SBI China Capital Securities Limited 軟庫中華金融證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2004 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Bang, Bonna |
|
|
AEA447 |
Rep |
|
2005-05-18 |
| 2 |
Chau, Keith Hon Kit 周漢傑 |
|
M |
AAZ939 |
Rep |
2004-02-24 |
2011-09-30 |
| 3 |
Chau, Shun To 周頌滔 |
|
|
AEY907 |
Rep |
|
2011-09-30 |
| 4 |
Cheng, Tai Pui 鄭棣培 |
|
|
AAH278 |
Rep |
|
2009-02-13 |
| 5 |
Cheung, Andy Ka Keung 張家強 |
|
|
ABS477 |
Rep |
2003-09-30 |
2004-03-18 |
| 6 |
Cheung, Ben Ching Kit 張政傑 |
|
M |
AFA722 |
Rep |
2004-02-20 |
2004-05-04 |
| 7 |
Cheung, Wai Kit (SFC:AES388) 張偉傑 |
|
|
AES388 |
Rep |
|
2003-10-07 |
| 8 |
Cheung, Yee Fan 張懿帆 |
|
|
ADH428 |
Rep |
|
2004-12-28 |
| 9 |
Chu, Godwin Kwok Shing 朱國承 |
|
M |
ACJ709 |
Rep |
|
2011-09-30 |
| 10 |
Fung, Ka Pun 馮家彬 |
59 |
M |
AAC108 |
RO |
|
2006-01-04 |
| 11 |
Goddard Lui, Eva Man Fong 呂敏芳 |
|
F |
AAZ401 |
Rep |
|
2003-07-14 |
| 12 |
Hui, Koon Shan 許冠山 |
|
|
AAC250 |
Rep |
|
2011-09-30 |
| 13 |
Hui, Stanley Siu Leung 許兆良 |
|
M |
AFN827 |
Rep |
|
2003-08-11 |
| 14 |
Ip, Hung 葉虹 |
35 |
F |
AGA252 |
Rep |
|
2006-01-24 |
| 15 |
Lai, Kenneth Kin Chung 黎健聰 |
34 |
M |
ABP978 |
Rep |
|
2005-08-08 |
| 16 |
Lau, On Wah 劉安樺 |
|
|
AAD083 |
RO |
|
2005-08-08 |
| 17 |
Law, Tak Kuen 羅德權 |
|
|
AAB173 |
Rep |
|
2003-04-17 |
| 18 |
Lee, Chi Wah (SFC:AAF504) 李志華 |
|
|
AAF504 |
Rep |
|
2011-09-30 |
| 19 |
Lee, Inessa Suk Wah 李菽樺 |
|
F |
ACH127 |
Rep |
2004-08-18 |
2005-09-02 |
| 20 |
Li, Asser Kwok Keung 李國強 |
|
M |
AAG495 |
Rep |
|
2010-03-31 |
| 21 |
Lim, Swee Tin Lisa 林瑞珍 |
|
|
AGO376 |
RO |
2004-07-23 |
2005-10-28 |
| 22 |
Lo, Ying Lun 勞應麟 |
|
|
AAF498 |
Rep |
2003-11-17 |
2005-01-05 |
| 23 |
Lui, Chung Wai 雷重威 |
|
|
AEE306 |
Rep |
|
2003-06-27 |
| 24 |
Mui, Kay Boon 梅基本 |
|
|
AAJ763 |
Rep |
2003-08-01 |
2005-04-14 |
| 25 |
Sum, Poon Yun 岑本訢 |
|
M |
AED718 |
RO |
|
2004-09-08 |
| 26 |
Sze-To, Ping Chuen 司徒炳全 |
|
|
ABE594 |
Rep |
|
2011-09-30 |
| 27 |
Szeto, King Chuen 司徒經全 |
|
|
AEN511 |
Rep |
|
2011-09-30 |
| 28 |
To, Kin Tung 陶建東 |
|
|
AEO687 |
Rep |
|
2003-04-30 |
| 29 |
To, Ronald Kwok Chien 杜國鍵 |
|
M |
AEN382 |
Rep |
|
2003-11-10 |
| 30 |
Tong, Peng Tiong |
|
|
AHZ636 |
Rep |
|
2004-07-23 |
|
|
|
RO |
2004-07-23 |
2006-11-03 |
| 31 |
Wong, Alex Mang Chung 黃孟聰 |
|
M |
ABE974 |
Rep |
|
2007-01-22 |
| 32 |
Wong, Chi Yan (SFC:ABN290) 黃志仁 |
|
|
ABN290 |
Rep |
|
2011-09-30 |
| 33 |
Wong, Hong Wah 王康華 |
|
M |
ACF078 |
Rep |
|
2008-04-04 |
| 34 |
Wong, Joseph Yan Po 黃恩寶 |
|
M |
AAB990 |
Rep |
|
2011-09-30 |
| 35 |
Wong, Kam Ming (SFC:AFP503) 王錦明 |
|
|
AFP503 |
Rep |
|
2003-07-30 |
| 36 |
Wong, Kwok Leung (SFC:AAH527) 黃國良 |
|
|
AAH527 |
Rep |
|
2003-10-14 |
| 37 |
Wong, Sheung Yeung 王上揚 |
|
|
AFH200 |
Rep |
|
2006-11-24 |
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