Wells Fargo Securities Asia Limited

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SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015
SFC ID Role From Until
1 Aggarwal, Mayur APM135 Rep 2015-02-03 2019-11-19
2 An, Jun Wye 安峻位 BDA023 Rep 2014-03-25
3 An, Sang Beom AYX987 Rep 2012-03-15 2017-05-17
4 Banson, Eric Laurea M ASX744 RO 2010-12-07 2019-05-16
5 Boice Iii, James Hillyer M ACN485 RO 2013-08-30 2016-03-23
6 Cheung, Gregory Chi-Ho 蔣自浩 M BGP371 Rep 2015-11-30 2021-09-30
7 Chiang, Pei Yun 蔣佩芸 ARF128 Rep 2008-07-31 2017-05-17
8 Choong, Ignatius Wooi Kean 54 M ADT736 RO 2013-03-15 2022-03-31
9 Dela Cruz, Daniel M BDP661 Rep 2014-07-07 2020-12-03
10 Fu, Frederick Cheuk Kei 符卓基 M APL965 Rep 2015-10-16 2020-10-27
11 Geng, Cong (SFC:AWT803) 耿聰 AWT803 Rep 2011-02-28 2019-05-16
12 Jones, Mark Dean M AZQ241 RO 2014-07-16 2018-12-10
13 Koo, George Chen Yu 顧震宇 M ABU687 RO 2015-03-18 2023-03-24
14 Kun, In 管弦 AOA393 Rep 2012-07-03 2017-02-07
15 Kwok, Jonathan Chun Wai (SFC:BEI452) 郭秦瑋 M BEI452 Rep 2014-11-07
16 Kwon, Sung Wook ATO040 Rep 2009-08-17 2019-09-30
17 Lau, David Kwok Hei 劉國熙 M AVN397 Rep 2013-10-22 2021-02-17
18 Leung, Delia Wai Ting 梁惠婷 F BDV084 Rep 2014-08-29 2016-06-03
19 Lin, Jung Fang 林榕芳 BFA781 Rep 2015-03-09
20 Luo, Peng (SFC:AUJ707) 羅鵬 AUJ707 Rep 2015-02-17 2017-05-17
21 Ngai, Chi Sheng 倪智承 BDW162 Rep 2014-08-14 2016-03-27
22 Oh, Dee Xiang BFB082 Rep 2015-03-10 2016-03-31
23 Ottery, Gavin John M ALS347 Rep 2015-03-11
24 Porwal, Pradyot BGE603 Rep 2015-09-14 2021-04-26
25 Sciulli, Michael Joseph M AYY812 RO 2013-03-15 2016-06-28
26 Sheh, Ho Kwong 佘浩光 ABZ266 RO 2012-03-12 2019-09-30
27 Shen, Xiaoyi (SFC:AUJ706) 沈曉懿 AUJ706 Rep 2010-12-13
28 Shi, Ran (SFC:BFT925) 施冉 BFT925 Rep 2015-07-07 2018-02-26
29 Wai, Pak Fai Chris (SFC:BGL066) 衛柏暉 BGL066 Rep 2015-10-29 2017-05-10
30 Wan, Mandy Man Yi 尹敏兒 F BBQ502 Rep 2014-04-29 2017-05-17
31 Wong, Alan Ka Lun (SFC:BBS506) 黃嘉倫 M BBS506 Rep 2015-07-13 2017-05-27
32 Wong, Barbara (SFC:AQU335) 黃曼君 F AQU335 RO 2015-07-20 2020-12-15
33 Wong, Timothy Ting Fung 王庭峰 M BGS895 Rep 2015-12-22 2023-03-03
34 Xie, Yijing 謝奕菁 BGI283 Rep 2015-10-07 2017-04-26

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