CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bahurel, Julien Yves |
|
|
AEZ956 |
Rep |
|
2004-06-17 |
| 2 |
Bonsor, Edward Richard |
27 |
M |
AJA998 |
Rep |
2003-06-23 |
2004-02-15 |
| 3 |
Bradley, Edmund Hugh |
|
M |
ABS842 |
RO |
|
2019-04-16 |
| 4 |
Buckle, Karen Jane |
|
F |
ACP924 |
Rep |
|
2014-01-24 |
| 5 |
Chan, Chau Yuen 陳秋源 |
|
|
AFQ905 |
Rep |
|
2006-11-10 |
| 6 |
Chan, Wa Ming 陳華明 |
|
|
ACJ230 |
Rep |
|
2005-09-27 |
| 7 |
Chan, Yat Hang 陳日恆 |
|
|
ADI947 |
Rep |
|
2006-05-30 |
| 8 |
Chau, Raymond Kai Chung 周啟聰 |
|
M |
ACE470 |
Rep |
|
2005-04-11 |
| 9 |
Chen, Alan Bing |
|
M |
AEH768 |
Rep |
|
2009-09-10 |
| 10 |
Cheuk, Alexander Siu Bun 卓兆斌 |
|
M |
ABX790 |
Rep |
|
2014-07-30 |
| 11 |
Cho, Ji Hyun 趙智賢 |
|
|
AFI800 |
Rep |
|
2003-07-02 |
| 12 |
Choi, Sheung Ngai 蔡尚毅 |
|
|
AFG685 |
Rep |
|
2006-12-01 |
| 13 |
Chow, Jimmy Ka Ching 周家正 |
|
M |
ADZ442 |
Rep |
|
2006-08-07 |
| 14 |
Chow, Wing Hong (SFC:ACI634) 周永康 |
|
|
ACI634 |
Rep |
|
2006-09-28 |
| 15 |
Chu, Patrick Pak Ning 朱柏寧 |
|
M |
AEN687 |
Rep |
|
2005-04-20 |
| 16 |
Chui, Kit Man 崔結文 |
|
|
AFI537 |
Rep |
|
2004-06-17 |
| 17 |
Clark, Bettina Gay |
|
F |
AHL626 |
Rep |
|
2008-01-31 |
| 18 |
Coull, Gary William John 顧家利 |
49 |
M |
AAB495 |
RO |
|
2006-10-16 |
| 19 |
Fishwick, Eric James |
|
M |
AFJ086 |
Rep |
|
2025-05-02 |
| 20 |
Gatehouse, Nicholas Robert |
|
M |
ACR192 |
Rep |
|
2003-06-23 |
| 21 |
Hue, Hideki Ying Fai 許英輝 |
|
|
ADO740 |
Rep |
|
2004-03-10 |
| 22 |
Hugh, Chuen Loong 丘俊隆 |
|
|
ACZ289 |
Rep |
|
2006-01-31 |
| 23 |
Hui, Ho Ming (SFC:ACQ676) 許浩明 |
|
|
ACQ676 |
Rep |
|
2005-07-27 |
| 24 |
Ismail, Akbar |
|
M |
AAB730 |
Rep |
|
2004-12-28 |
| 25 |
Kam, Alice Pui Lee 金蓓莉 |
|
F |
AAB624 |
Rep |
|
2004-03-23 |
| 26 |
Kam, Yiu Man 甘耀文 |
|
|
AAG825 |
Rep |
|
2005-09-27 |
| 27 |
Kestel, Damian Paul |
|
M |
AGI601 |
Rep |
|
2010-12-10 |
| 28 |
Kim, Ki Soo |
|
|
AFJ899 |
Rep |
|
2004-05-10 |
| 29 |
Kinnear-Nock, Scott William |
35 |
M |
AFH089 |
Rep |
|
2008-04-15 |
| 30 |
Ko, Raymond 高力文 |
|
M |
AIL123 |
Rep |
|
2009-09-18 |
| 31 |
Kwok, Ana 郭安妮 |
|
|
AAB158 |
Rep |
|
2004-03-09 |
| 32 |
Lam, Pung 林芃 |
|
|
ADW634 |
Rep |
|
2004-01-07 |
| 33 |
Lam, Wai Shing (SFC:AHX164) 林偉成 |
|
|
AHX164 |
Rep |
|
2005-09-27 |
| 34 |
Lau, Cyrus Chi Ning 劉志寧 |
|
M |
AIU754 |
Rep |
2003-05-30 |
2004-12-09 |
| 35 |
Lau, Shirley Suet Sum 劉雪心 |
|
F |
AGK066 |
Rep |
|
2004-06-17 |
| 36 |
Law, Lucia Yuk Ha 羅玉霞 |
|
F |
AAD560 |
Rep |
|
2017-11-15 |
| 37 |
Lee, Sheldon (SFC:ACO981) 李超倫 |
|
|
ACO981 |
Rep |
|
2005-10-05 |
| 38 |
Li, Chun Sheng (SFC:ABP733) 李俊盛 |
|
|
ABP733 |
Rep |
|
2004-12-09 |
| 39 |
Li, Kwok Yau |
|
|
AAE135 |
Rep |
|
2003-11-11 |
| 40 |
Liu, Louisa Yun Yun 劉欣欣 |
|
F |
ACA647 |
Rep |
2003-05-28 |
2004-06-28 |
| 41 |
Lo, Chiu Wai (SFC:AFT576) 羅昭維 |
|
|
AFT576 |
Rep |
2003-06-16 |
2004-03-16 |
| 42 |
McCoy, Michael Andrew |
|
M |
AAF167 |
RO |
|
2003-10-03 |
| 43 |
McKenzie, Paul Conor |
|
M |
AAV863 |
Rep |
|
2003-07-22 |
| 44 |
Mohideen, Khaleelur Rahman |
|
|
ABM107 |
Rep |
|
2003-06-23 |
| 45 |
Moss, Adam Alexander Guy |
|
M |
AEI504 |
Rep |
|
2010-09-20 |
| 46 |
Ng, Raymond Chun To 吳鎮濤 |
35 |
M |
ADA209 |
Rep |
|
2004-12-20 |
| 47 |
Ong, Polly So Po 王素寶 |
|
F |
ABH437 |
Rep |
|
|
| 48 |
Paterson, James Willock |
|
M |
ADA085 |
Rep |
|
2005-09-29 |
| 49 |
Riddick, Andrew William |
|
M |
AAA869 |
RO |
|
2013-12-12 |
| 50 |
Roberts, Christopher Fenton 羅弼時 |
|
M |
AAD528 |
Rep |
|
2003-07-22 |
| 51 |
Roche, Thomas Damian (SFC:ACU450) |
|
M |
ACU450 |
Rep |
|
2003-07-25 |
| 52 |
Rothman, Andrew Charles |
|
M |
AFW955 |
Rep |
|
2014-03-01 |
| 53 |
Ruber, Matthew Albert |
|
M |
ACT589 |
Rep |
|
2008-09-26 |
| 54 |
Saunders, John Russell |
|
M |
AFG796 |
Rep |
|
2003-05-02 |
| 55 |
Shiu, Wing Sun 蕭榮申 |
|
|
ADZ443 |
Rep |
|
2019-12-11 |
| 56 |
Skinner, Donald William Lennox |
41 |
M |
AAI493 |
RO |
|
2012-07-05 |
| 57 |
So, Ka Man (SFC:AHX165) 蘇家文 |
|
|
AHX165 |
Rep |
|
2008-11-24 |
| 58 |
Stone, Richard Neil |
|
M |
ACJ526 |
Rep |
|
2005-03-29 |
| 59 |
Sutton, Peter Thomas |
|
M |
ADK261 |
Rep |
|
2009-03-30 |
| 60 |
Tam, Shing Hei 譚成希 |
|
|
AEA201 |
Rep |
|
2003-08-27 |
| 61 |
Thomas, Howel Gruffudd Rhys |
28 |
M |
ADS535 |
Rep |
|
2005-01-12 |
| 62 |
Tse, Kin Kwok (SFC:AHA212) 謝建國 |
|
|
AHA212 |
Rep |
|
2005-01-19 |
| 63 |
Tsoi, Ting Sze 蔡婷思 |
|
|
ABS481 |
Rep |
|
2003-07-22 |
| 64 |
Ulrich, Jing |
|
|
ADI942 |
Rep |
|
2003-04-30 |
| 65 |
Um, Austin Joon |
|
|
AFG040 |
Rep |
|
2003-05-02 |
| 66 |
Wai, Helena Suk Chong 衛淑莊 |
56 |
F |
AAB508 |
RO |
|
2019-05-01 |
| 67 |
Walker, James Russell (SFC:AAB473) |
|
M |
AAB473 |
RO |
|
2004-02-24 |
| 68 |
White, Christopher James (SFC:ACS947) |
|
M |
ACS947 |
Rep |
|
2003-05-16 |
| 69 |
Wilkinson, Anthony John Cooper |
|
M |
AFD111 |
Rep |
|
2011-05-27 |
| 70 |
Witts, Richard Arthur |
60 |
M |
AAC928 |
Rep |
|
2008-08-08 |
| 71 |
Wong, Ming Shing 黃明勝 |
|
|
AAF460 |
Rep |
|
2005-07-19 |
| 72 |
Wynniatt-Husey, Tania Ione |
|
|
ABT444 |
Rep |
|
2003-10-31 |
| 73 |
Yu, Kai Kai 余皆佳 |
|
|
AHR083 |
Rep |
|
2004-05-26 |
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