2011-02-21
202 Barings Investment Advisers (Hong Kong) Limited 5 3 8 37.50 2009-05-08
203 BEA Union Investment Management Limited 5 18 23 78.26
204 BOCI RESEARCH LIMITED 5 34 39 87.18
205 BOCOM International Asset Management Limited 5 11 16 68.75 2007-09-13
206 BOCOM MPF & Financial Services Company Limited 5 22 27 81.48 2012-06-25
207 CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 5 23 28 82.14 2004-07-15
208 CDH INVESTMENTS MANAGEMENT (HONG KONG) LIMITED 5 11 16 68.75 2007-08-23
209 CELESTIAL COMMODITIES LIMITED 5 123 128 96.09
210 CHIEF COMMODITIES LIMITED 5 83 88 94.32 2006-05-17
211 China Asset Management (Hong Kong) Limited 5 17 22 77.27 2008-12-10
212 CIFM Asset Management (Hong Kong) Limited 5 9 14 64.29 2011-07-20
213 CMS ASSET MANAGEMENT (HK) CO., LIMITED 5 11 16 68.75 2009-03-31
214 CNCB (Hong Kong) Capital Limited 5 8 13 61.54 2010-10-27
215 COHEN & STEERS ASIA LIMITED 5 4 9 44.44 2005-07-29
216 Cornucopiae Asset Management Limited 5 2 7 28.57 2011-08-02
217 Crosby Securities Limited 5 2 7 28.57 2013-03-06
218 CSC SECURITIES (HK) LIMITED 5 31 36 86.11 2003-12-29
219 CVC Asia Pacific Limited 5 15 20 75.00 2009-11-16
220 DAIWA CAPITAL MARKETS TRADING HONG KONG LIMITED 5 6 11 54.55 2007-10-10
221 DBS ASIA CAPITAL LIMITED 5 12 17 70.59
222 DELOITTE & TOUCHE CORPORATE FINANCE LIMITED 5 28 33 84.85
223 DELTA ASIA SECURITIES LIMITED 5 24 29 82.76 2011-12-23
224 FIL Investment Advisors 5 87 92 94.57
225 First Sentier Investors (Hong Kong) Limited 5 26 31 83.87
226 FULBRIGHT FUTURES LIMITED 5 76 81 93.83 2005-12-05
227 GAOYU SECURITIES LIMITED 5 17 22 77.27
228 GREATER CHINA STRATEGIC CAPITAL LIMITED 5 2 7 28.57
229 GUOSEN SECURITIES (HK) CAPITAL COMPANY LIMITED 5 16 21 76.19 2010-06-30
230 HARBOURVEST PARTNERS (ASIA) LIMITED 5 9 14 64.29 2013-10-11
231 HARRIS FRASER (INTERNATIONAL) LIMITED 5 29 34 85.29
232 HARVEST GLOBAL INVESTMENTS LIMITED 5 31 36 86.11 2009-02-16
233 Hongkong Bay Asset Management Limited 5 2 7 28.57 2012-03-08
234 HPEF Capital Partners Limited 5 16 21 76.19
235 HSBC BROKING FOREX (ASIA) LIMITED 5 86 91 94.51
236 HSBC BROKING FUTURES (ASIA) LIMITED 5 108 113 95.58
237 HSBC SECURITIES BROKERS (ASIA) LIMITED 5 81 86 94.19 2011-03-04
238 Huajin Corporate Finance (International) Limited 5 5 10 50.00
239 I-ACCESS INVESTORS LIMITED 5 17 22 77.27 2005-07-13
240 ICBC INTERNATIONAL ASSET MANAGEMENT LIMITED 5 2 7 28.57 2009-12-14
241 iFAST Financial (HK) Limited 5 14 19 73.68 2007-03-30
242 Income Partners Asset Management (HK) Limited 5 19 24 79.17
243 INVESCO HONG KONG LIMITED 5 79 84 94.05
244 JF INTERNATIONAL MANAGEMENT INC. 5 39 44 88.64
245 Jupiter Asset Management (Asia Pacific) Limited 5 9 14 64.29 2014-12-12
246 Kerogen Capital (Asia) Limited 5 8 13 61.54 2010-02-01
247 LaSalle Investment Management Hong Kong Limited 5 4 9 44.44 2007-06-14
248 LGT INVESTMENT MANAGEMENT (ASIA) LIMITED 5 75 80 93.75
249 Link Asset Management Limited (HK) 5 0 5 0.00 2005-11-08
250 LUK FOOK FUTURES (HK) LIMITED 5 39 44 88.64 2011-12-05
251 M&F Asset Management Limited 5 1 6 16.67
252 MAN INVESTMENTS (HONG KONG) LIMITED 5 6 11 54.55 2005-07-28
253 MANGO FINANCIAL LIMITED 5 17 22 77.27
254 MAP CAPITAL LIMITED (HK) 5 0 5 0.00 2008-01-16
255 MCM Asia Limited 5 8 13 61.54 2013-03-28
256 MEAG Hong Kong Limited 5 2 7 28.57
257 MFG Limited (HK) 5 8 13 61.54 2006-07-17
258 NATIXIS ASIA LIMITED 5 62 67 92.54 2004-10-19
259 Neutral Financial Holding Company Limited 5 11 16 68.75
260 Octal Capital Limited 5 7 12 58.33 2011-06-01
261 Open Securities Limited 5 14 19 73.68 2010-07-16
262 Oppenheimer Investments Asia Limited 5 7 12 58.33 2010-02-12
263 PACIFIC EAGLE ASSET MANAGEMENT LIMITED 5 4 9 44.44 2004-04-07
264 Penjing Asset Management (HK) Limited 5 9 14 64.29 2005-03-24
265 PHOENIX CAPITAL SECURITIES LIMITED 5 6 11 54.55 2006-07-03
266 PineBridge Investments Hong Kong Limited 5 14 19 73.68
267 PING AN OF CHINA ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 5 12 17 70.59 2007-03-01
268 RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 5 59 64 92.19
269 Rothschild & Co Hong Kong Limited 5 26 31 83.87 2005-04-27
270 SBI China Capital Financial Services Limited 5 19 24 79.17 2008-09-19
271 SDICS International Corporate Finance (Hong Kong) Limited 5 4 9 44.44 2010-09-01
272 SEAGA INTERNATIONAL LIMITED 5 1 6 16.67 2005-02-05
273 SOUTH CHINA COMMODITIES LIMITED 5 85 90 94.44
274 SOUTHWEST SECURITIES (HK) BROKERAGE LIMITED 5 48 53 90.57 2010-02-23
275 SPARX Asia Investment Advisors Limited 5 4 9 44.44 2004-04-20
276 State Street Securities Hong Kong Limited 5 15 20 75.00 2013-04-22
277 STOCKWELL COMMODITIES LIMITED 5 12 17 70.59
278 TFI Asset Management Limited 5 5 10 50.00 2009-06-18
279 Tora Trading Services Limited (HK) 5 5 10 50.00 2008-11-14
280 TOYO SECURITIES ASIA LIMITED 5 7 12 58.33
281 UBS SDIC Asset Management (Hong Kong) Company Limited 5 4 9 44.44 2011-10-11
282 VALUE PARTNERS HONG KONG LIMITED 5 58 63 92.06 2007-11-19
283 VALUE PARTNERS LIMITED 5 58 63 92.06
284 VTB Capital Hong Kong Limited 5 5 10 50.00 2011-06-30
285 WELLFULL SECURITIES COMPANY LIMITED 5 12 17 70.59
286 WING FUNG SECURITIES LIMITED 5 24 29 82.76
287 WOCOM LIMITED (HK) 5 16 21 76.19
288 WOCOM SECURITIES LIMITED 5 19 24 79.17
289 YICKO SECURITIES LIMITED 5 15 20 75.00
290 Yuanta Asia Investment (Hong Kong) Limited 5 30 35 85.71 2003-08-13
291 YUE XIU SECURITIES COMPANY LIMITED 5 41 46 89.13 2013-12-02
292 ZHONGTAI INTERNATIONAL FUTURES LIMITED 5 26 31 83.87 2012-12-07
293 ZHONGTAI INTERNATIONAL SECURITIES LIMITED 5 39 44 88.64 2012-11-13
294 A.M. BEST ASIA-PACIFIC LIMITED 4 8 12 66.67 2011-06-01
295 ABN AMRO Clearing Hong Kong Limited 4 8 12 66.67
296 ALBOURNE PARTNERS (ASIA) LIMITED 4 5 9 55.56 2004-09-07
297 Allard Partners Limited 4 4 8 50.00
298 Allianz Global Investors Hong Kong Limited 4 14 18 77.78
299 ALTUS CAPITAL LIMITED 4 9 13 69.23
300 APG Investments Asia Limited 4 15 19 78.95 2008-11-18
301 Argonaut Securities (Asia) Limited 4 6 10 60.00 2011-09-08
302 ARGYLE STREET MANAGEMENT LIMITED 4 5 9 55.56
303 Asia Frontier Investments Limited 4 3 7 42.86 2009-04-28
304 ASIA INVESTMENT MANAGEMENT LIMITED 4 0 4 0.00
305 AUTONOMOUS RESEARCH ASIA LIMITED 4 2 6 33.33 2014-10-30
306 BAN HIN SECURITIES COMPANY LIMITED 4 4 8 50.00
307 BaoQiao Partners Capital Limited 4 3 7 42.86 2008-03-05
308 Beijing Securities Limited 4 8 12 66.67 2008-11-07
309 Bentley Capital Limited (HK) 4 0 4 0.00
310 BENTLEY REID & COMPANY LIMITED 4 1 5 20.00
311 BFAM Partners (Hong Kong) Limited 4 8 12 66.67 2012-03-30
312 BMI FUNDS MANAGEMENT LIMITED 4 12 16 75.00 2010-09-10
313 BNY Mellon Investment Management Hong Kong Limited 4 25 29 86.21 2008-06-06
314 BOCHK Asset Management Limited 4 13 17 76.47 2010-12-15
315 Bosera Asset Management (International) Co., Limited 4 16 20 80.00 2010-11-05
316 BREVAN HOWARD (HONG KONG) LIMITED 4 16 20 80.00 2004-07-12
317 BRIGHT SMART FUTURES & COMMODITIES COMPANY LIMITED 4 117 121 96.69 2011-02-15
318 CAIIS Limited 4 21 25 84.00 2006-05-23
319 CAITONG INTERNATIONAL SECURITIES CO., LIMITED 4 7 11 63.64 2012-08-01
320 Capital International, Inc. 4 34 38 89.47 2007-07-03
321 Capstone Financial (HK) Limited 4 1 5 20.00 2010-03-12
322 CASH Wealth Management Limited 4 19 23 82.61 2011-01-17
323 CBH Asia Limited 4 17 21 80.95 2010-09-24
324 CELETIO INVESTMENTS LIMITED 4 12 16 75.00
325 CEPA ALLIANCE SECURITIES LIMITED 4 6 10 60.00 2012-08-23
326 Changjiang Securities Brokerage (HK) Limited 4 25 29 86.21 2011-12-13
327 CHARLES SCHWAB, HONG KONG, LIMITED 4 11 15 73.33
328 China Galaxy International Futures (Hong Kong) Co., Limited 4 80 84 95.24 2011-12-14
329 China Gather Wealth Financial Company Limited 4 6 10 60.00 2005-04-01
330 CHINA INDUSTRIAL SECURITIES INTERNATIONAL BROKERAGE LIMITED 4 33 37 89.19 2012-01-06
331 CHINA INDUSTRIAL SECURITIES INTERNATIONAL CAPITAL LIMITED 4 1 5 20.00 2013-01-09
332 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG FUTURES LIMITED 4 26 30 86.67 2011-04-26
333 CHINA MERCHANTS ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 4 1 5 20.00 2013-08-08
334 CHINA MERCHANTS CHINA INVESTMENT MANAGEMENT LIMITED 4 5 9 55.56
335 China Reserve Securities Limited 4 5 9 55.56
336 CHINA RISE SECURITIES ASSET MANAGEMENT COMPANY LIMITED 4 4 8 50.00 2009-08-28
337 China Securities (International) Asset Management Company Limited 4 6 10 60.00 2013-02-22
338 CHINA SYSTEM SECURITIES LIMITED 4 12 16 75.00 2005-07-07
339 China Universal Asset Management (Hong Kong) Company Limited 4 14 18 77.78 2010-02-19
340 CINDA INTERNATIONAL CAPITAL LIMITED 4 9 13 69.23
341 CINDA INTERNATIONAL SECURITIES LIMITED 4 88 92 95.65
342 CLC International Limited 4 8 12 66.67 2012-12-07
343 CLSA FUTURES LIMITED 4 17 21 80.95
344 CLSA Premium International (HK) Limited 4 8 12 66.67 2004-10-20
345 CMB International Capital Limited 4 12 16 75.00 2010-09-07
346 CMB INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
347 CNI Securities Group Limited 4 19 23 82.61 2009-12-15
348 COMPAGNIE D'INVESTISSEMENTS ET DE GESTION PRIVEE (HONG KONG) LIMITED 4 0 4 0.00 2013-04-10
349 CORE PACIFIC-YAMAICHI FUTURES (H.K.) LIMITED 4 116 120 96.67
350 CORPORATE BROKERS LIMITED 4 66 70 94.29
351 CORPORATE COMMODITIES LIMITED 4 29 33 87.88
352 Credit Agricole Securities (Asia) Limited 4 4 8 50.00
353 CS Wealth Securities Limited 4 3 7 42.86
354 CSOP Asset Management Limited 4 30 34 88.24 2008-09-29
355 CTBC Asia Limited 4 13 17 76.47 2004-01-14
356 Cynosure Asset Management Hong Kong Limited 4 2 6 33.33
357 DA CHENG INTERNATIONAL ASSET MANAGEMENT COMPANY LIMITED 4 6 10 60.00 2009-10-14
358 Daishin Securities Asia Limited 4 0 4 0.00 2008-11-24
359 DigitalBridge Management Asia Limited 4 11 15 73.33 2010-07-20
360 DNB Asset Management (Asia) Limited 4 2 6 33.33
361 DWS Investments Hong Kong Limited 4 16 20 80.00
362 Dymon Asia Capital (HK) Limited 4 4 8 50.00 2011-08-31
363 Eagle Asset Management (CP) Limited 4 1 5 20.00 2006-04-28
364 EAST ASIA FUTURES LIMITED 4 9 13 69.23
365 EAST ASIA SECURITIES COMPANY LIMITED 4 137 141 97.16
366 Emperor Asset Management Limited 4 2 6 33.33 2009-11-03
367 EMPEROR CORPORATE FINANCE LIMITED 4 7 11 63.64 2009-12-24
368 EMPEROR FUTURES LIMITED 4 87 91 95.60
369 ENHANCED INVESTMENT PRODUCTS LIMITED 4 4 8 50.00 2012-01-06
370 ESR ASSET MANAGEMENT (FORTUNE) LIMITED 4 3 7 42.86 2010-03-30
371 Evercore Asia Limited 4 11 15 73.33 2011-03-04
372 Evergrande Futures (Hong Kong) Limited 4 23 27 85.19 2003-11-21
373 Evergrande Securities (Hong Kong) Limited 4 43 47 91.49
374 EVOLUTION ASIA INVESTMENTS LIMITED 4 0 4 0.00 2007-08-24
375 EWARTON SECURITIES LIMITED 4 17 21 80.95
376 FIRST SHANGHAI FUTURES LIMITED 4 29 33 87.88
377 FIRST WORLDSEC SECURITIES LIMITED 4 8 12 66.67
378 FORTUNE FINANCIAL CAPITAL LIMITED 4 5 9 55.56 2009-03-12
379 FRONTIER CAPITAL MANAGEMENT LIMITED (HK) 4 5 9 55.56 2011-11-15
380 FUBON SECURITIES (HONG KONG) LIMITED 4 3 7 42.86 2012-05-18
381 FULLGOAL ASSET MANAGEMENT (HK) LIMITED 4 5 9 55.56 2012-09-24
382 Funderstone Securities Limited 4 19 23 82.61
383 Future Growth Financial Services Limited 4 8 12 66.67 2010-04-08
384 GENERALI INVESTMENTS ASIA LIMITED 4 6 10 60.00 2006-02-08
385 GEO Securities Limited 4 73 77 94.81 2013-05-03
386 GET NICE SECURITIES LIMITED 4 81 85 95.29
387 GF International Investment Management Limited 4 8 12 66.67 2011-09-08
388 GOLDEN MOUNTAIN FINANCIAL LIMITED 4 5 9 55.56 2012-03-30
389 Gong Ping Futures Limited 4 14 18 77.78 2011-11-22
390 Gong Ping Securities Limited 4 14 18 77.78 2010-12-08
391 Gram Capital Limited 4 3 7 42.86 2014-03-12
392 Greenfield Asset Management Limited 4 1 5 20.00 2005-11-11
393 GUODU SECURITIES (HONG KONG) LIMITED 4 5 9 55.56 2009-03-20
394 HAITONG INTERNATIONAL ASSET MANAGEMENT (HK) LIMITED 4 16 20 80.00 2008-07-03
395 HAITONG INTERNATIONAL ASSET MANAGEMENT LIMITED 4 18 22 81.82
396 HAITONG INTERNATIONAL INVESTMENT MANAGERS LIMITED 4 24 28 85.71 2005-11-15
397 HALCYON SECURITIES LIMITED 4 8 12 66.67 2013-01-28
398 HANG TAI SECURITIES LIMITED 4 4 8 50.00
399 Hao Tian International Securities Limited 4 6 10 60.00
400 HEAD & SHOULDERS SECURITIES LIMITED 4 5 9 55.56 2008-03-27
401 HFT INVESTMENT MANAGEMENT (HK) LIMITED 4 6 10 60.00 2010-10-27
402 HGNH International Financial Corporation Limited 4 3 7 42.86 2011-12-09
403 HING WAI ALLIED SECURITIES LIMITED 4 11 15 73.33
404 HK NOBLE SKY TREASURE SECURITIES LIMITED 4 2 6 33.33 2013-02-28
405 HONG KONG INTERNATIONAL FUTURES LIMITED 4 11 15 73.33
406 HSBC STRUCTURED FUNDS (ASIA) LIMITED 4 0 4 0.00 2004-02-10
407 HuaAn Asset Management (Hong Kong) Limited 4 2 6 33.33 2010-12-01
408 Hui Xian Asset Management Limited 4 0 4 0.00 2011-04-08
409 HUNG SING SECURITIES LIMITED 4 14 18 77.78
410 IAM LEGACY LIMITED 4 10 14 71.43 2007-08-21
411 ICBC INTERNATIONAL FUND MANAGEMENT LIMITED 4 21 25 84.00 2009-11-16
412 iFAST Global Markets (HK) Limited 4 7 11 63.64 2008-02-12
413 IMPAC ASSET MANAGEMENT (HK) LIMITED 4 1 5 20.00
414 Ingensoma Trading Group Limited 4 0 4 0.00 2008-10-30
415 INSTINET PACIFIC LIMITED 4 23 27 85.19
416 Interactive Brokers Hong Kong Limited 4 8 12 66.67 2004-01-07
417 INV Partners Limited 4 2 6 33.33 2009-11-24
418 Janus Henderson Investors Hong Kong Limited 4 13 17 76.47
419 Japaninvest (Hong Kong) Limited 4 11 15 73.33 2010-10-26
420 JK Capital Management Limited 4 4 8 50.00
421 JS CRESVALE CAPITAL LIMITED 4 2 6 33.33 2010-09-06
422 JS CRESVALE SECURITIES INTERNATIONAL LIMITED 4 13 17 76.47 2006-09-12
423 JW Capital Limited (HK) 4 3 7 42.86 2011-12-19
424 KAISER FUTURES LIMITED 4 16 20 80.00
425 KAISER SECURITIES LIMITED 4 16 20 80.00
426 KAM FAI SECURITIES CO., LIMITED 4 31 35 88.57
427 KARL-THOMSON SECURITIES COMPANY LIMITED 4 39 43 90.70
428 KCG SECURITIES ASIA LIMITED 4 5 9 55.56 2004-11-25
429 LAZARD ASIA (HONG KONG) LIMITED 4 4 8 50.00 2007-03-20
430 Legal & General Investment Management Asia Limited 4 1 5 20.00 2013-07-22
431 LGT CAPITAL PARTNERS (ASIA-PACIFIC) LIMITED 4 13 17 76.47 2003-06-06
432 Mackenzie Investments Asia Limited 4 5 9 55.56
433 MACQUARIE FUNDS MANAGEMENT HONG KONG LIMITED 4 29 33 87.88 2010-06-29
434 Mason Futures Limited (HK) 4 41 45 91.11
435 MAX GIANT LIMITED 4 0 4 0.00 2014-06-09
436 MEIJI YASUDA ASIA LIMITED 4 4 8 50.00
437 MESSIS CAPITAL LIMITED 4 11 15 73.33 2012-12-11
438 Metaverse Securities Limited (HK) 4 3 7 42.86 2010-12-17
439 MFS International (Hong Kong) Limited 4 0 4 0.00 2009-07-29
440 Minerva Holding Financial Securities Limited 4 5 9 55.56
441 Moody's Investors Service Hong Kong Limited 4 90 94 95.74 2011-06-01
442 Morningstar Investment Management Asia Limited 4 7 11 63.64 2014-05-08
443 NATIONAL RESOURCES SECURITIES LIMITED 4 13 17 76.47
444 Neuberger Berman Asia Limited 4 35 39 89.74 2008-03-13
445 NEW REGION SECURITIES COMPANY LIMITED 4 3 7 42.86
446 Nittan Securities Asia Limited 4 5 9 55.56 2013-09-11
447 NORTHWEST INVESTMENT MANAGEMENT (HONG KONG) LIMITED 4 4 8 50.00 2009-04-09
448 Oaktree Capital (Hong Kong) Limited 4 12 16 75.00 2006-07-12
449 OCBC Securities Brokerage (Hong Kong) Limited 4 11 15 73.33
450 OKASAN INTERNATIONAL (ASIA) LIMITED 4 24 28 85.71 2007-05-17
451 oOo Securities (HK) Group Limited 4 66 70 94.29 2004-12-03
452 Optima Capital Limited 4 10 14 71.43 2007-10-25
453 OPTIVER TRADING HONG KONG LIMITED 4 1 5 20.00 2007-12-03
454 Ord Minnett Hong Kong Limited 4 4 8 50.00 2013-01-15
455 Oreana Financial Services Limited 4 4 8 50.00 2011-07-12
456 ORIENT SECURITIES (HONG KONG) LIMITED 4 33 37 89.19 2010-07-21
457 ORIENTAL PATRON ASIA LIMITED 4 15 19 78.95
458 Owl Creek Hong Kong Limited 4 2 6 33.33 2011-05-20
459 PARTNERS CAPITAL INTERNATIONAL LIMITED 4 5 9 55.56
460 PHILLIP COMMODITIES (H.K.) LIMITED 4 373 377 98.94 2003-12-09
461 Planetree Futures Limited 4 7 11 63.64
462 Planetree Securities Limited 4 14 18 77.78
463 PO SANG SECURITIES LIMITED 4 15 19 78.95 2012-03-23
464 Point72 Hong Kong Limited 4 36 40 90.00 2006-11-14
465 PREFERRED INVESTMENT ADVISORS (H.K) LIMITED 4 10 14 71.43 2008-03-12
466 Prime Cdex Securities Limited 4 16 20 80.00
467 PRINCIPAL ASSET MANAGEMENT COMPANY (ASIA) LIMITED 4 4 8 50.00
468 PRINCIPAL GLOBAL INVESTORS (HONG KONG) LIMITED 4 6 10 60.00
469 Qantex Capital Markets Limited 4 14 18 77.78 2009-04-14
470 Quinton Investments Limited (HK) 4 3 7 42.86 2012-11-15
471 RaffAello Capital Limited 4 4 8 50.00 2012-07-05
472 RaffAello Securities (HK) Limited 4 6 10 60.00 2005-03-30
473 RED CAPITAL GROUP LIMITED 4 5 9 55.56 2014-09-03
474 Redbridge Capital Management Limited 4 3 7 42.86 2014-06-09
475 Redford Asset Management Limited 4 6 10 60.00 2010-03-09
476 REDFORD SECURITIES LIMITED 4 8 12 66.67 2005-03-31
477 RHB ASSET MANAGEMENT LIMITED 4 5 9 55.56 2008-05-08
478 Robeco Hong Kong Limited 4 25 29 86.21 2007-12-18
479 Rockhampton Management Limited 4 8 12 66.67 2011-01-26
480 SAMSUNG SECURITIES (ASIA) LIMITED 4 8 12 66.67
481 SDHG International Asset Management Limited 4 3 7 42.86 2008-12-02
482 Seazen Resources Futures Limited 4 4 8 50.00 2013-08-21
483 SEEKERS MARKETS LIMITED 4 14 18 77.78 2013-08-09
484 SENSIBLE ASSET MANAGEMENT HONG KONG LIMITED 4 6 10 60.00 2008-11-07
485 Sensible Asset Management Limited 4 3 7 42.86 2005-06-18
486 Seres Asset Management Limited 4 2 6 33.33 2010-04-14
487 Shang International Finance Limited 4 9 13 69.23
488 SHENWAN HONGYUAN CAPITAL (H.K.) LIMITED 4 21 25 84.00
489 SHINING CAPITAL MANAGEMENT HONG KONG LIMITED 4 3 7 42.86 2011-01-18
490 SILVERSTONE INVESTMENTS LIMITED (HK) 4 3 7 42.86
491 Sino-Rich Securities & Futures Limited 4 19 23 82.61 2010-11-17
492 SMBC Capital Markets (Asia) Limited 4 1 5 20.00 2010-07-14
493 Soochow Securities International Futures Limited 4 43 47 91.49 2012-08-27
494 SOUTHWEST SECURITIES (HK) ASSET MANAGEMENT LIMITED 4 7 11 63.64 2008-12-18
495 SPS SECURITIES LIMITED 4 17 21 80.95
496 STATE STREET GLOBAL ADVISORS ASIA LIMITED 4 33 37 89.19
497 STATE STREET GLOBAL ADVISORS SINGAPORE LIMITED 4 2 6 33.33 2005-06-20
498 STI Asset Management Limited 4 7 11 63.64 2008-10-22
499 Success Futures and Foreign Exchange Limited 4 54 58 93.10 2005-12-06
500 Success Securities Limited 4 81 85 95.29
501 Sucden Financial (HK) Limited 4 5 9 55.56 2009-04-28
502 Swissquote Asia Limited 4 4 8 50.00 2013-02-25
503 SynerWealth Financial Limited 4 18 22 81.82 2009-02-04
504 T. Rowe Price Hong Kong Limited 4 41 45 91.11 2010-12-21
505 TAI TAK SECURITIES (ASIA) LIMITED 4 13 17 76.47
506 TAIFAIR SECURITIES LIMITED 4 4 8 50.00
507 TARGET CAPITAL MANAGEMENT LIMITED (HK) 4 53 57 92.98 2007-04-26
508 TC Capital International Limited 4 10 14 71.43 2010-08-11
509 TELLIGENT CAPITAL MANAGEMENT LIMITED 4 10 14 71.43 2006-03-24
510 TIAN YUAN FINANCE LIMITED 4 2 6 33.33
511 TSUN CHI YUEN SECURITIES COMPANY LIMITED 4 6 10 60.00
512 Tung Shing Futures (Brokers) Limited 4 82 86 95.35
513 Tybourne Capital Management (HK) Limited 4 4 8 50.00 2012-03-15
514 UOB KAY HIAN (HONG KONG) LIMITED 4 262 266 98.50
515 UOB KAY HIAN FUTURES (HONG KONG) LIMITED 4 150 154 97.40
516 VC CAPITAL LIMITED 4 4 8 50.00
517 VC INTERNATIONAL TRADING LIMITED 4 33 37 89.19
518 VICTORY SECURITIES COMPANY LIMITED 4 42 46 91.30 2007-02-16
519 Virtu ITG Hong Kong Limited 4 20 24 83.33
520 WELLCHAMP CAPITAL LIMITED 4 5 9 55.56
521 WIN WONG SECURITIES LIMITED 4 28 32 87.50
522 WING FUNG FUTURES LIMITED 4 24 28 85.71 2006-04-21
523 WING ON CHEONG SECURITIES COMPANY LIMITED 4 15 19 78.95
524 WING YEE SECURITIES COMPANY LIMITED 4 6 10 60.00
525 WINTECH SECURITIES LIMITED 4 7 11 63.64
526 YF ASSET MANAGEMENT LIMITED 4 2 6 33.33 2013-04-16
527 ZEAL ASSET MANAGEMENT LIMITED 4 13 17 76.47 2009-10-09
528 3W Fund Management Limited 3 0 3 0.00 2012-11-16
529 Absolute Investment Management (HK) Limited 3 0 3 0.00
530 Acru Asset Management Limited 3 1 4 25.00 2004-08-25
531 Adamas Asset Management (HK) Limited 3 15 18 83.33 2013-02-20
532 ADMIS Hong Kong Limited 3 22 25 88.00 2010-03-10
533 AIF CAPITAL LIMITED 3 3 6 50.00
534 AISANCE ASSET MANAGEMENT LIMITED 3 8 11 72.73 2005-06-16
535 AKTIS CAPITAL ADVISORY LIMITED 3 4 7 57.14 2003-11-29
536 Aliantis Capital Limited 3 2 5 40.00 2007-10-10
537 Alliance Asset Management Limited (HK) 3 0 3 0.00 2014-12-23
538 Alpha Financial Group Limited 3 11 14 78.57 2005-10-31
539 ALPHA SECURITIES COMPANY LIMITED 3 2 5 40.00
540 ALPHA WEALTH MANAGEMENT LIMITED (HK) 3 4 7 57.14 2007-05-08
541 Alphamax Asset Management (HK) Limited 3 4 7 57.14 2012-08-06
542 ALPS CAPITAL MANAGEMENT LIMITED 3 8 11 72.73 2013-11-20
543 ALTUS INVESTMENTS LIMITED (HK) 3 9 12 75.00 2005-12-14
544 Amber Hill Asset Management Limited 3 0 3 0.00 2011-07-13
545 Anbang Asset Management (Hong Kong) Co. Limited 3 4 7 57.14 2012-05-15
546 Anbang Capital (Hong Kong) Co. Limited 3 6 9 66.67 2013-12-06
547 Anchor Equity Partners (Asia) Limited 3 0 3 0.00 2014-10-14
548 Anglo Chinese Research, Limited 3 0 3 0.00 2009-01-19
549 ANGLO CHINESE SECURITIES, LIMITED (HK) 3 2 5 40.00
550 Anli Securities Limited 3 3 6 50.00
551 Annum Asset Management (Hong Kong) Limited 3 9 12 75.00 2013-07-05
552 AP Asset Management (HK) Limited 3 1 4 25.00 2004-07-07
553 Apollo Asset Management Limited (HK) 3 3 6 50.00 2010-09-16
554 Ariose Capital Management Limited 3 0 3 0.00 2012-09-12
555 Arta Global Markets Limited 3 4 7 57.14 2008-01-08
556 ASA SECURITIES LIMITED 3 11 14 78.57 2010-08-19
557 Ascalon Capital Limited 3 2 5 40.00 2012-04-11
558 ASIA INVESTMENT RESEARCH LIMITED 3 2 5 40.00
559 ASIA PACIFIC CAPITAL (HK) LIMITED 3 0 3 0.00 2004-01-02
560 Asia Research & Capital Management Limited 3 6 9 66.67 2012-02-02
561 ASPEN HILL PARTNERS (HONG KONG) LIMITED 3 10 13 76.92 2008-08-08
562 ASSET MANAGEMENT GROUP LIMITED 3 29 32 90.63 2006-01-17
563 Asset Management One Hong Kong Limited 3 4 7 57.14 2010-03-10
564 Atherton Asset Management Limited 3 3 6 50.00 2008-09-10
565 Atlantic Asset Management Limited 3 3 6 50.00 2013-11-06
566 ATLANTIS INVESTMENT MANAGEMENT LIMITED 3 12 15 80.00
567 Averest Capital Limited 3 2 5 40.00
568 Avia Asset Management Limited 3 1 4 25.00
569 BALLINGAL INVESTMENT ADVISORS LIMITED 3 3 6 50.00 2004-08-13
570 BASIC ASSET MANAGEMENT LIMITED 3 2 5 40.00 2010-08-04
571 BEAR BRIGHT LIMITED 3 2 5 40.00 2012-07-26
572 BENDURA WEALTH MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2004-10-26
573 BERICH BROKERAGE LIMITED 3 12 15 80.00
574 BIN YUAN CAPITAL LIMITED 3 0 3 0.00 2012-12-17
575 BLUE POOL CAPITAL LIMITED 3 2 5 40.00 2004-11-10
576 BNY Mellon Managed Investments Limited 3 3 6 50.00 2013-06-11
577 BOA INTERNATIONAL SECURITIES LIMITED 3 3 6 50.00 2009-03-30
578 BOCI COMMODITIES & FUTURES LIMITED 3 8 11 72.73 2004-11-17
579 BOCOM Schroder Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-11-29
580 BOND TRUST LIMITED 3 2 5 40.00 2004-08-04
581 BOOMWELL INVESTMENTS LIMITED 3 0 3 0.00
582 BOSHENG CAPITAL MANAGEMENT (HK) LIMITED 3 3 6 50.00 2010-10-06
583 Bradesco Securities Hong Kong Limited 3 3 6 50.00 2012-03-05
584 Bright Fund Management Limited 3 53 56 94.64
585 BRIGHT SMART SECURITIES INTERNATIONAL (H.K.) LIMITED 3 143 146 97.95 2009-10-05
586 BTG Pactual Asia Limited 3 7 10 70.00 2009-08-13
587 BTIG Hong Kong Limited 3 16 19 84.21 2008-04-15
588 BUENA VISTA FUND MANAGEMENT (HK) LIMITED 3 2 5 40.00 2007-01-18
589 BUSINESS FUTURES LIMITED 3 5 8 62.50
590 BUSINESS SECURITIES LIMITED 3 14 17 82.35
591 Caitong International Asset Management Co., Limited 3 9 12 75.00 2013-05-20
592 Calibration Partners (Hong Kong) Limited 3 3 6 50.00 2013-12-09
593 Cambridge Strategy (Asset Management) Asia Limited (The) 3 3 6 50.00 2010-09-13
594 CAPE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2006-05-23
595 CAPITAL DYNAMICS ASSET MANAGEMENT (HK) PRIVATE LIMITED 3 0 3 0.00 2013-01-31
596 CAPITAL FOCUS ASSET MANAGEMENT LIMITED 3 2 5 40.00 2007-08-24
597 CAPITAL FOR BUSINESS LIMITED (VG) 3 0 3 0.00
598 Capula Investment Management Asia Limited 3 16 19 84.21 2012-05-11
599 CARDINALASIA CONSULTING LIMITED 3 5 8 62.50 2003-06-27
600 CASH ASSET MANAGEMENT LIMITED 3 18 21 85.71 2005-03-30
601 CATHAY SECURITIES (HONG KONG) LIMITED 3 6 9 66.67 2007-11-27
602 CBRE Investment Management (Asia) Limited 3 1 4 25.00
603 CC SIF Advisory Limited 3 3 6 50.00 2006-07-25
604 CELESTIAL CAPITAL LIMITED 3 12 15 80.00
605 CELESTIAL SECURITIES LIMITED 3 209 212 98.58
606 CENTALINE WEALTH MANAGEMENT LIMITED 3 87 90 96.67 2004-04-02
607 Central Asset Investments and Management Holdings (HK) Limited 3 7 10 70.00 2005-08-05
608 Central Universe Futures Limited 3 3 6 50.00 2013-10-28
609 CENTURION CORPORATE FINANCE LIMITED 3 0 3 0.00
610 CES Forex (HK) Limited 3 156 159 98.11
611 CF GLOBAL (HK) LIMITED 3 3 6 50.00 2006-11-22
612 Chanceton Capital Partners Limited 3 5 8 62.50
613 Changjiang Asset Management (HK) Limited 3 4 7 57.14 2011-12-16
614 Changjiang Corporate Finance (HK) Limited 3 3 6 50.00 2012-06-29
615 CHANGSHENG FUND MANAGEMENT (H.K.) LIMITED 3 1 4 25.00 2013-09-16
616 CHEER UNION SECURITIES LIMITED 3 15 18 83.33
617 CHEETAH INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00 2014-02-07
618 CHELSEA SECURITIES LIMITED (HK) 3 3 6 50.00
619 CHEONG LEE SECURITIES LIMITED 3 11 14 78.57 2005-11-24
620 CHIEF GREAT CHINA ASSETS MANAGEMENT LIMITED 3 1 4 25.00 2011-06-24
621 CHIMAERA FINANCIAL GROUP LIMITED 3 0 3 0.00
622 China Alpha Fund Management (HK) Limited 3 3 6 50.00 2010-05-31
623 China Chengxin (Asia Pacific) Credit Ratings Company Limited 3 4 7 57.14 2012-06-28
624 CHINA DEMETER SECURITIES LIMITED 3 4 7 57.14 2010-10-18
625 CHINA EVERBRIGHT ASSETS MANAGEMENT LIMITED 3 14 17 82.35
626 CHINA EVERBRIGHT SECURITIES ASSET MANAGEMENT LIMITED 3 3 6 50.00 2012-06-22
627 China Finance KAB Limited 3 10 13 76.92 2004-12-23
628 CHINA HANYA ASSET MANAGEMENT LIMITED 3 0 3 0.00 2008-04-22
629 China Hong Kong Capital Asset Management Company Limited 3 4 7 57.14
630 CHINA INDUSTRIAL SECURITIES INTERNATIONAL FUTURES LIMITED 3 13 16 81.25 2012-07-13
631 CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG ASSET MANAGEMENT LIMITED 3 13 16 81.25 2006-07-03
632 CHINA INTERNATIONAL CAPITAL LIMITED 3 2 5 40.00
633 CHINA INTERNATIONAL FUTURES (HONG KONG) COMPANY LIMITED 3 12 15 80.00 2005-09-21
634 China Jianxin Financial Services Limited 3 6 9 66.67 2009-11-17
635 China Orient International Asset Management Limited 3 9 12 75.00 2012-05-15
636 China Silver Asset Management (Hong Kong) Limited 3 2 5 40.00 2009-12-02
637 CHINA TIMES SECURITIES LIMITED 3 8 11 72.73 2011-02-21
638 CHINA XIN YONGAN FUTURES COMPANY LIMITED 3 11 14 78.57 2007-04-20
639 ChinaRock Capital Management Limited 3 1 4 25.00 2007-07-04
640 CHONG HING COMMODITIES AND FUTURES LIMITED 3 20 23 86.96
641 CHONG HING SECURITIES LIMITED 3 75 78 96.15
642 CHOW SANG SANG FUTURES LIMITED 3 32 35 91.43
643 CHOW SANG SANG SECURITIES LIMITED 3 44 47 93.62
644 CHRISTFUND SECURITIES LIMITED 3 21 24 87.50
645 CHUANGS & CO. LIMITED 3 1 4 25.00
646 CHUNG LEE SECURITIES COMPANY LIMITED 3 1 4 25.00
647 CIAM Capital Management Limited 3 0 3 0.00 2011-01-24
648 CINDA INTERNATIONAL FUTURES LIMITED 3 41 44 93.18
649 CITIC Securities CLSA Capital Partners (HK) Limited 3 14 17 82.35
650 CITY CREDIT CAPITAL (HK) LIMITED 3 10 13 76.92 2012-10-16
651 City Financial Investment Company (Hong Kong) Limited 3 2 5 40.00 2013-12-03
652 CLC SECURITIES LIMITED 3 6 9 66.67 2008-06-16
653 Cloud Investment Group HK Limited 3 0 3 0.00 2012-03-21
654 CMB International Global Markets Limited 3 7 10 70.00
655 CMB International Securities Limited 3 23 26 88.46 2010-06-15
656 CMBC INTERNATIONAL FUTURES COMPANY LIMITED 3 18 21 85.71 2010-08-20
657 CMH Capital Co., Limited 3 0 3 0.00 2014-10-15
658 CMS CAPITAL (HK) CO., LIMITED 3 3 6 50.00 2004-05-06
659 COL Securities (HK) Limited 3 1 4 25.00
660 COMGEST FAR EAST LIMITED 3 4 7 57.14 2014-11-03
661 Commerz Securities Hong Kong Limited 3 2 5 40.00 2012-09-27
662 Complus Asset Management Limited 3 4 7 57.14 2011-05-25
663 CORE PACIFIC-YAMAICHI CAPITAL LIMITED 3 1 4 25.00
664 Core Securities Company Limited (The) 3 0 3 0.00 2010-11-19
665 Cowell & Lee Capital Management Limited 3 3 6 50.00 2008-11-07
666 CREATIVE ASSET MANAGEMENT LIMITED (HK) 3 1 4 25.00 2008-07-09
667 CreditEase Wealth Management (HK) Limited 3 4 7 57.14 2013-11-06
668 CSC FUTURES (HK) LIMITED 3 21 24 87.50
669 CTRISKS RATING LIMITED 3 1 4 25.00 2011-06-01
670 CTW SECURITIES LIMITED 3 2 5 40.00
671 CUPOLA CAPITAL LIMITED 3 0 3 0.00
672 Cypress Capital Hong Kong Limited 3 6 9 66.67 2013-06-19
673 D. E. Shaw & Co. (Asia Pacific) Limited 3 8 11 72.73 2007-11-14
674 DAH SING SECURITIES LIMITED 3 7 10 70.00
675 DAIWA ASSET MANAGEMENT (H.K.) LIMITED 3 6 9 66.67
676 DBS VICKERS (HONG KONG) LIMITED 3 135 138 97.83 2003-10-14
677 De Riva Asia Limited 3 7 10 70.00 2010-07-29
678 Direxion Asia Limited 3 2 5 40.00 2013-06-13
679 DL BROKERAGE LIMITED 3 16 19 84.21
680 dLab Asset Management Limited 3 0 3 0.00 2012-10-18
681 Dongxing Securities (Hong Kong) Company Limited 3 2 5 40.00 2013-12-23
682 DONVEX CAPITAL LIMITED 3 7 10 70.00 2009-01-29
683 Double Haven Capital (Hong Kong) Limited 3 10 13 76.92 2007-02-16
684 DRAGON CAPITAL MANAGEMENT (HK) LIMITED 3 0 3 0.00 2008-01-28
685 DST Investment Management Limited 3 1 4 25.00 2012-04-23
686 DTC Investment Management (HK) Limited 3 2 5 40.00 2008-11-20
687 Eastern Marathon Investment Management (Hong Kong) Company Limited 3 1 4 25.00 2008-05-21
688 Eastspring Investments (Hong Kong) Limited 3 24 27 88.89 2006-08-08
689 Eclipse Options (HK) Limited 3 20 23 86.96 2007-05-31
690 Edmond de Rothschild Asset Management (Hong Kong) Limited 3 4 7 57.14 2008-02-26
691 Edmond de Rothschild Securities (Hong Kong) Limited 3 1 4 25.00 2011-10-20
692 EIP Alpha Limited 3 1 4 25.00 2014-02-12
693 ELLIS BRADY MANAGEMENT (HONG KONG) LIMITED 3 3 6 50.00 2006-10-31
694 Emerald Hill Capital Partners Limited 3 3 6 50.00 2011-10-26
695 Emperor Wealth Management Limited 3 23 26 88.46 2009-06-09
696 ENLIGHTEN FUTURES LIMITED 3 12 15 80.00
697 ENLIGHTEN SECURITIES LIMITED 3 27 30 90.00
698 EQT Partners Asia Limited 3 5 8 62.50 2011-04-15
699 ESR Asset Management (Prosperity) Limited 3 1 4 25.00 2005-11-30
700 Eton Park Asia Limited 3 7 10 70.00 2006-11-13
701 ETRADE SECURITIES (HONG KONG) LIMITED 3 7 10 70.00
702 EVENSTAR ADVISORS LIMITED 3 5 8 62.50 2007-04-19
703 Everbright Capital Management Limited 3 7 10 70.00 2007-09-24
704 Everbright Securities Digital Finance (HK) Limited 3 12 15 80.00
705 Everbright Securities Global (HK) Limited 3 3 6 50.00
706 EVERHOT SECURITIES LIMITED 3 5 8 62.50
707 Evo Capital Management Asia Limited 3 6 9 66.67 2007-08-22
708 ExaByte Capital Management (HK) Limited 3 1 4 25.00 2012-09-25
709 EXS Capital Asia Limited 3 10 13 76.92 2008-06-12
710 FACTORIAL MANAGEMENT LIMITED 3 1 4 25.00 2011-12-30
711 FAIRWIN BROKING LIMITED 3 4 7 57.14
712 FB SECURITIES (HONG KONG) LIMITED 3 4 7 57.14
713 Fiera Capital (Asia) Hong Kong Limited 3 1 4 25.00 2010-08-23
714 FIG HK (Hong Kong) Limited 3 1 4 25.00 2014-10-08
715 FIGHTON CAPITAL LIMITED 3 0 3 0.00 2014-08-29
716 FIRST EASTERN INVESTMENTS LIMITED 3 2 5 40.00
717 FIRST SHANGHAI CAPITAL LIMITED 3 4 7 57.14
718 FORTUNE (HK) SECURITIES LIMITED 3 21 24 87.50
719 Forwin Capital Management Limited 3 5 8 62.50 2014-06-17
720 FRONTIER CAPITAL INVESTMENT LIMITED 3 1 4 25.00 2013-01-29
721 FTN Financial Asia Limited 3 2 5 40.00 2008-06-02
722 Fubon Fund Management (Hong Kong) Limited 3 0 3 0.00 2014-11-25
723 FULBRIGHT ASSET MANAGEMENT LIMITED 3 7 10 70.00 2012-03-22
724 Funde Asset Management (Hong Kong) Company Limited 3 3 6 50.00 2013-07-23
725 Funderstone Futures Limited 3 18 21 85.71
726 Futu Securities International (HONG KONG) Limited 3 6 9 66.67 2012-10-04
727 G. H. Financials (Hong Kong) Limited 3 0 3 0.00 2013-12-09
728 GENERAL ENTERPRISE MANAGEMENT SERVICES (HK) LIMITED 3 2 5 40.00
729 GEOMATRIX (H.K.) LIMITED 3 2 5 40.00
730 GET NICE FUTURES COMPANY LIMITED 3 31 34 91.18
731 GF Asset Management (Hong Kong) Limited 3 12 15 80.00 2007-11-08
732 GF FUTURES (HONG KONG) CO., LIMITED 3 34 37 91.89 2007-02-16
733 Ginger Capital Advisory Limited 3 4 7 57.14 2011-06-01
734 GLG Partners Hong Kong Limited 3 4 7 57.14 2010-11-30
735 GLS SECURITIES LIMITED 3 3 6 50.00
736 GMO-Z.com Forex HK Limited 3 15 18 83.33 2012-06-22
737 Golden Full Asset Management Limited 3 2 5 40.00 2014-04-03
738 Golden Hen Investment Management Limited 3 0 3 0.00 2008-10-28
739 Golden Hen Securities and Futures Limited 3 7 10 70.00 2010-05-13
740 GOLDEN HILL INVESTMENT COMPANY LIMITED 3 1 4 25.00
741 GOLDENWAY SECURITIES COMPANY LIMITED 3 13 16 81.25
742 Goldstream Capital Management Limited 3 0 3 0.00 2012-03-02
743 GOOD HARVEST SECURITIES COMPANY LIMITED 3 6 9 66.67
744 GOODCAPE SECURITIES LIMITED 3 1 4 25.00 2005-12-06
745 Grace Financial Limited (HK) 3 3 6 50.00 2008-02-13
746 GRANSING SECURITIES CO., LIMITED 3 12 15 80.00
747 Greater China Asset Management (HK) Limited (b2011-10-21) 3 0 3 0.00 2012-08-06
748 Greater China Securities Limited (b1999-04-26) 3 4 7 57.14
749 GREENWOODS ASSET MANAGEMENT HONG KONG LIMITED 3 1 4 25.00 2005-08-12
750 GT Asset & Portfolio Management Limited 3 9 12 75.00 2004-11-04
751 Guo Tong Capital Management Company Limited 3 1 4 25.00 2010-05-24
752 GUOSEN SECURITIES (HK) ASSET MANAGEMENT COMPANY LIMITED 3 7 10 70.00 2010-06-29
753 GUOTAI JUNAN FUTURES (HONG KONG) LIMITED 3 58 61 95.08 2010-11-26
754 GUOYUAN ASSET MANAGEMENT (HONG KONG) LIMITED 3 5 8 62.50 2007-11-28
755 GUOYUAN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2014-10-30
756 GUOYUAN FUTURES (HONG KONG) LIMITED 3 41 44 93.18 2007-11-29
757 GUOYUAN SECURITIES BROKERAGE (HONG KONG) LIMITED 3 70 73 95.89 2007-01-30
758 HAITONG INTERNATIONAL CAPITAL (HK) LIMITED 3 2 5 40.00 2008-07-24
759 HALCYON CAPITAL LIMITED (HK) 3 6 9 66.67 2012-12-06
760 HAMON ASIAN ADVISORS LIMITED 3 8 11 72.73
761 HAMON ASSET MANAGEMENT LIMITED 3 8 11 72.73
762 HAMON INVESTMENT MANAGEMENT LIMITED 3 9 12 75.00
763 HEAD & SHOULDERS ASSET MANAGEMENT LIMITED 3 5 8 62.50 2012-05-21
764 HENDERSON SUNLIGHT ASSET MANAGEMENT LIMITED 3 1 4 25.00 2006-11-30
765 HENYEP SECURITIES LIMITED 3 13 16 81.25
766 HGNH International Asset Management Co., Limited 3 8 11 72.73 2011-10-24
767 HING WONG SECURITIES LIMITED 3 9 12 75.00
768 HO FUNG SHARES INVESTMENT LIMITED 3 9 12 75.00 2005-03-24
769 HONG KONG INTERNATIONAL CAPITAL MANAGEMENT LIMITED 3 4 7 57.14 2007-09-21
770 Hong Kong Securities (International) Company Limited 3 0 3 0.00 2009-07-23
771 Honghu Capital Management Limited 3 0 3 0.00 2014-11-28
772 Horizon Asset International (HK) Limited 3 5 8 62.50 2008-09-03
773 HSBC SECURITIES (ASIA) LIMITED 3 1 4 25.00
774 HUA NAN SECURITIES (HK) LIMITED 3 5 8 62.50
775 HUA YU INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
776 Huatai Asset Management (Hong Kong) Company Limited 3 1 4 25.00 2010-11-12
777 ICAP Equities Asia Limited 3 11 14 78.57 2008-12-22
778 ICBC (Asia) Futures Company Limited 3 0 3 0.00 2013-07-23
779 ICBC (ASIA) SECURITIES LIMITED 3 18 21 85.71
780 ICBC Asset Management (Global) Company Limited 3 9 12 75.00
781 ICBC INTERNATIONAL FUTURES LIMITED 3 14 17 82.35 2009-05-06
782 ICBC INTERNATIONAL RESEARCH LIMITED 3 8 11 72.73 2009-07-10
783 IIFL Private Wealth Hong Kong Limited 3 0 3 0.00 2012-04-13
784 IL&FS Global Financial Services (HK) Limited 3 0 3 0.00 2013-10-11
785 Imagi Brokerage Limited 3 4 7 57.14
786 IMC Asia Pacific Limited 3 0 3 0.00 2007-03-12
787 Imperium International Asset Management Limited 3 4 7 57.14 2008-12-02
788 INCU CORPORATE FINANCE LIMITED 3 4 7 57.14
789 INDUS CAPITAL ADVISORS (HONG KONG) LIMITED 3 6 9 66.67 2009-08-06
790 Integrity Capital Management (HK) Limited 3 3 6 50.00 2013-03-05
791 Interactive Brokers LLC 3 30 33 90.91 2007-03-19
792 INVESCO ASSET MANAGEMENT ASIA LIMITED 3 70 73 95.89
793 ITAU ASIA LIMITED 3 3 6 50.00 2006-10-31
794 IVORY CAPITAL PRIVATE LIMITED 3 4 7 57.14 2007-03-21
795 IvyRock Asset Management (HK) Limited 3 2 5 40.00 2014-03-06
796 J Capital Research Limited 3 0 3 0.00 2012-03-01
797 JIMEI SECURITIES LIMITED 3 14 17 82.35 2008-12-09
798 JINRUI FUTURES (HONG KONG) LIMITED 3 9 12 75.00 2007-07-27
799 JOINCAP CAPITAL LIMITED 3 0 3 0.00
800 JOLMO CAPITAL LIMITED 3 0 3 0.00 2005-03-31
801 JOSPA INVESTMENT COMPANY LIMITED 3 9 12 75.00
802 JPMorgan Asset Management Real Assets (Asia) Limited 3 9 12 75.00 2009-06-26
803 JS SECURITIES LIMITED (HK) 3 5 8 62.50 2011-01-20
804 Jupiter Asset Management (Hong Kong) Limited 3 2 5 40.00 2013-04-10
805 JVSakk Asia Limited 3 7 10 70.00
806 KAM LUEN SECURITIES LIMITED 3 2 5 40.00
807 KARL THOMSON INVESTMENT CONSULTANTS LIMITED 3 8 11 72.73 2004-12-16
808 KARL-THOMSON COMMODITIES COMPANY LIMITED 3 20 23 86.96
809 KARST PEAK CAPITAL LIMITED 3 2 5 40.00 2012-03-16
810 KBR Fund Management Limited 3 1 4 25.00 2008-01-08
811 KGI Asset Management Limited 3 16 19 84.21 2013-05-31
812 KIN FUNG STOCK COMPANY LIMITED 3 1 4 25.00 2005-03-31
813 KINGSTON CORPORATE FINANCE LIMITED 3 6 9 66.67
814 KINGSTON FUTURES LIMITED 3 19 22 86.36
815 KINGSWAY SW ASSET MANAGEMENT LIMITED 3 1 4 25.00
816 Koi Investment Partners International Limited 3 1 4 25.00 2010-11-05
817 KPMG CORPORATE FINANCE LIMITED 3 5 8 62.50
818 Kriya Capital Limited 3 4 7 57.14 2010-01-08
819 KWAN YICK SECURITIES (INT'L) LIMITED 3 5 8 62.50
820 KWONG FAT HONG (SECURITIES) LIMITED 3 10 13 76.92
821 LAMTEX SECURITIES LIMITED 3 5 8 62.50
822 LAZARD ASSET MANAGEMENT (HONG KONG) LIMITED 3 1 4 25.00 2008-11-20
823 Leading Securities Company Limited 3 0 3 0.00 2013-02-21
824 LEE'S SECURITIES COMPANY LIMITED 3 9 12 75.00 2005-01-03
825 LEHIN SECURITIES LIMITED 3 20 23 86.96
826 LEI SHING HONG SECURITIES LIMITED 3 13 16 81.25
827 LIS Investment Services Limited 3 1 4 25.00 2008-01-09
828 LOUIS CAPITAL MARKETS (HONG KONG) LIMITED 3 12 15 80.00 2007-02-14
829 LT Finance Management Limited 3 4 7 57.14 2012-12-10
830 LT Securities Limited 3 5 8 62.50 2011-04-01
831 LYNAS CAPITAL LIMITED 3 0 3 0.00 2004-08-12
832 MAGIC COMPASS SECURITIES LIMITED 3 5 8 62.50 2011-10-12
833 MAN HON YEUNG SECURITIES LIMITED 3 2 5 40.00
834 MARCO POLO PURE ASSET MANAGEMENT LIMITED 3 3 6 50.00 2008-04-01
835 Marex HK Asia Limited 3 10 13 76.92 2013-08-23
836 Marex Hong Kong Limited 3 6 9 66.67 2011-01-28
837 MASON INVESTMENT MANAGEMENT LIMITED 3 1 4 25.00
838 MASTERLINK SECURITIES (HONG KONG) CORPORATION LIMITED 3 18 21 85.71 2008-06-30
839 Matrix Asset Management Limited 3 1 4 25.00 2014-06-05
840 MCP Asset Management Company Limited 3 12 15 80.00 2005-08-23
841 MERCER INVESTMENTS (HK) LIMITED 3 13 16 81.25 2005-08-04
842 Merdeka Securities Limited 3 3 6 50.00
843 Mesirow Financial Hong Kong, Limited 3 2 5 40.00 2012-06-05
844 METRO CAPITAL FUTURES LIMITED 3 2 5 40.00
845 METRO CAPITAL SECURITIES LIMITED 3 7 10 70.00
846 METTA CAPITAL LIMITED 3 0 3 0.00 2013-12-09
847 MIDLAND WEALTH MANAGEMENT LIMITED 3 25 28 89.29 2008-02-18
848 MING HON SECURITIES LIMITED 3 1 4 25.00
849 MIRABAUD (ASIA) LIMITED 3 4 7 57.14 2003-05-13
850 Mirae Asset Capital (China) Limited 3 5 8 62.50 2012-11-29
851 Mirae Asset Securities (HK) Limited 3 3 6 50.00 2007-01-11
852 MIS SERVICES LIMITED (d2019-06-01) 3 1 4 25.00
853 Mitsubishi UFJ Investment Services (HK) Limited 3 5 8 62.50 2007-12-21
854 MIZUHO CAPITAL MARKETS (HK) LIMITED 3 7 10 70.00 2010-11-03
855 Monex Boom Securities (H.K.) Limited 3 7 10 70.00
856 MoneyMore Securities Limited 3 10 13 76.92
857 MONTGOMERY SECURITIES LIMITED (HK) 3 1 4 25.00
858 MORTON SECURITIES LIMITED 3 1 4 25.00
859 Mount Kellett Capital (Hong Kong) Limited 3 14 17 82.35 2008-09-25
860 MVision Private Equity Advisers Asia Limited 3 4 7 57.14 2012-03-29
861 Neo-Criterion Capital Limited 3 2 5 40.00 2014-04-14
862 New Century Asset Management Limited 3 0 3 0.00 2013-06-21
863 NEW PACIFIC CAPITAL LIMITED 3 1 4 25.00 2010-09-17
864 NEW SPRING CAPITAL LIMITED 3 3 6 50.00 2011-06-17
865 NEWTONIAN CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2007-09-20
866 Nexus Investment Advisors Limited 3 1 4 25.00 2014-05-02
867 NEXUS INVESTMENT MANAGEMENT LIMITED (HK) 3 7 10 70.00
868 Nezu Asia Capital Management Limited 3 7 10 70.00 2004-10-29
869 NF Trinity Capital (Hong Kong) Limited 3 2 5 40.00 2014-08-26
870 NH INVESTMENT & SECURITIES (H.K.) LIMITED 3 9 12 75.00 2013-09-17
871 Nine Masts Capital Limited 3 10 13 76.92 2010-05-11
872 Ninety One Hong Kong Limited 3 7 10 70.00 2014-04-09
873 NIVALIS PARTNERS LIMITED 3 1 4 25.00 2013-09-04
874 NORMAN KONG SECURITIES COMPANY LIMITED 3 0 3 0.00 2004-07-15
875 NUOXIN CAPITAL (HONG KONG) LIMITED 3 1 4 25.00 2006-08-24
876 OCP Asia (Hong Kong) Limited 3 6 9 66.67 2004-09-03
877 OKACHI (HONG KONG) COMPANY LIMITED 3 16 19 84.21
878 OKACHI INVESTMENTS (HK) COMPANY LIMITED 3 27 30 90.00
879 OLD PEAK LIMITED (HK) 3 3 6 50.00 2005-08-26
880 ONE CHINA SECURITIES LIMITED 3 31 34 91.18 2004-03-01
881 ONSHINE SECURITIES LIMITED 3 6 9 66.67
882 OP INVESTMENT MANAGEMENT LIMITED 3 10 13 76.92 2004-02-18
883 Open Asset Management Limited 3 2 5 40.00 2011-03-08
884 Opus Capital Limited (HK) 3 2 5 40.00 2014-08-18
885 ORIENT FUTURES (HONG KONG) LIMITED 3 27 30 90.00 2011-02-28
886 ORIENTAL PATRON SECURITIES LIMITED 3 13 16 81.25
887 ORTUS CAPITAL MANAGEMENT LIMITED 3 10 13 76.92 2003-08-29
888 Oshidori Securities Limited 3 5 8 62.50
889 PacBridge Capital Partners (HK) Limited 3 2 5 40.00 2009-03-17
890 PACIFIC ALLIANCE INVESTMENT MANAGEMENT (HK) LIMITED 3 29 32 90.63 2007-01-09
891 PACIFIC HAWK (HK) LIMITED 3 0 3 0.00 2010-09-14
892 Pamirs Capital (H.K.) Limited 3 2 5 40.00 2010-09-10
893 PAOCHU INVESTMENT ADVISORY LIMITED 3 4 7 57.14 2009-10-09
894 PARAMETRICA MANAGEMENT LIMITED 3 4 7 57.14 2012-08-03
895 Partners Capital Asia Limited 3 2 5 40.00 2011-08-04
896 Paulson Asia Limited 3 1 4 25.00 2011-02-21
897 PGIM (Hong Kong) Limited 3 3 6 50.00
898 PHILIPPA HUCKLE GROUP LIMITED (THE) 3 1 4 25.00 2006-01-13
899 PICO ZEMAN SECURITIES (HK) LIMITED 3 3 6 50.00 2010-07-12
900 PINE RIVER CAPITAL MANAGEMENT (HK) LIMITED 3 17 20 85.00 2007-03-08
901 Ping An of China Capital (Hong Kong) Company Limited 3 5 8 62.50 2010-12-07
902 Pinxin (Hong Kong) Asset Management Co. Limited 3 0 3 0.00 2014-11-13
903 Pittodrie Finance Limited 3 0 3 0.00 2012-04-02
904 PLATINUM SECURITIES COMPANY LIMITED 3 6 9 66.67
905 Pleiad Investment Advisors Limited 3 3 6 50.00 2014-06-13
906 PO KAY SECURITIES & SHARES COMPANY LIMITED 3 14 17 82.35
907 PRIME CAPITAL MANAGEMENT COMPANY LIMITED 3 6 9 66.67 2004-09-15
908 Prive Financial Limited 3 0 3 0.00 2012-12-06
909 Proprium Capital Partners (Hong Kong) Limited 3 2 5 40.00 2013-12-23
910 Proton Capital Limited 3 2 5 40.00 2007-10-16
911 Providence Equity Asia Limited 3 3 6 50.00 2007-08-23
912 PRUDENTIAL BROKERAGE LIMITED 3 147 150 98.00
913 PRUDENTIAL INDEX TRADING COMPANY LIMITED 3 62 65 95.38
914 QUAD CAPITAL MANAGEMENT LIMITED 3 2 5 40.00 2014-08-04
915 Quam Asset Management Limited (b1983-06-28) 3 7 10 70.00
916 QUANTSMILE (HK) LIMITED 3 0 3 0.00 2007-04-02
917 RAMON INVESTMENT COMPANY LIMITED 3 3 6 50.00
918 RAYLIANT ASSET MANAGEMENT LIMITED 3 0 3 0.00 2012-02-20
919 REALINK FINANCIAL TRADE LIMITED 3 3 6 50.00 2003-09-25
920 Realord Asia Pacific Securities Limited 3 3 6 50.00 2010-11-24
921 Regal Portfolio Management Limited (HK) 3 0 3 0.00 2007-03-05
922 RICH PLEASURE SECURITIES LIMITED 3 4 7 57.14
923 RICHE BRIGHT SECURITIES LIMITED 3 4 7 57.14 2008-01-04
924 Rifa Futures Limited 3 15 18 83.33 2008-12-01
925 Riverwest Advisors Limited 3 0 3 0.00 2009-07-02
926 ROSA SECURITIES LIMITED 3 2 5 40.00
927 Rothschild & Co Wealth Management Hong Kong Limited 3 5 8 62.50 2010-08-16
928 RRJ Management (HK) Limited 3 11 14 78.57 2013-05-31
929 Rui Da International Finance Holding Limited 3 4 7 57.14 2012-03-30
930 Ruisen Port Securities Limited 3 4 7 57.14 2011-01-05
931 S. W. WOO AND COMPANY LIMITED 3 3 6 50.00
932 Safari Asia Limited 3 1 4 25.00 2010-04-30
933 SAIL ADVISORS LIMITED 3 6 9 66.67 2004-05-17
934 SANFULL FUTURES LIMITED 3 11 14 78.57 2007-12-21
935 Saxo Capital Markets HK Limited 3 5 8 62.50 2011-01-19
936 Schroder Adveq Management (Hong Kong) Limited 3 0 3 0.00 2013-01-02
937 SCOTIATRUST (ASIA) LIMITED 3 1 4 25.00 2011-09-07
938 SDHG International Securities Limited 3 5 8 62.50
939 SDICS International Futures (Hong Kong) Limited 3 35 38 92.11 2010-10-25
940 Seazen Resources Asset Management Limited 3 0 3 0.00 2014-12-29
941 Segantii Capital Management Limited 3 17 20 85.00 2007-11-22
942 SENRIGAN CAPITAL GROUP LIMITED 3 8 11 72.73 2009-08-27
943 Shacom Securities Limited 3 10 13 76.92
944 SHANGHAI INTERNATIONAL ASSET MANAGEMENT (HONG KONG) COMPANY LIMITED 3 1 4 25.00
945 SHANXI SECURITIES INTERNATIONAL FINANCIAL HOLDINGS LIMITED 3 6 9 66.67 2007-05-18
946 SHENG YUAN ASSET MANAGEMENT LIMITED 3 3 6 50.00 2011-06-14
947 SHENG YUAN SECURITIES LIMITED 3 9 12 75.00 2010-10-27
948 Shinhan Asset Management (Hong Kong) Limited 3 2 5 40.00 2011-01-27
949 Shinhan Investment Asia Limited 3 2 5 40.00 2007-10-15
950 SILVERHORN INVESTMENT ADVISORS LIMITED 3 14 17 82.35 2011-02-28
951 SINO GRADE SECURITIES LIMITED 3 10 13 76.92
952 SINOMAX SECURITIES LIMITED 3 9 12 75.00
953 Sinovation Capital Asset Management Company Limited 3 1 4 25.00 2009-10-21
954 SIU ON SECURITIES LIMITED 3 4 7 57.14
955 Snow Lake Capital (HK) Limited 3 2 5 40.00 2011-07-21
956 SoHo Investment Partners (H.K.) Limited 3 0 3 0.00 2014-03-05
957 SOLID KING SECURITIES LIMITED 3 6 9 66.67
958 SOUTH CHINA CAPITAL LIMITED 3 12 15 80.00
959 South China Forex Limited 3 20 23 86.96 2010-06-21
960 SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 3 5 8 62.50
961 SPDB International Holdings Limited 3 0 3 0.00
962 Spring Asset Management Limited (HK) 3 1 4 25.00 2013-11-21
963 Springboard Capital Limited 3 4 7 57.14 2010-07-02
964 St. James's Place (Hong Kong) Limited 3 19 22 86.36 2012-02-14
965 Standard & Poor's Investment Advisory Services (HK) Limited 3 5 8 62.50 2010-09-21
966 Standard Advisory Asia Limited 3 6 9 66.67 2014-12-01
967 STANDARD LIFE INVESTMENTS (HONG KONG) LIMITED 3 10 13 76.92 2005-07-07
968 STATE FORTUNE CAPITAL MANAGEMENT LIMITED 3 0 3 0.00 2012-03-30
969 Stifel Hong Kong Limited 3 3 6 50.00 2011-10-20
970 STJ Advisors (Asia) Limited 3 0 3 0.00 2011-11-17
971 Stobene Partners (Hong Kong) Limited 3 2 5 40.00 2012-01-31
972 STOCKWELL SECURITIES LIMITED 3 61 64 95.31
973 StoneX Financial (HK) Limited 3 2 5 40.00 2014-07-03
974 StormHarbour Securities (Hong Kong) Limited 3 8 11 72.73 2010-03-18
975 Sumitomo Mitsui DS Asset Management (Hong Kong) Limited 3 8 11 72.73 2007-05-08
976 SUN CAPITAL SECURITIES LIMITED 3 0 3 0.00 2005-03-31
977 SUN SECURITIES LIMITED 3 9 12 75.00 2011-04-01
978 SUNRISE SECURITIES LIMITED 3 3 6 50.00 2005-03-21
979 SYZ Asset Management (Asia) Limited 3 0 3 0.00 2004-07-27
980 TACHIBANA SECURITIES (HONG KONG) LIMITED 3 0 3 0.00
981 Taconic Capital Advisors (Hong Kong) Limited 3 3 6 50.00 2012-06-18
982 TAI FUNG ASSET MANAGEMENT COMPANY LIMITED 3 0 3 0.00 2013-07-05
983 TAI SHING STOCK INVESTMENT CO. LIMITED 3 15 18 83.33
984 TAI YIP STOCK COMPANY LIMITED 3 7 10 70.00
985 TAIFAIR FUTURES LIMITED 3 2 5 40.00
986 TAIPING ASSETS MANAGEMENT (HK) COMPANY LIMITED 3 16 19 84.21 2010-04-27
987 TAIREN CAPITAL LIMITED 3 0 3 0.00 2008-07-08
988 Tandem Investors Limited 3 0 3 0.00 2014-12-24
989 TANG KEE SECURITIES LIMITED 3 3 6 50.00
990 TANG PING KONG LIMITED 3 8 11 72.73
991 TARZAN STOCK & SHARES LIMITED 3 8 11 72.73
992 TC CAPITAL MANAGEMENT LIMITED (HK) 3 2 5 40.00 2011-10-24
993 TC Investment Management (Asia) Limited 3 6 9 66.67 2014-03-18
994 TCW ASIA LIMITED 3 1 4 25.00 2012-10-25
995 Telecom King Securities Limited 3 17 20 85.00 2007-10-17
996 TEMPLETON ASSET MANAGEMENT LTD 3 11 14 78.57
997 TENGARD FUND MANAGEMENT LIMITED 3 7 10 70.00 2012-04-03
998 TFI Securities and Futures Limited 3 5 8 62.50 2013-05-14
999 THING ON SECURITIES LIMITED 3 5 8 62.50
1000 THREADNEEDLE PORTFOLIO SERVICES HONG KONG LIMITED 3 14 17 82.35 2008-04-11
1001 Tianhe Quant Asset Management Limited 3 0 3 0.00 2013-06-11
1002 TIBRA TRADING HONG KONG LIMITED 3 0 3 0.00 2007-06-25
1003 TIMES SECURITIES COMPANY LIMITED 3 13 16 81.25
1004 TOKAI TOKYO SECURITIES (ASIA) LIMITED 3 5 8 62.50
1005 Topaz Financial Group Limited 3 6 9 66.67 2012-10-12
1006 Tor Investment Management (Hong Kong) Limited 3 5 8 62.50 2012-12-12
1007 Towers Watson Investment Services Hong Kong Limited 3 10 13 76.92 2007-05-14
1008 TPG-AXON CAPITAL (HK), LIMITED 3 5 8 62.50 2005-05-31
1009 TR Advisors Limited 3 3 6 50.00 2008-12-02
1010 Trafalgar Capital Management (HK) Limited 3 4 7 57.14 2010-02-01
1011 TransPacific Group (Asia) Limited 3 0 3 0.00 2011-05-20
1012 TRG MANAGEMENT HONG KONG LIMITED 3 3 6 50.00 2008-01-07
1013 TRIVEST ADVISORS LIMITED 3 4 7 57.14 2010-04-08
1014 True Partner Advisor Hong Kong Limited 3 4 7 57.14 2010-09-30
1015 TRUTH SECURITIES LIMITED 3 4 7 57.14
1016 TSE'S SECURITIES LIMITED 3 37 40 92.50
1017 TULLETT PREBON (HONG KONG) LIMITED 3 17 20 85.00 2010-08-26
1018 TUNG SHUN SECURITIES LIMITED 3 2 5 40.00 2005-01-03
1019 TUNG TAI SECURITIES COMPANY LIMITED 3 6 9 66.67
1020 TVC MANAGEMENT LIMITED 3 0 3 0.00
1021 Two Fish Capital HK Limited 3 0 3 0.00 2010-08-17
1022 Two Sigma Asia Pacific, Limited 3 1 4 25.00 2014-04-08
1023 UBP ASSET MANAGEMENT ASIA LIMITED 3 18 21 85.71 2007-01-11
1024 UPBEST ASSETS MANAGEMENT LIMITED 3 3 6 50.00
1025 UPBEST COMMODITIES COMPANY LIMITED 3 4 7 57.14
1026 UPBEST INVESTMENT COMPANY LIMITED 3 0 3 0.00
1027 VALUABLE CAPITAL LIMITED 3 7 10 70.00 2010-07-14
1028 Value Partners Private Equity Limited 3 4 7 57.14
1029 Vanguard Investments Hong Kong Limited 3 17 20 85.00 2012-02-07
1030 Vantage New Generation Securities Limited 3 6 9 66.67 2012-08-03
1031 VBG Capital Limited 3 5 8 62.50 2009-04-20
1032 VC BROKERAGE LIMITED 3 53 56 94.64
1033 VEDA CAPITAL LIMITED (HK) 3 4 7 57.14 2005-12-28
1034 Vegasoul Capital Management (Asia) Limited 3 3 6 50.00 2010-01-29
1035 VENHOUSE WEALTH MANAGEMENT LIMITED 3 15 18 83.33 2004-05-19
1036 VERACITY INVESTMENT CO., LIMITED 3 1 4 25.00 2012-11-20
1037 Veritas Asset Management (Asia) Limited 3 1 4 25.00 2011-12-29
1038 Victoire Asia Investments Limited 3 1 4 25.00 2014-03-07
1039 Viking Global Hong Kong Limited 3 3 6 50.00 2010-09-17
1040 Vision Capital Investment Management Limited 3 7 10 70.00 2003-12-17
1041 VISION FINANCE INTERNATIONAL COMPANY LIMITED 3 3 6 50.00 2007-11-29
1042 VisionGain Capital Limited 3 3 6 50.00 2007-11-14
1043 VL ASSET MANAGEMENT LIMITED 3 2 5 40.00 2009-04-15
1044 Voltex Asia Capital Limited 3 2 5 40.00 2012-07-24
1045 Vontobel Wealth Management (Hong Kong) Limited 3 5 8 62.50 2013-01-14
1046 W. Falcon Asset Management (Asia) Limited 3 5 8 62.50 2014-07-17
1047 WADER SECURITIES COMPANY LIMITED 3 0 3 0.00
1048 WAH SANG SECURITIES LIMITED 3 2 5 40.00
1049 WAH THAI SECURITIES LIMITED 3 3 6 50.00
1050 WANTHORPE ASSET MANAGEMENT LIMITED 3 1 4 25.00 2005-03-02
1051 WARD FERRY MANAGEMENT LIMITED 3 13 16 81.25
1052 Well Link International Securities Limited 3 9 12 75.00 2012-10-04
1053 Well Link Securities Limited 3 14 17 82.35 2005-11-11
1054 WESTOCK SECURITIES INTERNATIONAL (HK) LIMITED 3 16 19 84.21 2008-09-02
1055 WILSON SECURITIES LIMITED 3 4 7 57.14 2010-02-25
1056 Win Securities Limited 3 5 8 62.50
1057 Winco Securities Company Limited 3 1 4 25.00 2010-03-01
1058 WINFULL SECURITIES LIMITED 3 14 17 82.35
1059 WING FAT SECURITIES LIMITED 3 7 10 70.00
1060 WING FUNG FOREX LIMITED 3 12 15 80.00 2009-01-08
1061 WINGS SECURITIES (HK) LIMITED 3 5 8 62.50
1062 WINLAND WEALTH MANAGEMENT LIMITED 3 5 8 62.50
1063 Winner International Securities Limited 3 19 22 86.36
1064 WINTON CAPITAL ASIA LIMITED 3 6 9 66.67 2009-06-19
1065 WOCOM INVESTMENT MANAGEMENT LIMITED 3 0 3 0.00
1066 Wolver Hill Asset Management Asia Limited 3 0 3 0.00 2009-03-10
1067 WORL-D ASSET MANAGEMENT (HONG KONG) LIMITED 3 7 10 70.00 2003-05-23
1068 Xingtai Capital Management Limited 3 1 4 25.00 2013-11-21
1069 YF SECURITIES COMPANY LIMITED 3 10 13 76.92
1070 YING WAH SECURITIES COMPANY LIMITED 3 6 9 66.67
1071 YONG RONG (HK) ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-05-03
1072 YU MING INVESTMENT MANAGEMENT LIMITED 3 2 5 40.00
1073 YUE XIU ASSET MANAGEMENT LIMITED 3 5 8 62.50 2011-04-12
1074 YUEXING SECURITIES COMPANY LIMITED 3 15 18 83.33
1075 Yuexiu REIT Asset Management Limited 3 4 7 57.14 2005-12-08
1076 Yunfeng Securities Limited 3 6 9 66.67 2013-08-27
1077 ZHONGCAI ASSET MANAGEMENT LIMITED 3 0 3 0.00 2013-08-13
1078 Zijing Capital Limited 3 7 10 70.00 2003-05-07
1079 313 Capital Management Limited 2 23 25 92.00 2010-04-19
1080 A. H. INTERNATIONAL LIMITED 2 0 2 0.00 2006-03-22
1081 Aardvark Fund Management Limited 2 1 3 33.33 2009-09-24
1082 AASTOCKS.COM LIMITED 2 0 2 0.00
1083 ABAX GLOBAL CAPITAL (HONG KONG) LIMITED 2 9 11 81.82 2007-05-04
1084 ABCI ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-10-18
1085 ABN AMRO FINANCIAL PRODUCTS LIMITED 2 2 4 50.00
1086 About Capital Management (HK) Co., Limited 2 2 4 50.00 2013-09-24
1087 ABRIDGE ENTERPRISES COMPANY LIMITED 2 1 3 33.33 2007-04-10
1088 ABUNDANCIA GLOBAL ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-12-11
1089 ACCESS INVESTMENT MANAGEMENT (H.K.) LIMITED 2 3 5 60.00
1090 ACM ASIA LIMITED 2 0 2 0.00
1091 AD Capital Management (Hong Kong) Limited 2 1 3 33.33 2004-09-08
1092 ADMIRAL INVESTMENT LIMITED 2 0 2 0.00 2013-11-08
1093 ADS Securities Hong Kong Limited 2 2 4 50.00 2011-08-09
1094 Aegon Asset Management (Asia) Limited 2 0 2 0.00 2012-04-30
1095 Aetas Global Markets Limited 2 1 3 33.33 2005-10-26
1096 Aevitas Securities Limited 2 4 6 66.67
1097 Affiliated Managers Group (Hong Kong) Limited 2 0 2 0.00 2010-12-07
1098 AFFINITY EQUITY PARTNERS (HK) LIMITED 2 2 4 50.00 2004-07-07
1099 Agamemnon Capital Limited 2 2 4 50.00 2013-12-02
1100 AIDYIA LIMITED 2 0 2 0.00 2012-12-20
1101 AIU International Securities Limited 2 0 2 0.00 2011-12-28
1102 AJ Securities Limited 2 4 6 66.67
1103 Akron Corporate Finance Limited 2 3 5 60.00 2013-10-03
1104 Aksia Hong Kong Limited 2 0 2 0.00 2012-08-06
1105 Aletheia Analyst Network Limited 2 9 11 81.82 2008-06-03
1106 ALETHEIA TECHNOLOGIES LIMITED 2 7 9 77.78 2010-07-30
1107 All-Stars Investment Limited 2 2 4 50.00 2013-12-02
1108 Alliance Capital Partners Limited (HK) 2 5 7 71.43 2014-01-24
1109 ALPHA FUTURES COMPANY LIMITED 2 1 3 33.33
1110 Alpha Nova Capital Management Limited 2 0 2 0.00
1111 AlTi Wealth Management (Hong Kong) Limited 2 2 4 50.00 2004-05-11
1112 Altitude Principle Advisory Limited 2 0 2 0.00 2011-03-16
1113 ALTRUIST FINANCIAL GROUP LIMITED 2 48 50 96.00 2004-01-20
1114 AM Squared Limited 2 5 7 71.43 2005-06-30
1115 Amasse Capital Limited 2 4 6 66.67 2012-07-13
1116 AMBER HILL CAPITAL LIMITED 2 0 2 0.00 2014-12-10
1117 American Century Investment Management (Asia Pacific) Limited 2 4 6 66.67 2010-03-26
1118 Amherst Pierpont International Limited 2 0 2 0.00 2009-06-17
1119 Amital Asset Management Limited 2 1 3 33.33 2013-01-23
1120 AN ZHONG (AZ) INVESTMENT MANAGEMENT HONG KONG LIMITED 2 3 5 60.00 2011-08-03
1121 Anuenue Advisors Limited 2 0 2 0.00 2005-10-06
1122 Anuenue Capital International Limited 2 5 7 71.43 2005-08-30
1123 Anuenue Securities Limited 2 10 12 83.33
1124 AQUITAINE INVESTMENT ADVISORS LIMITED 2 0 2 0.00
1125 ARCH Capital Management Co. Limited 2 2 4 50.00 2009-02-19
1126 Arcus Investment Asia Limited 2 0 2 0.00 2014-06-09
1127 Areion Asset Management Company Limited 2 4 6 66.67 2010-08-24
1128 Ares Management Asia (Hong Kong) Limited 2 8 10 80.00 2009-05-25
1129 Arete Research Asia Limited 2 2 4 50.00 2010-01-11
1130 ARISAIG PARTNERS (HK) LIMITED 2 4 6 66.67 2006-01-20
1131 ARISTO SECURITIES LIMITED 2 2 4 50.00 2014-08-06
1132 Ark Group Holdings (Hong Kong) Limited 2 20 22 90.91 2012-01-04
1133 ARK PACIFIC CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-06-20
1134 ARKKAN CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2013-12-16
1135 Arowana Asset Management Limited 2 0 2 0.00 2012-03-12
1136 Arrow Capital Limited (HK) 2 0 2 0.00 2008-03-07
1137 Arta Corporate Advisory Limited 2 1 3 33.33 2012-09-11
1138 Arta Global Futures Limited 2 1 3 33.33
1139 Artephius Partners Limited 2 1 3 33.33 2013-08-01
1140 ASCENDANT ASSET MANAGEMENT (HK) LIMITED 2 2 4 50.00 2009-09-21
1141 Ascender Capital Limited 2 0 2 0.00 2012-12-07
1142 Ascent Capital Advisors Limited 2 1 3 33.33 2013-11-08
1143 Asean Investment Advisors Limited 2 0 2 0.00 2010-06-22
1144 Asia Alternatives Advisor Hong Kong Limited 2 4 6 66.67 2011-03-15
1145 ASIA DEBT MANAGEMENT HONG KONG LIMITED 2 12 14 85.71
1146 Asia Pacific Asset Management Limited 2 0 2 0.00 2010-05-20
1147 ASIA PACIFIC CAPITAL SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1148 Asia Pacific Financial Capital Limited 2 1 3 33.33
1149 Asia Pacific Financial Investment Services Co., Limited 2 2 4 50.00 2014-07-22
1150 ASIA PACIFIC INVESTMENT ADVISORS LIMITED 2 5 7 71.43
1151 ASIAN CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00
1152 Aspect Capital Asia Limited 2 1 3 33.33 2008-06-10
1153 ASSET DYNAMIC MANAGEMENT LIMITED 2 2 4 50.00
1154 ASSOCIATED ADVISERS LIMITED 2 0 2 0.00
1155 ASSURED ASSET MANAGEMENT LIMITED (HK) 2 3 5 60.00
1156 ATHENA WEALTH MANAGEMENT LIMITED 2 52 54 96.30 2008-04-25
1157 Athos Capital Limited 2 4 6 66.67 2012-03-20
1158 Atlantic Pacific Capital Asia Limited 2 1 3 33.33 2008-11-14
1159 AUDREY CHOW SECURITIES LIMITED 2 8 10 80.00
1160 AUSPICIOUS CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2013-11-22
1161 Austen Capital Management Limited 2 1 3 33.33 2010-06-30
1162 AVALOK CAPITAL LIMITED 2 1 3 33.33 2012-05-31
1163 AVANTA INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1164 Avantua Capital Management Limited 2 0 2 0.00 2013-06-20
1165 Avista Capital Limited 2 0 2 0.00 2013-08-09
1166 AXA Financial Planning (Hong Kong) Limited 2 0 2 0.00
1167 AXIAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2005-06-24
1168 AXIOM INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1169 Axis Capital Management Limited 2 2 4 50.00
1170 Ayers Alliance Securities (HK) Limited 2 8 10 80.00 2013-10-07
1171 Azurewing Limited (HK) 2 1 3 33.33 2011-10-25
1172 Bach Option Limited 2 1 3 33.33 2013-06-10
1173 BALI SECURITIES CO. LIMITED 2 1 3 33.33
1174 Balyasny Asset Management (Hong Kong) Limited 2 14 16 87.50 2008-03-03
1175 BaoQiao Partners Securities (HK) Limited 2 4 6 66.67
1176 Bauhinia Capital Partners Limited 2 3 5 60.00 2012-01-09
1177 BCCF SECURITIES CO., LIMITED 2 0 2 0.00 2012-09-17
1178 BCT Financial Limited 2 60 62 96.77 2010-11-24
1179 Beevest Fortune Asset Management Limited 2 1 3 33.33 2012-08-15
1180 Beevest Securities Limited 2 6 8 75.00
1181 Beijing Capital Partners Limited 2 0 2 0.00 2006-02-27
1182 Bell Potter Securities (HK) Limited 2 1 3 33.33 2012-10-29
1183 Belvest Investment Services Limited 2 2 4 50.00 2014-06-23
1184 Benchmark Advisors Limited (HK) 2 0 2 0.00 2013-08-09
1185 BETA INTERNATIONAL SECURITIES LIMITED 2 6 8 75.00
1186 Beyond Hong Kong Limited 2 0 2 0.00 2011-12-23
1187 BFIN Private Advisors (Hong Kong) Limited 2 4 6 66.67 2014-02-21
1188 BG Asset Management Limited 2 0 2 0.00 2014-05-27
1189 BGC SECURITIES (HONG KONG) LLC 2 31 33 93.94 2008-06-25
1190 BHI Investment Advisors (Asia) Limited (d2017-03-13) 2 2 4 50.00 2011-01-04
1191 Big Bay Asset Management (HK) Limited 2 2 4 50.00 2013-09-19
1192 BIG BAY SECURITIES (HK) LIMITED 2 1 3 33.33 2011-07-07
1193 BLACK CRANE INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2009-09-28
1194 Black Dragon Asset Management Limited 2 1 3 33.33 2011-07-27
1195 Black Marble Securities Limited 2 0 2 0.00
1196 BLOOMYEARS LIMITED 2 1 3 33.33
1197 Blossomhill Investment Limited 2 0 2 0.00 2010-03-04
1198 BlueBay Hong Kong Limited 2 1 3 33.33 2011-12-13
1199 BlueCrest Capital Management (Hong Kong) Limited 2 6 8 75.00 2014-09-16
1200 BLUEFIN HK LIMITED 2 1 3 33.33 2010-06-30
1201 BMI Securities Limited 2 6 8 75.00 2011-03-14
1202 BOA Soteria Asset Management Limited 2 1 3 33.33 2008-04-14
1203 BOCGI Commercial Realty Management Limited 2 0 2 0.00 2014-09-04
1204 BOKHARY SECURITIES LIMITED 2 8 10 80.00
1205 Bosen Asset Management Limited 2 0 2 0.00 2010-03-11
1206 Boswell Capital Management Limited 2 0 2 0.00 2014-04-07
1207 Boyu Capital Investment Management Co., Limited 2 0 2 0.00 2014-11-28
1208 BRADBURY ASSET MANAGEMENT (HONG KONG) LIMITED 2 3 5 60.00 2012-08-31
1209 Bradbury Securities Limited 2 8 10 80.00
1210 BRIDGEWAY PRIME SHOP FUND MANAGEMENT LIMITED 2 0 2 0.00 2013-09-06
1211 BRIGHT SECURITIES LIMITED (THE) 2 0 2 0.00 2005-03-31
1212 Bright Smart Asset Management Limited 2 0 2 0.00 2012-03-26
1213 Bright Stream Capital Management Limited 2 1 3 33.33 2012-10-18
1214 Brilliance Asset Management Limited 2 0 2 0.00 2014-03-19
1215 Brilliant Corporate Finance Limited 2 0 2 0.00 2014-10-31
1216 Brilliant Norton Securities Company Limited 2 5 7 71.43 2011-12-01
1217 BROOKE CAPITAL LIMITED 2 0 2 0.00
1218 BULLISH SECURITIES LIMITED 2 8 10 80.00
1219 C.P. FINANCIAL MANAGEMENT LIMITED 2 2 4 50.00 2008-05-09
1220 C.P. SECURITIES INTERNATIONAL LIMITED 2 5 7 71.43
1221 CAIDAO CAPITAL LIMITED 2 2 4 50.00 2008-07-15
1222 Campbell Lutyens Asia Pacific Limited 2 4 6 66.67 2011-07-08
1223 CANTERBURY CAPITAL LIMITED (HK) 2 0 2 0.00
1224 Capital Instinct Limited 2 1 3 33.33 2011-05-25
1225 CARLYLE HONG KONG EQUITY MANAGEMENT LIMITED 2 0 2 0.00 2012-04-30
1226 Carret Private Capital Limited 2 0 2 0.00 2007-05-28
1227 CARRIER STOCK INVESTMENT COMPANY LIMITED 2 5 7 71.43
1228 CATHAYSIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-06-14
1229 CBRE Capital Advisors Asia Pacific Limited 2 4 6 66.67 2013-09-27
1230 CBRE Clarion Securities HKG Limited 2 2 4 50.00 2008-01-04
1231 CC Finance Limited 2 9 11 81.82 2006-04-20
1232 CC Real Estate Advisory Limited 2 3 5 60.00 2010-08-04
1233 CC Strategic Partners Limited 2 0 2 0.00 2012-10-22
1234 CCB Securities Limited 2 3 5 60.00
1235 CCTIC International Limited 2 1 3 33.33 2010-06-28
1236 Celera Markets Limited 2 0 2 0.00 2008-08-12
1237 CENTALINE SECURITIES LIMITED 2 55 57 96.49 2011-10-07
1238 CENTRAL CHINA INTERNATIONAL CAPITAL LIMITED 2 4 6 66.67
1239 CENTRUM CAPITAL INTERNATIONAL LIMITED 2 0 2 0.00 2011-03-03
1240 CENTURION INVESTMENT MANAGEMENT (H.K.) LIMITED 2 0 2 0.00 2010-11-16
1241 Cephei Capital Management (Hong Kong) Limited 2 7 9 77.78 2007-07-19
1242 Ceres Asset Management Limited 2 0 2 0.00 2014-12-19
1243 CERES CAPITAL LIMITED 2 0 2 0.00
1244 CES International Commodities (HK) Limited 2 0 2 0.00
1245 CHAMPLUS ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-06-09
1246 CHAMPUS ASSET MANAGEMENT LIMITED 2 0 2 0.00
1247 CHAN NGOK MING SECURITIES LIMITED 2 3 5 60.00
1248 Changjiang Futures (HK) Limited 2 15 17 88.24 2012-02-13
1249 Channel 8 Wealth Management Limited 2 11 13 84.62 2010-01-27
1250 CHAOS INTERNATIONAL FINANCIAL LIMITED 2 0 2 0.00
1251 ChapmanCraig Limited 2 0 2 0.00
1252 Chariot Capital Management Limited 2 1 3 33.33 2014-03-07
1253 CHARLES-LIM CAPITAL LIMITED 2 2 4 50.00 2010-03-31
1254 CHARLESWIN BULLION LIMITED 2 3 5 60.00 2011-11-07
1255 CHARTWELL CAPITAL LIMITED (HK) 2 5 7 71.43 2008-02-05
1256 CHEE TAK SECURITIES LIMITED 2 4 6 66.67
1257 CHEETAH ADVISORS LIMITED 2 2 4 50.00
1258 Chepstow Capital Advisors Limited 2 1 3 33.33 2009-10-20
1259 CHI SHUN LIMITED 2 0 2 0.00 2014-10-29
1260 CHIEF FINANCIAL CAPITAL LIMITED 2 1 3 33.33 2013-03-14
1261 China Angel Fund Management (HK) Company Limited 2 2 4 50.00 2011-10-24
1262 CHINA ASSETS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1263 China Best International Futures Co., Limited 2 8 10 80.00 2012-02-22
1264 China Best International Investment Consulting Company Limited 2 1 3 33.33 2013-05-08
1265 CHINA EAGLE ASSET MANAGEMENT LIMITED 2 2 4 50.00 2009-07-06
1266 China Enterprise Securities Company Limited 2 1 3 33.33 2011-01-27
1267 China Everbright Global Investment Advisors Company Limited 2 4 6 66.67 2012-08-09
1268 China Everbright Investment Management Limited 2 3 5 60.00 2007-07-03
1269 CHINA EVERBRIGHT RESEARCH LIMITED 2 6 8 75.00
1270 China Finance Holdings Limited 2 0 2 0.00
1271 CHINA FINANCE KAB ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-01-07
1272 CHINA FINANCIAL INTERNATIONAL INVESTMENTS & MANAGEMENTS LIMITED 2 2 4 50.00 2010-09-08
1273 China Galaxy International Asset Management (Hong Kong) Co., Limited 2 5 7 71.43 2013-02-25
1274 CHINA GLORY SECURITIES COMPANY LIMITED 2 0 2 0.00 2013-07-09
1275 CHINA GUARD INVESTMENTS LIMITED 2 1 3 33.33
1276 CHINA INDUSTRIAL SECURITIES INTERNATIONAL ASSET MANAGEMENT LIMITED 2 4 6 66.67 2012-04-27
1277 China Innovation Capital Limited 2 1 3 33.33 2014-07-17
1278 CHINA LIFE FRANKLIN ASSET MANAGEMENT CO., LIMITED 2 22 24 91.67 2006-12-08
1279 CHINA POINT STOCK BROKERS LIMITED 2 7 9 77.78
1280 China Renaissance Broking Services (Hong Kong) Limited 2 1 3 33.33
1281 CHINA SKY SECURITIES LIMITED 2 4 6 66.67
1282 China Sunrise Asset Management Limited 2 0 2 0.00 2014-10-09
1283 China Vered Asset Management (Hong Kong) Limited 2 1 3 33.33 2012-04-17
1284 China Vered Securities Limited 2 1 3 33.33 2013-12-03
1285 CHINA YINSHENG INTERNATIONAL SECURITIES LIMITED 2 2 4 50.00 2006-05-23
1286 Chinese Strategic Asset Management Limited 2 1 3 33.33 2007-09-07
1287 CHRISTFUND FUTURES LIMITED 2 5 7 71.43
1288 CICC US Securities (Hong Kong) Limited 2 11 13 84.62 2011-05-25
1289 CINDA INTERNATIONAL ASSET MANAGEMENT LIMITED 2 7 9 77.78
1290 CINDA INTERNATIONAL RESEARCH LIMITED 2 3 5 60.00 2010-07-26
1291 Citadel Securities (Hong Kong) Limited 2 3 5 60.00 2009-04-09
1292 CITIGROUP FIRST INVESTMENT MANAGEMENT LIMITED 2 4 6 66.67 2007-02-16
1293 Claren Road Asia Limited 2 4 6 66.67 2009-03-30
1294 CLC FUTURES LIMITED 2 4 6 66.67 2014-10-29
1295 CLOUDVIEW CAPITAL INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33 2014-11-18
1296 CMB International Asset Management Limited 2 6 8 75.00 2010-05-26
1297 CMB WING LUNG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-02-22
1298 CN CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-06-01
1299 CN FIRST INTERNATIONAL FUTURES LIMITED 2 0 2 0.00 2013-09-25
1300 CNI GLOBAL CAPITAL LIMITED 2 0 2 0.00
1301 COFCO Asset Management (International) Company Limited 2 3 5 60.00 2013-02-05
1302 COMMENCE COMPANY LIMITED 2 0 2 0.00
1303 COMPUTERSHARE HONG KONG INVESTOR SERVICES LIMITED 2 29 31 93.55 2008-12-17
1304 Conning Asia Pacific Limited 2 12 14 85.71 2012-02-24
1305 Continuum Capital Limited 2 0 2 0.00 2013-03-07
1306 Convergence Capital Asia Limited 2 0 2 0.00 2013-06-28
1307 CONVOY CAPITAL HONG KONG LIMITED 2 1 3 33.33 2012-08-23
1308 Core Pacific - Yamaichi Asset Management Limited 2 5 7 71.43 2013-12-17
1309 CORRINGTON SECURITIES & INVESTMENT LIMITED 2 1 3 33.33
1310 CORTEZ CAPITAL LIMITED (HK) 2 0 2 0.00 2006-03-22
1311 CROSBY ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00
1312 CSPI Credit Ratings Company Limited 2 2 4 50.00 2012-08-10
1313 CTI Capital Management Limited (HK) 2 2 4 50.00 2013-03-19
1314 CVP Capital Limited (HK) 2 1 3 33.33 2014-10-22
1315 CVP Securities Limited 2 30 32 93.75 2004-07-09
1316 D. YAU AND COMPANY LIMITED 2 1 3 33.33 2004-08-13
1317 D.J. SECURITIES LIMITED 2 0 2 0.00
1318 DA INTERNATIONAL FINANCIAL SERVICE LIMITED 2 5 7 71.43 2011-09-02
1319 DALTON CAPITAL (HONG KONG) LIMITED 2 0 2 0.00 2005-07-18
1320 Davidson Kempner Asia Limited 2 7 9 77.78 2010-05-04
1321 DELTA ASIA FINANCIAL FUTURES LIMITED 2 10 12 83.33
1322 Delta Asia Wealth Management Limited 2 6 8 75.00
1323 Deltroit (Hong Kong) Limited 2 7 9 77.78 2005-04-11
1324 Diamond Dragon Advisors Limited 2 1 3 33.33 2010-06-22
1325 DIGNARI CAPITAL PARTNERS (HK) LIMITED 2 2 4 50.00 2014-06-30
1326 DL SECURITIES (HK) LIMITED 2 4 6 66.67 2012-09-04
1327 DLJ Real Estate Capital Partners (HK), Limited 2 0 2 0.00 2011-06-29
1328 DORIC CAPITAL CORPORATION 2 3 5 60.00 2003-11-13
1329 DRT MANAGEMENT LIMITED 2 0 2 0.00 2005-07-27
1330 EAA SECURITIES LIMITED 2 1 3 33.33
1331 EAM Investment Advisors Limited 2 0 2 0.00 2009-11-16
1332 EAST CAPITAL ASIA LIMITED 2 0 2 0.00 2007-04-04
1333 EFG Asset Management (HK) Limited 2 7 9 77.78 2008-06-06
1334 eFusion Capital Limited 2 5 7 71.43 2014-06-06
1335 EIG Global Energy (Asia) Limited 2 1 3 33.33 2012-02-08
1336 Elements Advisors Limited 2 2 4 50.00 2010-06-08
1337 Elixir Capital Management Limited 2 2 4 50.00 2009-02-18
1338 ELLIOTT ADVISORS (HK) LIMITED 2 12 14 85.71 2005-03-08
1339 ELSTONE SECURITIES LIMITED 2 0 2 0.00
1340 EMERALD ORIENT INVESTMENT ADVISOR LIMITED 2 0 2 0.00 2011-04-13
1341 EMINENCE CAPITAL PARTNERS LIMITED 2 1 3 33.33 2013-11-08
1342 Encap (Global) Asset Management Limited 2 1 3 33.33 2009-03-30
1343 Enhanced Investment Management Limited 2 1 3 33.33 2014-01-08
1344 Enhanced Securities Limited 2 1 3 33.33 2011-08-02
1345 EnTrustPermal (Hong Kong) Limited 2 2 4 50.00 2006-03-09
1346 ENVIRONMENTAL INVESTMENT SERVICES ASIA LIMITED 2 1 3 33.33 2009-07-31
1347 Epigen Group (Hong Kong) Limited 2 0 2 0.00 2014-02-05
1348 ETF Securities (HK) Limited 2 0 2 0.00 2012-08-02
1349 Eurasian Management (Hong Kong) Limited 2 0 2 0.00 2008-10-02
1350 EUREKA CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00
1351 European Capital Partners (Hong Kong) Limited 2 0 2 0.00 2014-10-28
1352 Ever Fountain Asia Limited 2 0 2 0.00 2014-12-12
1353 Ever-Long Capital Management Limited (b2014-01-15) 2 0 2 0.00 2014-11-27
1354 EVER-LONG RESEARCH LIMITED 2 1 3 33.33
1355 Evergain Funds Limited 2 1 3 33.33 2013-12-17
1356 EXCEL INVESTMENT (HK) LIMITED 2 0 2 0.00 2014-07-21
1357 EXCELSIOR CAPITAL ASIA (HK) LIMITED 2 0 2 0.00
1358 F. R. ZIMMERN LIMITED 2 3 5 60.00
1359 F.E. Corporate Finance Advisory Limited 2 5 7 71.43 2012-08-03
1360 FAIR CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2007-06-27
1361 FAIR EAGLE FINANCE CREDIT LIMITED 2 2 4 50.00
1362 FAIR EAGLE FUTURES COMPANY LIMITED 2 4 6 66.67
1363 FAIR EAGLE SECURITIES COMPANY LIMITED 2 16 18 88.89
1364 Fantasia Asset Management Limited 2 0 2 0.00 2014-08-18
1365 FCL ADVISORY LIMITED 2 0 2 0.00 2005-03-01
1366 FDB Financial Group Limited 2 7 9 77.78
1367 FE SECURITIES LIMITED 2 4 6 66.67
1368 Finet Securities Limited 2 0 2 0.00
1369 FIRST ASIA FINANCE GROUP LIMITED 2 1 3 33.33
1370 FIRST BEIJING INVESTMENT LIMITED 2 0 2 0.00 2013-04-19
1371 First Fidelity Capital (International) Limited 2 6 8 75.00 2006-04-19
1372 First Prosperous Asset Management Company Limited 2 2 4 50.00 2007-09-06
1373 First Reserve Asia Limited 2 1 3 33.33 2011-10-28
1374 FLAG Squadron Asia Limited 2 6 8 75.00 2006-10-24
1375 Forebright Capital Management Limited 2 0 2 0.00 2014-11-25
1376 FORMAX ASSET MANAGEMENT LIMITED 2 7 9 77.78 2014-06-10
1377 FORMAX SECURITIES LIMITED 2 2 4 50.00 2014-09-12
1378 Fortune Asset Management Limited (HK) 2 7 9 77.78 2009-12-16
1379 FORTUNE HILL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2011-11-07
1380 Foundation Asset Management (HK) Limited 2 3 5 60.00 2007-03-22
1381 FOUNDER SECURITIES (HONG KONG) LIMITED 2 0 2 0.00 2014-12-19
1382 FREDDY COMPANY LIMITED 2 4 6 66.67 2005-02-21
1383 Friedmann Pacific Asset Management (Hong Kong) Limited 2 3 5 60.00
1384 Frontier Asia Capital Hong Kong Limited 2 0 2 0.00 2008-08-11
1385 FT Securities Limited 2 8 10 80.00
1386 FTFT International Securities and Futures Limited 2 0 2 0.00 2010-08-23
1387 FU YIP SECURITIES AND INVESTMENT COMPANY LIMITED 2 5 7 71.43 2005-03-03
1388 Fuh Hwa SITE Asset Management (Hong Kong) Limited 2 3 5 60.00 2009-02-27
1389 FUJI HONG KONG COMMODITIES COMPANY LIMITED 2 6 8 75.00
1390 FULBRIGHT WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2014-11-27
1391 FULL WIN SECURITIES LIMITED 2 0 2 0.00
1392 FULLJET SECURITIES LIMITED 2 0 2 0.00
1393 Funderstone Asset Management (HK) Limited 2 1 3 33.33
1394 Future Growth Asset Management Limited 2 4 6 66.67 2010-05-11
1395 FWD Financial Planning Limited (HK) 2 50 52 96.15 2011-01-25
1396 FWD Life Insurance Company (Bermuda) Limited 2 2 4 50.00
1397 Gain Capital - Forex.com Hong Kong Limited 2 10 12 83.33 2009-07-22
1398 GAIN MILES FINANCIAL PLANNING CONSULTANTS LIMITED 2 15 17 88.24 2005-02-16
1399 GAINWELL SECURITIES COMPANY LIMITED 2 2 4 50.00 2004-08-21
1400 GALAXY ASSET MANAGEMENT (H.K.) LIMITED 2 10 12 83.33
1401 GAVEKAL CAPITAL LIMITED 2 17 19 89.47 2003-06-09
1402 GAYANG SECURITIES LIMITED 2 0 2 0.00 2010-11-09
1403 GCAM Limited 2 2 4 50.00 2004-10-19
1404 GCIS LIMITED 2 0 2 0.00 2007-05-16
1405 GCM Investments Hong Kong Limited 2 4 6 66.67 2014-05-07
1406 Ge Shang Investment (Hong Kong) Limited 2 1 3 33.33
1407 Gen2 Partners Limited 2 2 4 50.00 2008-10-06
1408 GENESIS CAPITAL INVESTMENT (HK) LIMITED 2 1 3 33.33 2013-12-02
1409 Genting Securities Limited 2 1 3 33.33 2012-05-18
1410 GET NICE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2005-12-16
1411 GET NICE CAPITAL LIMITED 2 0 2 0.00
1412 GFI (HK) SECURITIES L.L.C. 2 24 26 92.31 2007-06-18
1413 GIGA (HONG KONG) LIMITED 2 2 4 50.00
1414 GLOBAL INVESTMENT ADVISORS LIMITED 2 6 8 75.00 2005-01-27
1415 GMT RESEARCH LIMITED (HK) 2 0 2 0.00 2014-10-10
1416 GOLD FUND SECURITIES COMPANY LIMITED 2 2 4 50.00
1417 Gold Mountains Asset Management Limited 2 2 4 50.00 2013-08-28
1418 GOLDEN GREAT CHINA FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-12-02
1419 Golden Jade Asset Management Limited 2 1 3 33.33 2012-04-26
1420 Golden Jade Capital Limited 2 0 2 0.00 2008-07-23
1421 Goldin Equities Limited 2 5 7 71.43 2008-12-17
1422 Goldin Financial Limited 2 2 4 50.00 2009-06-01
1423 GOLDRIDE SECURITIES LIMITED 2 5 7 71.43
1424 Goldyard Capital Limited 2 1 3 33.33
1425 GRAND ALLIANCE ASSET MANAGEMENT LIMITED 2 6 8 75.00
1426 Grand Cartel Securities Company Limited 2 2 4 50.00
1427 GRAND CATHAY SECURITIES (HONG KONG) LIMITED 2 10 12 83.33 2007-04-18
1428 Grand China Securities Limited 2 4 6 66.67 2012-05-03
1429 GRAND PARTNERS ASSET MANAGEMENT LIMITED 2 3 5 60.00
1430 GRANDLY FINANCIAL SERVICES LIMITED 2 2 4 50.00 2014-08-08
1431 GRE Investment Advisors Limited 2 0 2 0.00 2014-07-22
1432 GREAT BAY SECURITIES LIMITED 2 0 2 0.00
1433 Great Wall Pan Asia Asset Management Limited 2 2 4 50.00 2014-05-13
1434 Great Wall Pan Asia Corporate Finance Limited 2 1 3 33.33 2014-07-15
1435 Greenhill & Co. Asia Limited 2 0 2 0.00 2012-10-31
1436 Greenland (Asia) Securities Co., Limited 2 0 2 0.00 2013-10-18
1437 Greentech Technology Asset Management Company Limited 2 1 3 33.33 2007-05-08
1438 Grey Investment Limited 2 6 8 75.00 2012-02-21
1439 Grit Securities Limited 2 1 3 33.33
1440 Growth Track Asset Management Limited 2 0 2 0.00 2014-03-18
1441 Gruss Capital Management Limited 2 2 4 50.00 2008-10-27
1442 GSI FINANCE GROUP LIMITED 2 1 3 33.33 2011-03-18
1443 GT CAPITAL LIMITED 2 5 7 71.43
1444 GUANGDONG (INTERNATIONAL) CAPITAL LIMITED 2 0 2 0.00
1445 Guard Capital Management Limited 2 2 4 50.00 2014-07-07
1446 Guochuang Securities Financial Holding Group Co., Limited 2 5 7 71.43
1447 GUODU FUTURES (HONG KONG) LIMITED 2 3 5 60.00 2012-12-04
1448 GUOTAI JUNAN ASSETS (ASIA) LIMITED 2 13 15 86.67 2004-11-29
1449 GUOTAI JUNAN FUND MANAGEMENT LIMITED 2 3 5 60.00 2008-05-29
1450 Guotai Junan FX Limited 2 33 35 94.29 2010-10-21
1451 Guoxin International Asset Management Limited 2 0 2 0.00 2012-07-31
1452 Hafoo Securities Limited 2 2 4 50.00 2009-12-09
1453 HAITONG INTERNATIONAL RESEARCH LIMITED 2 21 23 91.30
1454 Hamilton Lane (Hong Kong) Limited 2 11 13 84.62 2010-07-05
1455 Hana Asia Limited 2 0 2 0.00 2010-03-25
1456 HANG SENG FUTURES LIMITED 2 7 9 77.78
1457 HANG SENG INVESTMENT SERVICES LIMITED 2 13 15 86.67
1458 HANTEC FUTURES LIMITED 2 1 3 33.33 2008-12-19
1459 HANTEC SECURITIES CO., LIMITED 2 14 16 87.50
1460 Harbert Asian Fund Advisors, Limited 2 1 3 33.33 2011-08-24
1461 HARBOUR CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-09-22
1462 Harmony Advisors Limited 2 1 3 33.33 2014-01-28
1463 HARMONY ASSET MANAGEMENT LIMITED 2 3 5 60.00
1464 Heitman HK Limited 2 0 2 0.00 2012-12-05
1465 Heitman International HK Limited 2 1 3 33.33 2014-02-18
1466 Heitman International Real Estate Securities HK Limited 2 3 5 60.00 2012-11-20
1467 HENDERSON GLOBAL INVESTORS (HONG KONG) LIMITED 2 3 5 60.00
1468 HENIK SECURITIES LIMITED 2 11 13 84.62
1469 HERCULES CAPITAL LIMITED (b2002-05-21) 2 2 4 50.00
1470 HERMES SECURITIES LIMITED 2 8 10 80.00
1471 HF Asset Management Limited (HK) 2 1 3 33.33 2009-10-05
1472 HFS ASSET MANAGEMENT LIMITED 2 4 6 66.67
1473 HFZ CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2008-04-08
1474 HGNH International Forex Co., Limited 2 18 20 90.00 2014-04-04
1475 HGNH International Securities Co., Limited 2 21 23 91.30 2014-01-08
1476 Hillhouse Investment Management Limited 2 4 6 66.67 2011-01-24
1477 HIP HING SECURITIES LIMITED 2 2 4 50.00
1478 HKFAEx Group Limited 2 4 6 66.67 2007-02-15
1479 Hodes Weill Asia Limited 2 2 4 50.00 2012-08-31
1480 HOI SANG SECURITIES LIMITED 2 3 5 60.00
1481 Holly International Financial Holdings Limited 2 6 8 75.00 2012-06-29
1482 HONG INVESTMENT ADVISORS LIMITED 2 1 3 33.33 2012-02-29
1483 HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2005-11-21
1484 Hong Kong Stock Link Securities Limited 2 3 5 60.00
1485 HONG KONG WAN KIU INVESTMENT COMPANY LIMITED 2 2 4 50.00 2005-03-29
1486 Hongkong Bay Securities Limited 2 2 4 50.00
1487 HOORAY ASSET MANAGEMENT LIMITED 2 1 3 33.33 2014-03-10
1488 HOORAY CAPITAL LIMITED 2 2 4 50.00
1489 HOORAY SECURITIES LIMITED 2 4 6 66.67
1490 HORIZON CAPITAL MANAGEMENT AND RESEARCH LIMITED 2 1 3 33.33
1491 Houlihan Lokey (China) Limited 2 12 14 85.71 2008-10-09
1492 HPEF Venture Partners Limited 2 3 5 60.00
1493 HRL MORRISON & CO CAPITAL MANAGEMENT (INT) LIMITED 2 0 2 0.00 2012-01-19
1494 HS Group (Hong Kong) Limited 2 1 3 33.33 2013-09-17
1495 HSBC BROKING FUTURES (HONG KONG) LIMITED 2 27 29 93.10
1496 HSZ (HONG KONG) LIMITED 2 4 6 66.67
1497 HT CAPITAL MANAGEMENT LIMITED 2 1 3 33.33
1498 Huarong International Asset Management Limited 2 3 5 60.00 2011-03-14
1499 Huayu Securities Limited 2 6 8 75.00
1500 Huizhi International Capital Holdings Co., Limited 2 0 2 0.00
1501 HUNG SING FUTURES LIMITED 2 4 6 66.67
1502 HWA Asset Management Limited 2 1 3 33.33 2013-12-02
1503 iBest Securities Company Limited 2 2 4 50.00
1504 IBTS ASIA (HK) LIMITED 2 0 2 0.00 2005-11-17
1505 ICAP Securities Hong Kong Limited 2 16 18 88.89 2005-10-06
1506 ICBC Credit Suisse Asset Management (International) Company Limited 2 7 9 77.78 2011-11-18
1507 IDS FOREX HK LIMITED 2 0 2 0.00 2014-09-17
1508 iFAST Securities (HK) Limited 2 3 5 60.00
1509 IMARKETS LIMITED 2 0 2 0.00
1510 IMARKETS STRUCTURED PRODUCTS LIMITED 2 0 2 0.00 2003-12-24
1511 Impax Asset Management (Hong Kong) Limited 2 1 3 33.33 2011-08-23
1512 IMPERIA INVESTMENT GROUP HONG KONG LIMITED 2 0 2 0.00 2013-12-02
1513 IMPERIAL CAPITAL LIMITED (HK) 2 1 3 33.33 2005-12-21
1514 Impression Investment Limited 2 0 2 0.00 2014-04-30
1515 INFINITI INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2006-02-07
1516 INFORE CAPITAL MANAGEMENT (HONG KONG) COMPANY LIMITED 2 1 3 33.33 2014-02-28
1517 InnoFusion Capital Management Limited 2 1 3 33.33 2005-09-15
1518 Insight Capital Investment Limited 2 1 3 33.33 2014-06-16
1519 INSUBEST FINANCIAL & MPF PLANNING LIMITED 2 2 4 50.00
1520 INTEGRITY FINANCIAL SERVICES LIMITED 2 6 8 75.00 2005-05-09
1521 INTEGRITY SECURITIES LIMITED 2 2 4 50.00 2012-04-11
1522 INTERCONTINENT SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-30
1523 INTERMEDIATE CAPITAL ASIA PACIFIC LIMITED 2 8 10 80.00
1524 INTERNATIONAL COMMERCE CORPORATION 2 4 6 66.67 2006-02-13
1525 IPP Financial Advisers Limited 2 28 30 93.33 2006-12-21
1526 IREALITY INVESTMENTS LIMITED 2 1 3 33.33 2007-12-21
1527 Isola Capital Asset Management Limited 2 4 6 66.67 2012-10-17
1528 iVenture Investment Management Limited 2 0 2 0.00
1529 J.W. Childs Asia Equities (Hong Kong) Limited 2 4 6 66.67 2007-07-16
1530 JANCHOR PARTNERS LIMITED 2 9 11 81.82 2009-11-06
1531 JANE STREET HONG KONG LIMITED 2 17 19 89.47 2013-07-26
1532 JQ Fund Management Limited 2 2 4 50.00 2008-08-05
1533 JT CAPITAL MANAGEMENT LIMITED 2 3 5 60.00 2010-10-13
1534 JVSakk Asset Management Limited 2 16 18 88.89 2008-08-28
1535 K.K.M. SECURITIES LIMITED 2 5 7 71.43
1536 KAI WO ASSET MANAGEMENT LIMITED 2 0 2 0.00 2008-07-04
1537 Kaisa Financial Group Company Limited 2 10 12 83.33 2008-06-16
1538 Kaiser KT Capital Limited 2 3 5 60.00
1539 KALIS INVESTMENTS LIMITED 2 0 2 0.00 2011-11-07
1540 KARFORD SECURITIES LIMITED 2 0 2 0.00
1541 KARL THOMSON FINANCE LIMITED 2 0 2 0.00
1542 KARL THOMSON FINANCIAL ADVISORY LIMITED 2 4 6 66.67
1543 KB Securities Hong Kong Limited 2 4 6 66.67
1544 KCG FUND MANAGEMENT LIMITED 2 2 4 50.00 2007-05-04
1545 KEC Capital Company Limited 2 3 5 60.00 2010-10-04
1546 KEE CHEONG SECURITIES COMPANY LIMITED 2 10 12 83.33
1547 KELUSA ASIA FOCUS RESEARCH LIMITED 2 0 2 0.00 2014-12-24
1548 KEYWISE CAPITAL MANAGEMENT (HK) LIMITED 2 12 14 85.71 2006-11-28
1549 KILMOREY SECURITIES LIMITED 2 7 9 77.78
1550 King Sun Securities Limited 2 0 2 0.00
1551 King Tower Asset Management Company Limited 2 2 4 50.00 2014-09-23
1552 King Wai Asset Management Company Limited 2 1 3 33.33 2011-09-05
1553 KINGDOM INVESTMENT MANAGERS LIMITED 2 1 3 33.33 2008-12-02
1554 KINGKEY SECURITIES GROUP LIMITED 2 5 7 71.43 2011-07-27
1555 KINGSTON ASSET MANAGEMENT LIMITED 2 0 2 0.00 2007-05-22
1556 Kirin Asset Management Limited 2 0 2 0.00 2007-06-12
1557 KKR CAPITAL MARKETS ASIA LIMITED 2 4 6 66.67 2009-10-22
1558 KMT SECURITIES LIMITED 2 6 8 75.00
1559 KO KUN STOCK COMPANY LIMITED 2 0 2 0.00 2005-03-18
1560 KO'S BROTHER SECURITIES COMPANY LIMITED 2 14 16 87.50 2003-07-08
1561 KOG FOREX LIMITED 2 8 10 80.00 2013-01-08
1562 KONTIKI CAPITAL MANAGEMENT (HK) LIMITED 2 7 9 77.78 2014-04-11
1563 KOREA INVESTMENT & SECURITIES ASIA LIMITED 2 2 4 50.00
1564 KTF CAPITAL MANAGEMENT LIMITED 2 7 9 77.78 2011-10-31
1565 KVB KUNLUN ASSET MANAGEMENT (HK) LIMITED 2 3 5 60.00 2008-07-02
1566 KVB Kunlun Securities (HK) Limited 2 11 13 84.62 2008-07-02
1567 KWAI HUNG SECURITIES COMPANY LIMITED 2 10 12 83.33
1568 KWOK HING SECURITIES LIMITED 2 7 9 77.78
1569 Landmark Asset Management Limited (HK) 2 0 2 0.00 2008-01-10
1570 LAU & COMPANY LIMITED 2 0 2 0.00
1571 LBN Advisers Limited 2 6 8 75.00 2007-09-13
1572 LCA Solutions Limited 2 4 6 66.67 2010-07-30
1573 LEGENDS ASSET MANAGEMENT LIMITED 2 4 6 66.67 2010-08-23
1574 Legg Mason Asset Management Hong Kong Limited 2 11 13 84.62 2005-10-31
1575 Leonteq Securities (Hong Kong) Limited 2 6 8 75.00 2011-04-07
1576 Lexington Partners Asia Limited 2 2 4 50.00 2013-08-16
1577 LFM Global Investment (Hong Kong) Company, Limited 2 1 3 33.33 2012-12-06
1578 Light & Salt Capital Management Limited 2 10 12 83.33 2014-09-10
1579 Lighthorse Asset Management (HK) Limited 2 6 8 75.00 2009-09-04
1580 Linden Advisors (HK) Limited 2 0 2 0.00 2013-01-22
1581 LINKS INTERNATIONAL INVESTMENT CONSULTANT LIMITED 2 5 7 71.43 2011-04-28
1582 Liquid Capital Markets Hong Kong Limited 2 5 7 71.43 2009-10-29
1583 Liquidnet Asia Limited 2 4 6 66.67 2007-08-15
1584 LLOYD BAUGHAN LIMITED 2 0 2 0.00 2006-01-19
1585 LMR Partners Limited 2 3 5 60.00 2012-07-17
1586 Longitude Asia Limited 2 2 4 50.00
1587 LONGREACH GROUP LIMITED (THE) 2 1 3 33.33 2006-08-01
1588 LONGRUN FINANCIAL GROUP LIMITED 2 5 7 71.43 2012-01-17
1589 LST CAPITAL PARTNERS LIMITED 2 2 4 50.00 2014-07-25
1590 LUEN SING SECURITIES LIMITED 2 1 3 33.33
1591 LUMINARY CAPITAL LIMITED 2 1 3 33.33 2007-11-14
1592 LUNAR CAPITAL MANAGEMENT LIMITED 2 2 4 50.00 2010-02-17
1593 LW Asset Management Advisors Limited 2 3 5 60.00 2013-05-08
1594 LY CAPITAL LIMITED 2 2 4 50.00 2013-12-11
1595 M SECURITIES LIMITED (HK) 2 2 4 50.00 2006-02-23
1596 M&G Investments (Hong Kong) Limited 2 2 4 50.00 2014-02-18
1597 M3 Capital Partners (HK) Limited 2 11 13 84.62 2008-10-17
1598 Macquarie Asia Securities Limited 2 19 21 90.48 2005-07-26
1599 MacroValue Investors Limited 2 5 7 71.43 2008-03-17
1600 MAINLAND SECURITIES LIMITED 2 0 2 0.00 2005-03-29
1601 MAPLE LEAF CAPITAL (HK) LIMITED 2 0 2 0.00 2008-04-16
1602 MARC FABER LIMITED 2 0 2 0.00
1603 MARS SECURITIES COMPANY LIMITED 2 2 4 50.00
1604 MARSHALL WACE ASIA LIMITED 2 20 22 90.91 2006-10-27
1605 Maso Capital Partners Limited 2 4 6 66.67 2012-09-06
1606 MASTER TRADEMORE SECURITIES LIMITED 2 11 13 84.62
1607 MASTERFORD INVESTMENT LIMITED 2 0 2 0.00
1608 Matrix Securities Limited 2 2 4 50.00
1609 MATTHEWS GLOBAL INVESTORS (HONG KONG) LIMITED 2 2 4 50.00 2011-06-27
1610 MAUNAKAI CAPITAL PARTNERS (HONG KONG) LIMITED 2 4 6 66.67 2004-09-22
1611 MC Asset Management Asia Limited 2 0 2 0.00 2014-03-18
1612 MEGABASE FUTURES CO. LIMITED 2 1 3 33.33
1613 MEGABASE SECURITIES LIMITED 2 2 4 50.00
1614 Merdeka Investment Management Limited 2 3 5 60.00 2012-03-09
1615 MIDAS CAPITAL PARTNERS HONG KONG LIMITED 2 0 2 0.00 2013-11-26
1616 MIGHTY BROKERAGE (ASIA) LIMITED 2 2 4 50.00 2011-11-22
1617 Mighty Divine Investment Management Limited 2 0 2 0.00 2014-04-11
1618 MILLENNIUM CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 14 16 87.50 2008-09-03
1619 Milma & Co. Limited 2 3 5 60.00 2008-09-24
1620 MOELIS & COMPANY ASIA LIMITED 2 13 15 86.67 2009-12-11
1621 MONEY CONCEPTS (ASIA) HOLDINGS LIMITED 2 5 7 71.43 2011-04-14
1622 Monument Group (HK) Limited 2 0 2 0.00 2014-01-24
1623 Moore Capital Asia Limited 2 7 9 77.78 2010-06-11
1624 MORRIS ZENDER FUND MANAGEMENT LIMITED 2 0 2 0.00 2004-09-21
1625 Motilal Oswal Capital Markets (Hong Kong) Private Limited 2 0 2 0.00 2014-06-24
1626 Mu Investment Management (Asia) Limited 2 1 3 33.33 2014-09-29
1627 Murasaki Capital Limited 2 1 3 33.33 2013-09-18
1628 MY.Alpha Management HK Advisors Limited 2 7 9 77.78 2007-10-31
1629 Myo Capital Advisers Limited 2 1 3 33.33 2007-11-16
1630 MYRIAD ASSET MANAGEMENT LIMITED (HK) 2 15 17 88.24 2011-11-25
1631 MZ Asset Management Limited 2 0 2 0.00 2014-11-25
1632 Naga Capital Partners (HK) Limited 2 0 2 0.00 2012-09-14
1633 Nan Guo International Asset Management Limited 2 0 2 0.00 2014-10-03
1634 Natixis Investment Managers Hong Kong Limited 2 4 6 66.67 2012-10-16
1635 NBC Financial Markets Asia Limited 2 2 4 50.00 2014-08-05
1636 New China Asset Management (Hong Kong) Limited 2 7 9 77.78 2013-11-06
1637 NEW GALA SECURITIES COMPANY LIMITED 2 3 5 60.00 2004-02-02
1638 New Vision Asset Management Limited 2 2 4 50.00 2011-12-01
1639 NewQuest Capital Advisors (HK) Limited 2 8 10 80.00 2012-03-08
1640 NEXT MILE INVESTMENT LIMITED 2 4 6 66.67 2011-07-22
1641 Nikko Asset Management Hong Kong Limited 2 4 6 66.67 2013-03-19
1642 North Beta International Securities Limited 2 11 13 84.62 2009-07-17
1643 NORTH SEA SECURITIES LIMITED 2 3 5 60.00
1644 NT Securities Asia Limited 2 2 4 50.00 2014-06-03
1645 OASIS INVESTMENT MANAGEMENT LIMITED 2 1 3 33.33
1646 Oasis Management (Hong Kong) 2 6 8 75.00 2004-09-14
1647 OCBC Futures Investment (Hong Kong) Limited 2 6 8 75.00
1648 Ocean Arete Limited 2 1 3 33.33 2014-08-18
1649 Ocean Blue Economic Asset Management Company Limited 2 0 2 0.00 2014-12-30
1650 Odysseus Capital Asia Limited 2 1 3 33.33 2009-10-29
1651 Ohra Capital Partners Limited 2 0 2 0.00 2010-08-27
1652 OIA Asia Limited 2 0 2 0.00 2014-11-20
1653 Old Peak Capital Limited 2 0 2 0.00 2014-07-08
1654 OMNIX CAPITAL LIMITED 2 1 3 33.33 2009-03-19
1655 Oneday Asset Management Limited 2 3 5 60.00 2014-09-04
1656 OnePlatform Securities Limited 2 22 24 91.67
1657 Oracle Capital Limited 2 1 3 33.33 2009-08-17
1658 Orbis Investment Management (Hong Kong) Limited 2 0 2 0.00 2014-05-14
1659 Orchard Wealth Management Limited 2 0 2 0.00 2008-11-05
1660 ORCHID PUBLIC INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00 2008-04-22
1661 ORFI CAPITAL LIMITED 2 0 2 0.00 2013-07-31
1662 ORIENT ASSET MANAGEMENT (HONG KONG) LIMITED 2 5 7 71.43 2010-08-18
1663 ORIENT CAPITAL (HONG KONG) LIMITED 2 3 5 60.00 2014-09-18
1664 ORIENT SECURITIES LIMITED 2 22 24 91.67
1665 ORIENTAL WEALTH FUTURES LIMITED 2 3 5 60.00 2009-06-18
1666 ORIENTAL WEALTH SECURITIES LIMITED 2 7 9 77.78 2008-09-05
1667 orientiert International Markets Limited 2 7 9 77.78 2005-01-11
1668 ORION INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00 2009-11-06
1669 Orion Partners Advisors Limited 2 0 2 0.00 2013-12-17
1670 Oshidori Corporate Finance Limited 2 3 5 60.00
1671 OTCex Hong Kong Limited 2 9 11 81.82 2010-08-23
1672 Otkcab Limited 2 0 2 0.00 2011-10-07
1673 OVERLOOK INVESTMENTS LIMITED 2 2 4 50.00
1674 P.B. Global Asset Management Limited 2 0 2 0.00 2014-11-18
1675 PACAT Capital Management Limited 2 1 3 33.33 2010-07-12
1676 PACIFIC GROUP LIMITED (THE) 2 1 3 33.33
1677 PACIFIC HARBOR HOLDINGS, LIMITED 2 0 2 0.00 2007-09-07
1678 Pacific Sun Advisors Limited 2 2 4 50.00
1679 PAMA GROUP (HONG KONG) LIMITED 2 1 3 33.33
1680 PANGU CAPITAL LIMITED 2 2 4 50.00 2009-07-09
1681 PANTHEON VENTURES (HK) LLP 2 8 10 80.00 2010-06-30
1682 PARRY CAPITAL MANAGEMENT LIMITED 2 4 6 66.67 2007-09-24
1683 Parry International Trading Limited 2 3 5 60.00 2010-08-26
1684 Partners Asset Management (HK) Limited 2 7 9 77.78 2007-04-03
1685 PARTNERS CAPITAL SECURITIES LIMITED 2 9 11 81.82
1686 PASAY STOCK AND SHARES LIMITED 2 2 4 50.00
1687 Pathway Capital Management (HK) Limited 2 1 3 33.33 2012-11-01
1688 PC SECURITIES LIMITED 2 3 5 60.00 2014-06-11
1689 PEAK CAPITAL LIMITED (b2004-03-30) 2 4 6 66.67 2004-10-28
1690 PEAK PROSPERITY CONSULTING (HONG KONG) LIMITED 2 0 2 0.00 2012-11-09
1691 Pearl Street Advisors Limited 2 0 2 0.00 2013-09-09
1692 Pedder Street Investment Management Limited 2 5 7 71.43 2014-06-03
1693 PEGASUS FUND MANAGERS LIMITED 2 15 17 88.24 2011-01-28
1694 PEMBERTON INVESTMENTS (HONG KONG) LIMITED 2 0 2 0.00 2010-04-08
1695 Permira Advisers Limited 2 5 7 71.43 2008-08-19
1696 PERPETUUM WEALTH MANAGEMENT LIMITED 2 0 2 0.00 2010-09-21
1697 PERSISTENT ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-01-31
1698 Petiole Management (Hong Kong) Limited 2 0 2 0.00 2011-05-19
1699 PFC INTERNATIONAL COMPANY LIMITED 2 6 8 75.00 2008-07-29
1700 Phalanx Capital Management Hong Kong Limited 2 1 3 33.33 2009-02-06
1701 Pharo Management (HK) Limited 2 1 3 33.33 2010-09-24
1702 PHILLIP CAPITAL MANAGEMENT (HK) LIMITED 2 33 35 94.29
1703 Phoenician Limited (HK) 2 0 2 0.00 2013-03-22
1704 PHOENIX CAPITAL ASIA LIMITED 2 1 3 33.33
1705 PICKERS CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-30
1706 PIMCO Asia Limited 2 15 17 88.24 2006-05-17
1707 PINE FIELD CAPITAL PARTNERS (HK) LIMITED 2 0 2 0.00 2007-05-02
1708 Pine Star Asset Management Limited 2 0 2 0.00 2014-01-30
1709 Pinehill Capital Limited 2 0 2 0.00 2010-09-24
1710 PINESTONE SECURITIES LIMITED 2 2 4 50.00 2012-09-13
1711 PING AN OF CHINA FUTURES (HONG KONG) COMPANY LIMITED 2 31 33 93.94 2012-03-30
1712 Pinpoint Asset Management Limited 2 3 5 60.00 2010-10-25
1713 Planetree Asset Management Limited (HK) 2 3 5 60.00 2012-09-20
1714 PLATINUM BROKING COMPANY LIMITED 2 2 4 50.00 2011-02-21
1715 PO LEE SECURITIES LIMITED 2 5 7 71.43
1716 Polen Capital HK Limited 2 25 27 92.59 2012-09-28
1717 POLYMATHY CAPITAL LIMITED 2 2 4 50.00 2013-12-17
1718 Poplar Asset Management Limited 2 0 2 0.00 2011-12-13
1719 POTOMAC CAPITAL LIMITED (HK) 2 0 2 0.00 2004-03-08
1720 PRIME COURAGE SECURITIES COMPANY LIMITED 2 4 6 66.67 2011-09-19
1721 PRIME SECURITIES LIMITED (HK) 2 8 10 80.00
1722 PRINCE FUND MANAGEMENT LIMITED 2 2 4 50.00 2013-10-11
1723 PRINCIPAL GLOBAL INVESTORS (ASIA) LIMITED 2 20 22 90.91
1724 Principal Investment & Retirement Services Limited 2 43 45 95.56 2011-08-17
1725 PRIVATE CAPITAL LIMITED 2 2 4 50.00
1726 PROBITAS HONG KONG LIMITED 2 3 5 60.00 2009-06-05
1727 Profound Capital Limited 2 0 2 0.00 2014-01-24
1728 Progeny (Hong Kong) Limited 2 2 4 50.00 2010-07-09
1729 PROMISING SECURITIES COMPANY LIMITED 2 10 12 83.33 2004-01-02
1730 PROSPEROUS ALLIANCE INVESTMENTS LIMITED 2 1 3 33.33 2013-04-23
1731 Prudence Investment Management (Hong Kong) Limited 2 7 9 77.78 2009-06-08
1732 PSI Capital Asia Limited 2 2 4 50.00 2012-10-12
1733 Public Financial Securities Limited 2 7 9 77.78
1734 Public Securities Limited 2 9 11 81.82
1735 Pulun International Asset Management Limited 2 0 2 0.00 2008-02-19
1736 PUREHEART CAPITAL ASIA LIMITED 2 3 5 60.00 2007-03-08
1737 PV Capital (HK) Limited 2 2 4 50.00 2013-04-18
1738 QH Asset Management Company Limited 2 0 2 0.00 2014-07-03
1739 QI YUAN ASSET MANAGEMENT (H.K.) LIMITED 2 2 4 50.00
1740 QL Asset Management Company Limited 2 3 5 60.00 2014-10-06
1741 QMIS Asset Management Limited 2 3 5 60.00 2009-08-13
1742 QMIS Securities Limited 2 5 7 71.43 2009-07-24
1743 QUEST STOCKBROKERS (HK) LIMITED 2 2 4 50.00
1744 R.J. O'Brien & Associates HK Limited 2 6 8 75.00 2007-10-29
1745 Rakuten Securities Hong Kong Limited 2 11 13 84.62
1746 RAYS Capital Partners Limited 2 9 11 81.82 2011-05-19
1747 RC Futures Advisory Limited 2 2 4 50.00 2010-05-19
1748 REALCHAMP ASSET MANAGEMENT LIMITED 2 1 3 33.33
1749 Realord Asia Pacific Asset Management Limited 2 0 2 0.00 2014-09-29
1750 RED CLIFF ASSET MANAGEMENT LIMITED 2 0 2 0.00 2012-08-15
1751 Red Gate Asset Management Company Limited 2 1 3 33.33 2012-07-11
1752 REDFORD CORPORATE FINANCE LIMITED 2 0 2 0.00 2011-02-07
1753 Redwood Peak Limited 2 1 3 33.33 2007-10-05
1754 RELIANCE INTERNATIONAL FINANCIAL PLANNERS LIMITED 2 0 2 0.00 2011-01-07
1755 Religare Capital Markets (Hong Kong) Limited 2 8 10 80.00 2008-07-24
1756 RHB CAPITAL HONG KONG LIMITED 2 10 12 83.33
1757 Rich Bay Securities Limited 2 2 4 50.00 2005-03-31
1758 RICH CAPITAL INTERNATIONAL INVESTMENT LIMITED 2 0 2 0.00 2014-09-02
1759 RICHES DEPOT SECURITIES CO., LIMITED 2 1 3 33.33 2014-05-30
1760 RICHLAND WORLDWIDE LIMITED 2 5 7 71.43 2004-04-15
1761 ROCIM Limited 2 0 2 0.00 2007-06-29
1762 ROCTEC FUTURES TRADING COMPANY LIMITED 2 4 6 66.67
1763 ROCTEC INVESTMENT LIMITED 2 1 3 33.33 2005-09-16
1764 ROCTEC SECURITIES COMPANY LIMITED 2 4 6 66.67
1765 RONGTONG GLOBAL INVESTMENT LIMITED 2 2 4 50.00 2013-12-30
1766 ROOFER SECURITIES LIMITED 2 9 11 81.82
1767 RREEF China REIT Management Limited 2 0 2 0.00 2007-06-01
1768 RS Investments (Hong Kong) Limited 2 2 4 50.00 2013-11-28
1769 Ruffer (Asia) Limited 2 3 5 60.00 2008-06-05
1770 S&P Global Ratings Hong Kong Limited 2 43 45 95.56 2011-06-01
1771 Samsung Asset Management (Hong Kong) Limited 2 17 19 89.47 2008-04-23
1772 SanJohn Capital Limited 2 0 2 0.00 2007-12-10
1773 SBI China Capital Asset Management Limited 2 0 2 0.00 2007-10-17
1774 SC Lowy Asset Management (HK) Limited 2 0 2 0.00 2010-03-12
1775 SC Lowy Financial (HK) Limited 2 17 19 89.47 2009-09-21
1776 Schroder & Co. (Hong Kong) Limited 2 3 5 60.00 2013-04-05
1777 Sculptor Capital Management Hong Kong Limited (b2001-12-28) 2 33 35 94.29 2007-03-09
1778 SDICS International Asset Management (Hong Kong) Limited 2 5 7 71.43 2010-08-19
1779 SEAVI Advent Ocean Private Equity Limited 2 0 2 0.00 2008-07-09
1780 Sectoral Asset Management Limited 2 3 5 60.00 2013-08-08
1781 SECURIS CAPITAL LIMITED 2 0 2 0.00 2005-08-29
1782 SEEKERS ADVISORS H.K. LIMITED 2 3 5 60.00 2012-03-23
1783 SEI INVESTMENTS (ASIA) LIMITED 2 4 6 66.67 2005-03-02
1784 Select Investment Services Limited (HK) 2 2 4 50.00 2011-09-16
1785 SELINA & CO. LIMITED (HK) 2 3 5 60.00
1786 SERICA PARTNERS LIMITED 2 1 3 33.33 2008-12-04
1787 SF Partners Limited (HK) 2 0 2 0.00 2014-01-28
1788 SFGHK Limited 2 0 2 0.00 2007-06-12
1789 SFM HK Management Limited 2 11 13 84.62 2010-11-01
1790 SHACOM FUTURES LIMITED 2 7 9 77.78
1791 Shangding International Asset Management Company Limited 2 6 8 75.00 2010-09-08
1792 Sheng Yuan Sino Asset Management Limited 2 1 3 33.33 2005-09-09
1793 SHENWAN HONGYUAN RESEARCH (H.K.) LIMITED 2 33 35 94.29
1794 SHUN HENG SECURITIES LIMITED 2 8 10 80.00
1795 SHUN LOONG SECURITIES COMPANY LIMITED 2 1 3 33.33
1796 SIFT CAPITAL PARTNERS LIMITED 2 0 2 0.00 2013-10-28
1797 Sigma Capital Management Limited 2 2 4 50.00 2008-03-12
1798 Silver Spring Capital Management Limited 2 1 3 33.33 2009-10-30
1799 SIMPLEX ASSET MANAGEMENT (HK) COMPANY LIMITED 2 1 3 33.33 2014-04-01
1800 SIMPLEX CAPITAL ASIA LIMITED 2 1 3 33.33
1801 SIMPSON FINANCIAL LIMITED (HK) 2 1 3 33.33
1802 SINO CAPITAL SECURITIES LIMITED 2 1 3 33.33
1803 SINO WEALTH SECURITIES LIMITED 2 2 4 50.00 2012-03-05
1804 SINO-CEEF Capital Management Company Limited 2 0 2 0.00 2008-04-17
1805 Sinostar Asset Management Limited 2 5 7 71.43 2013-08-16
1806 Sinostar Securities Limited 2 1 3 33.33 2014-08-18
1807 SM Investment Advisors Limited 2 0 2 0.00 2014-12-03
1808 SMART EMPIRE ASSET MANAGEMENT LIMITED 2 0 2 0.00 2014-10-10
1809 SOFAER GLOBAL RESEARCH (HK) LIMITED 2 2 4 50.00
1810 SoFi Securities (Hong Kong) Limited 2 3 5 60.00 2011-12-22
1811 SOFTECH INVESTMENT MANAGEMENT COMPANY LIMITED 2 0 2 0.00
1812 SOO PUI CHEN SECURITIES LIMITED 2 2 4 50.00 2005-03-21
1813 Soochow Securities International Asset Management Limited 2 3 5 60.00 2012-01-12
1814 Soochow Securities International Capital Limited 2 5 7 71.43 2013-07-19
1815 SOPHIA ASSET MANAGEMENT LIMITED 2 0 2 0.00 2009-12-09
1816 SOUTH CHINA RESEARCH LIMITED 2 4 6 66.67
1817 SOUTH OCEAN MANAGEMENT LIMITED 2 2 4 50.00
1818 SPLENDOR CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2012-07-12
1819 SPQ Asia Capital Limited 2 3 5 60.00 2013-04-02
1820 Spring Capital Asia, Limited 2 0 2 0.00 2008-08-21
1821 Springs Capital (Hong Kong) Limited 2 1 3 33.33 2011-04-14
1822 Sprout Asset Management (Asia) Limited 2 0 2 0.00 2014-12-08
1823 SPS COMMODITIES LIMITED 2 6 8 75.00
1824 SPS INVESTMENT SERVICES LIMITED 2 0 2 0.00
1825 Steadview Capital Management HK Limited 2 0 2 0.00 2011-07-21
1826 Stellar Securities Limited 2 2 4 50.00
1827 Strait Capital Management (HK) Limited 2 0 2 0.00 2014-11-24
1828 Strategic Vision Investment Limited 2 6 8 75.00 2014-08-14
1829 SUCCESS ASSET MANAGEMENT LIMITED 2 2 4 50.00 2013-08-29
1830 Suich Asset Management (Hong Kong) Limited 2 0 2 0.00 2014-03-10
1831 SUMITOMO MITSUI ASSET MANAGEMENT (HONG KONG) LIMITED 2 9 11 81.82
1832 Sumo Asset Management Limited 2 5 7 71.43 2010-07-07
1833 SUN GROWTH SECURITIES LIMITED 2 11 13 84.62
1834 Sun Life Asset Management (HK) Limited 2 2 4 50.00 2014-05-23
1835 SUN RAISE CAPITAL LIMITED 2 0 2 0.00
1836 SunAsia Investment Management Limited 2 0 2 0.00 2010-12-30
1837 SUNNY WORLD INVESTMENT LIMITED 2 4 6 66.67
1838 Sunrise Brokers (Hong Kong) Limited 2 22 24 91.67 2009-12-09
1839 Superfund Financial (Hong Kong) Limited 2 3 5 60.00
1840 SUPREME CHINA SECURITIES LIMITED 2 4 6 66.67 2014-10-10
1841 SUSQUEHANNA HONG KONG LIMITED 2 2 4 50.00 2008-11-03
1842 Swiss China Capital Limited 2 0 2 0.00 2011-09-14
1843 Swiss International Asset Management Limited 2 1 3 33.33 2013-12-16
1844 Swiss-Asia Asset Management (HK) Limited 2 4 6 66.67 2010-06-02
1845 Sylebra Capital Limited 2 6 8 75.00 2011-09-06
1846 Symmetry Investments (Hong Kong) Limited 2 7 9 77.78 2014-07-03
1847 Synergy Fund Management Group Limited 2 4 6 66.67 2010-05-26
1848 SZEHOPE SECURITIES COMPANY LIMITED 2 2 4 50.00 2005-03-31
1849 T & F Equities Limited 2 1 3 33.33 2012-12-11
1850 T G SECURITIES LIMITED 2 2 4 50.00 2005-12-19
1851 T. M. MANAGEMENT LIMITED 2 0 2 0.00
1852 TAI FUNG KUENTAI SECURITIES COMPANY LIMITED 2 4 6 66.67
1853 TAI FUNG SECURITIES LIMITED 2 5 7 71.43
1854 TAI NING STOCK COMPANY LIMITED 2 5 7 71.43
1855 TAIPING CAPITAL LIMITED 2 0 2 0.00 2013-04-12
1856 TAK FUNG SHARES INVESTMENT COMPANY LIMITED 2 1 3 33.33
1857 TARASCON CAPITAL MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2007-02-16
1858 TAT LEE SECURITIES COMPANY LIMITED 2 12 14 85.71
1859 TBP Investment Advisory (HK) Limited 2 4 6 66.67 2013-06-19
1860 TELOS CAPITAL & RISK MANAGEMENT LIMITED 2 1 3 33.33
1861 Tensant Securities Limited 2 2 4 50.00 2004-08-25
1862 Themes Investment Management Limited 2 1 3 33.33 2010-06-10
1863 TIANDA SECURITIES LIMITED 2 10 12 83.33 2011-01-18
1864 Tiro Capital Limited 2 1 3 33.33 2014-08-27
1865 Top Ace Asset Management Limited 2 2 4 50.00 2012-11-20
1866 TOPAZ CAPITAL MANAGEMENT LIMITED 2 1 3 33.33 2014-02-11
1867 TOTAL INVEST GROUP ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2013-11-29
1868 TPG Capital, Limited 2 8 10 80.00 2012-03-07
1869 Tractus Asset Management Limited 2 1 3 33.33 2009-12-31
1870 TRADING CENTRAL ASIA LIMITED 2 4 6 66.67 2011-03-08
1871 TRANSASIA PRIVATE CAPITAL LIMITED 2 4 6 66.67 2013-03-19
1872 TRANSPAC CAPITAL LIMITED 2 1 3 33.33
1873 TREE LINE ADVISORS (HONG KONG) LIMITED 2 8 10 80.00 2006-06-30
1874 Triada Capital Limited (HK) 2 2 4 50.00 2012-06-21
1875 Trilogy Partners Limited 2 0 2 0.00 2014-07-25
1876 TRINITY SECURITIES CO. LIMITED 2 1 3 33.33 2012-08-08
1877 Tristar Capital Advisors Limited 2 1 3 33.33 2012-09-26
1878 TUNG TAI ASSET MANAGEMENT LIMITED 2 0 2 0.00
1879 TUNG TAK SECURITIES (H.K.) COMPANY LIMITED 2 4 6 66.67
1880 TUNG WUI SECURITIES CO., LIMITED 2 1 3 33.33
1881 Turiya Advisors Asia Limited 2 12 14 85.71 2005-04-26
1882 TVG CAPITAL PARTNERS LIMITED 2 1 3 33.33 2009-03-26
1883 TX CAPITAL (HK) LIMITED 2 1 3 33.33 2014-10-14
1884 UCAP HONG KONG ASSET MANAGEMENT LIMITED 2 2 4 50.00 2012-04-11
1885 UCF Asset Management (HK) Limited 2 2 4 50.00 2012-05-04
1886 UIC FINANCIAL ADVISORS LIMITED 2 3 5 60.00 2010-04-13
1887 UNICORN SECURITIES COMPANY LIMITED 2 4 6 66.67
1888 UNITED GAIN INVESTMENT LIMITED 2 2 4 50.00 2003-08-07
1889 United Securities Limited (HK) 2 2 4 50.00
1890 UNITED SIMSEN FOREX DEALERS LIMITED 2 8 10 80.00
1891 VALUE STAR ASSET MANAGEMENT (HONG KONG) LIMITED 2 1 3 33.33 2012-05-25
1892 VAN BERKOM GOLDEN DRAGON LIMITED 2 0 2 0.00 2012-07-19
1893 VANHEEL MANAGEMENT LIMITED 2 1 3 33.33
1894 Vantum Futures Limited 2 4 6 66.67
1895 VC ASSET MANAGEMENT LIMITED 2 0 2 0.00 2010-06-25
1896 VC International Asset Management Limited 2 1 3 33.33
1897 VERCAP Financial Services Limited 2 0 2 0.00
1898 Vestmore Capital Management Limited 2 1 3 33.33 2010-01-12
1899 VICKTOR CAPITAL (ASIA) LIMITED 2 1 3 33.33 2009-12-14
1900 VICTORIA CAPITAL LIMITED (HK) 2 1 3 33.33
1901 VICTORY ENTERPRISES (INVESTMENT) LIMITED 2 1 3 33.33
1902 VIOLET HILL PARTNERS LIMITED 2 1 3 33.33 2010-08-06
1903 Visdom Investment Management (Hong Kong) Limited 2 0 2 0.00 2011-09-26
1904 Vontobel (Hong Kong) Limited 2 3 5 60.00 2008-11-27
1905 VONTOBEL ASSET MANAGEMENT (HONG KONG) LIMITED 2 0 2 0.00 2014-07-02
1906 VP Wealth Management (Hong Kong) Limited 2 2 4 50.00 2007-09-11
1907 WAI FAT SECURITIES LIMITED 2 2 4 50.00
1908 WAI MAN STOCK & SHARES COMPANY LIMITED 2 1 3 33.33
1909 WAKESTAR ADVISORS LIMITED 2 0 2 0.00 2010-12-15
1910 Walker Capital Limited (HK) 2 0 2 0.00 2014-09-24
1911 Wanhai Securities (HK) Limited 2 5 7 71.43
1912 WATERVALLEY CAPITAL MANAGEMENT (HK) LIMITED 2 1 3 33.33 2013-07-03
1913 Waton Securities International Limited 2 4 6 66.67
1914 WAVE RIDERS INVESTMENT MANAGEMENT LIMITED 2 0 2 0.00
1915 WEALTH MANAGEMENT GROUP LIMITED 2 3 5 60.00 2007-02-02
1916 Well Link Asset Management Limited 2 0 2 0.00 2014-01-02
1917 WGC Investment Services Limited 2 0 2 0.00 2014-03-26
1918 WHEELOCK CHATFIELD LIMITED 2 0 2 0.00
1919 WILBY SECURITIES LIMITED 2 2 4 50.00
1920 WIM ASSET MANAGEMENT (HK) LIMITED 2 0 2 0.00 2010-07-27
1921 WING ON CHEONG CHINA DEVELOPMENT COMPANY LIMITED 2 5 7 71.43
1922 WING ON SECURITIES LIMITED 2 5 7 71.43
1923 WINNING SECURITIES COMPANY LIMITED 2 0 2 0.00 2005-03-31
1924 WINNINGTON CAPITAL LIMITED 2 3 5 60.00
1925 WINSOME STOCK COMPANY LIMITED 2 4 6 66.67
1926 WINTONE SECURITIES LIMITED 2 9 11 81.82 2004-02-16
1927 Wisetrade Securities Limited 2 9 11 81.82
1928 WO FUNG SECURITIES COMPANY LIMITED 2 8 10 80.00
1929 WOCOM FOREIGN EXCHANGE CO. LIMITED 2 5 7 71.43
1930 WORLDWIDE BROKERAGE LIMITED 2 2 4 50.00
1931 Xin Tian Fund Management Company Limited 2 3 5 60.00 2013-05-30
1932 Xinhu International Futures (Hong Kong) Co., Limited 2 1 3 33.33 2012-05-22
1933 YARDLEY SECURITIES LIMITED 2 4 6 66.67
1934 YF FUTURES COMPANY LIMITED 2 6 8 75.00
1935 YG Capital Management Limited 2 0 2 0.00 2014-12-12
1936 Yieldful Securities Limited 2 1 3 33.33 2005-03-24
1937 YINHUA INTERNATIONAL CAPITAL MANAGEMENT LIMITED 2 0 2 0.00 2014-10-24
1938 Yuanhao Capital Management Limited 2 1 3 33.33 2013-07-22
1939 YUANTA FUTURES (HK) CO., LIMITED 2 1 3 33.33 2012-02-24
1940 YUE KUN RESEARCH LIMITED 2 1 3 33.33 2013-10-15
1941 YUE XIU FUTURES COMPANY LIMITED 2 22 24 91.67
1942 Yuki Asia Investments Co., Limited 2 0 2 0.00 2011-02-22
1943 Yunfeng Asset Management Limited 2 0 2 0.00 2011-05-18
1944 Zenas Capital Management Limited 2 0 2 0.00 2013-09-12
1945 Zentrum Capital Advisors Limited 2 0 2 0.00 2014-06-03
1946 Zheng He Capital Management Limited 2 1 3 33.33 2014-07-07
1947 Zhongcai Securities Limited 2 0 2 0.00 2014-12-19
1948 ZhongHua Finance Asset Management Co., Limited 2 0 2 0.00 2011-01-06
1949 ZhongHua Finance Capital Co., Limited 2 0 2 0.00 2005-05-26
1950 ZHONGTAI INTERNATIONAL ASSET MANAGEMENT LIMITED 2 3 5 60.00 2013-12-19
1951 ZHONGTAI INTERNATIONAL CAPITAL LIMITED 2 3 5 60.00 2014-01-07
1952 ZMF Asset Management Limited 2 6 8 75.00 2011-01-21
1953 Zynergy Asset Management Limited 2 3 5 60.00 2013-10-10
1954 Ant Global Partners (HK) Limited 1 1 2 50.00 2011-12-06
1955 Asia Alpha Capital Management Limited 1 0 1 0.00 2014-11-03
1956 ASPEN CREST PARTNERS (HK) LIMITED 1 0 1 0.00 2013-01-03
1957 Austin Asia Securities Limited 1 1 2 50.00 2012-11-14
1958 BERICH FUTURES (H.K.) COMPANY LIMITED 1 0 1 0.00
1959 BRIGHT SMART FOREX LIMITED 1 8 9 88.89 2013-03-11
1960 CHINA PACIFIC SECURITIES LIMITED 1 0 1 0.00
1961 China Tonghai (IA) Limited 1 0 1 0.00
1962 CHN International Group Limited 1 1 2 50.00 2010-02-22
1963 CORNUCOPIA CAPITAL PARTNERS LIMITED 1 0 1 0.00 2007-07-19
1964 CUBE CAPITAL HK LIMITED 1 0 1 0.00 2007-10-17
1965 ELITE FINANCIAL SERVICES LIMITED (HK) 1 0 1 0.00 2013-05-23
1966 Execution Noble (Hong Kong) Limited 1 0 1 0.00 2005-10-10
1967 Fenex Capital Management Limited 1 0 1 0.00 2014-05-16
1968 GATEWAY CAPITAL (HONG KONG) LIMITED 1 2 3 66.67 2009-06-16
1969 Goldbridge Securities Limited 1 0 1 0.00
1970 HANG TUNG SECURITIES LIMITED 1 0 1 0.00
1971 INTERCHINA SECURITIES LIMITED 1 0 1 0.00
1972 JNL Investments Limited (HK) 1 1 2 50.00 2011-10-21
1973 Kam Wah Investments Limited 1 0 1 0.00
1974 Keptain Securities and Asset Management Limited 1 5 6 83.33 2013-01-24
1975 Kima Capital Management Limited 1 1 2 50.00 2011-03-24
1976 KING FOOK SECURITIES COMPANY LIMITED 1 0 1 0.00
1977 Kylin International (HK) Co., Limited 1 1 2 50.00 2014-04-04
1978 LAI PO HUNG & COMPANY LIMITED 1 0 1 0.00
1979 LEI SHING HONG FINANCE LIMITED 1 0 1 0.00
1980 LUEN HING SECURITIES LIMITED 1 0 1 0.00
1981 MTF SECURITIES LIMITED 1 1 2 50.00
1982 NAN FUNG INVESTMENT ADVISER LIMITED 1 0 1 0.00 2011-10-19
1983 PYRMONT WEALTH MANAGEMENT LIMITED 1 0 1 0.00 2006-02-24
1984 QH CAPITAL LIMITED 1 0 1 0.00 2009-07-22
1985 Redwood Investment Management (Asia) Limited 1 0 1 0.00 2008-12-05
1986 Samena Capital Hong Kong Limited 1 1 2 50.00 2009-09-01
1987 SATTVA INVESTMENT ADVISORS LIMITED 1 0 1 0.00 2003-10-30
1988 SIIC ASSET MANAGEMENT COMPANY LIMITED 1 1 2 50.00
1989 Silk Road International Capital Limited 1 0 1 0.00
1990 SJS Markets Limited 1 0 1 0.00 2005-03-02
1991 SOO PEI SHAO & COMPANY LIMITED 1 0 1 0.00 2005-03-31
1992 THOMAS GLOBAL FINANCIAL SERVICES LIMITED 1 0 1 0.00
1993 TIANDA ASSET MANAGEMENT LIMITED 1 3 4 75.00 2013-04-24
1994 Tiger Securities Asset Management Company Limited 1 8 9 88.89 2006-12-29
1995 Veco Invest (Asia) Limited 1 2 3 66.67 2012-03-23
1996 Vision Asset Management (HK) Limited 1 4 5 80.00 2009-06-04
1997 Waterland Securities (HK) Company Limited 1 0 1 0.00 2009-02-20
1998 WHARTON INVESTMENT ADVISORS LIMITED 1 0 1 0.00
1999 WSY INVESTMENTS LIMITED 1 3 4 75.00 2009-09-04
2000 Xeram and Company (Asia) Limited 1 0 1 0.00 2003-12-19
2001 GLENWORTH CAPITAL LIMITED 0 1 1 100.00 2013-01-29
2001 Average 3.45 18.54 21.98 84.33

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