Officers: SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司

RO=Responsible Officer, Rep=Representative

	Name	Age in 2011	⚥	SFC ID	Role	From	Until
1	Chan, Soo Sum 陳素心			AOY533	Rep	2011-01-13	2013-09-27
2	Chan, Wai Lung (SFC:AAC760) 陳偉隆			AAC760	RO	2008-03-18	2018-01-01
3	Cheung, Warren Yui Kai 張睿佳	44	M	ACX305	Rep	2011-04-08	2011-11-01
4	Choi, Anderson Chun Fat 蔡俊發		M	ANA716	Rep	2011-06-28	2017-12-22
5	Fok, Allan Tse Hang 霍子恒		M	AGL185	Rep	2011-03-28	2012-07-20
6	Honda, Miwa 本田美和			AQN414	Rep	2008-03-17	2022-05-30
7	Koga, Akira 古賀彰			AWK856	RO	2011-01-03	2013-03-30
8	Maruyama, Masashi			ACB305	RO	2011-01-03	2012-10-22
9	Morii, Fumihide 守井文英			AXL520	Rep	2011-07-21	2012-03-30
10	Nakauchi, Kozue 仲內梢			AVY319	Rep	2011-06-07	2011-09-06
11	Ng, Choi Lun 吳采倫			ANM042	Rep	2011-07-05	2014-01-26
12	Sampson, Machiko			AJI380	Rep	2011-04-26	2018-10-11
13	Sato, Hiromi (SFC:ANS087) 佐藤弘美			ANS087	RO	2007-01-18	2012-06-29
14	Suzuki, Kiyoko 鈴木清子			AXE045	Rep	2011-04-21	2020-04-15
15	Tada, Emiko			AWY707	Rep	2011-04-29	2019-06-13
16	Tai, Kit Han 戴潔嫻			AWL052	Rep	2011-01-07	2014-08-25
17	Tateishi, Tsuyoshi 立石剛史			AXI124	Rep	2011-06-28	2012-06-29
18	Van Gulik, Robert Ken		M	ASU202	Rep	2011-01-19	2015-08-31
19	Xu, Rui (SFC:AXK860) 徐睿			AXK860	Rep	2011-06-16	2012-12-31
20	Yamamoto, Hideki 山本秀樹			AXO657	Rep	2011-07-08	2012-04-26
21	Yeung, Pui Yam 楊培欽			AXK444	Rep	2011-06-13	2012-07-25
22	Ying, Hak Kai 應克佳			AGA425	Rep	2010-12-28	2014-11-11
23	Yoshikawa, Tatsuhiro 吉川龍拓			AXI125	Rep	2011-06-28	2015-04-01
24	Zhang, Qiangang 張乾剛			ABW737	RO	2011-06-16	2021-10-20
25	Zhang, Yang (SFC:AXK580) 張揚			AXK580	Rep	2011-06-13	2014-09-17