CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2024 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Au, Yiu Fai 區耀輝 |
|
|
AFJ091 |
Rep |
2015-02-10 |
2016-03-04 |
| 2 |
Campbell, Lachlan Gordon 甘樂林 |
|
M |
ADU213 |
Rep |
2018-02-28 |
2018-08-13 |
| 3 |
Chan, Henry Wing Hang (SFC:ANR826) 陳穎恆 |
|
M |
ANR826 |
Rep |
2015-02-10 |
2016-08-12 |
| 4 |
Chen, Wen (SFC:BRV888) 陳文 |
|
|
BRV888 |
Rep |
2023-01-05 |
2025-08-04 |
| 5 |
Chen, Xiyuan (SFC:BVE755) 陈曦园 |
|
|
BVE755 |
Rep |
2024-07-23 |
|
| 6 |
Chen, Zhengzhe 陈正哲 |
|
|
BUD940 |
Rep |
2023-10-04 |
|
| 7 |
Cheng, Jiakang 程家康 |
|
|
BVO025 |
Rep |
2024-11-12 |
|
| 8 |
Choi, Sehyun |
|
|
BUL240 |
Rep |
2023-12-27 |
|
| 9 |
Chow, Wing (SFC:ALK717) 周穎 |
|
|
ALK717 |
RO |
2022-09-13 |
2022-10-12 |
| 10 |
Collard, Jeremy David |
|
M |
AJC639 |
RO |
2022-12-20 |
|
| 11 |
Du, Zhirui 杜知睿 |
|
|
BRQ666 |
Rep |
2023-10-26 |
|
| 12 |
Guo, Ran (SFC:BRW326) 郭然 |
|
|
BRW326 |
Rep |
2023-01-16 |
|
| 13 |
Han, Jianchiu 韓劍秋 |
|
|
ANX450 |
RO |
2015-04-16 |
2016-01-24 |
| 14 |
Ho, Tina Yi Mei 何伊薇 |
|
F |
BSE655 |
Rep |
2024-09-09 |
|
| 15 |
Hu, Ping (SFC:BRW327) 胡萍 |
|
|
BRW327 |
Rep |
2023-02-20 |
|
| 16 |
Huang, Guoqin (SFC:BVC266) 黃國欽 |
|
|
BVC266 |
Rep |
2024-06-28 |
2025-06-10 |
| 17 |
Lau, Cheong (SFC:BFA120) 劉暢 |
|
|
BFA120 |
Rep |
2023-11-22 |
2024-02-08 |
| 18 |
Lau, Joanne Yan-Wah 劉恩華 |
|
F |
AZI786 |
Rep |
2023-12-08 |
|
| 19 |
Leung, Kwok Ming (SFC:AIZ701) 梁國明 |
|
|
AIZ701 |
RO |
2014-10-17 |
2018-06-29 |
| 20 |
Li, Gang (SFC:APV891) 李綱 |
|
|
APV891 |
Rep |
2023-02-13 |
2024-08-02 |
| 21 |
Li, Jingyi (SFC:BNG503) 李靜怡 |
|
|
BNG503 |
Rep |
2022-10-07 |
|
| 22 |
Li, Shang Xian 李尚賢 |
|
|
BRH304 |
Rep |
2023-10-19 |
|
| 23 |
Li, Shaoqing (SFC:BRN724) 李少卿 |
|
|
BRN724 |
Rep |
2023-09-13 |
|
| 24 |
Li, Zehuan (SFC:BQO834) 李澤環 |
|
|
BQO834 |
Rep |
2023-10-26 |
2025-04-30 |
| 25 |
Lin, Sitong 林思佟 |
|
|
BUT110 |
Rep |
2024-03-20 |
|
| 26 |
Lin, Wang (SFC:BSY860) 林望 |
|
|
BSY860 |
Rep |
2023-01-16 |
|
| 27 |
Liu, Guangming (SFC:BDD671) 劉廣明 |
|
|
BDD671 |
Rep |
2016-10-03 |
2018-03-22 |
|
|
|
RO |
2018-03-22 |
2018-10-05 |
| 28 |
Liu, Manlu 劉曼璐 |
|
|
BHC885 |
Rep |
2016-03-08 |
2017-06-30 |
| 29 |
Liu, Mengxiao (SFC:BNI018) 劉梦晓 |
|
|
BNI018 |
Rep |
2023-02-06 |
|
| 30 |
Liu, Xinguo (SFC:BOD325) 劉新國 |
|
|
BOD325 |
RO |
2022-09-13 |
2025-06-23 |
| 31 |
Ma, Yuwei (SFC:BQR923) 马雨微 |
|
|
BQR923 |
Rep |
2023-01-16 |
|
| 32 |
Ng, Samson Siu Fung 吳肇鋒 |
|
M |
AXL878 |
Rep |
2015-02-10 |
2015-09-07 |
| 33 |
Ngai, Thomas Kwok Kan 危國根 |
|
M |
ACP700 |
Rep |
2015-02-10 |
2017-06-30 |
| 34 |
Qin, Bo (SFC:BOO258) 秦渤 |
|
|
BOO258 |
Rep |
2023-10-13 |
|
| 35 |
Shen, Yiding 沈一丁 |
|
|
BQC196 |
Rep |
2023-10-19 |
|
| 36 |
Song, Jung Hun 宋政訓 |
|
|
BRL112 |
Rep |
2023-11-10 |
|
| 37 |
Sui, Mingxiao 隋明晓 |
|
|
BVQ783 |
Rep |
2024-12-03 |
|
| 38 |
Sun, Jianning 孙建宁 |
|
|
BUQ177 |
Rep |
2024-02-19 |
2025-01-16 |
| 39 |
Tam, Jude Ho Yin 譚顥賢 |
|
|
ALA228 |
Rep |
2023-11-20 |
|
| 40 |
Tang, Ningyuan 湯宁遠 |
|
|
BTM555 |
Rep |
2024-10-23 |
|
| 41 |
Truong, Alfred Kar Yin 張家賢 |
|
M |
BED061 |
Rep |
2024-12-03 |
|
| 42 |
Wei, Wei (SFC:ANI829) 魏薇 |
|
|
ANI829 |
Rep |
2015-02-10 |
2015-04-18 |
| 43 |
Wong, Tsz Ho (SFC:BSR670) 黃梓皓 |
|
|
BSR670 |
Rep |
2023-11-10 |
2024-10-25 |
| 44 |
Xu, Fanfei 許凡非 |
|
|
BPB455 |
Rep |
2024-06-06 |
|
| 45 |
Xu, Jianqiang (1980) 許建強 |
44 |
M |
BAJ277 |
RO |
2023-02-01 |
|
| 46 |
Xu, Junquan (SFC:BVC221) 徐雋泉 |
|
|
BVC221 |
Rep |
2024-07-05 |
|
| 47 |
Xue, Yan (SFC:ATX492) 薛岩 |
|
|
ATX492 |
Rep |
2015-02-10 |
2016-05-31 |
| 48 |
Yang, Haokun 楊昊堃 |
|
|
BOH427 |
Rep |
2023-02-10 |
2025-08-31 |
| 49 |
Yang, Zhebin 杨哲彬 |
|
|
BVC440 |
Rep |
2024-07-22 |
|
| 50 |
Yau, Yuk Hin 丘旭軒 |
|
|
BVF937 |
Rep |
2024-08-02 |
|
| 51 |
Yeung, Hong Sun 楊航生 |
|
|
AIY790 |
RO |
2014-10-17 |
2018-04-17 |
| 52 |
Yu, Sze Kong 余仕綱 |
|
|
APP175 |
Rep |
2015-04-15 |
2016-06-20 |
| 53 |
Yu, Yipeng 于毅鵬 |
|
|
BQB505 |
Rep |
2023-01-16 |
2024-08-02 |
| 54 |
Zhang, Rui (SFC:BED057) 張睿 |
|
|
BED057 |
Rep |
2015-04-15 |
2018-08-13 |
| 55 |
Zhang, Zheng (SFC:AOL699) 張正 |
|
|
AOL699 |
RO |
2022-09-13 |
|
| 56 |
Zhu, Yichen (SFC:BEG155) 朱懿琛 |
|
|
BEG155 |
Rep |
2015-04-15 |
2016-09-01 |
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