HSBC Corporate Finance (Hong Kong) Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2012		 ⚥ SFC ID Role From Until
1 Aggarwal, Sandeep (SFC:AZC897) AZC897 Rep 2012-04-19 2015-06-19
2 Aruna 阿汝娜 AZC819 Rep 2012-03-09 2016-06-24
3 Au Yeung, Tat H 歐陽達顯 AFZ713 RO 2003-09-05 2004-01-15
4 Au, Jason On Kit 歐安傑 M ADE458 RO 2012-03-09 2016-05-17
5 Baur, Darin Daniel M AQO190 Rep 2012-04-20 2012-07-25
6 Beattie, Russell William M ALI346 RO 2006-04-28 2007-05-10
7 Bo, Qiaochu 薄翹楚 AZJ491 Rep 2012-04-30 2017-04-19
8 Browning, Martin Mario 35 M AZH664 Rep 2012-04-20 2019-03-10
9 Bunting, Charles Pearce M AZH663 Rep 2012-04-20 2014-05-08
10 Cao, Yuan (SFC:AZJ206) 曹遠 AZJ206 Rep 2012-04-27 2013-05-31
11 Chan, Ivan Man Hung 陳文洪 M AVE049 RO 2011-12-05 2012-03-09
12 Chang, Jiang (SFC:AZH662) 常江 AZH662 Rep 2012-04-20
13 Chang, Yung Ching 張永經 AFF918 RO 2007-06-01 2008-09-20
14 Chen, Bo (SFC:AZJ493) 陳博 AZJ493 Rep 2012-04-30 2015-11-11
15 Chen, Cheng (SFC:AZJ494) 陳程 AZJ494 Rep 2012-04-30 2019-04-08
16 Cheng, Siwei (SFC:AZC805) 程斯韋 AZC805 Rep 2012-03-09 2015-02-02
17 Cheung, Siu Fung (SFC:AZC794) 張兆峰 AZC794 Rep 2012-03-09 2016-08-12
18 Chew, Meng Fai 趙明輝 AZH661 Rep 2012-04-20 2019-10-25
19 Chu, Lawrence Ka Ming 朱家明 M AVC355 RO 2012-03-30 2017-01-12
20 Chu, Lindsay Li-Shen AZH660 Rep 2012-04-20 2015-04-01
21 Clark, Stephen John (1963) 郭言信 49 M ALP771 RO 2012-03-09
22 Connor, Jonathan Luke M AZH656 Rep 2012-04-20 2015-02-02
23 Crossland, Ryan Everett M AZH655 Rep 2012-04-20 2015-07-31
24 Cui, Xiaojiao 崔小姣 AZH654 Rep 2012-04-20 2021-03-31
25 Fan, See Hang 范思恒 ARM892 Rep 2012-04-20 2014-03-31
26 Faure, Emmanuel Dominique Martial G. M AFC367 RO 2009-09-30 2011-09-27
27 Gao, Ya (SFC:AZJ498) 高雅 AZJ498 Rep 2012-04-30 2014-05-31
28 Glueck, Franz Ismael AZH650 Rep 2012-04-30 2017-02-17
29 Goh, Khee Hong 吳棋鴻 AZH647 Rep 2012-04-20 2012-09-26
30 Gupta, Saurabh (SFC:AZH609) AZH609 Rep 2012-04-20
31 He, Xiaofan 賀曉帆 AZH646 Rep 2012-04-20 2014-03-31
32 Heng, Franklin Ching Kuen 幸正權 47 M ACY056 RO 2006-04-28
33 Heng, Jonathan Ying-Chieh 恆英傑 M AZH645 Rep 2012-04-30 2019-09-30
34 Hignell, Christopher David M AZH644 Rep 2012-04-30 2013-03-27
35 Hock, Wai Hou 何維豪 AZH640 Rep 2012-04-20 2017-07-17
36 Hsu, Erick Ying-Chao 徐英超 AZH637 Rep 2012-04-20 2017-02-15
37 Hu, Diana 胡黛娜 F ADX292 RO 2012-03-09 2021-02-28
38 Hu, Ruanjia 胡阮佳 AZC807 Rep 2012-03-29 2014-02-21
39 Huang, Duo 黃朵 AZC808 Rep 2012-03-09 2012-06-19
40 Hui, Fiona Kan Sum 許耿琛 F AZC809 Rep 2012-03-29 2019-02-25
41 Hui, Florence Wai Ying 許慧瑩 F AUW505 Rep 2012-03-09 2013-04-03
42 Kao, Anne An-Chi 高安琪 F ADX082 Rep 2012-03-29 2018-05-03
43 Katsuba, Tomoaki 勝葉朋亮 AZH635 Rep 2012-04-20 2017-04-25
44 Kern, Jason Blair M AZH634 Rep 2012-04-20 2013-06-29
45 Kwan, Nicholas Alexander Yan Tat 關胤達 M AZJ207 Rep 2012-04-27 2013-06-01
46 Lai, Zengkun 賴增昆 AZJ208 Rep 2012-04-27 2015-01-08
47 Lau, Evan Louis 劉凱銘 M ANM991 Rep 2012-03-29 2015-03-25
48 Law, Arthur Yui Long 羅睿朗 M AZJ274 Rep 2012-04-30 2015-05-01
49 Lee, Enoch Yi Nwo 李一諾 AZC810 Rep 2012-03-09 2013-06-14
50 Lee, Johnny Chi Chung (SFC:ADJ622) 李志璋 ADJ622 Rep 2003-07-10
51 Leelasena, Rasitha Subodha (SFC:ARR166) ARR166 RO 2008-10-06 2012-03-09
52 Leung, Venus Yan Yu 梁茵瑜 F AZJ275 Rep 2012-04-27 2013-05-21
53 Li, Andrew Yung Ting 李勇霆 M AZH630 Rep 2012-04-20
54 Li, Benetton I Hao 李翊豪 AQL793 Rep 2012-04-20 2014-10-01
55 Li, Kristine Keng Yan 李敬恩 F AZJ276 Rep 2012-04-27 2012-09-28
56 Li, Raymond Man Fai 李文輝 M ADT897 Rep 2004-07-30 2004-09-03
RO 2004-09-03 2006-04-10
57 Lin, Junxian (SFC:AZC812) 林峻賢 AZC812 Rep 2012-03-09 2013-05-16
58 Liu, Chao (SFC:AZH606) 劉超 AZH606 Rep 2012-04-20 2016-04-25
59 Liu, Che Ning 劉哲寧 46 M ABY439 RO 2012-03-09
60 Liu, Mengyu (SFC:AZJ295) 劉夢羽 AZJ295 Rep 2012-04-27 2017-11-13
61 Lo, Hsiang 羅馨 AZJ311 Rep 2012-04-30 2012-06-13
62 Low, William Wei Liang 劉偉良 M AZJ605 Rep 2012-04-27 2013-04-15
63 Ng, Amy Tsung-Ling 吳崇玲 F AZF632 Rep 2012-04-30 2019-06-03
64 Ng, Cheng Kang 黃丞康 AZC813 Rep 2012-03-09 2013-03-27
65 Ong, Chi Tuan 王志團 AZJ326 Rep 2012-04-30 2013-07-24
66 Phua, Jia Ning 潘家寧 AZC814 Rep 2012-03-16 2012-08-28
67 Qi, Peng (SFC:AZH628) 齊朋 AZH628 Rep 2012-04-20 2016-01-08
68 Qian, Liang (SFC:AZC815) 錢亮 AZC815 Rep 2012-03-09 2014-04-11
69 Ranavat, Rohan Rajesh AZC816 Rep 2012-03-09 2012-04-13
70 Robertson, Craig Anthony M AEP696 Rep 2004-07-30 2004-09-03
RO 2004-09-03 2009-08-03
Rep 2009-08-03 2009-09-01
71 Scott, David Paul Mcleod M ADX363 RO 2007-06-01 2008-09-20
72 Shen, Dehua 沈德華 AMU085 Rep 2012-04-30 2019-01-29
73 Shen, Nan (SFC:ALA470) 申楠 ALA470 Rep 2012-03-09 2012-03-30
74 Shin, Jung Keun AZJ349 Rep 2012-04-30 2015-11-05
75 So, Yuk Kit (SFC:ADY273) 蘇煜傑 ADY273 RO 2012-03-09
76 Song, Meihong 宋美虹 AZC817 Rep 2012-03-09 2023-03-02
77 Sun, Justin William M AZJ432 Rep 2012-04-30 2013-09-11
78 Sun, Ting (SFC:AZJ434) 孫婷 AZJ434 Rep 2012-04-30 2014-04-17
79 Talwani, Sandeep AXI220 Rep 2012-04-30 2015-07-09
80 Tse, Herman Yu Man 謝宇文 M ADC750 Rep 2012-03-09 2019-02-25
81 Wang, Bitan 王碧坦 AZJ488 Rep 2012-04-30 2016-01-08
82 Wang, Zhen (SFC:AZC796) 王鎮 AZC796 Rep 2012-03-09 2017-04-28
83 Watkins, Natalia Helena ASK748 RO 2009-04-15 2012-03-09
84 Wee, Bertrand Sin Yen 黃信諺 M AZH666 Rep 2012-04-20 2015-10-23
85 Wong, Billy Chun Wah 黃振華 AIB345 Rep 2012-04-30 2016-10-14
86 Wong, Chun Tak (SFC:AQO452) 黃進德 AQO452 Rep 2012-04-20 2020-08-17
87 Woo, Alan Ying Hung 胡應鴻 M AZH620 Rep 2012-04-20 2015-12-18
88 Yang, Yongfang 楊咏芳 AZC818 Rep 2012-03-09 2022-06-15
89 Yeo, Pei Hse AFW119 Rep 2012-03-29 2019-09-03
90 Zhang, Di (SFC:AZC799) 張迪 AZC799 Rep 2012-03-09 2017-04-21

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