CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2011 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ang, Kok Thye Ian 汪國泰 | Rep | 2006-06-01 | 2019-10-18 | ||
2 | Baars, Andrew Paul | M | Rep | 2010-09-07 | 2013-06-04 | |
3 | Bairstow, Hayden Peter | M | Rep | 2010-04-07 | 2013-04-17 | |
4 | Baker, Maureen Lee | F | Rep | 2010-05-12 | 2016-04-06 | |
5 | Balanco, Laurence | M | Rep | 2009-02-16 | ||
6 | Bao, Wenjun 包文駿 | Rep | 2011-04-12 | 2012-08-01 | ||
7 | Beddard, Henry Terence | M | Rep | 2007-03-07 | 2015-06-05 | |
8 | Bhuralal, Sheinal Amratlal | Rep | 2010-10-04 | 2016-05-28 | ||
9 | Bird, John David (SFC:AKY461) | M | RO | 2005-02-01 | 2012-02-27 | |
10 | Biswas, Swagatam | Rep | 2009-09-17 | 2022-03-14 | ||
11 | Blanquet, Ludovic Marcel Michel | M | Rep | 2010-09-06 | 2012-06-30 | |
12 | Boyd, Geoffrey Cameron | M | Rep | 2006-03-30 | 2017-10-14 | |
13 | Bradley, Edmund Hugh | M | RO | 2019-04-16 | ||
14 | Brinker, Anthony Ambrose | M | Rep | 2009-04-24 | 2012-01-17 | |
15 | Buckle, Karen Jane | F | Rep | 2014-01-24 | ||
16 | Bucks, Tobias James | M | Rep | 2010-10-05 | 2011-12-01 | |
17 | Byun, Ralph Yong Hoon | M | Rep | 2010-05-20 | 2014-12-15 | |
18 | Campbell, Oliver Martin (SFC:AOO985) | M | Rep | 2007-02-21 | 2014-03-01 | |
19 | Caruso, Richard Blaise | M | Rep | 2004-10-19 | 2012-11-28 | |
20 | Chambers, Michael Edmund Carrick | M | Rep | 2008-09-17 | 2014-02-01 | |
21 | Chan, George Lung Cheung 陳龍翔 | M | Rep | 2004-07-12 | 2012-06-13 | |
22 | Chan, Sze Chung (SFC:AWQ116) 陳思聰 | Rep | 2011-01-13 | 2012-06-13 | ||
23 | Chan, Vonnie Lai Yin 陳麗妍 | Rep | 2006-09-07 | 2019-12-11 | ||
24 | Charlton-Jones, John Murray | M | Rep | 2009-09-10 | 2015-06-04 | |
25 | Chen, Cheng Kai (SFC:AVV704) 陳振凱 | Rep | 2010-09-07 | 2012-06-19 | ||
26 | Chen, Shun Pin 陳舜萍 | Rep | 2008-09-18 | 2013-10-03 | ||
27 | Chen, Tzung-Chi 陳宗岐 | Rep | 2010-09-07 | 2013-09-12 | ||
28 | Chen, Winnie Wen Yu 陳玟伃 | F | Rep | 2010-07-05 | 2011-07-28 | |
29 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | Rep | 2008-01-15 | 2012-08-18 | ||
30 | Cheng, Eric Ning Hin 鄭寧軒 | M | Rep | 2010-07-19 | 2016-06-03 | |
31 | Cheng, Ming-Kai 鄭名凱 | Rep | 2009-07-02 | 2013-08-05 | ||
32 | Cheuk, Alexander Siu Bun 卓兆斌 | M | Rep | 2014-07-30 | ||
33 | Chiais, GianClaudio | Rep | 2008-09-18 | 2013-01-31 | ||
34 | Chong, Carmen Yu 莊瑜 | F | Rep | 2009-05-13 | 2024-07-02 | |
35 | Chong, Jack Chung-Taek | M | Rep | 2010-04-08 | 2019-07-11 | |
36 | Choo, Shan | Rep | 2007-07-03 | 2015-03-23 | ||
37 | Chow, Wing Hong (SFC:ACI634) 周永康 | Rep | 2007-01-25 | 2012-12-01 | ||
38 | Chugh, Saurabh (SFC:AQN361) | Rep | 2008-02-28 | 2015-09-30 | ||
39 | Chung, Eugene Bob 鍾易彤 | M | Rep | 2008-09-11 | 2013-09-01 | |
40 | Cooper, Richard David (SFC:AVU997) | M | Rep | 2010-09-03 | 2017-05-11 | |
41 | Cotterchio, David Maurice | M | Rep | 2006-07-04 | 2016-03-18 | |
42 | Da Cruz, Antonia Maria 告崇 | F | Rep | 2010-08-27 | 2012-12-01 | |
43 | Daniel, Thomas Jude | M | Rep | 2009-11-16 | 2015-08-21 | |
44 | Dauz, Alexander Ludwig Lim | M | Rep | 2008-09-18 | 2018-09-15 | |
45 | De Dios, Maria Martha Araullo | F | Rep | 2007-06-25 | ||
46 | Del Papa, Massimiliano | Rep | 2006-02-20 | |||
47 | Dhasmana, Vaibhav | Rep | 2008-02-14 | 2011-08-26 | ||
48 | Doshi, Mihir Vinod | M | Rep | 2008-09-25 | 2020-02-18 | |
49 | Downes, Dianne Michelle | F | Rep | 2009-10-15 | 2012-01-16 | |
50 | Eng, Karen Jane 伍倚华 | F | Rep | 2004-08-03 | 2020-10-16 | |
51 | Enticknap, David (SFC:AMS233) | M | Rep | 2005-11-11 | 2013-07-04 | |
52 | Evans, Michael John (SFC:AWA046) | M | Rep | 2010-10-06 | 2012-01-17 | |
53 | Everaert, Veronique M. C. G. | Rep | 2009-09-04 | 2015-06-04 | ||
54 | Feng, Dawei (SFC:AQO276) 馮大為 | Rep | 2008-02-22 | 2018-01-20 | ||
55 | Fisher, Kirstie Jane | F | Rep | 2006-09-18 | 2015-10-05 | |
56 | Fishwick, Eric James | M | Rep | |||
57 | Fong, Serena | F | Rep | 2010-12-17 | 2012-01-20 | |
58 | Forsyth, Ian Robert | M | Rep | 2008-09-18 | 2015-01-21 | |
59 | Foxall, Christopher Michael (SFC:AVW184) | M | Rep | 2010-09-10 | 2012-06-02 | |
60 | Frankish, Ian Peter | M | Rep | 2010-06-29 | 2012-01-17 | |
61 | Frost, Michael (SFC:AHQ485) | M | Rep | 2010-03-23 | ||
62 | Galligan, Jonathan Philip | M | Rep | 2008-02-14 | 2019-09-02 | |
63 | Gan, Tanya Li Phing | F | Rep | 2007-02-21 | 2021-08-23 | |
64 | Gandhi, Vivek Subhash | M | Rep | 2008-02-18 | 2018-07-27 | |
65 | Giese, Jason Andrew | M | Rep | 2009-01-19 | 2012-01-17 | |
66 | Gill, Zachary Charles | M | Rep | 2010-07-19 | 2011-07-15 | |
67 | Gilmour, Digby Neil | M | Rep | 2010-04-19 | 2012-01-17 | |
68 | Goh, Andrew Thian Beng | M | Rep | 2010-08-27 | 2013-08-08 | |
69 | Gopalaswamy, Chitra Narasimha | Rep | 2011-04-20 | 2013-12-30 | ||
70 | Guidera, Nicholas James | M | Rep | 2010-07-19 | 2012-01-17 | |
71 | Gundu, Mohan Krishna | Rep | 2008-09-22 | 2014-08-09 | ||
72 | Gupta, Manish (SFC:AVU992) | Rep | 2010-09-03 | 2015-04-27 | ||
73 | Han, Yuanping 韓元平 | Rep | 2008-09-18 | 2015-01-21 | ||
74 | Hansom, George Ian | M | Rep | 2008-09-18 | 2015-06-04 | |
75 | Henning, Edmund Anthony Biddulph | M | Rep | 2009-05-14 | 2012-01-17 | |
76 | Ho Lam, Emily Tim Yi 何林恬兒 | 27 | F | Rep | 2010-11-08 | 2014-12-16 |
77 | Ho, Johnny Cheong Chak 何昌澤 | M | Rep | 2008-01-28 | 2015-07-10 | |
78 | Hong, Jenny | F | Rep | 2008-02-18 | 2012-11-24 | |
79 | Hopkinson, Gary Philip | M | Rep | 2008-03-17 | 2014-01-11 | |
80 | Howie, Fraser John Thomas (SFC:ADW025) | M | Rep | 2003-08-08 | 2012-11-01 | |
81 | Howitt, Bryan William | M | Rep | 2010-07-06 | 2012-01-17 | |
82 | Huang, Chen (SFC:AQM708) 黃晨 | Rep | 2008-02-14 | 2014-05-30 | ||
83 | Huang, Li Shun 黃立舜 | Rep | 2010-07-19 | 2011-09-02 | ||
84 | Huddy, John Michael | M | Rep | 2008-01-31 | 2017-01-24 | |
85 | Hudson, Scott Lyndon | M | Rep | 2010-04-08 | 2012-01-17 | |
86 | Jaeger, Christian John | M | Rep | 2007-07-03 | ||
87 | Jain, Sonal (SFC:ARQ497) | Rep | 2008-09-22 | |||
88 | Jiang, Sosia | Rep | 2005-05-11 | 2012-12-07 | ||
89 | Johnson, Brian David | M | Rep | 2009-04-14 | 2019-06-20 | |
90 | Johnson, Pekka David (SFC:ADL598) | M | Rep | 2009-09-18 | 2019-12-31 | |
91 | Johnston, Andrew Ian (SFC:AVY765) | M | Rep | 2010-10-27 | 2012-01-17 | |
92 | Kam, Joel Wing 甘穎 | Rep | 2010-05-10 | 2012-01-17 | ||
93 | Kamath, Sujay Anthony Derrick | M | Rep | 2009-09-17 | 2021-11-18 | |
94 | Kanevsky, Eugene | M | Rep | 2009-11-16 | 2014-08-13 | |
95 | Kanga, Cyrus Darius | M | Rep | 2006-02-22 | 2013-08-05 | |
96 | Kanna, Ninus | Rep | 2010-09-15 | 2012-01-17 | ||
97 | Kim, John Piljung | M | Rep | 2010-06-22 | 2014-10-03 | |
98 | Kim, Jongmin (SFC:AUZ227) | Rep | 2010-04-08 | |||
99 | Kirton, Daniel Earle William | M | Rep | 2009-01-13 | 2012-06-27 | |
100 | Krien, Alexander David | M | Rep | 2010-04-13 | 2012-01-17 | |
101 | Kulvanichpisit, Yuvadee | Rep | 2010-07-28 | 2012-09-21 | ||
102 | Kwong, Lorraine Phaik May | F | Rep | 2008-09-18 | 2014-01-29 | |
103 | Ladeuix, Hernan | Rep | 2006-03-29 | 2012-04-03 | ||
104 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | Rep | 2009-09-21 | 2015-03-21 | ||
105 | Lam, Don Ting 林挺 | Rep | 2006-09-14 | 2015-11-20 | ||
106 | Lao, Ruby Margaret Tan | F | Rep | 2010-05-03 | ||
107 | Lau, Sze Nga (SFC:ARD193) 劉詩雅 | Rep | 2010-09-30 | 2015-08-13 | ||
108 | Law, Lucia Yuk Ha 羅玉霞 | F | Rep | 2017-11-15 | ||
109 | Lawlor, Patrick Martin | M | Rep | 2010-01-14 | 2014-05-28 | |
110 | Lee, Beom Jun | Rep | 2010-09-09 | 2016-08-29 | ||
111 | Lee, Michael Douglas 李嘉文 | M | Rep | 2009-09-15 | 2012-02-16 | |
112 | Lee, Poh Aik | Rep | 2009-06-19 | 2015-12-31 | ||
113 | Lee, Voon Hsien 李文賢 | Rep | 2007-02-21 | 2019-08-20 | ||
114 | Lee, Yuna (SFC:AVV760) | Rep | 2010-09-09 | |||
115 | Leeming, Marsali Mary | F | Rep | 2010-09-03 | 2012-12-01 | |
116 | Lenzner, Anna | F | Rep | 2009-09-11 | 2015-06-04 | |
117 | Leouzon, Nicolas Christian Guy Eugene | M | Rep | 2008-09-18 | 2012-02-03 | |
118 | Leung, Wai Ming (SFC:AQA974) 梁慧明 | Rep | 2007-12-03 | 2011-10-25 | ||
119 | Levine, Robert Peter | M | Rep | 2010-03-15 | 2014-09-01 | |
120 | Lewis, Gareth Rhys (SFC:AOX202) | M | Rep | 2009-10-13 | 2014-04-01 | |
121 | Lewis, Nathan Gray | M | Rep | 2009-01-19 | 2012-01-17 | |
122 | Li, Shuxuan (SFC:AWR533) 李姝萱 | Rep | 2011-01-21 | 2011-08-04 | ||
123 | Lim, Kit Yng | Rep | 2007-06-13 | 2015-06-22 | ||
124 | Lo, Ka Ying (SFC:AVK938) 羅嘉盈 | Rep | 2010-07-19 | 2012-11-30 | ||
125 | Mahomed, Ferheen 馬穎欣 | 46 | M | Rep | 2010-09-01 | 2014-06-09 |
126 | Maynard, Andrew Charles | M | Rep | 2011-05-30 | 2011-11-17 | |
127 | McIlhagga, Basil | RO | 2009-08-28 | 2011-12-31 | ||
128 | McKee, Simon Charles | M | Rep | 2010-08-16 | 2011-09-23 | |
129 | Mehta, Brijesh | Rep | 2011-03-30 | 2013-06-04 | ||
130 | Mehta, Viraf Dinshaw | Rep | 2010-09-03 | |||
131 | Mei, Jingping 梅璟萍 | Rep | 2010-09-10 | 2012-11-03 | ||
132 | Menezes, Elsa Edward | M | Rep | 2008-02-18 | 2013-08-30 | |
133 | Moore, Baden James | M | Rep | 2010-09-15 | 2012-01-17 | |
134 | Morinobu, Kaori | Rep | 2007-08-28 | 2014-05-28 | ||
135 | Morrow, Stuart Anthony | M | Rep | 2005-05-10 | 2013-10-28 | |
136 | Moullin, Andrew James | M | Rep | 2008-02-27 | 2013-08-23 | |
137 | Naguib Hussin, Bin Abdul Hamid | Rep | 2008-02-14 | 2015-06-22 | ||
138 | Nahar, Pawan | Rep | 2009-09-18 | 2012-03-14 | ||
139 | Ng, Janice Kwan Yee 吳君頤 | Rep | 2008-01-21 | 2012-11-01 | ||
140 | Ngai, Henry Chun Kit 倪俊傑 | M | Rep | 2007-06-11 | 2014-10-14 | |
141 | Oberg, Oscar Donald Angus | M | Rep | 2010-11-22 | 2012-01-17 | |
142 | Oen, Daniel Thian Liong | M | Rep | 2009-09-17 | ||
143 | Ong, Polly So Po 王素寶 | F | Rep | |||
144 | Pangali, Pawandeep | Rep | 2010-09-09 | 2014-07-09 | ||
145 | Panitchpakdi, Prinn | Rep | 2007-07-23 | 2019-05-18 | ||
146 | Park, Edward (SFC:ASD313) | M | Rep | 2008-12-09 | 2018-01-12 | |
147 | Park, Linda Sharon | F | Rep | 2010-04-08 | 2017-04-06 | |
148 | Park, Sang Eun | Rep | 2011-02-14 | |||
149 | Paterson, James Willock | M | RO | 2007-03-09 | 2012-10-10 | |
150 | Peramunetilleke, Desamanya C. | Rep | 2009-10-27 | 2014-07-10 | ||
151 | Powell, Simon Philip | M | Rep | 2009-02-16 | 2015-04-17 | |
152 | Presler, Paul Erik | M | Rep | 2008-09-17 | 2015-06-04 | |
153 | Pritchard, Philip (SFC:AAV591) | 48 | M | Rep | 2008-09-18 | 2013-01-31 |
154 | Ramdev, Amit Kumar | M | Rep | 2010-12-08 | 2012-01-17 | |
155 | Reid, Jonathan Paul | M | Rep | 2010-09-03 | 2017-04-19 | |
156 | Riddick, Andrew William | M | RO | 2013-12-12 | ||
157 | Ro, Soong Chu | Rep | 2008-02-20 | 2020-02-03 | ||
158 | Roberts, Peter Bruce | M | Rep | 2010-06-15 | 2012-01-17 | |
159 | Roper, Ian David (SFC:AVI752) | M | Rep | 2010-06-18 | 2015-09-10 | |
160 | Rothman, Andrew Charles | M | Rep | 2014-03-01 | ||
161 | Rutkowski, Paul William | M | Rep | 2010-06-29 | 2012-01-17 | |
162 | Ryall, Scott John | M | Rep | 2010-11-01 | 2017-04-28 | |
163 | Samter, Mark Graham | M | Rep | 2009-09-29 | 2012-01-17 | |
164 | Sangiambut, Manop | Rep | 2005-09-28 | 2012-03-08 | ||
165 | Seagrim, John Christopher | M | Rep | 2008-09-18 | 2015-06-04 | |
166 | Shah, Kshitij | Rep | 2008-02-14 | 2019-12-02 | ||
167 | Shek, Winnie Po Wan 石寶雲 | F | Rep | 2011-01-03 | ||
168 | Shiu, Wing Sun 蕭榮申 | Rep | 2019-12-11 | |||
169 | Simsek, Cenk | Rep | 2008-02-14 | 2016-07-08 | ||
170 | Skinner, Donald William Lennox | 49 | M | RO | 2012-07-05 | |
171 | Smith, Timothy Clement | M | Rep | 2009-06-30 | 2012-06-13 | |
172 | Snaith, Michael Lachman | M | Rep | 2003-12-18 | 2014-08-12 | |
173 | Somani, Anirudh | Rep | 2009-09-17 | |||
174 | Soo, Chee Kin | Rep | 2008-04-23 | 2012-11-30 | ||
175 | Stanford, Michael Robert | M | Rep | 2010-04-30 | 2012-01-17 | |
176 | Stewart, Ian Colin | M | Rep | 2008-09-22 | 2016-02-27 | |
177 | Stewart, James Michael | M | Rep | 2010-05-25 | 2012-01-17 | |
178 | Streeter, Mark (SFC:ATS186) | M | Rep | 2009-09-14 | 2014-04-09 | |
179 | Tabbush, Daniel Lawrence | M | Rep | 2006-05-29 | 2012-03-13 | |
180 | Tan, Aik Chuan | Rep | 2011-03-28 | 2018-06-29 | ||
181 | Tangitvet, Jiralawan | Rep | 2007-09-13 | 2014-04-11 | ||
182 | Tantuico, Anna Francesca Syjuco | F | Rep | 2010-10-11 | 2011-07-15 | |
183 | Tapley, Kevin Thomas | M | Rep | 2009-07-27 | 2014-05-31 | |
184 | Taveeratanasilp, Nuntana | Rep | 2010-03-08 | 2023-02-28 | ||
185 | Thomson, Stuart Douglas Peter | M | Rep | 2010-04-12 | 2012-06-13 | |
186 | To, William Chak Yan 陶澤恩 | M | Rep | 2010-07-19 | 2012-06-13 | |
187 | Tsang, Stacey Ti | Rep | 2011-03-21 | 2014-10-30 | ||
188 | Tse, Oi Yue 謝藹愉 | Rep | 2008-02-06 | 2016-08-23 | ||
189 | Vidale, Nicholas John | M | Rep | 2010-08-24 | 2012-06-29 | |
190 | Vohra, Dhruv | Rep | 2003-12-29 | 2012-06-01 | ||
191 | Wai, Helena Suk Chong 衛淑莊 | 64 | F | RO | 2019-05-01 | |
192 | Wallis, Shane Bernard | M | Rep | 2006-07-21 | 2015-01-09 | |
193 | Wan, Sandy San Ming 萬三敏 | Rep | 2003-09-17 | 2013-10-31 | ||
194 | Wang, Chien-Chung 王建中 | Rep | 2008-10-16 | 2012-06-21 | ||
195 | Wang, Yinan (SFC:ANB406) 王軼楠 | Rep | 2006-02-20 | 2022-08-12 | ||
196 | Warachij, Witranan | Rep | 2008-09-22 | 2018-04-10 | ||
197 | Warsono, Wuddy | Rep | 2007-06-25 | 2015-01-30 | ||
198 | Wenham, James Alexander Scott | M | Rep | 2010-05-20 | 2018-12-29 | |
199 | Wijaya, Annie | F | Rep | 2006-05-29 | 2021-04-09 | |
200 | Wills, Jennifer Barbara | F | Rep | 2011-05-03 | 2011-09-19 | |
201 | Wilson, Edward Paul | M | Rep | 2010-09-06 | 2012-01-17 | |
202 | Wong, Alan Ka Ming 王嘉明 | M | Rep | 2010-10-29 | 2018-10-20 | |
203 | Wong, Wing Sze (SFC:AQH362) 黃詠詩 | Rep | 2010-08-03 | 2017-11-20 | ||
204 | Woods, Adam James | M | Rep | 2009-01-19 | 2012-01-17 | |
205 | Wu, Changgen 吳長根 | 60 | Rep | 2008-03-27 | 2012-06-21 | |
206 | Yadav, Gaurav | Rep | 2011-04-01 | 2012-03-26 | ||
207 | Yamashita, Alexander Han | M | Rep | 2008-03-17 | 2011-08-08 | |
208 | Yan, Qi (SFC:AVK792) 嚴琦 | Rep | 2010-07-19 | 2011-07-15 | ||
209 | Yang, Yan (SFC:AXG818) 楊艷 | Rep | 2011-05-23 | 2013-06-22 | ||
210 | Yeung, Kwok Mo 楊國武 | Rep | 2009-05-19 | 2012-09-28 | ||
211 | Yeung, See Ah 楊思雅 | Rep | 2010-06-11 | 2013-07-18 | ||
212 | Yip, Cheng Kwok 葉振國 | Rep | 2007-11-28 | 2021-07-08 | ||
213 | Youk, Won Seok | Rep | 2010-09-09 | 2012-10-20 | ||
214 | Yuan, Ting-Ting 袁婷婷 | Rep | 2008-09-18 | 2013-10-30 | ||
215 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | Rep | 2011-04-06 | 2014-04-30 | ||
216 | Zhao, Yingxiang 趙英向 | Rep | 2010-07-02 | 2015-10-01 | ||
217 | Zhou, Enxu 周恩旭 | Rep | 2010-11-30 | 2014-07-06 | ||
218 | Zhou, Ling (SFC:AQM715) 周靈 | Rep | 2011-04-06 | 2012-05-22 | ||
219 | Zhu, Liliang (SFC:AQW227) 朱麗凉 | Rep | 2011-04-06 | 2011-08-25 | ||
220 | Ziegler, Richard Paul | 40 | M | Rep | 2005-11-29 | 2024-02-14 |
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