GFI (HK) SECURITIES L.L.C.

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2013
SFC ID Role From Until
1 Ahmed, Syed Shaaz AWV272 Rep 2011-02-21 2011-04-26
2 Aquino, Derrick Anthony Constantino M ANG464 Rep 2006-06-05 2009-08-19
RO 2009-08-19 2013-12-03
Rep 2013-12-03 2018-06-30
3 Azout, Yohann Victor M BCJ901 Rep 2013-11-29 2015-08-07
4 Bavis, Mark John M ALH714 Rep 2006-03-03 2012-01-05
5 Bellahcene, Nasser AVI335 Rep 2010-07-06 2011-05-31
6 Bollerman, Luke Andre M ARI552 Rep 2008-07-29 2009-07-31
7 Bradford, David John M ADO053 Rep 2004-11-22 2007-07-24
RO 2007-07-24 2009-06-03
Rep 2009-06-03 2011-03-22
RO 2011-03-22 2021-10-29
8 Brown, Ian Clement M ASH682 Rep 2009-02-12 2010-07-02
9 Bruno, Luigi Raphael M AVI336 Rep 2010-06-15 2011-01-31
10 Bukharov, Ivan M AZV938 Rep 2012-07-31 2014-05-31
11 Callaghan, Lee John M BAP469 Rep 2012-12-12 2013-08-07
12 Castagne, Allan John M AQU899 Rep 2009-07-16 2012-07-26
13 Charni, Jamel M BCG010 Rep 2013-11-07 2015-11-30
14 Cheung, Ellen Ngar Yan 張雅茵 F AQV671 Rep 2008-05-20 2011-05-11
15 Chew, Philip Guy (SFC:ALN622) M ALN622 Rep 2004-12-08 2008-07-01
16 Chillington, Timothy John M ATB862 Rep 2009-06-01 2012-05-01
17 Chua, Pei Feng 蔡佩芬 ASL814 Rep 2009-03-24 2013-11-30
18 Chugani, Manish Ashok M BBZ141 Rep 2013-10-03 2014-03-31
19 Colgan, Davis Gerrard AXS262 Rep 2011-08-01 2011-11-01
20 Cooney, Michael James (SFC:AJD244) M AJD244 Rep 2006-03-03 2006-10-31
21 Corner, Andrew Mark Gordon M AOK590 Rep 2013-07-02 2015-02-11
22 Crommen, Gregory M APY879 Rep 2010-12-14 2012-07-26
23 Crossan, Robert Emmit M ADA458 Rep 2003-06-30
24 De Bourayne, Olivier Marie Stephane M AXC421 Rep 2011-08-05 2012-01-19
25 Didier, Virginie Emilie F ANH709 Rep 2009-06-19 2010-09-10
26 Four, Matthew M AXI468 Rep 2011-05-30 2015-02-16
27 Fujita, Daisuke BAA890 Rep 2012-08-10 2013-03-11
28 Fung, Ching Yu 馮程宇 AWZ725 Rep 2011-03-28 2018-01-15
29 Fung, Kin Leung 馮健樑 APP362 Rep 2007-09-17 2008-05-01
30 Fung, Wilson Kee Hang 馮紀恆 M AGC284 Rep 2010-05-14 2010-10-31
31 Gougenheim, Jeremie AMK157 Rep 2007-09-06 2012-01-14
32 Grimes, Ryan Mccracken M AOA142 Rep 2007-11-02 2011-05-20
33 Guenoun, Gregory Benjamin M BCE816 Rep 2013-10-29 2014-11-30
34 Guetta, Yohan Victor Haim M AXD991 Rep 2011-04-18 2012-01-14
35 Guillo, Mathieu M ASL541 Rep 2009-02-20 2012-09-14
36 Hall, Jon (SFC:AGK991) AGK991 Rep 2005-03-07 2007-08-13
37 Halper, Brady Seth M AHC187 Rep 2004-09-22
38 Hine, Peter John M ADR773 Rep 2005-03-23
RO 2005-03-23 2005-09-08
39 Hyams, Andrew Jon M ARR133 Rep 2008-09-30 2017-09-22
40 Jessop, Gary Mark M ASG075 Rep 2009-01-12 2011-11-05
41 Kang, Gyong Hee F AIK892 Rep 2009-10-20 2015-02-17
42 Kim, Jason Sung Dal M ANH227 Rep 2008-11-11 2010-06-21
43 Kornberg, Benjamin Mikael M ATM599 Rep 2009-08-04 2011-02-05
44 Kosaka, Tomomi (SFC:AHT189) 小坂朋美 AHT189 Rep 2005-02-17 2009-12-10
45 Kotake, Toshiya BAX824 Rep 2013-03-04 2013-11-06
46 Kotecha, Anuj Ashok M AXS269 Rep 2011-08-01 2011-11-01
Rep 2011-12-06 2013-06-13
47 Lai, Telun Tik Lun 賴迪麟 ARD592 Rep 2009-06-18 2012-05-01
48 Lee, Andrew Yeng 李英揚 M AEI016 Rep 2008-11-14 2010-07-16
49 Lee, Cliff Yee Gong 李宜剛 M AEH826 Rep 2006-09-27 2008-02-29
50 Lee, Daniel Yat Hung 李逸洪 M AZO855 Rep 2012-05-28 2013-10-15
51 Lee, Yick Chung 李易聰 AEE525 Rep 2008-11-14 2010-07-16
52 Longuet-Higgins, Philip Jonathan M AZI613 Rep 2012-04-17 2013-02-28
53 Ma, Ching Man (SFC:ASC666) 馬靜雯 ASC666 Rep 2008-12-17 2017-10-20
54 Ma, Hoi Sze 馬凱詩 AUW529 Rep 2011-10-26 2018-01-15
55 Mariano, Timothy Charles M AHC188 Rep 2005-03-09
RO 2005-03-09 2019-05-15
56 McGlynn, Paul Anthony (SFC:ALJ765) M ALJ765 Rep 2007-01-11 2007-06-23
57 Minards, Timothy Bede M ATM616 Rep 2009-08-03 2009-10-17
58 Monot, Cosme Hubert Roger Pierre M AVF688 Rep 2010-05-25 2010-12-25
59 Moore, Ashley Spencer M ASD881 Rep 2009-01-14 2009-12-07
Rep 2013-10-02 2014-10-13
60 Moore, Marianne Nicole F ASL739 Rep 2009-03-17 2009-06-01
61 Mower, Andrew Lance M AYY648 Rep 2012-02-06 2012-05-01
62 Mundigian, Vatche Vartan M AUP689 Rep 2010-01-22 2015-02-11
63 Na, Jung-Tae 羅貞泰 BAH385 Rep 2012-10-15 2013-03-20
64 Nakamura, Taro 中村太郎 AZV932 Rep 2012-07-25 2013-05-31
65 Nebout, Alexandre Stanislas Thierry M AUH910 Rep 2009-12-07 2011-07-13
66 Neligan, David Alexander M AYU289 Rep 2012-01-10 2015-02-28
67 Nesbitt, Jonathan Michael M ALK388 Rep 2004-11-19 2009-12-25
68 Nguyen, Thanh Cao ADQ686 Rep 2008-11-14 2009-01-22
RO 2009-01-22 2010-05-27
69 Nicholson, Robert Kenneth M AYX579 Rep 2012-02-03 2015-02-11
70 Nicolle, Amanda Louise F ASL544 Rep 2009-03-24 2009-08-07
71 Noh, Kyoung Tae AXC514 Rep 2011-04-04 2012-03-24
72 Orton, Jamie (SFC:AZD119) M AZD119 Rep 2012-03-09 2015-02-11
73 Park, Hye Yon AWM153 Rep 2010-12-16 2011-03-07
74 Patel, Rupesh (SFC:AXR739) AXR739 Rep 2011-07-25 2011-10-25
75 Peard, Andrew Davis Lozada M AHA360 Rep 2004-11-19 2012-09-14
76 Pockney, Edward James M ASF819 Rep 2009-01-12 2011-05-05
77 Quevedo, Ma. Carla Valenzuela AOC699 Rep 2006-12-29 2016-10-05
78 Rhee, Vincent Suk Kyu M AWJ997 Rep 2010-12-13 2011-10-29
79 Sakamoto, Yuki BAA889 Rep 2012-08-10 2013-12-31
80 Saldanha, Joshua Gerard M ANB180 Rep 2009-07-14 2010-05-08
81 Simpson, Robert Roy Charles M ALS066 RO 2005-03-10 2007-08-01
Rep 2007-08-01 2008-07-01
82 Sohn, Charles Chongho M AUA852 Rep 2009-10-27 2011-02-14
83 Soon, Yung Kuen 秦容娟 AXU894 Rep 2011-08-10 2012-12-31
84 Sparrow, Nicholas Charles M AHF977 Rep 2010-07-05 2013-04-19
85 Sripunporn, Roger Ardisorn 潘小山 M AIB741 Rep 2010-01-04 2018-01-16
86 Sznajder, Samuel M AUD249 Rep 2009-11-11 2012-01-13
87 Takeuchi, Miki BBP891 Rep 2013-09-27 2014-04-28
88 Topping, Matthew George Peter M BAO907 Rep 2012-12-06 2014-09-30
89 Tsang, Simon Sai Cheong 曾世昌 M AUW602 Rep 2010-03-12 2010-07-23
90 Tsun, Alexander Wing Gey 秦榮基 32 M ANM361 Rep 2009-05-05 2010-03-02
91 Valdisolo, Mattia AUS156 Rep 2011-03-04 2012-05-10
92 White, Paul George M ALQ641 Rep 2005-01-19 2012-01-05
93 Wilson, Matthew Elliot M ARB300 Rep 2008-06-19 2010-04-15
94 Wong, Andrew Siu Hang 黃兆恒 M ARJ166 Rep 2008-08-26 2015-06-30
95 Young, Timothy James (SFC:AOX767) M AOX767 Rep 2012-12-10 2013-12-10
96 Zieleman, Tara Jessica F AUE399 Rep 2009-11-24 2010-05-24

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