Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2015 |
⚥ | Role | From | Until | |
---|---|---|---|---|---|---|
1 | Ashworth, William David | M | Rep | 2013-07-09 | 2013-07-10 | |
2 | Barnard, David (SFC:AVD117) | M | Rep | 2012-02-28 | 2012-03-01 | |
Rep | 2012-08-27 | 2012-08-29 | ||||
3 | Barua, Chirantan (SFC:AZT869) | Rep | 2012-07-10 | 2012-07-11 | ||
Rep | 2013-01-23 | 2013-01-24 | ||||
Rep | 2014-04-07 | 2014-04-08 | ||||
Rep | 2015-01-26 | 2015-01-28 | ||||
4 | Beveridge, Neil Alexander Stewart | M | RO | 2011-09-28 | ||
5 | Bi, Zhongyuan 畢仲圓 | Rep | 2015-08-19 | 2016-05-28 | ||
6 | Bian, Lu 邊璐 | Rep | 2011-10-24 | 2016-06-27 | ||
7 | Brackett, Robert Alan | M | Rep | 2013-03-25 | 2013-03-28 | |
Rep | 2014-08-21 | 2014-08-22 | ||||
Rep | 2015-03-03 | 2015-03-04 | ||||
Rep | 2015-08-25 | 2015-09-02 | ||||
8 | Carney, Laura Emmet Nelson | M | Rep | 2014-12-16 | 2018-03-09 | |
9 | Chan, Jean Ching Lan 陳靜蘭 | Rep | 2013-05-16 | 2016-04-17 | ||
10 | Chang, Fu-Ju 章馥如 | Rep | 2014-02-27 | 2018-06-06 | ||
11 | Chen, Mo (SFC:AYI933) 陳默 | Rep | 2011-10-31 | 2014-02-15 | ||
12 | Chen, Xue Liang 陈学亮 | Rep | 2013-09-19 | 2017-01-19 | ||
13 | Chen, Yen-Fu 陳彥甫 | Rep | 2013-03-13 | 2014-07-11 | ||
14 | Cheng, Hua (SFC:AXQ586) 程華 | Rep | 2011-10-27 | 2014-05-12 | ||
15 | Chia, Kiara Kim Szu Shyan | Rep | 2011-10-24 | 2013-04-02 | ||
Rep | 2013-04-05 | 2013-04-09 | ||||
Rep | 2013-10-31 | 2013-11-01 | ||||
Rep | 2014-09-15 | 2014-09-16 | ||||
Rep | 2015-04-27 | 2015-04-28 | ||||
Rep | 2015-10-07 | 2015-10-14 | ||||
16 | Ching, Yi Edmund 莊毅 | M | Rep | 2012-11-12 | 2012-11-16 | |
Rep | 2013-04-05 | 2013-04-09 | ||||
Rep | 2013-07-22 | 2013-07-25 | ||||
Rep | 2013-09-19 | 2013-09-25 | ||||
Rep | 2013-10-15 | 2013-10-16 | ||||
Rep | 2013-11-01 | 2013-11-01 | ||||
Rep | 2014-02-25 | 2014-02-27 | ||||
Rep | 2014-04-23 | 2014-04-25 | ||||
Rep | 2014-05-26 | 2014-05-28 | ||||
Rep | 2014-08-18 | 2014-08-20 | ||||
Rep | 2014-09-15 | 2014-09-19 | ||||
Rep | 2014-10-29 | 2014-10-31 | ||||
Rep | 2014-11-10 | 2014-11-11 | ||||
Rep | 2015-01-21 | 2015-01-23 | ||||
Rep | 2015-03-16 | 2015-03-18 | ||||
Rep | 2015-04-27 | 2015-04-29 | ||||
Rep | 2015-06-08 | 2015-06-12 | ||||
Rep | 2015-07-13 | 2015-07-15 | ||||
Rep | 2015-10-20 | 2015-10-24 | ||||
Rep | 2015-12-07 | 2015-12-10 | ||||
17 | Chung, Ka Po 鍾家寶 | Rep | 2011-10-24 | 2022-07-18 | ||
18 | Clint, Oswald Conan | M | Rep | 2013-11-28 | 2013-11-29 | |
19 | Cox, Mark Henry 郭馬克 | M | RO | 2011-09-28 | 2022-03-31 | |
20 | Crispin, James Anthony | M | Rep | 2013-05-13 | 2018-10-05 | |
21 | Dai, Hao (SFC:BAX544) 戴浩 | Rep | 2013-02-20 | 2020-08-31 | ||
22 | Dibadj, Ali M | Rep | 2013-03-25 | 2013-03-31 | ||
23 | Feng, Siwei 馮思為 | Rep | 2012-08-16 | 2013-06-22 | ||
24 | Ferragu, Pierre Charles Louis Hubert Marie | M | Rep | 2012-03-05 | 2012-03-07 | |
Rep | 2012-03-19 | 2012-03-20 | ||||
Rep | 2012-09-05 | 2012-09-05 | ||||
25 | Gait, Paul Joseph Douglas | M | Rep | 2013-12-05 | 2013-12-06 | |
26 | Gao, Yawen (SFC:BDU945) 高雅文 | Rep | 2014-07-18 | 2016-07-30 | ||
27 | Garcia, Cristobal Antonio | M | Rep | 2011-10-24 | 2021-06-30 | |
28 | Gordon, Daniel (SFC:AHE138) | M | RO | 2011-09-28 | 2024-04-09 | |
29 | Gupta, Gaurav (SFC:BAH386) | Rep | 2012-10-15 | 2012-10-19 | ||
30 | Harned, Douglas Stuart | M | Rep | 2012-10-31 | 2012-11-05 | |
Rep | 2013-11-01 | 2013-11-10 | ||||
Rep | 2014-11-05 | 2014-11-11 | ||||
Rep | 2015-11-02 | 2015-11-07 | ||||
31 | Henderson, Samuel Thomas | M | Rep | 2011-10-24 | 2013-06-26 | |
32 | Herman, Neal Thomson | Rep | 2013-01-07 | 2014-07-14 | ||
Rep | 2014-09-17 | 2014-09-29 | ||||
33 | Ho, Purdy Pin Pin 何翩翩 | Rep | 2013-04-15 | 2014-01-11 | ||
34 | Hou, Wei (SFC:BBW930) 侯煒 | Rep | 2013-09-19 | 2017-07-24 | ||
35 | Houghton, Edward Luke | M | Rep | 2014-12-05 | 2014-12-05 | |
36 | Hu, Jinge 胡金戈 | Rep | 2013-07-22 | 2015-09-26 | ||
37 | Huang, Jie (SFC:BBF165) 黃頡 | Rep | 2013-04-30 | 2022-07-21 | ||
38 | Huang, Yi-Chen 黃苡禎 | Rep | 2014-11-24 | 2015-07-21 | ||
39 | Hulkunte Nagaraj, Ayush | Rep | 2011-10-24 | 2019-02-22 | ||
40 | Hutton, Ian (SFC:ANR984) | M | Rep | 2014-06-18 | 2016-08-11 | |
41 | Jin, Yueqi 金悦奇 | Rep | 2015-05-06 | 2017-10-27 | ||
42 | Kim, Jaehee 金宰熙 | Rep | 2013-07-31 | 2016-03-25 | ||
43 | Kim, Joshua Taehyun | M | Rep | 2011-10-24 | 2012-05-18 | |
44 | Kirjner Neto, Carlos | M | Rep | 2014-11-07 | 2014-11-12 | |
45 | Ko, Raymond 高力文 | M | Rep | 2011-10-24 | 2012-12-11 | |
46 | Koay, Siu Choon 郭修俊 | Rep | 2011-10-27 | 2013-03-09 | ||
47 | Koo, Da Wan 丘多完 | Rep | 2012-07-27 | 2013-12-28 | ||
48 | Kurz, Clifford Waits 谷力佛 | M | Rep | 2015-05-19 | 2016-08-27 | |
49 | Kwek, Kevin Siew Beng | M | Rep | 2012-05-24 | 2012-05-25 | |
Rep | 2012-06-04 | 2012-06-06 | ||||
Rep | 2012-06-14 | 2012-06-14 | ||||
Rep | 2012-08-02 | 2012-08-03 | ||||
Rep | 2012-09-11 | 2012-09-14 | ||||
Rep | 2012-10-10 | 2012-10-12 | ||||
Rep | 2012-11-13 | 2012-11-16 | ||||
Rep | 2012-12-17 | 2012-12-19 | ||||
Rep | 2013-02-20 | 2013-02-21 | ||||
Rep | 2013-03-06 | 2013-03-08 | ||||
Rep | 2013-05-15 | 2013-05-16 | ||||
Rep | 2013-07-02 | 2013-07-04 | ||||
Rep | 2013-07-31 | 2013-08-05 | ||||
Rep | 2013-08-15 | 2013-08-16 | ||||
Rep | 2013-09-10 | 2013-09-13 | ||||
Rep | 2013-10-09 | 2013-10-11 | ||||
Rep | 2013-11-15 | 2013-11-20 | ||||
Rep | 2014-01-07 | 2014-01-10 | ||||
Rep | 2014-02-04 | 2014-02-07 | ||||
Rep | 2014-02-11 | 2014-02-20 | ||||
Rep | 2014-04-14 | 2014-04-17 | ||||
Rep | 2014-06-16 | 2014-06-17 | ||||
Rep | 2014-06-25 | 2014-06-27 | ||||
Rep | 2014-07-14 | 2014-07-16 | ||||
Rep | 2014-09-03 | 2014-09-04 | ||||
Rep | 2014-09-18 | 2014-09-20 | ||||
Rep | 2014-11-10 | 2014-11-12 | ||||
Rep | 2015-01-05 | 2015-01-08 | ||||
Rep | 2015-02-09 | 2015-02-11 | ||||
Rep | 2015-03-02 | 2015-03-04 | ||||
Rep | 2015-04-27 | 2015-04-29 | ||||
Rep | 2015-06-22 | 2015-06-25 | ||||
Rep | 2015-07-13 | 2015-07-16 | ||||
Rep | 2015-08-04 | 2015-08-07 | ||||
Rep | 2015-08-31 | 2015-09-01 | ||||
Rep | 2015-09-11 | 2015-09-15 | ||||
Rep | 2015-11-16 | 2015-11-20 | ||||
Rep | 2015-11-30 | 2015-12-01 | ||||
50 | Lam, Derek Matthew 林嘉誠 | M | Rep | 2014-11-24 | 2015-07-30 | |
51 | Lane, Christopher Allen | M | Rep | 2013-07-05 | 2020-07-31 | |
52 | Lau, Gilbert Kin Chi 劉健智 | Rep | 2011-10-24 | 2011-12-28 | ||
53 | Lau, Johnny Ka Ki 劉家棋 | M | Rep | 2011-10-24 | 2021-08-27 | |
54 | Lau, Vanessa Bik Yun 劉碧茵 | 43 | F | Rep | 2012-01-27 | 2015-09-13 |
55 | Leung, Alex Sing Pong 梁承邦 | Rep | 2011-10-24 | 2015-11-23 | ||
56 | Li, Hsinlin 李欣霖 | Rep | 2011-10-24 | |||
57 | Li, Kelman Jun Qiao 李駿翹 | Rep | 2015-12-24 | 2021-03-12 | ||
58 | Li, Shuangxing 李双星 | Rep | 2015-08-31 | 2017-03-05 | ||
59 | Lian, Ziqi 練子淇 | Rep | 2013-12-04 | 2016-02-06 | ||
60 | Liang, Michelle Alison Hing Man 梁馨文 | F | Rep | 2011-10-24 | 2013-08-31 | |
61 | Lim, Marcus Brandon 林克傑 | M | Rep | 2015-06-09 | 2019-07-05 | |
62 | Lin, Jie (SFC:BBI105) 林洁 | Rep | 2013-05-27 | 2014-09-20 | ||
63 | Liu, Chong (SFC:BEB923) 劉翀 | Rep | 2014-09-01 | 2018-03-09 | ||
64 | Liu, Yang (SFC:BFC549) 劉洋 | Rep | 2015-03-16 | 2019-06-07 | ||
65 | Lou, Ying (SFC:AVV243) 樓瑩 | Rep | 2011-10-24 | 2013-09-08 | ||
66 | Lu, Hui-Chen 呂慧珍 | Rep | 2011-10-24 | 2013-02-09 | ||
67 | Marchesseau, Eric Jacques | M | Rep | 2013-05-06 | 2013-10-10 | |
RO | 2013-10-10 | |||||
68 | Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) | F | Rep | 2011-11-23 | 2011-11-25 | |
Rep | 2012-01-16 | 2012-01-17 | ||||
Rep | 2012-02-27 | 2012-02-28 | ||||
Rep | 2012-05-02 | 2012-05-04 | ||||
Rep | 2012-07-09 | 2012-07-10 | ||||
Rep | 2012-08-20 | 2012-08-21 | ||||
Rep | 2012-09-24 | 2012-10-10 | ||||
RO | 2012-10-10 | 2016-07-30 | ||||
69 | McGranahan, Colin Andrew | M | Rep | 2014-10-17 | 2014-10-24 | |
70 | McLeish, Euan Grant | M | Rep | 2015-06-23 | 2022-12-31 | |
71 | Merriman, Jamie Susan | F | Rep | 2014-06-17 | 2014-06-20 | |
72 | Miles, Michael Christopher | M | Rep | 2012-07-03 | 2016-09-25 | |
73 | Moel Modiano, Alberto | M | Rep | 2011-10-24 | 2017-06-30 | |
74 | Moerdler, Mark L | M | Rep | 2015-01-05 | 2015-01-05 | |
75 | Newman, Mark Christopher (SFC:AVK470) | M | Rep | 2011-10-24 | 2021-02-12 | |
76 | Ong, Chi Sheng 王其勝 | Rep | 2013-06-04 | 2014-06-01 | ||
77 | Ortelli, Mario Zaccaria Carlo | M | Rep | 2013-06-17 | 2013-06-24 | |
Rep | 2014-02-26 | 2014-02-27 | ||||
Rep | 2014-06-17 | 2014-06-20 | ||||
Rep | 2015-03-16 | 2015-03-17 | ||||
78 | Park, Soo Jin | Rep | 2014-01-17 | 2015-02-04 | ||
79 | Parker, Michael Wade | M | Rep | 2011-10-24 | 2016-11-02 | |
80 | Prozesky, Paul Martin | M | Rep | 2012-06-19 | 2012-06-20 | |
81 | Pun, Hoi Ying 潘凱瀛 | Rep | 2015-09-14 | 2018-03-10 | ||
82 | Qiu, Wangshu 裘望舒 | Rep | 2011-10-24 | 2013-08-23 | ||
83 | Redenius, Jeremy Martin | M | Rep | 2013-06-03 | 2013-06-04 | |
84 | Ritter, Andrew Jacob | M | Rep | 2012-04-05 | 2013-01-04 | |
85 | Senatore, Sara Betty Harkavy | F | Rep | 2015-05-11 | 2015-05-12 | |
86 | Shim, Aidan Taehoon | Rep | 2012-02-07 | 2012-08-27 | ||
87 | Shiu, Yik Hung 蕭奕雄 | Rep | 2013-05-06 | 2016-07-01 | ||
88 | Stirling, Joshua C | M | Rep | 2013-03-25 | 2013-03-26 | |
89 | Stirling, Trevor John (SFC:AXK433) | M | Rep | 2012-06-28 | 2012-06-29 | |
Rep | 2015-09-04 | 2015-09-04 | ||||
90 | Sun Mattison, Linda Wu | F | Rep | 2013-05-03 | 2015-10-16 | |
91 | Tam, Jeffrey Lap Hang 談立亨 | M | Rep | 2013-06-11 | 2013-09-02 | |
92 | Tan, Toon Leng | Rep | 2014-06-05 | 2014-06-08 | ||
Rep | 2014-08-25 | 2014-08-29 | ||||
Rep | 2015-04-30 | 2015-05-06 | ||||
Rep | 2015-11-30 | 2015-12-04 | ||||
93 | Tang, Ernest Yiu Man 鄧耀民 | M | Rep | 2013-02-20 | 2019-09-06 | |
94 | Tiano, Joseph Salvatore | M | Rep | 2011-10-24 | 2013-06-29 | |
95 | Topouzoglou, Norbert Mihran | M | Rep | 2012-04-23 | 2018-05-25 | |
96 | Tsang, Kenneth Ky Sung 曾紀崇 | M | Rep | 2012-04-17 | 2014-01-09 | |
97 | Tse, Jaff Ka Wai 謝家威 | RO | 2011-09-28 | 2018-09-26 | ||
98 | Tsui, Eva Tsun Ying 徐俊英 | F | Rep | 2012-06-15 | 2013-07-08 | |
99 | Umansky, Vitaly | M | Rep | 2014-05-02 | 2022-09-30 | |
100 | Uy, Sharyn Marissa 黃小鈴 | F | Rep | 2014-11-28 | 2022-05-16 | |
101 | Van Brugge, Robert Pieter | M | RO | 2011-09-28 | ||
102 | Vyas, Joy (SFC:BBJ069) | Rep | 2013-05-30 | 2013-05-31 | ||
Rep | 2013-11-13 | 2013-11-15 | ||||
103 | Wang, Fanrong (SFC:BCS752) 王璠鎔 | Rep | 2015-05-18 | 2015-06-08 | ||
104 | Wang, Huan (SFC:AWI425) 王歡 | Rep | 2013-03-25 | 2015-09-20 | ||
105 | Wang, Lu (SFC:AXX186) 王璐 | Rep | 2011-10-24 | 2015-02-04 | ||
106 | Warburton, Max Eliot Adair | Rep | 2012-04-26 | 2012-04-27 | ||
Rep | 2012-08-21 | 2012-08-31 | ||||
Rep | 2012-09-25 | 2012-09-26 | ||||
Rep | 2013-02-19 | 2013-02-21 | ||||
Rep | 2013-03-20 | 2013-03-21 | ||||
Rep | 2013-04-08 | 2013-04-11 | ||||
Rep | 2013-06-24 | 2013-06-27 | ||||
Rep | 2013-09-09 | 2013-09-11 | ||||
Rep | 2013-10-30 | 2013-11-01 | ||||
Rep | 2014-01-07 | 2014-01-08 | ||||
Rep | 2014-01-22 | 2014-01-24 | ||||
Rep | 2014-03-03 | 2014-03-04 | ||||
Rep | 2014-05-19 | 2014-05-22 | ||||
Rep | 2014-09-03 | 2014-09-05 | ||||
Rep | 2014-11-12 | 2014-11-14 | ||||
Rep | 2015-01-21 | 2015-01-23 | ||||
Rep | 2015-03-05 | 2015-03-06 | ||||
Rep | 2015-05-04 | 2015-05-08 | ||||
Rep | 2015-11-13 | 2015-11-27 | ||||
107 | Wen, Bo (SFC:BAD547) 文博 | Rep | 2012-09-04 | 2016-01-30 | ||
108 | Werner, Michael Joseph | M | Rep | 2011-10-24 | 2013-09-11 | |
Rep | 2013-10-28 | 2013-11-10 | ||||
Rep | 2013-12-09 | 2013-12-15 | ||||
109 | Winoker, Steven Eric | M | Rep | 2013-06-20 | 2013-06-24 | |
110 | Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 | M | Rep | 2011-10-24 | 2018-01-28 | |
111 | Wood, Andrew Dennis | M | Rep | 2011-12-08 | 2011-12-09 | |
Rep | 2013-07-24 | 2013-07-24 | ||||
112 | Wright, Thomas Rowe | M | Rep | 2012-04-23 | 2012-04-27 | |
113 | Yiu, Hung Han 姚虹嫻 | Rep | 2015-01-14 | 2015-03-13 | ||
114 | Yu, Paul Bo 于博 | M | Rep | 2015-09-25 | 2022-01-06 | |
115 | Zhang, Jiajun (SFC:BDR531) 张佳駿 | Rep | 2014-08-25 | 2016-07-09 | ||
116 | Zhang, Liang (SFC:AVA073) | Rep | 2011-10-24 | 2012-02-29 | ||
117 | Zheng, Zhi (SFC:BBP885) 鄭直 | Rep | 2013-07-22 | 2014-06-20 | ||
118 | Zhou, Jing (SFC:BAA703) 周璟 | Rep | 2013-04-05 | 2016-05-22 | ||
119 | Zhou, Min (SFC:BDT648) 周敏 | Rep | 2014-07-11 | 2017-04-28 | ||
120 | Zhu, Binbin (SFC:AYQ808) 朱璸鑌 | Rep | 2012-06-07 | |||
121 | Zhu, Junliang (SFC:BEN145) 朱駿亮 | Rep | 2014-11-27 | 2015-11-14 | ||
122 | Zhu, Wenting 朱文婷 | Rep | 2015-08-25 | 2018-09-14 |
Sign up for our free newsletter
Recommend Webb-site to a friend
Copyright & disclaimer, Privacy policy