Yuanta Securities (Hong Kong) Company Limited 元大證券(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2009 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chai, Yan 柴妍 | ASG320 | Rep | 2009-01-14 | 2010-01-31 | ||
| 2 | Chang, Jack (SFC:ARS401) | M | ARS401 | Rep | 2008-10-15 | 2009-10-15 | |
| 3 | Chang, Ludwig | M | AFH012 | Rep | 2006-07-10 | 2007-07-31 | |
| 4 | Chang, Shuo-Fong 張碩峯 | AQE954 | Rep | 2008-02-13 | 2009-05-08 | ||
| 5 | Chen, Beini (SFC:ASG301) 陳蓓妮 | ASG301 | Rep | 2009-01-14 | 2009-09-01 | ||
| 6 | Chen, Chih Yu (SFC:ARS400) 陳治宇 | ARS400 | Rep | 2008-10-15 | 2009-10-21 | ||
| 7 | Chen, Zhong Wei 陳仲偉 | AMM502 | Rep | 2009-02-13 | 2009-09-14 | ||
| 8 | Cheng, Charles Yo-chuan 鄭又銓 | M | ALG172 | Rep | 2008-11-14 | 2010-07-01 | |
| 9 | Cheung, Jasmine Lok Hang 張樂恆 | F | AIN696 | Rep | 2003-10-16 | 2004-08-19 | |
| 10 | Chiang, Shih-Wei 江仕偉 | AKS603 | RO | 2004-07-02 | 2005-11-15 | ||
| 11 | Chum, Michael Hon Wang 覃漢宏 | 45 | M | AEA451 | RO | 2006-07-08 | 2012-12-01 |
| 12 | Chung, Christine Jui Mei 鍾瑞美 | F | AEJ588 | RO | 2006-07-08 | 2007-12-31 | |
| 13 | Clarke, Daniel Patrick | M | ALB224 | Rep | 2008-12-05 | 2009-10-20 | |
| 14 | Ding, Jing Wei 丁經緯 | ASG310 | Rep | 2009-01-20 | 2009-06-09 | ||
| 15 | Emerson, Nathan Devereux | M | AGL793 | Rep | 2006-01-26 | 2009-01-19 | |
| 16 | Fu, Hsiang Chuan 傅祥銓 | ALR024 | Rep | 2009-01-08 | 2010-06-02 | ||
| 17 | Hill, Liam Patrick | M | AKI975 | Rep | 2008-10-15 | 2008-12-20 | |
| 18 | Ho, Kwok Chung (SFC:AAB905) 何國仲 | AAB905 | Rep | 2008-10-27 | |||
| 19 | Hsu, Pei 徐培 | AGF149 | Rep | 2003-10-22 | 2004-06-09 | ||
| RO | 2004-06-09 | 2004-11-09 | |||||
| 20 | Hsu, Yi-Ju 徐怡如 | APK835 | Rep | 2009-02-25 | 2009-10-31 | ||
| 21 | Kuo, Che-Jung 郭哲榮 | ALT954 | Rep | 2005-04-28 | 2008-11-25 | ||
| 22 | Lam, Terence Joe Cho Ying 林祖瀛 | 48 | M | ABW710 | RO | 2004-04-28 | |
| 23 | Lau, Samuel Cheuk Hang 劉卓鏗 | M | AJB217 | Rep | 2008-09-12 | 2018-06-27 | |
| 24 | Li, Fang (SFC:AOR995) 厲放 | 51 | F | AOR995 | Rep | 2007-03-19 | 2013-12-05 |
| 25 | Lin, Li Yu (SFC:AHT091) 林麗玉 | AHT091 | Rep | 2004-07-19 | 2008-11-25 | ||
| 26 | Lin, Yen Jie 林彥傑 | ALC987 | Rep | 2004-11-08 | 2005-10-12 | ||
| RO | 2005-10-12 | 2009-02-12 | |||||
| 27 | Liu, Jia (SFC:ASH678) 劉佳 | ASH678 | Rep | 2009-02-18 | 2009-04-10 | ||
| 28 | Liu, Ken Wu 劉耕吾 | M | APQ644 | Rep | 2008-11-17 | 2010-01-31 | |
| 29 | Liu, Ren (SFC:ASH680) 劉韌 | ASH680 | Rep | 2009-01-16 | 2010-05-22 | ||
| 30 | Liu, Yu-Chi 劉毓綺 | AJE119 | Rep | 2003-10-27 | 2004-04-27 | ||
| 31 | Lo, Chih-peng 羅志鵬 | ARE530 | Rep | 2008-07-24 | 2009-02-12 | ||
| RO | 2009-02-12 | 2010-02-09 | |||||
| 32 | Ma, Vicky V. | F | ASM274 | Rep | 2009-02-27 | 2010-02-26 | |
| 33 | Ma, Xiaowen 馬曉文 | ASG314 | Rep | 2009-01-20 | 2010-04-14 | ||
| 34 | Markovich, Boris | M | ASG330 | Rep | 2009-01-19 | 2009-06-02 | |
| 35 | Ming, Shu (SFC:ASH318) 明舒 | ASH318 | Rep | 2009-01-16 | 2010-04-08 | ||
| 36 | Nissen, Charles Peter Alexander | 25 | M | ASI132 | Rep | 2009-02-25 | 2011-10-21 |
| 37 | Qian, Shenglei 錢晟磊 | ASG325 | Rep | 2009-01-14 | 2011-01-14 | ||
| 38 | Shih, Po-Cheng 施伯承 | ARK095 | Rep | 2008-09-04 | 2009-07-17 | ||
| 39 | Tan, Choon Ming 陳俊銘 | AMA932 | Rep | 2009-02-26 | 2010-08-10 | ||
| 40 | Tsai, Chiu Hsun 蔡秋洵 | AQS647 | Rep | 2008-05-05 | 2009-07-16 | ||
| 41 | Tseng Kuo, Jorge | AQW616 | Rep | 2008-05-21 | 2008-11-11 | ||
| 42 | Tseng Kuo, Juan | AJL228 | Rep | 2008-09-26 | 2009-10-20 | ||
| 43 | Wan, David Ngar Yin 溫雅言 | 49 | M | ABH754 | RO | 2004-02-06 | 2010-10-01 |
| 44 | Wan, Wei (SFC:ASH820) 萬煒 | ASH820 | Rep | 2009-01-20 | 2010-01-31 | ||
| 45 | Wen, Hsin Wei 聞歆瑋 | AJK591 | Rep | 2004-03-18 | 2004-09-18 | ||
| 46 | Wertheimer, Richard Miles | M | ACT127 | Rep | 2006-05-03 | 2009-01-07 | |
| RO | 2009-01-07 | 2009-09-30 | |||||
| 47 | Wong, Arthur Chi To 黃志滔 | M | ANK679 | Rep | 2008-09-17 | 2014-04-30 | |
| 48 | Wong, Yun Fai (SFC:APD419) 黃潤輝 | APD419 | Rep | 2008-09-16 | 2009-08-11 | ||
| 49 | Wu, Hung-Ting 吳洪霆 | ARS402 | Rep | 2008-10-15 | 2009-02-20 | ||
| 50 | Wu, Jie (SFC:ASH801) 吳杰 | ASH801 | Rep | 2009-01-16 | 2010-01-31 | ||
| 51 | Wu, Rong (SFC:ASH827) 吳蓉 | ASH827 | Rep | 2009-01-16 | 2012-04-29 | ||
| 52 | Wu, Zheng (SFC:ASH677) 吳正 | ASH677 | Rep | 2009-02-13 | 2009-03-11 | ||
| 53 | Xu, Ting (SFC:ASK490) 徐挺 | ASK490 | Rep | 2009-02-09 | 2009-03-11 | ||
| 54 | Yan, Zhixiong (1970) 嚴志雄 | 39 | M | ARI511 | Rep | 2009-02-02 | 2011-09-03 |
| 55 | Yang, Te Hau 楊得灝 | AIC882 | Rep | 2006-07-10 | 2007-11-30 | ||
| RO | 2007-11-30 | 2011-03-04 | |||||
| 56 | Yu, Peng (SFC:ASH304) 于芃 | ASH304 | Rep | 2009-02-13 | 2009-03-11 | ||
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