Neuberger Berman Asia Limited

Take me back:
Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2010
SFC ID Role From Until
1 Chong, Sue Ching 張素菁 F AQN999 Rep 2008-04-23 2014-07-01
2 Chow, Tak Yen 周得賢 ASE465 Rep 2008-12-23 2011-08-12
3 Chung, Tak Wai (SFC:AMM043) 鍾德偉 33 M AMM043 Rep 2008-12-18 2009-02-02
4 Dutray, Benjamin Guillaume Marie M AND843 Rep 2008-04-23 2008-06-16
5 Edwards, Antony James M AAW726 Rep 2009-10-13 2009-12-01
RO 2009-12-01 2011-05-30
6 Gunns, Christopher Michael Adrian M APC679 Rep 2010-02-17 2011-06-24
7 Hao, Lei (SFC:ANX528) 郝雷 ANX528 Rep 2008-12-18 2009-06-30
8 Henchman, Jason Christopher D. M AMS676 RO 2010-05-31 2024-07-25
9 Ingham, Fredrick Roy M APP053 Rep 2008-04-23 2012-03-23
10 Kwan, Herbert Wing Fung M ANX520 Rep 2008-12-18 2009-03-10
11 Kwok, Roy Shun Keung 郭舜強 M AQI400 Rep 2008-04-23 2008-10-24
12 Lau, Wing Chung (SFC:ANG393) 劉穎聰 ANG393 Rep 2008-04-23 2011-03-14
13 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2008-04-23 2009-03-31
RO 2009-03-31 2010-05-31
14 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2008-04-23 2008-07-08
15 Li, Sixuan (SFC:ARJ826) 李斯璇 ARJ826 Rep 2008-12-18 2009-05-26
16 Lloyd, Jonathan Ceri M ADG111 Rep 2010-04-23 2010-06-04
17 Louie, Wai Ying 雷慧瑩 ARI453 Rep 2008-07-21 2012-09-01
18 Ma, Chrisie Wai Sze 馬慧詩 ATW866 Rep 2009-09-30 2011-06-10
19 Manning, Christopher Reid M APD925 RO 2008-03-13 2009-03-31
20 Nova, Ria Therese F APR251 Rep 2008-04-23 2011-08-29
21 O'Halloran, Paul Desmond M ATI406 Rep 2009-07-13 2010-08-17
22 Okita, Bradley M APH490 RO 2008-03-13 2010-01-22
23 Santilli, Filippo AOI871 Rep 2008-04-23 2008-10-24
24 Tang, Lihui 湯禮輝 AQI649 Rep 2008-04-23 2017-04-28
25 Vishnevskaja, Elizabeth F APN586 Rep 2008-04-23 2009-03-10
26 Wang, Nan (SFC:ATY806) 王楠 ATY806 Rep 2009-10-21 2014-04-01
27 Watkins, Junjie 趙俊杰 AQS396 Rep 2008-03-27 2015-09-06
28 Weng, Youyi 翁有誼 AVV680 Rep 2010-09-07 2017-04-28
29 Williams, Douglas Brock M AQX957 Rep 2008-11-25 2017-07-14
30 Yao, Yulin (SFC:AQI648) 姚毓林 AQI648 Rep 2008-04-23 2009-05-18
RO 2009-05-18 2017-04-20

Sign up for our free newsletter

Recommend Webb-site to a friend

Copyright & disclaimer, Privacy policy

Back to top