CLSA LIMITED 中信里昂證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2012 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Ang, Kok Thye Ian 汪國泰 | ANM185 | Rep | 2006-06-01 | 2019-10-18 | ||
| 2 | Baars, Andrew Paul | M | APW807 | Rep | 2010-09-07 | 2013-06-04 | |
| 3 | Bairstow, Hayden Peter | M | AUZ522 | Rep | 2010-04-07 | 2013-04-17 | |
| 4 | Baker, Maureen Lee | F | AOT370 | Rep | 2010-05-12 | 2016-04-06 | |
| 5 | Balanco, Laurence | M | APG273 | Rep | 2009-02-16 | ||
| 6 | Bao, Wenjun 包文駿 | AXC978 | Rep | 2011-04-12 | 2012-08-01 | ||
| 7 | Beddard, Henry Terence | M | AOQ827 | Rep | 2007-03-07 | 2015-06-05 | |
| 8 | Bhuralal, Sheinal Amratlal | APD436 | Rep | 2010-10-04 | 2016-05-28 | ||
| 9 | Bird, John David (SFC:AKY461) | M | AKY461 | Rep | 2012-02-27 | 2015-03-28 | |
| 10 | Biswas, Swagatam | ATS185 | Rep | 2009-09-17 | 2022-03-14 | ||
| 11 | Boyd, Geoffrey Cameron | M | AGE081 | Rep | 2006-03-30 | 2017-10-14 | |
| 12 | Bradley, Edmund Hugh | M | ABS842 | RO | 2019-04-16 | ||
| 13 | Browne, Daniel Joseph | M | AVC916 | Rep | 2011-07-25 | 2016-11-15 | |
| 14 | Buckle, Karen Jane | F | ACP924 | Rep | 2014-01-24 | ||
| 15 | Byrne, Luke William | M | AUB086 | Rep | 2012-03-23 | 2013-12-03 | |
| 16 | Byun, Ralph Yong Hoon | M | AVE766 | Rep | 2010-05-20 | 2014-12-15 | |
| 17 | Campbell, Oliver Martin (SFC:AOO985) | M | AOO985 | Rep | 2007-02-21 | 2014-03-01 | |
| 18 | Caruso, Richard Blaise | M | AKU347 | Rep | 2004-10-19 | 2012-11-28 | |
| 19 | Chambers, Michael Edmund Carrick | M | ARP470 | Rep | 2008-09-17 | 2014-02-01 | |
| 20 | Chan, Vonnie Lai Yin 陳麗妍 | AFY292 | Rep | 2006-09-07 | 2019-12-11 | ||
| 21 | Charlton-Jones, John Murray | M | ATR494 | Rep | 2009-09-10 | 2015-06-04 | |
| 22 | Chen, I-Hen | AXZ608 | Rep | 2011-09-07 | 2013-09-12 | ||
| 23 | Chen, Kuan-Chun | AXZ660 | Rep | 2011-09-07 | 2012-09-20 | ||
| 24 | Chen, Qian (SFC:AYH384) 陳前 | AYH384 | Rep | 2011-10-21 | 2014-06-25 | ||
| 25 | Chen, Shun Pin 陳舜萍 | ARP291 | Rep | 2008-09-18 | 2013-10-03 | ||
| 26 | Chen, Tzung-Chi 陳宗岐 | AVV547 | Rep | 2010-09-07 | 2013-09-12 | ||
| 27 | Cheng, Chun Pong (SFC:AQH613) 鄭振邦 | AQH613 | Rep | 2008-01-15 | 2012-08-18 | ||
| 28 | Cheng, Eric Ning Hin 鄭寧軒 | M | AVM591 | Rep | 2010-07-19 | 2016-06-03 | |
| 29 | Cheng, Ming-Kai 鄭名凱 | AML921 | Rep | 2009-07-02 | 2013-08-05 | ||
| 30 | Cheuk, Alexander Siu Bun 卓兆斌 | M | ABX790 | Rep | 2014-07-30 | ||
| 31 | Chiais, GianClaudio | ARP693 | Rep | 2008-09-18 | 2013-01-31 | ||
| 32 | Chong, Carmen Yu 莊瑜 | F | ADT651 | Rep | 2009-05-13 | 2024-07-02 | |
| 33 | Chong, Jack Chung-Taek | M | AUZ307 | Rep | 2010-04-08 | 2019-07-11 | |
| 34 | Choo, Shan | APD421 | Rep | 2007-07-03 | 2015-03-23 | ||
| 35 | Chow, Wing Hong (SFC:ACI634) 周永康 | ACI634 | Rep | 2007-01-25 | 2012-12-01 | ||
| 36 | Chugh, Saurabh (SFC:AQN361) | AQN361 | Rep | 2008-02-28 | 2015-09-30 | ||
| 37 | Chung, Eugene Bob 鍾易彤 | M | ARP376 | Rep | 2008-09-11 | 2013-09-01 | |
| 38 | Citaku, Shpendi Norman | M | AXW982 | Rep | 2011-08-31 | 2024-01-18 | |
| 39 | Cook, Geoffrey John | M | APB534 | Rep | 2012-05-24 | 2016-09-24 | |
| 40 | Cooper, Richard David (SFC:AVU997) | M | AVU997 | Rep | 2010-09-03 | 2017-05-11 | |
| 41 | Cotterchio, David Maurice | M | ANQ201 | Rep | 2006-07-04 | 2016-03-18 | |
| 42 | Da Cruz, Antonia Maria 告崇 | F | AQD991 | Rep | 2010-08-27 | 2012-12-01 | |
| 43 | Daniel, Thomas Jude | M | AOE195 | Rep | 2009-11-16 | 2015-08-21 | |
| 44 | Dauz, Alexander Ludwig Lim | M | ARP906 | Rep | 2008-09-18 | 2018-09-15 | |
| 45 | De Dios, Maria Martha Araullo | F | APA364 | Rep | 2007-06-25 | ||
| 46 | Del Papa, Massimiliano | ANA972 | Rep | 2006-02-20 | |||
| 47 | Dhaliwal, Indar Singh | AZB959 | Rep | 2012-03-01 | 2015-02-26 | ||
| 48 | Doshi, Mihir Vinod | M | AKY575 | Rep | 2008-09-25 | 2020-02-18 | |
| 49 | Eng, Karen Jane 伍倚华 | F | ALB111 | Rep | 2004-08-03 | 2020-10-16 | |
| 50 | Enticknap, David (SFC:AMS233) | M | AMS233 | Rep | 2005-11-11 | 2013-07-04 | |
| 51 | Everaert, Veronique M. C. G. | ATN737 | Rep | 2009-09-04 | 2015-06-04 | ||
| 52 | Fan, Lin (SFC:AUD641) 樊林 | AUD641 | Rep | 2011-09-01 | 2013-05-07 | ||
| 53 | Feng, Dawei (SFC:AQO276) 馮大為 | AQO276 | Rep | 2008-02-22 | 2018-01-20 | ||
| 54 | Feng, Lingtian 馮令天 | AYQ548 | Rep | 2011-12-13 | 2015-01-30 | ||
| 55 | Fisher, Kirstie Jane | F | ANY183 | Rep | 2006-09-18 | 2015-10-05 | |
| 56 | Fishwick, Eric James | M | AFJ086 | Rep | 2025-05-02 | ||
| 57 | Forsyth, Ian Robert | M | ARP700 | Rep | 2008-09-18 | 2015-01-21 | |
| 58 | Frost, Michael (SFC:AHQ485) | M | AHQ485 | Rep | 2010-03-23 | ||
| 59 | Galligan, Jonathan Philip | M | AQM705 | Rep | 2008-02-14 | 2019-09-02 | |
| 60 | Gan, Tanya Li Phing | F | AOP016 | Rep | 2007-02-21 | 2021-08-23 | |
| 61 | Gandhi, Vivek Subhash | M | AQM706 | Rep | 2008-02-18 | 2018-07-27 | |
| 62 | Goh, Andrew Thian Beng | M | AVT312 | Rep | 2010-08-27 | 2013-08-08 | |
| 63 | Gopalaswamy, Chitra Narasimha | AMY886 | Rep | 2011-04-20 | 2013-12-30 | ||
| 64 | Goyal, Atul | APF163 | Rep | 2011-08-22 | 2012-11-30 | ||
| 65 | Gundu, Mohan Krishna | ARQ493 | Rep | 2008-09-22 | 2014-08-09 | ||
| 66 | Gupta, Manish (SFC:AVU992) | AVU992 | Rep | 2010-09-03 | 2015-04-27 | ||
| 67 | Han, Yuanping 韓元平 | ARP685 | Rep | 2008-09-18 | 2015-01-21 | ||
| 68 | Hansom, George Ian | M | ARP705 | Rep | 2008-09-18 | 2015-06-04 | |
| 69 | Ho Lam, Emily Tim Yi 何林恬兒 | 28 | F | AUS277 | Rep | 2010-11-08 | 2014-12-16 |
| 70 | Ho, Johnny Cheong Chak 何昌澤 | M | AMV284 | Rep | 2008-01-28 | 2015-07-10 | |
| 71 | Hong, Jenny | F | AQM707 | Rep | 2008-02-18 | 2012-11-24 | |
| 72 | Hopkinson, Gary Philip | M | AQR076 | Rep | 2008-03-17 | 2014-01-11 | |
| 73 | Howie, Fraser John Thomas (SFC:ADW025) | M | ADW025 | Rep | 2003-08-08 | 2012-11-01 | |
| 74 | Huang, Chen (SFC:AQM708) 黃晨 | AQM708 | Rep | 2008-02-14 | 2014-05-30 | ||
| 75 | Huddy, John Michael | M | AQJ549 | Rep | 2008-01-31 | 2017-01-24 | |
| 76 | Jaeger, Christian John | M | APD422 | Rep | 2007-07-03 | 2025-06-06 | |
| 77 | Jain, Sonal (SFC:ARQ497) | ARQ497 | Rep | 2008-09-22 | |||
| 78 | Jiang, Sosia | ALZ474 | Rep | 2005-05-11 | 2012-12-07 | ||
| 79 | Johnson, Brian David | M | AFS218 | Rep | 2009-04-14 | 2019-06-20 | |
| 80 | Johnson, Pekka David (SFC:ADL598) | M | ADL598 | Rep | 2009-09-18 | 2019-12-31 | |
| 81 | Kamath, Sujay Anthony Derrick | M | ATS181 | Rep | 2009-09-17 | 2021-11-18 | |
| 82 | Kanevsky, Eugene | M | ASY848 | Rep | 2009-11-16 | 2014-08-13 | |
| 83 | Kanga, Cyrus Darius | M | ANC096 | Rep | 2006-02-22 | 2013-08-05 | |
| 84 | Kapra, Bilal Ahmed | M | AXX077 | Rep | 2011-08-31 | 2019-01-16 | |
| 85 | Kim, John Piljung | M | ASL857 | Rep | 2010-06-22 | 2014-10-03 | |
| 86 | Kim, Jongmin (SFC:AUZ227) | AUZ227 | Rep | 2010-04-08 | |||
| 87 | Kulvanichpisit, Yuvadee | AUK285 | Rep | 2010-07-28 | 2012-09-21 | ||
| 88 | Kwong, Lorraine Phaik May | F | ARP707 | Rep | 2008-09-18 | 2014-01-29 | |
| 89 | Lai, Cheuk Yin (SFC:AFE658) 黎卓賢 | AFE658 | Rep | 2009-09-21 | 2015-03-21 | ||
| 90 | Lam, Don Ting 林挺 | ABN490 | Rep | 2006-09-14 | 2015-11-20 | ||
| 91 | Lam, Oliver O Karr 林傲家 | M | AZO548 | Rep | 2012-05-31 | 2016-07-09 | |
| 92 | Lao, Ruby Margaret Tan | F | AVA611 | Rep | 2010-05-03 | ||
| 93 | Lau, Sze Nga (SFC:ARD193) 劉詩雅 | ARD193 | Rep | 2010-09-30 | 2015-08-13 | ||
| 94 | Law, Lucia Yuk Ha 羅玉霞 | F | AAD560 | Rep | 2017-11-15 | ||
| 95 | Lawlor, Patrick Martin | M | AGU696 | Rep | 2010-01-14 | 2014-05-28 | |
| 96 | Lee, Beom Jun | AVV713 | Rep | 2010-09-09 | 2016-08-29 | ||
| 97 | Lee, Kuen Long 李坤龍 | AXR044 | Rep | 2011-10-13 | 2019-10-22 | ||
| 98 | Lee, Poh Aik | ATD682 | Rep | 2009-06-19 | 2015-12-31 | ||
| 99 | Lee, Voon Hsien 李文賢 | AOP017 | Rep | 2007-02-21 | 2019-08-20 | ||
| 100 | Lee, Yuna (SFC:AVV760) | AVV760 | Rep | 2010-09-09 | |||
| 101 | Leeming, Marsali Mary | F | AVU842 | Rep | 2010-09-03 | 2012-12-01 | |
| 102 | Lenzner, Anna | F | ATO802 | Rep | 2009-09-11 | 2015-06-04 | |
| 103 | Levine, Robert Peter | M | AGL783 | Rep | 2010-03-15 | 2014-09-01 | |
| 104 | Lewis, Gareth Rhys (SFC:AOX202) | M | AOX202 | Rep | 2009-10-13 | 2014-04-01 | |
| 105 | Lim, Hsu An | AYA337 | Rep | 2011-09-09 | |||
| 106 | Lim, Kit Yng | APA092 | Rep | 2007-06-13 | 2015-06-22 | ||
| 107 | Lin, Heng-Kuang | AXZ669 | Rep | 2011-09-07 | 2013-09-12 | ||
| 108 | Liu, Wei Chun 劉惟珺 | AYA197 | Rep | 2011-09-20 | 2013-04-16 | ||
| 109 | Lo, Ka Ying (SFC:AVK938) 羅嘉盈 | AVK938 | Rep | 2010-07-19 | 2012-11-30 | ||
| 110 | Lynch, Michael Joseph (SFC:AYW249) | M | AYW249 | Rep | 2012-01-27 | 2012-12-04 | |
| 111 | Mahomed, Ferheen 馬穎欣 | 47 | M | ANG990 | Rep | 2010-09-01 | 2014-06-09 |
| 112 | Maynard, Andrew Charles | M | ACK647 | RO | 2011-11-17 | 2015-03-19 | |
| 113 | Mehta, Brijesh | AXB900 | Rep | 2011-03-30 | 2013-06-04 | ||
| 114 | Mehta, Viraf Dinshaw | AVU840 | Rep | 2010-09-03 | |||
| 115 | Mei, Jingping 梅璟萍 | AVV764 | Rep | 2010-09-10 | 2012-11-03 | ||
| 116 | Menezes, Elsa Edward | M | AQM710 | Rep | 2008-02-18 | 2013-08-30 | |
| 117 | Morinobu, Kaori | APJ720 | Rep | 2007-08-28 | 2014-05-28 | ||
| 118 | Morrow, Stuart Anthony | M | ALZ458 | Rep | 2005-05-10 | 2013-10-28 | |
| 119 | Moullin, Andrew James | M | AQN363 | Rep | 2008-02-27 | 2013-08-23 | |
| 120 | Naguib Hussin, Bin Abdul Hamid | AQM108 | Rep | 2008-02-14 | 2015-06-22 | ||
| 121 | Ng, Janice Kwan Yee 吳君頤 | ANV115 | Rep | 2008-01-21 | 2012-11-01 | ||
| 122 | Ngai, Henry Chun Kit 倪俊傑 | M | AEF259 | Rep | 2007-06-11 | 2014-10-14 | |
| 123 | Oen, Daniel Thian Liong | M | ATS911 | Rep | 2009-09-17 | ||
| 124 | Ohara, Ren | AXX088 | Rep | 2011-08-31 | 2014-06-23 | ||
| 125 | Ong, Polly So Po 王素寶 | F | ABH437 | Rep | |||
| 126 | Pan, Feng (SFC:AYE809) 潘峰 | AYE809 | Rep | 2011-10-07 | 2012-09-08 | ||
| 127 | Pang, Lei Kan 彭麗勤 | AXP154 | Rep | 2011-08-01 | 2014-01-22 | ||
| 128 | Pangali, Pawandeep | AVU841 | Rep | 2010-09-09 | 2014-07-09 | ||
| 129 | Panitchpakdi, Prinn | APH254 | Rep | 2007-07-23 | 2019-05-18 | ||
| 130 | Park, Edward (SFC:ASD313) | M | ASD313 | Rep | 2008-12-09 | 2018-01-12 | |
| 131 | Park, Linda Sharon | F | AUZ206 | Rep | 2010-04-08 | 2017-04-06 | |
| 132 | Park, Sang Eun | AQI679 | Rep | 2011-02-14 | 2024-11-30 | ||
| 133 | Paterson, James Willock | M | ADA085 | RO | 2007-03-09 | 2012-10-10 | |
| 134 | Patil, Girish Shivaji | AYO673 | Rep | 2011-12-07 | 2012-10-27 | ||
| 135 | Peramunetilleke, Desamanya C. | ALY370 | Rep | 2009-10-27 | 2014-07-10 | ||
| 136 | Powell, Simon Philip | M | AOA162 | Rep | 2009-02-16 | 2015-04-17 | |
| 137 | Presler, Paul Erik | M | ARP675 | Rep | 2008-09-17 | 2015-06-04 | |
| 138 | Pritchard, Philip (SFC:AAV591) | 49 | M | AAV591 | Rep | 2008-09-18 | 2013-01-31 |
| 139 | Reid, Jonathan Paul | M | AVU983 | Rep | 2010-09-03 | 2017-04-19 | |
| 140 | Riddick, Andrew William | M | AAA869 | RO | 2013-12-12 | ||
| 141 | Ro, Soong Chu | AQM712 | Rep | 2008-02-20 | 2020-02-03 | ||
| 142 | Roper, Ian David (SFC:AVI752) | M | AVI752 | Rep | 2010-06-18 | 2015-09-10 | |
| 143 | Rothman, Andrew Charles | M | AFW955 | Rep | 2014-03-01 | ||
| 144 | Ryall, Scott John | M | AWE006 | Rep | 2010-11-01 | 2017-04-28 | |
| 145 | Seagrim, John Christopher | M | ARP678 | Rep | 2008-09-18 | 2015-06-04 | |
| 146 | Shah, Kshitij | AQM709 | Rep | 2008-02-14 | 2019-12-02 | ||
| 147 | Sharp, Richard Anthony (SFC:AJL639) | M | AJL639 | Rep | 2011-10-18 | 2015-06-26 | |
| 148 | Shek, Winnie Po Wan 石寶雲 | F | ADY724 | Rep | 2011-01-03 | ||
| 149 | Shiu, Wing Sun 蕭榮申 | ADZ443 | Rep | 2019-12-11 | |||
| 150 | Simsek, Cenk | AQM711 | Rep | 2008-02-14 | 2016-07-08 | ||
| 151 | Skinner, Donald William Lennox | 50 | M | AAI493 | RO | 2012-07-05 | |
| 152 | Snaith, Michael Lachman | M | AJI329 | Rep | 2003-12-18 | 2014-08-12 | |
| 153 | Snyder, Nathan Westley | M | AXV966 | Rep | 2011-09-01 | 2016-01-22 | |
| 154 | Somani, Anirudh | ATS210 | Rep | 2009-09-17 | |||
| 155 | Soo, Chee Kin | AQX408 | Rep | 2008-04-23 | 2012-11-30 | ||
| 156 | Stewart, Ian Colin | M | ARM928 | Rep | 2008-09-22 | 2016-02-27 | |
| 157 | Streeter, Mark (SFC:ATS186) | M | ATS186 | Rep | 2009-09-14 | 2014-04-09 | |
| 158 | Tan, Aik Chuan | AXA192 | Rep | 2011-03-28 | 2018-06-29 | ||
| 159 | Tan, Ruby Enrika Sock Mei | F | AYJ627 | Rep | 2011-11-10 | 2016-01-29 | |
| 160 | Tangitvet, Jiralawan | APP541 | Rep | 2007-09-13 | 2014-04-11 | ||
| 161 | Tapley, Kevin Thomas | M | ATJ099 | Rep | 2009-07-27 | 2014-05-31 | |
| 162 | Taveeratanasilp, Nuntana | AQM288 | Rep | 2010-03-08 | 2023-02-28 | ||
| 163 | Tong, Hoi Kit Jeffrey 湯凱傑 | M | ASH721 | Rep | 2012-06-08 | 2019-05-03 | |
| 164 | Tsang, Stacey Ti | AXA193 | Rep | 2011-03-21 | 2014-10-30 | ||
| 165 | Tsang, Tsz Mei 曾紫微 | AXO517 | Rep | 2011-07-04 | |||
| 166 | Tse, Oi Yue 謝藹愉 | AQM172 | Rep | 2008-02-06 | 2016-08-23 | ||
| 167 | Wai, Helena Suk Chong 衛淑莊 | 65 | F | AAB508 | RO | 2019-05-01 | |
| 168 | Wallis, Shane Bernard | M | ANR608 | Rep | 2006-07-21 | 2015-01-09 | |
| 169 | Wan, Sandy San Ming 萬三敏 | ADI757 | Rep | 2003-09-17 | 2013-10-31 | ||
| 170 | Wang, Yinan (SFC:ANB406) 王軼楠 | ANB406 | Rep | 2006-02-20 | 2022-08-12 | ||
| 171 | Warachij, Witranan | ARM699 | Rep | 2008-09-22 | 2018-04-10 | ||
| 172 | Warsono, Wuddy | APA097 | Rep | 2007-06-25 | 2015-01-30 | ||
| 173 | Wenham, James Alexander Scott | M | AVF334 | Rep | 2010-05-20 | 2018-12-29 | |
| 174 | Wijaya, Annie | F | AHI788 | Rep | 2006-05-29 | 2021-04-09 | |
| 175 | Wong, Alan Ka Ming 王嘉明 | M | ARQ657 | Rep | 2010-10-29 | 2018-10-20 | |
| 176 | Wong, Gilbert King Wai 黃景威 | M | AFW098 | Rep | 2011-09-15 | ||
| 177 | Wong, Peter Pui To 黃沛濤 | M | AXT647 | Rep | 2011-08-10 | ||
| 178 | Wong, Wing Sze (SFC:AQH362) 黃詠詩 | AQH362 | Rep | 2010-08-03 | 2017-11-20 | ||
| 179 | Wu, Jiaxin (SFC:ARD174) 吳佳鑫 | ARD174 | Rep | 2011-10-26 | 2012-12-01 | ||
| 180 | Wu, Kit Ling 胡潔玲 | AZC825 | Rep | 2012-03-08 | 2019-05-03 | ||
| 181 | Wu, Wei-Han (SFC:AXZ644) | AXZ644 | Rep | 2011-09-07 | 2013-11-14 | ||
| 182 | Yang, Yan (SFC:AXG818) 楊艷 | AXG818 | Rep | 2011-05-23 | 2013-06-22 | ||
| 183 | Yang, Yiwen (SFC:AZT139) | AZT139 | Rep | 2012-06-28 | 2013-04-27 | ||
| 184 | Yau, Michael (SFC:ANH079) 邱威豪 | M | ANH079 | Rep | 2011-12-15 | 2017-12-20 | |
| 185 | Yeung, Kwok Mo 楊國武 | ASY866 | Rep | 2009-05-19 | 2012-09-28 | ||
| 186 | Yeung, See Ah 楊思雅 | ARD761 | Rep | 2010-06-11 | 2013-07-18 | ||
| 187 | Yip, Cheng Kwok 葉振國 | AQB007 | Rep | 2007-11-28 | 2021-07-08 | ||
| 188 | Youk, Won Seok | AVV762 | Rep | 2010-09-09 | 2012-10-20 | ||
| 189 | Yuan, Ting-Ting 袁婷婷 | ARP681 | Rep | 2008-09-18 | 2013-10-30 | ||
| 190 | Zhang, Weifeng (SFC:AOT367) 張偉峰 | AOT367 | Rep | 2011-04-06 | 2014-04-30 | ||
| 191 | Zhao, Yingxiang 趙英向 | AVK731 | Rep | 2010-07-02 | 2015-10-01 | ||
| 192 | Zhou, Enxu 周恩旭 | AWJ278 | Rep | 2010-11-30 | 2014-07-06 | ||
| 193 | Ziegler, Richard Paul | 41 | M | AMS785 | Rep | 2005-11-29 | 2024-02-14 |
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