Saxo Capital Markets HK Limited 盛寶金融(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
---|---|---|---|---|---|---|---|
1 | Au, Hin Man 區顯民 | AOK562 | Rep | 2012-04-03 | 2015-05-18 | ||
RO | 2015-05-18 | 2020-02-12 | |||||
2 | Cartwright, Matthew James (SFC:AJN964) | M | AJN964 | Rep | 2017-07-06 | 2018-01-11 | |
3 | Chan, Cheuk Lam (SFC:BQC596) 陳卓林 | BQC596 | Rep | 2020-09-21 | 2020-10-23 | ||
4 | Chan, Hau Chung (SFC:BCH528) 陳孝忠 | BCH528 | Rep | 2014-09-04 | 2020-04-08 | ||
5 | Chan, Lester Wang Hei 陳宏晞 | M | BFI752 | RO | 2021-02-03 | 2022-03-18 | |
6 | Chen, Anqi (SFC:BBM646) 陳安琪 | BBM646 | Rep | 2014-12-19 | 2015-01-06 | ||
7 | Cheng, Ka Chai 鄭家齊 | BQO627 | Rep | 2020-12-31 | 2022-01-08 | ||
8 | Cheung, Philip Yin Loong 張恩龍 | M | AKY122 | Rep | 2016-08-18 | 2018-03-14 | |
RO | 2018-03-14 | 2018-03-27 | |||||
9 | Cheung, Raymond Shiu Sing 張劭聲 | M | BFZ209 | Rep | 2018-12-03 | 2020-02-11 | |
10 | Chung, Tak Wai (SFC:ATE071) 鍾德偉 | ATE071 | Rep | 2012-09-14 | 2013-05-08 | ||
11 | Dal Broi, David | M | AXY476 | Rep | 2018-04-27 | 2018-08-23 | |
RO | 2018-08-23 | 2022-02-07 | |||||
12 | Eoh, You Loong | BOT018 | Rep | 2019-09-05 | 2020-02-27 | ||
13 | Helbo, Flemming | AZG589 | RO | 2012-05-24 | 2014-10-31 | ||
14 | Ho, Lai Man (SFC:BDD345) 何澧汶 | BDD345 | Rep | 2014-04-17 | 2014-07-18 | ||
15 | Horchani, Tareck | BIY463 | Rep | 2017-07-11 | 2018-11-12 | ||
16 | Hornsleth, Lars | AVD125 | RO | 2011-01-19 | 2014-03-13 | ||
17 | Hung, Wai Ching 洪瑋程 | BMA875 | Rep | 2018-01-24 | 2018-07-13 | ||
18 | Ji, Qingzhou 季庆洲 | BOR856 | Rep | 2019-08-26 | 2023-12-31 | ||
19 | Kwan, Hann Long 關翰龍 | AVD142 | Rep | 2011-01-20 | 2011-07-15 | ||
20 | Kwok, Man Yu (SFC:ALY348) 郭敏瑜 | ALY348 | Rep | 2013-08-23 | 2014-01-30 | ||
RO | 2014-01-30 | 2014-06-30 | |||||
21 | Lai, Chung Cheong 黎仲昌 | ADZ903 | Rep | 2012-12-11 | 2013-01-10 | ||
RO | 2013-01-10 | 2015-05-21 | |||||
22 | Lai, Nathan Cheuk Wai 賴倬瑋 | M | BLV465 | Rep | 2017-12-22 | 2021-12-29 | |
23 | Law, Pik Lin 羅碧蓮 | ADR405 | Rep | 2014-09-02 | 2014-11-07 | ||
RO | 2014-11-07 | 2018-04-16 | |||||
24 | Lee, Francis (SFC:AIM240) 李紀綱 | M | AIM240 | RO | 2011-01-19 | 2014-08-08 | |
25 | Lee, Ming Sum Mason 李銘深 | BLI900 | Rep | 2020-03-04 | 2021-03-18 | ||
26 | Lee, Pei Zhen Shynna April | F | BNJ257 | Rep | 2018-09-05 | 2022-05-27 | |
27 | Leung, Belle Ho Kwan 梁皓鈞 | F | ANV027 | Rep | 2018-06-26 | 2020-02-20 | |
28 | Leung, Chi Hang (SFC:AKO773) 梁志恆 | AKO773 | Rep | 2014-12-11 | 2015-04-29 | ||
RO | 2015-04-29 | 2017-10-02 | |||||
29 | Leung, Ching Man (SFC:ANU059) 梁靜雯 | ANU059 | Rep | 2011-01-20 | 2011-10-28 | ||
30 | Leung, Lap Lam 梁立林 | AXE223 | Rep | 2016-03-02 | 2017-09-28 | ||
31 | Li, Feng (SFC:BPF707) 李峰 | BPF707 | Rep | 2019-12-17 | 2020-09-21 | ||
32 | Li, Wenfeng (SFC:BQF093) | BQF093 | Rep | 2020-10-06 | 2023-09-20 | ||
33 | Ling, Colin Celan 凌思綸 | M | ABU679 | Rep | 2020-02-24 | 2020-03-23 | |
RO | 2020-03-23 | 2020-05-11 | |||||
34 | Lo, Lap Bond James 盧立邦 | BBJ189 | Rep | 2019-10-31 | 2023-02-17 | ||
35 | Long, Matthew Nathan | M | AHE130 | RO | 2018-04-13 | 2019-10-03 | |
36 | Mao, Linze 毛林澤 | BIB161 | Rep | 2019-08-26 | 2021-12-04 | ||
37 | Piovarcsy, Karol | BFT767 | RO | 2015-09-18 | 2018-10-30 | ||
38 | Poon, Kit Man Joe 潘傑文 | AYC465 | Rep | 2011-09-23 | 2012-12-18 | ||
39 | Pun, Tsz Sang 潘梓生 | AVM927 | Rep | 2020-03-04 | 2020-10-23 | ||
RO | 2020-10-23 | 2022-02-28 | |||||
40 | Reynolds, Adam James | M | AZE911 | RO | 2014-08-07 | 2019-08-21 | |
41 | San, Wan Yan 辛韻欣 | BNU615 | Rep | 2018-12-03 | 2019-09-15 | ||
42 | Shih, Pai Chien 施百謙 | BFI763 | Rep | 2015-05-05 | 2016-08-31 | ||
43 | Sun, Ji 孫佶 | BBR305 | Rep | 2013-08-07 | 2014-03-01 | ||
44 | Tao, Wen (SFC:BPM184) | BPM184 | Rep | 2020-04-17 | 2020-10-16 | ||
45 | Tong, Benjamin Kin Chung 唐健聰 | M | BFM632 | Rep | 2015-05-22 | 2015-08-14 | |
46 | Tsai, Tik Sze 蔡奕詩 | AOJ333 | Rep | 2011-01-20 | 2014-06-30 | ||
RO | 2014-06-30 | 2014-11-24 | |||||
47 | Umatani, Toru | AVD144 | RO | 2011-01-19 | 2011-06-13 | ||
48 | Wan, Sok Mun 溫淑敏 | AVD145 | RO | 2011-01-19 | 2012-09-06 | ||
49 | Wong, Chi Ching (SFC:ANY418) 黃持正 | ANY418 | Rep | 2011-01-20 | 2013-07-02 | ||
50 | Wong, Ho Hon (SFC:ATJ181) 黃可瀚 | ATJ181 | Rep | 2014-08-18 | 2018-08-08 | ||
RO | 2018-08-08 | 2020-11-23 | |||||
51 | Wong, Yui Ho 王銳豪 | AOR998 | Rep | 2016-10-17 | 2017-07-28 | ||
52 | Wu, Ruihong | BIZ546 | Rep | 2017-04-25 | 2020-05-14 | ||
RO | 2020-05-14 | 2020-09-04 | |||||
53 | Xu, Fan (SFC:BOZ130) | BOZ130 | RO | 2020-01-07 | 2022-05-31 | ||
54 | Xu, Mengjiao 許梦皎 | BOT275 | Rep | 2019-09-05 | 2020-01-23 |
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