FT Securities Limited 富通證券有限公司

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Activity type: AllAdvising on corporate financeAdvising on futures contractsAdvising on securitiesAsset managementAutomated trading servicesCredit rating servicesDealing in futures contractsDealing in OTC derivative products or advising on OTC derivative productsDealing in securitiesLeveraged foreign exchange tradingProviding client clearing services for OTC derivative transactionsProviding depositary services for relevant CISsSecurities margin financing

SFC licensees

RO=Responsible Officer, Rep=Representative

	Name	Age in 2014	⚥	Role	From	Until
1	Au Yeung Leung, Piera Suk Men 歐陽梁淑敏			RO	2005-09-30	2007-11-20
2	Au, Christine Tak Yin 區德妍		F	Rep	2005-04-13	2005-05-20
3	Au, Wing Ting 歐永定			Rep		2006-06-17
4	Au, Yin Ki 區嫣琪			Rep	2004-05-10	2005-04-18
5	Bilavinakath, Salim Jouhar			Rep	2003-06-07	2009-05-27
6	Booker, Willie			Rep	2004-12-14	2005-12-10
7	Campbell, Matthew James (SFC:AJB813)		M	Rep	2008-12-10	2010-04-23
8	Chan, Bun (SFC:ACU981) 陳斌			Rep		2004-02-29
9	Chan, Chi Wai (SFC:AAC109) 陳志偉			Rep		2010-12-16
				Rep	2011-07-05	2019-08-21
10	Chan, Elisa Ho Wai 陳可惠		F	RO	2012-06-25	2018-12-08
11	Chan, Karen Ka Wing 陳嘉穎		F	Rep	2004-06-30	2004-12-20
12	Chan, Nicholas Pak Ming 陳百銘		M	Rep	2004-04-02	2006-06-22
13	Chan, Timothy Sai Ko 陳世浩		M	Rep	2008-01-11	2010-09-30
14	Chan, Yat Wai (SFC:AER411) 陳一衛			Rep	2007-08-03	2011-01-30
15	Chan, Yin Yu (SFC:AOV375) 陳燕餘			Rep	2007-04-27	2008-07-12
16	Chan, Ying Kit (SFC:AFT458) 陳英傑			Rep	2004-03-24	2004-08-02
17	Chan, Yuen Bing 陳婉冰			Rep		2006-05-27
18	Chang, Chi 張驥			Rep	2006-08-03	2006-11-14
19	Chang, Jason (SFC:AOR636)		M	Rep	2007-03-16	2010-06-12
20	Chang, Tony Chih Ping 張志平	67	M	Rep	2012-11-20	2013-01-08
				RO	2013-01-08	2013-10-10
21	Chang, Wen-Ling 張文玲			Rep		2004-05-21
22	Chang, Yung-yin 張芸英			Rep	2006-07-05	2010-10-31
23	Chen, Chieh-kuo 陳介國			Rep	2005-11-02	2006-06-17
				Rep	2006-10-13	2009-03-06
24	Chen, Jin-Sen 陳進盛			Rep	2006-06-21	2007-12-19
25	Chen, Tswei-May 陳翠美			Rep	2006-07-05	2009-02-20
26	Chen, Ying Yu 陳英裕			Rep		2005-11-01
				Rep	2006-02-20	2008-10-29
27	Cheng, Carol Man 鄭敏		F	Rep		2004-03-01
28	Cheng, Irene Yin Wah 鄭燕華		F	Rep		2010-10-31
29	Cheng, Jeany Ying Kam 莊英琴			Rep		2004-06-17
30	Cheng, Kenneth (SFC:ALZ685) 鄭甘霖		M	Rep	2005-11-17	2006-09-25
				Rep	2006-10-31	2007-07-07
31	Cheng, Man Yiu (SFC:AMS463) 鄭文耀			Rep	2006-06-28	2006-07-22
32	Cheng, Ping-Chuan 鄭萍銓			Rep	2006-07-05	2007-02-16
33	Cheng, Shih-Jen 鄭世仁			Rep	2005-11-01	2010-10-31
34	Cheong, Kin 張健			Rep		2005-04-12
				Rep	2008-07-02	2010-10-31
35	Cheuk, Siu Wai 卓少慧			Rep	2006-09-26	2007-12-18
36	Cheung, Annabella Yuk Ha 張玉霞			Rep		2010-10-31
37	Cheung, Chun Ho (SFC:ADT685) 張振豪			Rep		2004-04-27
38	Cheung, Jocelyn Kin Keung 張建強			Rep		2003-07-26
39	Cheung, Moon Fuk 張滿福			Rep		2007-02-17
40	Cheung, Nicholas Sai Wing 張世榮		M	Rep		2010-10-31
41	Cheung, Yvonne Ngan Sui 張銀瑞		F	Rep		2010-10-31
42	Childs, Curtis Malcolm		M	Rep	2005-02-22	2005-03-22
43	Chiu, Charles Yiu Wing 趙耀榮		M	Rep		2004-11-05
44	Choi, Chun Wa (SFC:AEN199) 蔡振華			Rep	2006-09-01	2007-01-19
45	Choi, Man Ki 蔡敏琪			Rep	2007-05-14	2010-10-31
46	Chong, Wah Yeung 莊華揚			Rep	2007-03-15	2007-11-10
47	Chong, Yu Keung 莊儒強	50	M	Rep	2006-07-05	2011-01-06
				RO	2011-03-28	2012-06-27
48	Chor, Chun Ming 左峻銘			Rep	2006-11-23	2007-06-09
49	Chu, Kin Man (SFC:ACB899) 朱建文			Rep		2005-09-30
				RO	2005-09-30	2006-09-30
50	Chu, Po Chuen 朱寶全			Rep		2011-01-30
51	Chuang, Ya-lan 莊雅蘭			Rep	2006-07-10	2010-10-31
52	Chui, Lizzy Lolita Lei Sze 徐莉詩			Rep	2004-08-25	2005-05-20
53	Chung, Kwai Kuen 鍾桂娟			Rep		2009-05-16
54	Dai, Ziyun			Rep	2006-11-20	2006-12-20
55	De Natris, Marc Peter		M	Rep	2007-02-05	2007-08-14
				RO	2007-08-14	2012-06-27
56	Fan, Chi Wah 范志華			Rep	2004-11-18	2005-04-12
57	Fan, Victor Cheuk Ming 范卓明		M	Rep	2010-09-15	2010-10-31
58	Favre, Robin Georges Flavien		M	Rep	2006-06-29	2006-09-29
59	Fennell, Thomas Brian		M	RO	2003-09-29	2005-01-06
60	Fong, Kai Yin Terruce 方啟賢			Rep	2009-10-29	2010-11-08
61	Fong, Suet Chung 方雪松			Rep		2006-06-17
62	Fung, Siu Ping 馮小平			Rep		2003-09-19
63	Goh, Yeah Lin 吳雅琳			Rep	2009-02-03	2010-04-10
64	Hasan, Haroon	56	M	Rep		2003-06-28
65	Ho, Gale Shuk Man 何淑文		F	Rep		2006-10-14
66	Ho, Hon Kam 何漢錦			Rep	2004-04-22	2004-05-21
67	Ho, Karen Ka Yin 何家賢		F	Rep	2006-11-16	2008-04-19
68	Ho, Kary Ka Lee 何嘉莉			Rep	2008-08-12	2010-10-31
69	Ho, Yuen Kwan 何婉君			Rep	2006-11-08	2007-05-20
70	Hon, Kai Lai 韓嘉麗			Rep	2011-11-22	2012-01-01
71	Hong, Yang (SFC:AVK557) 洪洋			Rep	2013-12-17	2019-08-21
72	Hsu, Margaret Chien Mei 徐千媄		F	Rep	2003-09-18	2004-07-04
				Rep	2005-01-20	2005-04-14
73	Hui, Alen Hong 許航			Rep		2010-10-31
74	Hui, Barbara Sum Yuet 許心悅		F	Rep	2008-07-14	2010-07-17
75	Hui, Benjamin Kam Wing 許鑑榮		M	Rep	2005-06-16	2009-05-16
76	Hui, Wai Kong 許偉剛			Rep	2008-12-11	2010-10-31
77	Hung, Yi-chu 洪翊筑			Rep	2005-11-01	2006-06-17
78	Kam, Man Sun 金文新			Rep		2005-01-04
79	King, John Moncure		M	RO	2008-12-10	2009-11-30
80	Ko, Chi Yiu 高志堯			Rep		2004-07-09
81	Ko, Tai Fun 高泰芬			Rep	2005-10-25	2010-06-12
82	Koh, Ushe Hon Tat			Rep	2005-01-08	2005-07-22
83	Kong, Emily Wing Yin 江穎妍		F	Rep	2006-12-04	2010-11-20
84	Kong, Selina Siu Lan 江少蘭		F	Rep	2007-12-05	2009-05-16
85	Kuek, Boon Kiat 郭翹鋒			Rep	2004-04-15	2004-12-17
86	Kuo, Shu-Chuan 郭淑娟			Rep		2006-05-24
87	Kwan, Ka Man (SFC:AFO512) 關嘉敏			Rep	2005-05-31	2010-06-01
88	Kwan, Kin Wai Titanic 關堅偉			Rep		2003-08-14
89	Kwok, Fung Ping (SFC:AOD371) 郭鳳萍			Rep	2006-11-07	2007-03-23
90	Kwok, Samson Tai Pang 郭大鵬		M	Rep		2010-10-31
91	Kwok, Yui Kwong 郭銳光			Rep	2006-06-22	2010-02-04
92	Kwong, Mei Fung (SFC:AEK386) 鄺美鳳			Rep		2004-04-27
93	Lai, Chun Hing 黎浚興			Rep	2012-11-19	2017-01-06
94	Lai, Sin Ting 黎倩婷			Rep	2007-11-23	2010-10-31
95	Lai, Suet Fai 賴雪暉			Rep		2004-05-19
96	Lai, Wai Yi 賴慧儀			Rep		2010-10-31
97	Lam, Andrew Chi Biu 林志標		M	Rep		2005-10-25
98	Lam, Ava Pui Ming 林佩明			Rep	2005-08-31	2007-06-16
99	Lam, Chi Man (SFC:AMI261) 林志文			Rep	2005-09-08	2012-04-27
100	Lam, James Wai Kit 林惠傑		M	RO	2012-05-21	2018-12-08
101	Lam, John Junior 林慕賢		M	Rep		2005-02-24
102	Lam, Kin Man (SFC:AMC670) 林健文			Rep	2008-08-12	2010-10-31
103	Lam, Tin Lok 林天諾			Rep	2007-05-25	2010-05-03
104	Lam, Yee Kwan (SFC:ACI910) 林懿君			Rep		2003-04-04
				Rep	2008-04-17	2011-01-11
				RO	2011-01-11	2012-01-16
105	Lau, Ka Po (SFC:AJL225) 劉嘉寶			RO	2008-12-10	2010-04-26
106	Lau, Ming Fai (SFC:AEH948) 劉明暉			Rep	2005-01-28	2005-04-12
107	Lau, Raymond Yee Wa 劉怡華		M	Rep		2010-10-31
108	Lau, Tat Keung 劉達強			Rep	2004-05-03	2004-05-11
109	Lau, Tsz Yeung (SFC:BEQ722) 劉子揚			Rep	2014-12-15	2015-08-14
110	Law, Kenneth Kin Wah 羅建華	41	M	Rep	2006-09-14	2009-02-12
111	Lee, Adelina Nga Lam 李雅琳			Rep	2011-12-22	2012-04-28
112	Lee, Betty Shuk Yee 李淑懿		F	Rep		2010-10-31
113	Lee, Ivy Wei Ching 李蔚晶			Rep	2007-10-17	2010-04-01
114	Lee, Ka Ki (SFC:AEH405) 李家驥			Rep	2012-06-11	2018-01-08
115	Lee, Steven Wai 李威		M	Rep		2004-03-13
116	Lee, Tak Hing 李德興			Rep		2005-01-04
117	Lee, Yu Sang 李裕生			Rep		2010-10-31
118	Leow, Kerry Su-Lin 饒舒凌			Rep	2009-02-03	2010-04-10
119	Leung, Angel On Ki (SFC:AGA667) 梁安琪			Rep	2007-06-28	2008-04-29
120	Leung, Eddie Fuk Kuen 梁福權			Rep		2005-03-18
121	Leung, Kam Pui (SFC:ADS532) 梁錦培			Rep	2011-12-22	2017-07-01
122	Leung, Lawrence Kam Wah 梁錦華		M	Rep		2007-01-25
123	Leung, Luzviminda Cabanatan			Rep		2010-10-31
124	Leung, Mang Hui 梁孟煦			Rep	2007-12-21	2010-10-31
125	Leung, Tung Ha 梁冬夏			Rep	2004-03-24	2005-05-26
126	Leung, Winnie Suk Kuen 梁淑娟		F	Rep	2008-03-25	2009-03-17
127	Leung, Yin Ling (SFC:APK631) 梁燕玲			Rep	2007-08-15	2009-05-16
128	Li, Derick Kam Ching 李金錚		M	RO	2005-09-27	2008-03-01
129	Li, Eric Wing Hang 李永恆		M	Rep	2012-11-19	2019-03-01
130	Li, Gordon Chuen Ming 李泉銘		M	Rep		2007-01-01
131	Li, Jin Hua (SFC:AIB065) 李晉華			Rep	2004-08-23	2005-06-29
132	Li, Po Yi (SFC:ANP486) 李寶怡			Rep	2007-08-07	2007-10-13
133	Li, Ringo Chi Chung 李自忠		M	Rep		2003-12-11
134	Li, Vivian Shuk Wa 李淑華			Rep	2006-09-13	2009-05-16
135	Lim, Kok Boon			Rep	2007-06-14	2009-02-27
136	Lim, Tien Hoe 林天河			Rep	2008-12-10	2010-04-23
137	Lin, Chia-huei 林嘉慧			Rep	2006-07-04	2007-08-24
138	Lin, Sheng-fen 林盛芬			Rep	2006-06-22	2007-06-25
139	Lin, Ya-ling (SFC:ANP999) 林雅玲			Rep	2006-07-05	2010-10-31
140	Liu, Desmond Luk Por 廖淥波	60	M	RO		2005-03-01
141	Liu, Peter Edward 劉道生		M	RO	2005-04-12	2006-02-06
142	Liu, Sit Lun 廖薛倫	38	M	Rep	2006-09-13	2009-02-01
143	Liu, Wan-jou 劉宛柔			Rep	2006-06-22	2010-10-31
144	Lo, Michael Wai Tak 盧韋德		M	Rep	2003-06-25	2006-04-20
145	Lo, Shun Tat 盧順達			Rep	2008-08-05	2009-06-01
146	Lu, Min (SFC:AJE091)			Rep	2003-09-18	2004-08-26
147	Lui, Yim Yin 雷艷燕			Rep		2010-10-31
148	Ma, Johnny Bun Wah 馬斌華		M	Rep	2003-09-24	2004-08-06
149	Macdonald, Alexander Booth		M	Rep		2010-10-31
150	Mak, Cilla Mei Mei 麥美美			Rep		2007-07-01
151	Man, Martin Kon Kuen 文幹權		M	Rep	2004-04-06	2005-01-25
152	Misra, Abhilasha			Rep	2005-01-26	2005-09-05
153	Miu, Hung Lucy 苗紅			Rep		2003-05-16
154	Moon, Ji Ho			Rep	2004-12-21	2005-04-28
155	Nesbitt, Paul John Russell	64	M	Rep	2005-02-22	2005-03-22
				Rep	2005-11-28	2005-12-28
				Rep	2006-03-14	2006-04-13
				Rep	2006-09-26	2006-10-25
				Rep	2007-03-06	2007-04-05
				Rep	2007-10-04	2007-11-04
				Rep	2008-04-07	2008-05-07
156	Ng, Cecilia Kai Feng 吳昀曉		F	Rep		2010-10-31
157	Ng, Ngai Wai 吳毅慧			Rep	2005-03-16	2006-06-14
158	Ng, Siu Hin (SFC:AOE026) 吳兆騫			Rep	2008-12-10	2010-01-26
159	Ngai, Angela So Ling 倪素玲		F	Rep		2005-05-22
				Rep	2007-04-02	2007-11-29
160	Noche, Leo Cyril D.		M	Rep		2005-07-11
				Rep	2006-01-20	2011-01-01
161	Omura, Yoshiyuki 大村良幸		M	Rep	2012-01-16	2012-06-20
162	Orr, Joseph Wai Shing 柯偉聲	54	M	Rep	2011-09-05	2012-06-27
163	Overdijk, Harmen Christiaan (SFC:ALR588)			Rep	2006-12-04	2008-07-01
164	Poon, Che Ho 潘志豪			Rep	2004-04-06	2005-01-25
165	Poon, Philip Chung Hein 潘頌軒		M	Rep		2004-03-09
166	Pun, Yin Man 潘燕文			Rep		2010-10-31
167	Rommel-Sutter, Rainer Wolfgang			Rep		2003-07-19
168	Sato, Toshihisa 佐藤敏久			Rep	2008-12-10	2010-04-23
169	Saw, Aileen Mei Li 蘇梅麗			Rep	2005-06-01	2006-07-04
170	Schubert, Gerhard Max			Rep	2008-12-10	2009-05-01
171	Se, David Carven Yung Yee 施勇儀		M	RO		2010-12-16
172	Sham, Ping Chuen 沈炳全			Rep		2009-05-16
173	Sham, Winda Pik Yan 岑碧茵		F	Rep	1998-06-22	2000-07-20
174	Shuen, Barbara Lai Kuen 旋麗娟		F	Rep		2010-10-31
175	Shum, Ping Hung 沈炳雄			Rep		2011-01-30
176	Shum, Wing Lan Emily 岑詠蘭			Rep	2008-07-21	2011-01-30
177	Siu, Julie Wailing 蕭偉玲		F	Rep		2005-03-18
178	Siu, Shirley Wai Ching 蕭慧晶		F	Rep		2003-11-07
179	So, Ka Him 蘇家謙			Rep	2006-10-24	2010-08-30
180	So, Ming Yuk 蘇明玉			Rep		2003-04-10
181	Song, Yang (SFC:AZA792) 宋揚			Rep	2012-02-15	2017-03-14
182	Sun, Doris Wing Man 辛頴敏	45	F	Rep	2006-09-13	2009-03-02
183	Sung, Edmund Ham Kin 宋涵堅		M	Rep		2010-10-31
184	Tam, Wey Lung 譚維龍			Rep	2004-04-30	2006-06-17
185	Tan, Hian Siong			Rep	2006-11-20	2006-12-01
186	Tang, Hui-yen 唐惠燕			Rep	2006-06-22	2010-10-31
187	Tin, Yuk 田旭			Rep	2006-09-26	2009-01-19
188	Ting, Wanda Sui Lin 丁瑞蓮		F	Rep		2004-04-28
189	Tsa, Brian Tsz Fo 謝子科		M	Rep	2005-10-14	2006-01-01
190	Tsai, Hui-Fang 蔡慧芳			Rep	2003-06-03	2006-07-01
191	Tsang, Karen Pui Fan 曾佩芬		F	Rep	2006-09-13	2010-06-12
192	Tsang, Wendy Wai Yin 曾惠賢		F	Rep		2010-10-31
193	Tsao, Yu Lung 曹郁龍			Rep	2006-06-22	2007-06-25
194	Tso, William Yuen Leung 左元良		M	Rep	2005-01-10	2005-12-15
195	Tsui, Edwin Shu Hang 徐樹恆		M	Rep	2007-01-03	2007-12-30
196	Walls, Chad Whitney (SFC:AQE610)			RO	2008-12-10	2010-05-19
197	Wong, Che Lik 黃自力			Rep		2003-06-28
198	Wong, Chi Hing 黃紫卿			Rep		2010-10-31
199	Wong, Chi Kai (SFC:ACG603) 黃志佳			Rep	2007-08-20	2007-11-20
200	Wong, Grace Hang Nei 王幸妮		F	Rep		2003-05-31
201	Wong, Hiu Yan (SFC:AQG385) 黃曉欣			Rep	2008-01-03	2009-05-16
202	Wong, Jill Wai Han 黃慧嫻		F	Rep		2004-04-27
203	Wong, Kin Wai (SFC:ARG508) 王健威			Rep	2008-07-02	2009-06-01
204	Wong, Sau Wai (SFC:AQI850) 黃秀蕙			Rep	2008-01-24	2010-06-12
205	Wong, Suet Man 王雪曼			Rep		2007-01-18
206	Wong, Twiggy Tsui Chi 黃翠芝			Rep	2007-11-16	2010-10-31
207	Wong, Victor Sai Fuk 王世福		M	Rep		2010-10-31
208	Wong, Yue Fat 黃裕發			Rep		2003-07-01
209	Wu, Alan (SFC:ABY211) 吳倫		M	Rep		2003-08-01
210	Wu, Chiung-Hua 吳瓊華			Rep	2006-07-05	2009-01-29
211	Wu, Jung-hsin 吳榮欣			Rep	2005-11-01	2006-06-17
212	Yau, Siu Ling 邱少玲			Rep		2003-07-04
213	Yee, Rebecca Mei Yuk 余美玉		F	Rep		2010-10-31
214	Yeung, Chui Kwan 楊翠群			Rep		2003-07-18
				Rep	2004-05-13	2010-10-31
215	Yeung, Harvey Pok Man 楊博文		M	Rep	2005-11-08	2010-10-31
216	Yeung, Jeffrey Wing Choi 楊永材		M	Rep		2007-01-25
217	Yeung, Murray Leung Yu 楊亮瑜		M	RO		2005-07-14
				Rep	2005-07-14	2006-06-17
218	Yeung, Pak Ming (SFC:AMI286) 楊北銘			Rep	2005-09-08	2012-04-27
219	Yeung, Tung 楊棟			Rep	2007-09-24	2009-05-19
220	Yick, Kenneth Wing Yuen 易永源		M	Rep		2005-02-24
221	Yim, Eugene Kwok Wa 嚴國華		M	Rep		2009-03-06
222	Yim, Heung To 嚴香桃			Rep	2006-09-13	2010-06-29
223	Yim, Kar Lai 嚴嘉麗			Rep		2010-10-31
224	Ying, Tommy Hok Kong 應鶴江			Rep		2004-09-30
225	Yip, Benjamin Ying Chi 葉熒志	51	M	Rep		2004-04-28
226	Yip, So Ling 葉素玲			Rep	2004-03-25	2010-10-31
227	Yong, Pang Teck 楊邦德			Rep	2006-03-17	2008-03-26
228	Yu, Chih-Yi 余志毅			Rep	2006-09-07	2007-12-28
229	Yu, David Yuk Fan 余毓繁		M	RO	2011-01-11	2011-06-14
230	Yuen, Peter Richard 袁沛德		M	Rep	2003-09-19	2003-12-17
231	Zi, Nicholas Nai Kong 徐乃綱		M	Rep		2010-10-31

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