J.P. MORGAN SECURITIES (FAR EAST) LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2006 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Andrews, Nicholas James (1963-03) |
43 |
M |
ACM817 |
RO |
|
2009-11-01 |
| 2 |
Back, Jonathan Paul |
|
M |
AFD784 |
Rep |
|
2005-05-27 |
|
|
|
RO |
2005-05-27 |
2007-07-01 |
| 3 |
Bamber, Richard Mark Anthony |
|
M |
AGM551 |
Rep |
|
2006-02-03 |
| 4 |
Burdett, James William (SFC:AJO203) |
|
M |
AJO203 |
Rep |
2004-03-18 |
2012-03-16 |
| 5 |
Chak, Alan Kwok Fai 翟國輝 |
|
M |
AAY091 |
Rep |
|
2004-02-09 |
| 6 |
Chen, Lan (SFC:AHD684) 陳嵐 |
|
|
AHD684 |
Rep |
|
2003-11-26 |
| 7 |
Cheng, Gordon Yu 程鈺 |
31 |
M |
AFN669 |
Rep |
|
2003-11-26 |
| 8 |
Cheung, Elaine Ling Yee 張苓怡 |
|
F |
AEH773 |
Rep |
|
2003-05-30 |
| 9 |
Ching, Raymond Wei Man 程偉文 |
|
M |
AFD851 |
Rep |
|
2003-11-26 |
| 10 |
Cooper, Andrew (SFC:AIL379) |
|
M |
AIL379 |
Rep |
|
2005-03-04 |
| 11 |
Douris, Leonidas |
|
|
ALU721 |
Rep |
2005-03-14 |
2011-11-15 |
| 12 |
Fane, Rupert John Alexander |
39 |
M |
AEL032 |
Rep |
|
2005-05-27 |
|
|
|
RO |
2005-05-27 |
2007-11-02 |
| 13 |
Fang, Fang (SFC:ACF847) 方方 |
41 |
M |
ACF847 |
Rep |
|
2003-11-26 |
| 14 |
Fisk, Eliot James Hywel |
|
M |
AFG740 |
Rep |
|
2015-02-12 |
| 15 |
Freedman, Bruce Ian |
|
M |
ABS428 |
Rep |
2004-07-13 |
2005-10-15 |
| 16 |
Gattani, Vikaskumar Nandkishore |
|
|
AFB901 |
Rep |
2005-08-26 |
2007-03-27 |
| 17 |
Han, Bruce Wook |
|
M |
ACO279 |
Rep |
2005-11-04 |
2006-07-04 |
| 18 |
Harris, Thomas Christopher (SFC:AGZ861) |
|
M |
AGZ861 |
Rep |
|
2004-11-01 |
| 19 |
Ho, Edmund 何艾文 |
|
M |
ACR485 |
RO |
|
2003-11-26 |
| 20 |
Huang, Thomas Chung-Ming 黃崇銘 |
|
M |
AFU681 |
Rep |
2006-11-02 |
2008-06-13 |
| 21 |
Hui, Gary San |
|
M |
AKV267 |
Rep |
2004-06-26 |
2007-04-16 |
| 22 |
Hwang, Jason Son |
|
M |
AGN590 |
Rep |
|
2004-04-16 |
| 23 |
Jackson, Anthony Philip |
|
M |
AGB448 |
Rep |
|
2003-11-26 |
| 24 |
Kavanagh, Simon Montague (SFC:AFT911) |
|
M |
AFT911 |
Rep |
|
2003-11-26 |
| 25 |
Large, Alexander Richard Brooks |
36 |
M |
AGV235 |
Rep |
|
2004-08-27 |
| 26 |
Lau, Kan Wah 劉勤華 |
|
|
ABT973 |
Rep |
|
2012-11-09 |
| 27 |
Lau, Tsz Wing 劉子頴 |
|
|
ALW219 |
Rep |
2005-04-04 |
2012-05-23 |
| 28 |
Li, Min (SFC:AGU654) 李民 |
|
|
AGU654 |
Rep |
|
2004-06-18 |
| 29 |
Lim, Kyong Woo 林炅佑 |
|
|
ANE078 |
Rep |
2006-03-13 |
2007-03-28 |
| 30 |
Liu, Hong (SFC:AIB974) 劉弘 |
|
|
AIB974 |
Rep |
|
2003-06-16 |
| 31 |
Liu, Xiaohong (SFC:AGC636) 劉曉紅 |
|
|
AGC636 |
Rep |
|
2003-11-26 |
| 32 |
Liu, Yangyang (SFC:AFK697) 劉揚揚 |
|
|
AFK697 |
Rep |
|
2003-07-02 |
| 33 |
Long, David Nicholas (SFC:AFU334) |
|
M |
AFU334 |
RO |
|
2007-01-31 |
| 34 |
Long, Tien Ian 龍田淵 |
33 |
M |
ADV780 |
Rep |
|
2004-06-02 |
| 35 |
Malkani, Sanjeev Lalchand |
|
M |
AGO384 |
Rep |
|
2003-11-26 |
| 36 |
Mangla, Achintya |
|
|
AFU651 |
Rep |
|
2009-10-28 |
| 37 |
Morton, Peter Douglas |
|
M |
ADO886 |
Rep |
|
2003-11-26 |
| 38 |
Murray, Allan George |
63 |
M |
AAB001 |
RO |
|
2007-04-20 |
| 39 |
Putterill, Adam Thomas James |
|
M |
ABG123 |
RO |
2004-08-30 |
2010-05-13 |
| 40 |
Rummun, Roshan |
|
|
AMO987 |
Rep |
2005-10-17 |
2007-06-16 |
| 41 |
Sayer, David Michael |
30 |
M |
AFT910 |
Rep |
|
2004-05-06 |
|
|
|
Rep |
2005-11-28 |
2009-03-18 |
| 42 |
Seymour, Steven James |
|
M |
ABM769 |
RO |
2004-08-30 |
2007-01-20 |
| 43 |
Shah, Bhavin Ajitkumar |
|
|
AGO213 |
Rep |
|
2003-05-30 |
| 44 |
Shanidze, Levan |
|
|
AFD300 |
Rep |
|
2005-10-06 |
| 45 |
Shelmerdine, Thomas Alexander |
|
M |
AGP879 |
Rep |
|
2003-10-31 |
| 46 |
Simmons, Daniel Ross |
|
M |
AHP770 |
Rep |
|
2005-05-31 |
| 47 |
Singh, Chiranjeet |
|
|
ALI017 |
Rep |
2004-10-06 |
2005-12-06 |
|
|
|
Rep |
2006-02-27 |
2008-02-13 |
| 48 |
Stiles, Andrew Guy |
|
M |
ABE303 |
RO |
|
2003-05-27 |
| 49 |
Swarbrick, Andrew Jeremy |
|
M |
AFF234 |
Rep |
|
2007-02-08 |
| 50 |
Tai, Charlotte Wing Sze 戴詠詩 |
|
F |
ADX658 |
Rep |
|
2005-10-14 |
| 51 |
Thiessen, Harold Frederick |
|
M |
AHP545 |
Rep |
|
2005-10-04 |
| 52 |
Tremlett, William |
|
M |
AHR050 |
Rep |
|
2004-05-07 |
| 53 |
Tsien, David Pak Cheong 錢柏昌 |
46 |
M |
AAA015 |
Rep |
|
2005-10-05 |
| 54 |
Wagle, Kedar Anil |
|
|
ANG488 |
Rep |
2006-04-03 |
2008-04-29 |
| 55 |
Wang, Lihong (1968) 王勵弘 |
38 |
F |
AHE190 |
Rep |
|
2003-11-26 |
| 56 |
Weiner, Stefan |
|
|
AHM884 |
Rep |
|
2007-06-01 |
| 57 |
Yeung, Helen Kit Lun 楊潔賢 |
|
F |
AFA128 |
Rep |
|
2005-10-05 |
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