SMBC Nikko Securities (Hong Kong) Limited 日興證券（香港）有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2013 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Anada, Takashi 穴田孝史 | BAJ167 | Rep | 2012-11-21 | 2013-10-07 | ||
| 2 | Chan, Soo Sum 陳素心 | AOY533 | Rep | 2011-01-13 | 2013-09-27 | ||
| 3 | Chan, Wai Lung (SFC:AAC760) 陳偉隆 | AAC760 | RO | 2008-03-18 | 2018-01-01 | ||
| 4 | Choi, Anderson Chun Fat 蔡俊發 | M | ANA716 | Rep | 2011-06-28 | 2017-12-22 | |
| 5 | Fok, Allan Tse Hang 霍子恒 | M | AGL185 | RO | 2012-07-20 | 2021-07-16 | |
| 6 | Hiraoka, Emiko | ALQ881 | Rep | 2012-02-10 | 2016-09-23 | ||
| 7 | Honda, Miwa 本田美和 | AQN414 | Rep | 2008-03-17 | 2022-05-30 | ||
| 8 | Horii, Yuko 梅野優子 | AYM566 | Rep | 2011-12-19 | 2013-12-30 | ||
| 9 | Ip, William Wai Lun 葉偉倫 | 57 | M | AEK747 | RO | 2012-07-20 | 2020-10-30 |
| 10 | Kato, Mayumi 加藤真由美 | AFK707 | Rep | 2012-07-18 | |||
| 11 | Kobayashi, Shin | AZO563 | Rep | 2012-06-28 | 2014-04-07 | ||
| 12 | Ng, Choi Lun 吳采倫 | ANM042 | Rep | 2011-07-05 | 2014-01-26 | ||
| 13 | Noguchi, Kenji | AZI956 | RO | 2012-07-20 | 2020-04-09 | ||
| 14 | Sampson, Machiko | AJI380 | Rep | 2011-04-26 | 2018-10-11 | ||
| 15 | Suzuki, Kiyoko 鈴木清子 | AXE045 | Rep | 2011-04-21 | 2020-04-15 | ||
| 16 | Tada, Emiko | AWY707 | Rep | 2011-04-29 | 2019-06-13 | ||
| 17 | Tai, Kit Han 戴潔嫻 | AWL052 | Rep | 2011-01-07 | 2014-08-25 | ||
| 18 | Tamura, Hitoshi 田村仁志 | AZI957 | RO | 2012-06-01 | 2016-06-30 | ||
| 19 | Tsutsumi, Kazumasa 堤一將 | ARA418 | Rep | 2012-10-29 | 2014-02-06 | ||
| 20 | Ushijima, Shinsuke 牛島真丞 | BAJ594 | RO | 2012-12-27 | 2014-03-26 | ||
| 21 | Van Gulik, Robert Ken | M | ASU202 | Rep | 2011-01-19 | 2015-08-31 | |
| 22 | Yamamoto, Hideki 山本秀樹 | AXO657 | RO | 2012-04-26 | 2019-07-05 | ||
| 23 | Ying, Hak Kai 應克佳 | AGA425 | Rep | 2010-12-28 | 2014-11-11 | ||
| 24 | Yoshikawa, Tatsuhiro 吉川龍拓 | AXI125 | Rep | 2011-06-28 | 2015-04-01 | ||
| 25 | Zhang, Qiangang 張乾剛 | ABW737 | RO | 2011-06-16 | 2021-10-20 | ||
| 26 | Zhang, Yang (SFC:AXK580) 張揚 | AXK580 | Rep | 2011-06-13 | 2014-09-17 | ||
| 27 | Zheng, Zhonghui (SFC:BAB338) 鄭鍾慧 | BAB338 | Rep | 2012-09-17 | 2024-06-03 |
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