Neuberger Berman Asia Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2011
SFC ID Role From Until
1 Chong, Sue Ching 張素菁 F AQN999 Rep 2008-04-23 2014-07-01
2 Chow, Tak Yen 周得賢 ASE465 Rep 2008-12-23 2011-08-12
3 Chung, Tak Wai (SFC:AMM043) 鍾德偉 34 M AMM043 Rep 2008-12-18 2009-02-02
4 Dutray, Benjamin Guillaume Marie M AND843 Rep 2008-04-23 2008-06-16
5 Edwards, Antony James (1967) 44 M AAW726 Rep 2009-10-13 2009-12-01
RO 2009-12-01 2011-05-30
6 Gan, Ying 干迎 AXZ691 Rep 2011-10-19 2017-04-28
7 Gunns, Christopher Michael Adrian M APC679 Rep 2010-02-17 2011-06-24
8 Hao, Lei (SFC:ANX528) 郝雷 ANX528 Rep 2008-12-18 2009-06-30
9 Henchman, Jason Christopher D. M AMS676 RO 2010-05-31 2024-07-25
10 Ho, Dominic Pui Fung 何沛峰 M ARF686 Rep 2011-05-19 2011-07-11
11 Hoar, Nicholas John Francis 44 M AXR713 Rep 2011-08-25 2011-11-25
12 Ingham, Fredrick Roy M APP053 Rep 2008-04-23 2012-03-23
13 Kwan, Herbert Wing Fung M ANX520 Rep 2008-12-18 2009-03-10
14 Kwok, Roy Shun Keung 郭舜強 M AQI400 Rep 2008-04-23 2008-10-24
15 Lau, Wing Chung (SFC:ANG393) 劉穎聰 ANG393 Rep 2008-04-23 2011-03-14
16 Leung, Helen (SFC:AOP097) 梁浩雯 F AOP097 Rep 2008-04-23 2009-03-31
RO 2009-03-31 2010-05-31
17 Li, Cherry Sin King 李倩琼 F AOB713 Rep 2008-04-23 2008-07-08
18 Li, Sixuan (SFC:ARJ826) 李斯璇 ARJ826 Rep 2008-12-18 2009-05-26
19 Lloyd, Jonathan Ceri M ADG111 Rep 2010-04-23 2010-06-04
20 Louie, Wai Ying 雷慧瑩 ARI453 Rep 2008-07-21 2012-09-01
21 Ma, Chrisie Wai Sze 馬慧詩 ATW866 Rep 2009-09-30 2011-06-10
22 Manning, Christopher Reid M APD925 RO 2008-03-13 2009-03-31
23 Nova, Ria Therese F APR251 Rep 2008-04-23 2011-08-29
RO 2011-08-29 2014-12-31
24 O'Halloran, Paul Desmond M ATI406 Rep 2009-07-13 2010-08-17
25 Okita, Bradley M APH490 RO 2008-03-13 2010-01-22
26 Pan, Calliea AWZ809 Rep 2011-03-21 2013-10-16
27 Santilli, Filippo AOI871 Rep 2008-04-23 2008-10-24
28 Tang, Lihui 湯禮輝 AQI649 Rep 2008-04-23 2017-04-28
29 Vishnevskaja, Elizabeth F APN586 Rep 2008-04-23 2009-03-10
30 Wang, Nan (SFC:ATY806) 王楠 ATY806 Rep 2009-10-21 2014-04-01
31 Watkins, Junjie 趙俊杰 AQS396 Rep 2008-03-27 2015-09-06
32 Weng, Youyi 翁有誼 AVV680 Rep 2010-09-07 2017-04-28
33 Williams, Douglas Brock M AQX957 Rep 2008-11-25 2017-07-14
34 Wong, Camilla Kit Sum 黃潔琛 F AXD192 Rep 2011-04-12 2011-09-19
35 Yao, Yulin (SFC:AQI648) 姚毓林 AQI648 Rep 2008-04-23 2009-05-18
RO 2009-05-18 2017-04-20
36 Yu, Adrianne Jia Yan 余家延 F ARQ478 Rep 2011-07-25 2017-04-28

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