GFI (HK) SECURITIES L.L.C.
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2014 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ahmed, Syed Shaaz | Rep | 2011-02-21 | 2011-04-26 | ||
2 | Aquino, Derrick Anthony Constantino | M | Rep | 2006-06-05 | 2009-08-19 | |
RO | 2009-08-19 | 2013-12-03 | ||||
Rep | 2013-12-03 | 2018-06-30 | ||||
3 | Azout, Yohann Victor | M | Rep | 2013-11-29 | 2015-08-07 | |
4 | Bavis, Mark John | M | Rep | 2006-03-03 | 2012-01-05 | |
5 | Bellahcene, Nasser | Rep | 2010-07-06 | 2011-05-31 | ||
6 | Bollerman, Luke Andre | M | Rep | 2008-07-29 | 2009-07-31 | |
7 | Bradford, David John | M | Rep | 2004-11-22 | 2007-07-24 | |
RO | 2007-07-24 | 2009-06-03 | ||||
Rep | 2009-06-03 | 2011-03-22 | ||||
RO | 2011-03-22 | 2021-10-29 | ||||
8 | Brown, Ian Clement | M | Rep | 2009-02-12 | 2010-07-02 | |
9 | Bruno, Luigi Raphael | M | Rep | 2010-06-15 | 2011-01-31 | |
10 | Bukharov, Ivan | M | Rep | 2012-07-31 | 2014-05-31 | |
11 | Callaghan, Lee John | M | Rep | 2012-12-12 | 2013-08-07 | |
12 | Castagne, Allan John | M | Rep | 2009-07-16 | 2012-07-26 | |
13 | Charni, Jamel | M | Rep | 2013-11-07 | 2015-11-30 | |
14 | Cheung, Ellen Ngar Yan 張雅茵 | F | Rep | 2008-05-20 | 2011-05-11 | |
15 | Chew, Philip Guy (SFC:ALN622) | M | Rep | 2004-12-08 | 2008-07-01 | |
16 | Chillington, Timothy John | M | Rep | 2009-06-01 | 2012-05-01 | |
17 | Chua, Pei Feng 蔡佩芬 | Rep | 2009-03-24 | 2013-11-30 | ||
18 | Chugani, Manish Ashok | M | Rep | 2013-10-03 | 2014-03-31 | |
19 | Colgan, Davis Gerrard | Rep | 2011-08-01 | 2011-11-01 | ||
20 | Conneely, Martin Trevor | M | Rep | 2014-03-18 | 2014-05-26 | |
21 | Cooney, Michael James (SFC:AJD244) | M | Rep | 2006-03-03 | 2006-10-31 | |
22 | Corner, Andrew Mark Gordon | M | Rep | 2013-07-02 | 2015-02-11 | |
23 | Crommen, Gregory | M | Rep | 2010-12-14 | 2012-07-26 | |
24 | Crossan, Robert Emmit | M | Rep | 2003-06-30 | ||
25 | De Bourayne, Olivier Marie Stephane | M | Rep | 2011-08-05 | 2012-01-19 | |
26 | Didier, Virginie Emilie | F | Rep | 2009-06-19 | 2010-09-10 | |
27 | Four, Matthew | M | Rep | 2011-05-30 | 2015-02-16 | |
28 | Fujita, Daisuke | Rep | 2012-08-10 | 2013-03-11 | ||
29 | Fung, Ching Yu 馮程宇 | Rep | 2011-03-28 | 2018-01-15 | ||
30 | Fung, Kin Leung 馮健樑 | Rep | 2007-09-17 | 2008-05-01 | ||
31 | Fung, Wilson Kee Hang 馮紀恆 | M | Rep | 2010-05-14 | 2010-10-31 | |
32 | Gougenheim, Jeremie | Rep | 2007-09-06 | 2012-01-14 | ||
33 | Grimes, Ryan Mccracken | M | Rep | 2007-11-02 | 2011-05-20 | |
34 | Guenoun, Gregory Benjamin | M | Rep | 2013-10-29 | 2014-11-30 | |
35 | Guetta, Yohan Victor Haim | M | Rep | 2011-04-18 | 2012-01-14 | |
36 | Guillo, Mathieu | M | Rep | 2009-02-20 | 2012-09-14 | |
37 | Hall, Jon (SFC:AGK991) | Rep | 2005-03-07 | 2007-08-13 | ||
38 | Halper, Brady Seth | M | Rep | 2004-09-22 | ||
39 | Hine, Peter John | M | Rep | 2005-03-23 | ||
RO | 2005-03-23 | 2005-09-08 | ||||
40 | Hyams, Andrew Jon | M | Rep | 2008-09-30 | 2017-09-22 | |
41 | Jessop, Gary Mark | M | Rep | 2009-01-12 | 2011-11-05 | |
42 | Kang, Gyong Hee | F | Rep | 2009-10-20 | 2015-02-17 | |
43 | Kim, Jason Sung Dal | M | Rep | 2008-11-11 | 2010-06-21 | |
44 | Kornberg, Benjamin Mikael | M | Rep | 2009-08-04 | 2011-02-05 | |
45 | Kosaka, Tomomi (SFC:AHT189) 小坂朋美 | Rep | 2005-02-17 | 2009-12-10 | ||
46 | Kotake, Toshiya | Rep | 2013-03-04 | 2013-11-06 | ||
47 | Kotecha, Anuj Ashok | M | Rep | 2011-08-01 | 2011-11-01 | |
Rep | 2011-12-06 | 2013-06-13 | ||||
48 | Lai, Telun Tik Lun 賴迪麟 | Rep | 2009-06-18 | 2012-05-01 | ||
49 | Lee, Andrew Yeng 李英揚 | M | Rep | 2008-11-14 | 2010-07-16 | |
50 | Lee, Cliff Yee Gong 李宜剛 | M | Rep | 2006-09-27 | 2008-02-29 | |
51 | Lee, Daniel Yat Hung 李逸洪 | M | Rep | 2012-05-28 | 2013-10-15 | |
52 | Lee, Yick Chung 李易聰 | Rep | 2008-11-14 | 2010-07-16 | ||
53 | Longuet-Higgins, Philip Jonathan | M | Rep | 2012-04-17 | 2013-02-28 | |
54 | Ma, Ching Man 馬靜雯 | Rep | 2008-12-17 | 2017-10-20 | ||
55 | Ma, Hoi Sze 馬凱詩 | Rep | 2011-10-26 | 2018-01-15 | ||
56 | Mariano, Timothy Charles | M | Rep | 2005-03-09 | ||
RO | 2005-03-09 | 2019-05-15 | ||||
57 | McGlynn, Paul Anthony (SFC:ALJ765) | M | Rep | 2007-01-11 | 2007-06-23 | |
58 | Minards, Timothy Bede | M | Rep | 2009-08-03 | 2009-10-17 | |
59 | Monot, Cosme Hubert Roger Pierre | M | Rep | 2010-05-25 | 2010-12-25 | |
60 | Moore, Ashley Spencer | M | Rep | 2009-01-14 | 2009-12-07 | |
Rep | 2013-10-02 | 2014-10-13 | ||||
61 | Moore, Marianne Nicole | F | Rep | 2009-03-17 | 2009-06-01 | |
62 | Mower, Andrew Lance | M | Rep | 2012-02-06 | 2012-05-01 | |
63 | Mundigian, Vatche Vartan | M | Rep | 2010-01-22 | 2015-02-11 | |
64 | Na, Jung-Tae 羅貞泰 | Rep | 2012-10-15 | 2013-03-20 | ||
65 | Nakamura, Taro 中村太郎 | Rep | 2012-07-25 | 2013-05-31 | ||
66 | Nebout, Alexandre Stanislas Thierry | M | Rep | 2009-12-07 | 2011-07-13 | |
67 | Neligan, David Alexander | M | Rep | 2012-01-10 | 2015-02-28 | |
68 | Nesbitt, Jonathan Michael | M | Rep | 2004-11-19 | 2009-12-25 | |
69 | Nguyen, Thanh Cao | Rep | 2008-11-14 | 2009-01-22 | ||
RO | 2009-01-22 | 2010-05-27 | ||||
70 | Nicholson, Robert Kenneth | M | Rep | 2012-02-03 | 2015-02-11 | |
71 | Nicolle, Amanda Louise | F | Rep | 2009-03-24 | 2009-08-07 | |
72 | Noh, Kyoung Tae | Rep | 2011-04-04 | 2012-03-24 | ||
73 | Orton, Jamie (SFC:AZD119) | M | Rep | 2012-03-09 | 2015-02-11 | |
74 | Park, Hye Yon | Rep | 2010-12-16 | 2011-03-07 | ||
75 | Patel, Rupesh (SFC:AXR739) | Rep | 2011-07-25 | 2011-10-25 | ||
76 | Peard, Andrew Davis Lozada | M | Rep | 2004-11-19 | 2012-09-14 | |
77 | Pockney, Edward James | M | Rep | 2009-01-12 | 2011-05-05 | |
78 | Quevedo, Ma. Carla Valenzuela | Rep | 2006-12-29 | 2016-10-05 | ||
79 | Rhee, Vincent Suk Kyu | M | Rep | 2010-12-13 | 2011-10-29 | |
80 | Sakamoto, Yuki | Rep | 2012-08-10 | 2013-12-31 | ||
81 | Saldanha, Joshua Gerard | M | Rep | 2009-07-14 | 2010-05-08 | |
82 | Simpson, Robert Roy Charles | M | RO | 2005-03-10 | 2007-08-01 | |
Rep | 2007-08-01 | 2008-07-01 | ||||
83 | Sohn, Charles Chongho | M | Rep | 2009-10-27 | 2011-02-14 | |
84 | Soon, Yung Kuen 秦容娟 | Rep | 2011-08-10 | 2012-12-31 | ||
85 | Sparrow, Nicholas Charles | M | Rep | 2010-07-05 | 2013-04-19 | |
86 | Sripunporn, Roger Ardisorn 潘小山 | M | Rep | 2010-01-04 | 2018-01-16 | |
87 | Sznajder, Samuel | M | Rep | 2009-11-11 | 2012-01-13 | |
88 | Takeuchi, Miki | Rep | 2013-09-27 | 2014-04-28 | ||
89 | Topping, Matthew George Peter | M | Rep | 2012-12-06 | 2014-09-30 | |
90 | Trentini, Lionel Christophe | M | Rep | 2014-04-23 | 2015-07-31 | |
91 | Tsang, Simon Sai Cheong 曾世昌 | M | Rep | 2010-03-12 | 2010-07-23 | |
92 | Tsun, Alexander Wing Gey 秦榮基 | 33 | M | Rep | 2009-05-05 | 2010-03-02 |
93 | Valdisolo, Mattia | Rep | 2011-03-04 | 2012-05-10 | ||
94 | White, Paul George | M | Rep | 2005-01-19 | 2012-01-05 | |
95 | Wilson, Matthew Elliot | M | Rep | 2008-06-19 | 2010-04-15 | |
96 | Wong, Andrew Siu Hang 黃兆恒 | M | Rep | 2008-08-26 | 2015-06-30 | |
97 | Young, Timothy James (SFC:AOX767) | M | Rep | 2012-12-10 | 2013-12-10 | |
98 | Zieleman, Tara Jessica | F | Rep | 2009-11-24 | 2010-05-24 |
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