UBS SECURITIES ASIA LIMITED
SFC licensees
RO=Responsible Officer, Rep=Representative
|
Name |
Age in
2003 |
⚥ |
SFC ID |
Role |
From |
Until |
| 1 |
Anderson, Michael James (SFC:ABX611) |
|
M |
ABX611 |
Rep |
|
2005-03-24 |
| 2 |
Beshke, Clarence John |
|
M |
ADS271 |
RO |
|
2010-10-15 |
| 3 |
Bradshaw, John (SFC:AHC328) |
|
M |
AHC328 |
Rep |
|
2012-03-29 |
| 4 |
Chan, Mark Man Wai 陳孟為 |
|
M |
ABR486 |
Rep |
|
2003-04-09 |
| 5 |
Cheng, Jimmy Min Tat 鄭勉達 |
|
M |
ACV741 |
RO |
|
2005-05-20 |
| 6 |
Chung, Rex Richard Kyuchang |
|
M |
AEI990 |
Rep |
|
2003-06-25 |
| 7 |
Coffeng, John Martinus (SFC:ADJ820) |
|
M |
ADJ820 |
Rep |
|
2010-09-06 |
| 8 |
Combalot, Laurent Benoit Georges |
|
M |
AHC015 |
Rep |
|
2009-05-06 |
| 9 |
Easterbrook, Trevor Stephen |
|
M |
AGX021 |
Rep |
|
2004-02-23 |
| 10 |
Fok, Ronald King Man 霍敬文 |
26 |
M |
AGE025 |
Rep |
|
2018-05-04 |
| 11 |
Hosie, Neil Cameron |
|
M |
AHQ348 |
Rep |
|
2004-05-28 |
| 12 |
Hsu, Karen Chia Lin 徐嘉琳 |
|
F |
ACO622 |
Rep |
|
2004-02-23 |
| 13 |
Lau, Marcus Chi Chiu 劉志超 |
|
M |
AAC292 |
Rep |
|
2006-06-08 |
| 14 |
Lee, Hyun Jae (SFC:AHN694) 李賢宰 |
|
|
AHN694 |
Rep |
|
2007-04-19 |
| 15 |
Lee, Simon Chun Kit 李俊傑 |
27 |
M |
AHA361 |
Rep |
|
2009-04-22 |
| 16 |
Lim, Meng Phong 林明鳳 |
|
|
AFH049 |
Rep |
|
2017-06-28 |
| 17 |
Melwani, Rajesh Ramesh (SFC:AEU252) |
|
M |
AEU252 |
Rep |
|
2010-01-26 |
| 18 |
Suen, Benny Hung Kit 孫雄傑 |
|
M |
AIB797 |
Rep |
|
2009-04-22 |
| 19 |
Sum, Hing Man 岑慶文 |
|
|
ABW145 |
Rep |
|
2014-04-11 |
| 20 |
Yoon, Chi Won |
|
|
ACN181 |
Rep |
|
2003-09-15 |
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