Moody's Investors Service Hong Kong Limited

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Acres, Laura Jane F AXG602 Rep 2011-06-01
2 Allen, Elizabeth Anne (SFC:AGD018) 林安妮 F AGD018 Rep 2011-06-01 2011-09-26
3 Au, Wai Yu 區慧如 AXG603 Rep 2011-06-01 2011-07-04
4 Benchemsi, Zineb BEW787 Rep 2015-02-02 2015-02-06
5 Byrne, Thomas Joseph M AXG372 Rep 2011-06-01 2015-07-30
6 Cahill, Brian Joseph (SFC:AXG360) M AXG360 Rep 2011-06-01 2023-04-17
7 Chan, Cheuk Yin (SFC:AXG304) 陳卓然 AXG304 Rep 2011-06-01 2013-08-08
8 Chan, Ching Leong 陳正量 BCC897 Rep 2013-11-04 2021-08-31
9 Chan, Kenneth Kwun Chung 陳冠中 M AER783 Rep 2011-06-01 2012-04-12
10 Chan, Sze Nga (SFC:AXG327) 陳詩雅 AXG327 Rep 2011-06-01 2012-04-12
11 Chen, Hock Soon Simon M BDT638 Rep 2014-08-11 2019-04-02
12 Chen, Kuan-Ju 陳冠如 AXG605 Rep 2011-06-01 2014-04-14
13 Chen, Yangyang (SFC:BBZ884) 陳揚揚 BBZ884 Rep 2013-10-21
14 Cheng, Chi Kit 鄭志傑 AXG308 Rep 2011-06-01
15 Choi, Wai 蔡慧 ADN272 Rep 2012-11-16
16 Choi, Young Il 崔榮一 AMW682 Rep 2011-06-01 2013-02-19
17 Chong, Louisa Yuen Ting 莊婉婷 F BBU717 Rep 2013-09-19 2014-01-01
18 Choy, Peter Sing Yip 蔡承業 M AED142 Rep 2011-06-01 2020-12-31
19 Chung, Man Kuen 鍾汶權 AXG316 Rep 2011-06-01 2014-06-18
Rep 2014-12-03 2019-03-19
20 De Guzman, Raymund Christian Coquia M AXG375 Rep 2011-06-01 2019-04-30
21 Di Chiara, Annalisa Katri F AXG314 Rep 2011-06-01
22 Du, Ningyi 杜宁轶 BES266 Rep 2015-01-02 2022-12-31
23 Elliott, Jennifer Ann F AXG249 RO 2011-06-01 2013-03-13
24 Fang, Gene 方敬 M ASS901 Rep 2013-03-15 2018-04-13
25 Fanous, Terry AXG361 Rep 2011-06-01 2018-02-01
26 Gao, Junjie (SFC:AXG317) 高俊杰 AXG317 Rep 2011-06-01 2011-06-20
27 Gao, Xiang (SFC:AZK746) 高翔 AZK746 Rep 2012-05-07 2014-04-05
28 Greene, Alan Frederick M AXG363 Rep 2011-06-01 2015-10-10
29 Guo, Yujia (SFC:BDI759) 郭雨佳 BDI759 Rep 2014-04-28 2018-09-11
30 Gupta, Vineet AXG364 Rep 2011-06-01 2013-07-13
31 Halan, Vikash AXS671 Rep 2011-08-01 2019-04-30
32 Hasnain, Maisam 哈邁生 BBY730 Rep 2013-10-07 2022-09-26
33 Herve, Carole Sandra F BEB413 Rep 2014-09-05 2019-06-18
34 Hess, Steven Andrew M AXG606 Rep 2011-06-01 2016-07-29
35 Ho, Gerwin Cheuk Wing 何卓榮 M AFP611 Rep 2014-01-20
36 Hsu, Song-Yi 徐嵩宜 AXG305 Rep 2011-06-01 2022-06-30
37 Hu, Bin (SFC:AQN689) 胡斌 AQN689 Rep 2012-02-03 2014-04-10
38 Hu, Jian (SFC:BBU623) BBU623 Rep 2013-10-02 2018-04-25
39 Hu, Kai (SFC:AXG332) 胡凱 AXG332 Rep 2011-06-01
40 Hu, Xiyuan 胡希元 BET949 Rep 2015-01-15 2015-07-16
41 Huang, Li Yao (SFC:BER758) 黃立堯 BER758 Rep 2014-12-29 2018-04-09
42 Huang, Liwen (SFC:AWU004) 黃麗雯 AWU004 Rep 2012-11-29 2013-06-01
43 Hung, Cheung On 孔祥安 AYN559 Rep 2014-08-19
44 Hwang, Seonuk BDY894 Rep 2014-08-20
45 Kang, Myoung Heung 姜明興 AXH162 Rep 2011-08-08
46 Kao, Wei-Chun 高玟君 AXG599 Rep 2011-06-01 2015-08-18
47 Kim, Clara Saeran F BDH199 Rep 2014-04-28 2016-02-14
48 Kim, Minjib BBO928 Rep 2013-07-12 2015-10-23
49 Kitayama, Kei AXG379 Rep 2011-06-01 2014-02-10
RO 2014-02-10 2023-06-30
50 Knowd, Graeme David M APJ205 Rep 2012-07-27 2019-04-02
51 Ko, Hsiao-Yu 柯孝瑜 BBP057 Rep 2013-07-17 2015-03-27
52 Kumamaru, Koji 熊丸浩二 AXG380 Rep 2011-06-01 2013-04-26
53 Kuo, Su-Tsen 郭書岑 AXG369 Rep 2011-06-01 2019-03-31
54 Kwok, Kar Ming 郭嘉銘 M BCF843 Rep 2013-11-18
55 Kwok, Kit Ying 郭潔凝 AXZ904 Rep 2011-09-08 2015-06-06
56 Kwon, Hee Jin 權熙珍 AXG306 Rep 2011-06-01 2013-10-08
57 Lam, Ada Wing Yan 林詠欣 F AXG307 Rep 2011-06-01 2012-04-08
58 Lam, Helen Yuk 林旭 F AXG310 Rep 2011-06-01 2011-08-03
59 Lam, Renee 林思美 F AXG318 Rep 2011-06-01 2011-07-01
60 Lam, Wai Man (SFC:AXG309) 林慧敏 AXG309 Rep 2011-06-01
61 Lau, Cheung Hoo 劉長浩 AXG250 RO 2011-06-01
62 Lau, Clara Wai Ping 劉惠萍 F AXG328 Rep 2011-06-01
63 Lau, Guo Qiang BCR970 Rep 2014-01-20 2014-07-04
64 Lau, Stephanie Chi Ling 劉致伶 F APG601 Rep 2015-01-05
65 Lee, Chien-Tsung 李建宗 AXT649 Rep 2011-08-08 2012-10-29
66 Lee, Jae Woo (SFC:AZK202) AZK202 Rep 2012-05-04 2014-06-18
67 Lee, John (SFC:AYC035) 李約翰 M AYC035 Rep 2011-09-16 2013-06-08
68 Lee, Si Nae BBJ360 Rep 2013-06-17
69 Lee, Songjae 李晟在 AYE273 Rep 2011-10-03 2012-03-10
70 Lee, Sukjoon (SFC:BCP208) 李碩晙 BCP208 Rep 2013-12-31 2019-04-30
71 Lee, Tsz Man 李子文 BAF948 Rep 2012-12-28 2017-10-27
72 Leung, Chun Pong (SFC:AZL835) 梁鎮邦 AZL835 Rep 2012-05-18 2024-05-31
73 Leung, Katy Kwan Ki 梁鈞淇 BAG421 Rep 2012-10-05 2013-03-17
74 Leung, Ming Kan 梁銘勤 AXG312 Rep 2011-06-01
75 Li, Wai Lok 李煒樂 BEE955 Rep 2014-10-06
76 Li, Yan (SFC:BET951) 李妍 BET951 Rep 2015-01-15
77 Ling, Miriam Siu Woon 凌筱媛 F BEH606 Rep 2014-10-27 2014-11-15
78 Liu, Hin Shan 廖衍珊 BDA367 Rep 2014-03-17 2016-08-28
79 Liu, Jihoon BBK317 Rep 2013-06-24 2014-01-22
80 Liu, Minyan 劉旻雁 AEV509 Rep 2013-09-11 2020-05-05
81 Liu, Yijie (SFC:BEU965) 刘袆杰 BEU965 Rep 2015-01-19 2020-01-10
82 Liu, Yuting (SFC:BCY720) BCY720 Rep 2014-02-24 2016-04-26
83 Long, Stephen Arthur (SFC:AXG252) M AXG252 RO 2011-06-01 2022-05-03
84 Lotter, Philipp Lukas 42 M AXG366 Rep 2011-06-01 2015-06-23
85 Lu, Chenyi BBD868 Rep 2013-05-06 2024-08-01
86 Luo, Ping (SFC:AYJ730) 羅萍 AYJ730 Rep 2011-11-08 2013-06-01
87 Ma, Li (SFC:BBG411) 馬力 BBG411 Rep 2013-05-14 2022-11-15
88 Mar, Cynthia Lynn F AXG376 Rep 2011-06-01 2014-08-26
89 Maxwell, Matthew Robert M AXG329 Rep 2011-06-01 2014-01-23
90 Mispagel, Patrick Cronin M AYS640 Rep 2011-12-30 2015-02-23
91 Mitra, Aninda Sankar AXG377 Rep 2011-06-01 2011-06-14
92 Morrison, Joe Lavin Richard 周莫深 BBN554 Rep 2013-07-29 2017-05-12
93 Nan, Nan (SFC:AXG319) 南楠 AXG319 Rep 2011-06-01 2016-01-06
94 Ng, Elaine Yu Ning 伍于寧 F AXG313 Rep 2011-06-01 2023-10-06
95 Ng, Ka Wing (SFC:BDT089) 吳家榮 BDT089 Rep 2014-07-23
96 Ng, Stella Kit Pui 吳傑佩 F AXH665 Rep 2011-12-16 2018-05-25
97 Noyce, Jeannie-Marie AZK745 Rep 2012-05-21 2012-12-12
98 Ooi, Su San BBB724 Rep 2013-04-11 2013-09-08
99 Park, Hyun Hee 朴賢姬 ASZ670 Rep 2011-09-05 2017-07-11
100 Park, Keun Woo AXG320 Rep 2011-06-01
101 Poon, Hoi Yee 潘凱頤 AXG326 Rep 2011-06-01
102 Sawada, Keiko 澤田啟子 AXG381 Rep 2011-06-01 2015-04-01
103 Schwartz, Stephen Benjamin M ARJ142 Rep 2014-03-31 2016-10-29
104 Seet, Cher Min Karolyn AXG371 Rep 2011-06-01 2013-01-12
105 Sheth, Atsi Tarun BEW766 Rep 2015-01-27 2017-02-08
106 Shi, Ji (SFC:BBF572) 史季 BBF572 Rep 2013-05-10 2014-07-30
Rep 2014-10-29 2017-03-16
107 Simpson, Dominic James (SFC:BEF108) M BEF108 Rep 2014-09-29 2017-02-27
108 Sit, Yui Ting 薛叡婷 AXG604 Rep 2011-06-01 2012-11-05
109 Siu, Yat Chi 蕭一芝 AXG321 Rep 2011-06-01 2012-07-04
110 Takahashi, Yoshio 高橋良夫 AZJ980 Rep 2012-04-27 2014-09-19
111 Tan, Alvin Teck Loon M AXG367 Rep 2011-06-01 2012-04-09
112 Tang, Fang (SFC:BDT091) BDT091 Rep 2014-08-11 2015-07-13
113 Tang, King Hung (SFC:AYQ575) 鄧景鴻 AYQ575 Rep 2011-12-15 2014-06-18
Rep 2014-12-03
114 Tang, Winnie Wing Yee 鄧穎怡 F BDO438 Rep 2014-06-26 2021-05-20
115 Tao, Lisa Mei Shan 陶美珊 F BBT739 Rep 2013-09-05 2016-07-29
116 Tay, Tuan Hin AZD057 Rep 2012-03-12 2019-06-14
117 Taylor, Michael William (SFC:BBR135) 戴樂賢 M BBR135 Rep 2013-09-02 2021-06-01
118 Tremblay, Jean-Francois AXG607 Rep 2011-06-01 2014-12-18
119 Tsang, Kai Yin (SFC:ADU762) 曾啟賢 ADU762 Rep 2011-06-01 2024-09-30
120 Tsang, Roxane Lok See 曾樂思 F AXG322 Rep 2011-06-01 2013-08-24
121 Tse, Kwong Yuen 謝光遠 BBN111 Rep 2013-07-08 2013-07-26
122 Tsuen, Gloria Kai 全佳 F AXI370 Rep 2015-01-06
123 Tsui, Ernest On Tou 徐安濤 M AXG323 Rep 2011-06-01 2014-08-23
124 Tsui, Ho Wai 徐浩維 AKP706 Rep 2011-06-01 2013-09-24
125 Wan, Ying BCZ153 Rep 2014-02-27 2014-06-19
126 Wang, Danhua 王丹华 BET952 Rep 2015-01-15 2017-12-04
127 Wang, Sai (SFC:BCJ594) 王賽 BCJ594 Rep 2013-12-09 2017-08-26
128 Wang, Xin Long 王心瓏 AVM751 Rep 2012-05-03 2015-05-01
129 Winsbury, Patrick John M AXG362 Rep 2011-06-01 2016-06-28
130 Won, So Yung 元昭榮 AXG325 Rep 2011-06-01 2013-03-29
131 Wong, Cheuk Yiu (SFC:BDQ799) 黃卓堯 BDQ799 Rep 2014-07-24
132 Wong, Chi Kin (SFC:AXG368) 王智健 AXG368 Rep 2011-06-01 2018-06-20
133 Wong, Chris Chit 黃哲 M BAD621 Rep 2013-09-23 2017-11-24
134 Wong, Chun Ching 王振程 AXG601 Rep 2011-06-01
135 Wong, Fiona Wing Yin 黃穎研 F AXG330 Rep 2011-06-01 2013-06-27
136 Wong, Jennifer Wen-Yi 黃文儀 F AFR739 Rep 2011-06-01 2011-08-08
137 Wong, Kwun Kit 黃冠傑 BDO439 Rep 2014-06-23 2017-06-17
138 Wong, Man Chun (SFC:AXH553) 王文晉 AXH553 Rep 2015-01-02 2019-04-05
139 Wong, Simon (SFC:AHY902) 黃國璋 M AHY902 Rep 2011-09-05 2014-08-08
140 Woo, Beatrice Lai Kuen F ABF659 Rep 2011-06-01 2012-12-06
141 Wu, Jin (SFC:AZG592) 吳進 AZG592 Rep 2012-04-13 2024-01-28
142 Xing, Ping Ping BDM853 Rep 2014-06-09 2016-04-06
143 Xu, Jing (SFC:BDM020) 徐晶 BDM020 Rep 2014-06-09 2019-11-01
144 Xu, Xun (SFC:BDT622) 許勛 BDT622 Rep 2014-07-21 2014-10-20
145 Xu, Yimei 徐逸梅 BEO864 Rep 2014-12-15 2016-10-22
146 Xue, Chen (SFC:BEO260) 薛晨 BEO260 Rep 2015-01-05 2017-08-26
147 Yang, Dong (SFC:BBZ142) 楊棟 BBZ142 Rep 2013-10-15 2016-04-06
148 Yang, Liu (SFC:AXQ870) 楊柳 AXQ870 Rep 2011-07-19
149 Yao, Alex Krystal 姚文詠 ACS438 Rep 2011-08-29 2011-11-15
150 Yau, Man Chun (SFC:BDW404) 游文俊 BDW404 Rep 2014-08-11 2015-07-18
151 Ye, Min (SFC:BAR358) 葉敏 BAR358 RO 2013-02-01 2017-06-01
152 Yeo, Tinghui BEO266 Rep 2014-12-11 2016-08-28
153 Yim, Sally Yat Man 嚴溢敏 F AXG600 Rep 2011-06-01 2022-05-03
154 Yoo, Wan Hee BDH525 Rep 2014-05-05
155 Zhang, Jun (SFC:BES282) 張俊 BES282 Rep 2015-01-05 2016-07-23
156 Zhang, Lei (SFC:AZK162) 張磊 AZK162 Rep 2012-05-03 2018-04-20
157 Zhang, Yi (SFC:AXG358) 章怡 AXG358 Rep 2011-06-01 2012-12-08
158 Zhu, Ning (SFC:BET948) BET948 Rep 2015-01-16
159 Zou, Jiming 鄒吉明 AXG324 Rep 2011-06-01 2018-08-28

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