SOUTHWEST SECURITIES (HK) CAPITAL LIMITED 西證(香港)融資有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2011 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Chan, Andy Wai Kit 陳偉傑 | ADJ155 | RO | 2006-12-11 | 2014-06-09 | ||
| 2 | Chung, Wai 鍾尉 | ADO297 | RO | 2010-07-14 | 2012-05-01 | ||
| 3 | Ko, Christine Ying 高英 | F | ARI201 | Rep | 2011-05-13 | 2014-06-12 | |
| 4 | Lam, Martha Suk Yee 林淑儀 | F | AWS703 | Rep | 2011-01-28 | 2012-05-01 | |
| 5 | Lee, Alan Yiu Chung 李耀宗 | M | AFS979 | Rep | 2011-05-16 | 2012-09-20 | |
| 6 | Li, Wai Kuen 李惠娟 | ADZ551 | RO | 2014-07-18 | |||
| 7 | Lo, Philip Chung Ho 盧頌濠 | M | AGJ126 | Rep | 2011-07-25 | 2014-06-08 |
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