GOLDMAN SACHS (ASIA) SECURITIES LIMITED 高盛(亞洲)證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2015 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Aggarwala, Saurabh | AVD967 | Rep | 2012-08-30 | 2016-10-10 | ||
| 2 | Agne, Mark Edward (SFC:ANP670) | M | ANP670 | RO | 2006-09-26 | 2016-05-21 | |
| 3 | Arnold, Benjamin Richard | M | BDM658 | Rep | 2014-06-13 | 2016-02-13 | |
| 4 | Ben-Shachar, Sa-Ar David | M | AQI397 | Rep | 2008-01-22 | 2016-10-10 | |
| 5 | Besson, Guillaume Gerard Marie | M | ALI003 | RO | 2011-02-23 | 2016-03-02 | |
| 6 | Bhargava, Nimita | AZQ936 | Rep | 2014-06-23 | 2016-03-14 | ||
| 7 | Bird, Jonathon William | M | BCW134 | Rep | 2014-02-10 | 2016-10-10 | |
| 8 | Butcher, Timothy Andrew (SFC:BDZ177) | M | BDZ177 | Rep | 2014-10-03 | 2016-10-10 | |
| 9 | Cahill, John Robert | M | AKI445 | Rep | 2014-10-03 | 2016-10-10 | |
| 10 | Chak, Alan Kwok Fai 翟國輝 | M | AAY091 | Rep | 2013-05-29 | 2016-06-29 | |
| 11 | Chan, Andrew Richard Honn 陳康 | M | BDY849 | Rep | 2014-08-12 | 2016-10-10 | |
| 12 | Chan, Pui Ping 陳沛萍 | ACW670 | Rep | 2016-10-10 | |||
| 13 | Chau, Chun 周聰 | ACS103 | Rep | 2016-10-10 | |||
| 14 | Chen, Zhihu 陳志湖 | BAH710 | Rep | 2012-10-12 | 2015-04-28 | ||
| 15 | Cheung, Kat Cheung 張吉祥 | APH300 | Rep | 2014-05-28 | 2015-02-02 | ||
| 16 | Chung, Wilson James Ka Lun 鍾家綸 | M | AXG767 | Rep | 2012-04-27 | 2016-05-05 | |
| 17 | Dalmasse, Canute Howard | M | AND837 | RO | 2012-07-05 | 2016-10-10 | |
| 18 | Dommenge, Kevin Michael | M | APF352 | Rep | 2012-04-27 | 2015-11-25 | |
| 19 | Du, Xueping 杜雪萍 | BCB666 | Rep | 2013-10-15 | 2016-10-10 | ||
| 20 | Falipou, Fabien Jean Roger | M | AZY951 | Rep | 2012-08-06 | 2016-10-10 | |
| 21 | Fan, Kai (SFC:BAA250) 樊鍇 | BAA250 | Rep | 2012-08-09 | 2015-06-06 | ||
| 22 | Ferguson, Benjamin William | M | ASU168 | RO | 2013-03-27 | 2016-10-10 | |
| 23 | Frommer, Maya Elizabeth | F | AYS877 | Rep | 2012-04-27 | 2016-10-10 | |
| 24 | Fu, Si Hui 符絲慧 | AVO634 | Rep | 2014-09-03 | 2016-10-10 | ||
| 25 | Goodman, Jamie Macnaught Rodber | M | APD423 | Rep | 2012-04-27 | 2016-10-10 | |
| 26 | Grunberger, Bo Fredrik | APW450 | Rep | 2012-04-27 | 2016-10-10 | ||
| 27 | Gupta, Puneet (SFC:AXF254) | AXF254 | Rep | 2014-10-03 | 2016-10-10 | ||
| 28 | Harada, Akiko 原田明子 | F | AOO818 | Rep | 2014-10-03 | 2016-10-10 | |
| 29 | Hirokane, Scott Yukiji | M | AZH207 | Rep | 2012-04-17 | 2016-03-16 | |
| 30 | Howard, Michael Joseph | M | BDN231 | Rep | 2014-12-08 | 2016-09-01 | |
| 31 | Hu, Andrea Xiao 胡安琪 | F | AZG727 | Rep | 2013-08-01 | 2015-06-19 | |
| 32 | Joerg, Jeboah Dan | BDR807 | Rep | 2014-07-10 | 2015-06-18 | ||
| 33 | Joly, Jean Denis | AMN692 | RO | 2012-02-06 | 2016-05-04 | ||
| 34 | Kabir, Tanweer | BDP140 | Rep | 2014-06-20 | 2016-10-10 | ||
| 35 | Kes, Jacob Leonard | M | BDI054 | Rep | 2014-04-25 | 2016-10-10 | |
| 36 | Khan, Tedla Ebou | BBP566 | Rep | 2014-11-27 | 2015-12-08 | ||
| 37 | Kimpton, Dean Webster | M | ARW937 | Rep | 2014-10-03 | 2016-10-10 | |
| 38 | Kleinheinz, John Burke | M | BEV294 | Rep | 2015-01-13 | 2016-10-10 | |
| 39 | Ko, Cheuk Yan 高卓仁 | AVA622 | Rep | 2011-07-18 | 2016-10-10 | ||
| 40 | Kok, Ka Keung 郭家強 | AHF204 | Rep | 2010-04-08 | 2016-03-19 | ||
| 41 | Kumar, Ajay (SFC:ARN358) | ARN358 | Rep | 2012-05-25 | 2016-10-10 | ||
| 42 | Lam, Calvin Chi-him 林子謙 | M | ARJ016 | Rep | 2012-04-27 | 2016-10-10 | |
| 43 | Lam, Raymond (SFC:AZR331) 林禮文 | M | AZR331 | Rep | 2012-06-19 | 2016-10-10 | |
| 44 | Lau, Adrian Yan Ho 劉恩豪 | M | AZR002 | Rep | 2012-06-18 | 2015-05-21 | |
| 45 | Lau, Lambert Ming Yeung 劉名揚 | 36 | M | AGP157 | Rep | 2015-10-19 | |
| 46 | Law, Frederick Andrew 羅頌然 | M | BBT323 | Rep | 2013-08-26 | 2016-10-10 | |
| 47 | Lee, Samuel Yan Ben (SFC:ANU564) 李仁本 | M | ANU564 | Rep | 2013-08-01 | 2016-10-10 | |
| 48 | Leung, Willie Pa Hung | M | BAB413 | Rep | 2014-08-08 | 2016-10-10 | |
| 49 | Li, Yufei (SFC:BDF264) 李宇飛 | BDF264 | Rep | 2014-04-08 | 2016-04-06 | ||
| 50 | Lin, Leslie Diane 林黛安 | F | AZE961 | Rep | 2014-10-03 | 2016-10-10 | |
| 51 | Lozano Carbasse, Oriol | BDW985 | Rep | 2014-08-04 | 2016-10-10 | ||
| 52 | Mak, William Wai Hang 麥偉恒 | M | AUZ473 | Rep | 2010-04-12 | 2016-10-10 | |
| 53 | Mason, Matthew James (SFC:AQM089) | M | AQM089 | Rep | 2014-09-22 | 2016-10-10 | |
| 54 | McFarland, Christina Ma 馬智萍 | F | ADU896 | RO | 2012-07-03 | 2016-10-10 | |
| 55 | McMakin, Benjamin Reese III | M | AUS203 | Rep | 2013-01-21 | 2016-10-10 | |
| 56 | McQuade, Ryan F | M | AVS364 | Rep | 2012-04-27 | 2016-10-10 | |
| 57 | Mohan, Siddharth | AQW031 | Rep | 2013-08-01 | 2016-10-10 | ||
| 58 | Moser, Ronald J Jr | M | AOU908 | Rep | 2008-02-15 | 2016-06-01 | |
| 59 | Narula, Gurpreet Singh | BEW644 | Rep | 2015-01-29 | 2016-10-10 | ||
| 60 | Navin, Sean Patrick | M | APJ229 | Rep | 2012-04-27 | 2016-10-10 | |
| 61 | Ng, Jason Ka Chuen 吳家俊 | M | AHG763 | Rep | 2014-09-10 | 2016-10-10 | |
| 62 | Ng, Kenny (SFC:AGH965) 吳家健 | M | AGH965 | Rep | 2014-03-28 | 2016-10-10 | |
| 63 | Osa, Kazumasa 小佐一政 | BCO192 | Rep | 2013-12-27 | 2016-10-10 | ||
| 64 | Paradise, James Richard | M | AHA220 | RO | 2012-07-13 | 2016-10-10 | |
| 65 | Peach, Nicholas Xavier Aidan | M | AVV327 | Rep | 2014-08-18 | 2016-10-10 | |
| 66 | Piperakis, Romanos | BCD627 | Rep | 2013-10-31 | 2016-08-01 | ||
| 67 | Potishko, Dmitri | BBK329 | RO | 2013-12-23 | 2016-10-10 | ||
| 68 | Reinert, Alexandre Richard Harald | M | ATB503 | Rep | 2011-08-16 | 2016-10-10 | |
| 69 | Rennie, Andrew Kenneth | M | AYR079 | RO | 2012-03-27 | 2016-10-10 | |
| 70 | Rishi, Abhinav | M | BBH810 | Rep | 2013-05-28 | 2016-10-10 | |
| 71 | Sahni, Akshay | M | AMC661 | Rep | 2009-07-15 | 2015-02-05 | |
| 72 | Seto, Elvis Kong Yiu 司徒光耀 | M | AML314 | Rep | 2005-10-25 | 2016-05-06 | |
| 73 | Shah, Kush Umeshchandra | AXL409 | Rep | 2012-04-27 | 2016-10-10 | ||
| 74 | Sham, Sharon Cylong 岑思朗 | F | AVV406 | Rep | 2012-04-27 | 2016-10-10 | |
| 75 | Shimizu, Ryo | AZQ640 | Rep | 2013-01-02 | 2016-09-30 | ||
| 76 | Shu, Karman Hoi Ming 舒凱明 | AQB106 | Rep | 2007-11-29 | 2016-03-02 | ||
| 77 | Sloyer, Michael Jason | M | AZL752 | Rep | 2012-05-25 | 2016-10-10 | |
| 78 | Smith, Ian Micheal Corfield | M | ASH865 | RO | 2014-09-10 | 2016-10-10 | |
| 79 | So, Raymond Bing Kei 蘇秉基 | M | ADX208 | Rep | 2014-05-02 | 2016-02-03 | |
| 80 | So, Stephanie Par Lum 蘇柏琳 | F | BAC068 | Rep | 2012-08-30 | 2015-06-19 | |
| 81 | Song, Xinran (SFC:AYM560) 宋欣然 | AYM560 | Rep | 2012-04-27 | 2016-02-17 | ||
| 82 | Stephens, Anthony Jeetendra | M | AQI796 | Rep | 2014-07-31 | 2016-10-10 | |
| 83 | Strabo, Benjamin | M | ATO956 | Rep | 2014-06-23 | 2016-06-23 | |
| 84 | Suen, Ming Chit 孫明哲 | ADC059 | RO | 2011-12-16 | 2016-10-10 | ||
| 85 | Sun, Yiqian (SFC:ATV809) 孫逸潜 | ATV809 | Rep | 2013-09-24 | 2016-10-10 | ||
| 86 | Tang, Justin Sheung Yin 鄧尚彥 | M | BDT815 | Rep | 2014-07-16 | 2016-10-10 | |
| 87 | Towfigh, Frederick (SFC:ADD816) | M | ADD816 | RO | 2011-08-25 | 2016-10-10 | |
| 88 | Ueda, Eiji | AYZ602 | RO | 2012-07-13 | 2016-10-10 | ||
| 89 | Wan, Yu Tsung 尹宇冲 | ANQ569 | Rep | 2006-07-11 | 2016-10-10 | ||
| 90 | Xu, Yuanjie 徐元杰 | BCX231 | Rep | 2014-02-19 | 2016-05-12 | ||
| 91 | Yeung, Kai Yin (SFC:ADU464) 楊啟賢 | ADU464 | Rep | 2016-06-29 | |||
| 92 | Yeung, Patrick Sze Chun 楊思進 | M | AOK992 | Rep | 2012-04-27 | 2016-10-10 | |
| 93 | Yeung, Vincent Shu Hang 楊書恆 | M | ANQ717 | Rep | 2012-04-30 | 2016-10-10 | |
| 94 | Yu, Chung-Ling (SFC:BBJ027) 余仲齡 | BBJ027 | Rep | 2013-05-29 | 2016-10-10 | ||
| 95 | Yuan, Hong (SFC:ASI356) 袁鴻 | ASI356 | Rep | 2013-08-01 | 2015-02-04 | ||
| 96 | Zagury, Alan | M | ARN030 | Rep | 2008-08-12 | 2015-04-01 | |
| 97 | Zhang, Emily Yan Ya 張艷雅 | F | ALK139 | Rep | 2014-10-03 | 2016-10-10 | |
| 98 | Zheng, Ke (SFC:BET699) 郑科 | BET699 | Rep | 2015-01-05 | 2016-06-01 |
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