Sanford C. Bernstein (Hong Kong) Limited 盛博香港有限公司

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Activity type:

SFC licensees

RO=Responsible Officer, Rep=Representative

Name Age in
2015		 ⚥ SFC ID Role From Until
1 Ashworth, William David M BBN729 Rep 2013-07-09 2013-07-10
2 Barnard, David (SFC:AVD117) M AVD117 Rep 2012-02-28 2012-03-01
Rep 2012-08-27 2012-08-29
3 Barua, Chirantan (SFC:AZT869) AZT869 Rep 2012-07-10 2012-07-11
Rep 2013-01-23 2013-01-24
Rep 2014-04-07 2014-04-08
Rep 2015-01-26 2015-01-28
4 Beveridge, Neil Alexander Stewart M ATM595 RO 2011-09-28
5 Bi, Zhongyuan 畢仲圓 BGA703 Rep 2015-08-19 2016-05-28
6 Bian, Lu 邊璐 AWZ273 Rep 2011-10-24 2016-06-27
7 Brackett, Robert Alan M BBA483 Rep 2013-03-25 2013-03-28
Rep 2014-08-21 2014-08-22
Rep 2015-03-03 2015-03-04
Rep 2015-08-25 2015-09-02
8 Carney, Laura Emmet Nelson M BED795 Rep 2014-12-16 2018-03-09
9 Chan, Jean Ching Lan 陳靜蘭 BBH620 Rep 2013-05-16 2016-04-17
10 Chang, Fu-Ju 章馥如 BCZ295 Rep 2014-02-27 2018-06-06
11 Chen, Mo (SFC:AYI933) 陳默 AYI933 Rep 2011-10-31 2014-02-15
12 Chen, Xue Liang 陈学亮 BBW890 Rep 2013-09-19 2017-01-19
13 Chen, Yen-Fu 陳彥甫 AYE805 Rep 2013-03-13 2014-07-11
14 Cheng, Hua (SFC:AXQ586) 程華 AXQ586 Rep 2011-10-27 2014-05-12
15 Chia, Kiara Kim Szu Shyan AVT057 Rep 2011-10-24 2013-04-02
Rep 2013-04-05 2013-04-09
Rep 2013-10-31 2013-11-01
Rep 2014-09-15 2014-09-16
Rep 2015-04-27 2015-04-28
Rep 2015-10-07 2015-10-14
16 Ching, Yi Edmund 莊毅 M AKU003 Rep 2012-11-12 2012-11-16
Rep 2013-04-05 2013-04-09
Rep 2013-07-22 2013-07-25
Rep 2013-09-19 2013-09-25
Rep 2013-10-15 2013-10-16
Rep 2013-11-01 2013-11-01
Rep 2014-02-25 2014-02-27
Rep 2014-04-23 2014-04-25
Rep 2014-05-26 2014-05-28
Rep 2014-08-18 2014-08-20
Rep 2014-09-15 2014-09-19
Rep 2014-10-29 2014-10-31
Rep 2014-11-10 2014-11-11
Rep 2015-01-21 2015-01-23
Rep 2015-03-16 2015-03-18
Rep 2015-04-27 2015-04-29
Rep 2015-06-08 2015-06-12
Rep 2015-07-13 2015-07-15
Rep 2015-10-20 2015-10-24
Rep 2015-12-07 2015-12-10
17 Chung, Ka Po 鍾家寶 ANN404 Rep 2011-10-24 2022-07-18
18 Clint, Oswald Conan M AVH615 Rep 2013-11-28 2013-11-29
19 Cox, Mark Henry 郭馬克 M ADP699 RO 2011-09-28 2022-03-31
20 Crispin, James Anthony M ANU647 Rep 2013-05-13 2018-10-05
21 Dai, Hao (SFC:BAX544) 戴浩 BAX544 Rep 2013-02-20 2020-08-31
22 Dibadj, Ali M BBA266 Rep 2013-03-25 2013-03-31
23 Feng, Siwei 馮思為 AZZ395 Rep 2012-08-16 2013-06-22
24 Ferragu, Pierre Charles Louis Hubert Marie M AWJ160 Rep 2012-03-05 2012-03-07
Rep 2012-03-19 2012-03-20
Rep 2012-09-05 2012-09-05
25 Gait, Paul Joseph Douglas M BCL075 Rep 2013-12-05 2013-12-06
26 Gao, Yawen (SFC:BDU945) 高雅文 BDU945 Rep 2014-07-18 2016-07-30
27 Garcia, Cristobal Antonio M ANM682 Rep 2011-10-24 2021-06-30
28 Gordon, Daniel (SFC:AHE138) M AHE138 RO 2011-09-28 2024-04-09
29 Gupta, Gaurav (SFC:BAH386) BAH386 Rep 2012-10-15 2012-10-19
30 Harned, Douglas Stuart M AWE188 Rep 2012-10-31 2012-11-05
Rep 2013-11-01 2013-11-10
Rep 2014-11-05 2014-11-11
Rep 2015-11-02 2015-11-07
31 Henderson, Samuel Thomas M AVD913 Rep 2011-10-24 2013-06-26
32 Herman, Neal Thomson AVO978 Rep 2013-01-07 2014-07-14
Rep 2014-09-17 2014-09-29
33 Ho, Purdy Pin Pin 何翩翩 ASI353 Rep 2013-04-15 2014-01-11
34 Hou, Wei (SFC:BBW930) 侯煒 BBW930 Rep 2013-09-19 2017-07-24
35 Houghton, Edward Luke M BEM930 Rep 2014-12-05 2014-12-05
36 Hu, Jinge 胡金戈 BBP879 Rep 2013-07-22 2015-09-26
37 Huang, Jie (SFC:BBF165) 黃頡 BBF165 Rep 2013-04-30 2022-07-21
38 Huang, Yi-Chen 黃苡禎 AXQ007 Rep 2014-11-24 2015-07-21
39 Hulkunte Nagaraj, Ayush AVV794 Rep 2011-10-24 2019-02-22
40 Hutton, Ian (SFC:ANR984) M ANR984 Rep 2014-06-18 2018-10-01
41 Jin, Yueqi 金悦奇 BFJ580 Rep 2015-05-06 2017-10-27
42 Kim, Jaehee 金宰熙 BBQ725 Rep 2013-07-31 2016-03-25
43 Kim, Joshua Taehyun M ATL814 Rep 2011-10-24 2012-05-18
44 Kirjner Neto, Carlos M BEK847 Rep 2014-11-07 2014-11-12
45 Ko, Raymond 高力文 M AIL123 Rep 2011-10-24 2012-12-11
46 Koay, Siu Choon 郭修俊 AXX210 Rep 2011-10-27 2013-03-09
47 Koo, Da Wan 丘多完 AXR520 Rep 2012-07-27 2013-12-28
48 Kurz, Clifford Waits 谷力佛 M BFL540 Rep 2015-05-19 2016-08-27
49 Kwek, Kevin Siew Beng M AZN097 Rep 2012-05-24 2012-05-25
Rep 2012-06-04 2012-06-06
Rep 2012-06-14 2012-06-14
Rep 2012-08-02 2012-08-03
Rep 2012-09-11 2012-09-14
Rep 2012-10-10 2012-10-12
Rep 2012-11-13 2012-11-16
Rep 2012-12-17 2012-12-19
Rep 2013-02-20 2013-02-21
Rep 2013-03-06 2013-03-08
Rep 2013-05-15 2013-05-16
Rep 2013-07-02 2013-07-04
Rep 2013-07-31 2013-08-05
Rep 2013-08-15 2013-08-16
Rep 2013-09-10 2013-09-13
Rep 2013-10-09 2013-10-11
Rep 2013-11-15 2013-11-20
Rep 2014-01-07 2014-01-10
Rep 2014-02-04 2014-02-07
Rep 2014-02-11 2014-02-20
Rep 2014-04-14 2014-04-17
Rep 2014-06-16 2014-06-17
Rep 2014-06-25 2014-06-27
Rep 2014-07-14 2014-07-16
Rep 2014-09-03 2014-09-04
Rep 2014-09-18 2014-09-20
Rep 2014-11-10 2014-11-12
Rep 2015-01-05 2015-01-08
Rep 2015-02-09 2015-02-11
Rep 2015-03-02 2015-03-04
Rep 2015-04-27 2015-04-29
Rep 2015-06-22 2015-06-25
Rep 2015-07-13 2015-07-16
Rep 2015-08-04 2015-08-07
Rep 2015-08-31 2015-09-01
Rep 2015-09-11 2015-09-15
Rep 2015-11-16 2015-11-20
Rep 2015-11-30 2015-12-01
50 Lam, Derek Matthew 林嘉誠 M AXV404 Rep 2014-11-24 2015-07-30
51 Lane, Christopher Allen M BBK862 Rep 2013-07-05 2020-07-31
52 Lau, Johnny Ka Ki 劉家棋 M AOS269 Rep 2011-10-24 2021-08-27
53 Lau, Vanessa Bik Yun 劉碧茵 43 F AYW242 Rep 2012-01-27 2015-09-13
54 Leung, Alex Sing Pong 梁承邦 AVI140 Rep 2011-10-24 2015-11-23
55 Li, Hsinlin 李欣霖 AVK469 Rep 2011-10-24
56 Li, Kelman Jun Qiao 李駿翹 ASL017 Rep 2015-12-24 2021-03-12
57 Li, Shuangxing 李双星 BGC184 Rep 2015-08-31 2017-03-05
58 Lian, Ziqi 練子淇 BCK867 Rep 2013-12-04 2016-02-06
59 Liang, Michelle Alison Hing Man 梁馨文 F AXF635 Rep 2011-10-24 2013-08-31
60 Lim, Marcus Brandon 林克傑 M BFO649 Rep 2015-06-09 2019-07-05
61 Lin, Jie (SFC:BBI105) 林洁 BBI105 Rep 2013-05-27 2014-09-20
62 Liu, Chong (SFC:BEB923) 劉翀 BEB923 Rep 2014-09-01 2018-03-09
63 Liu, Yang (SFC:BFC549) 劉洋 BFC549 Rep 2015-03-16 2019-06-07
64 Lou, Ying (SFC:AVV243) 樓瑩 AVV243 Rep 2011-10-24 2013-09-08
65 Lu, Hui-Chen 呂慧珍 ARN240 Rep 2011-10-24 2013-02-09
66 Marchesseau, Eric Jacques M AUZ419 Rep 2013-05-06 2013-10-10
RO 2013-10-10
67 Mareschal De Charentenay, Ghislain Baptiste Marie (SFC:AXW260) F AXW260 Rep 2011-11-23 2011-11-25
Rep 2012-01-16 2012-01-17
Rep 2012-02-27 2012-02-28
Rep 2012-05-02 2012-05-04
Rep 2012-07-09 2012-07-10
Rep 2012-08-20 2012-08-21
Rep 2012-09-24 2012-10-10
RO 2012-10-10 2016-07-30
68 McGranahan, Colin Andrew M AWZ587 Rep 2014-10-17 2014-10-24
69 McLeish, Euan Grant M BFR706 Rep 2015-06-23 2022-12-31
70 Merriman, Jamie Susan F BDO742 Rep 2014-06-17 2014-06-20
71 Miles, Michael Christopher M AZT872 Rep 2012-07-03 2016-09-25
72 Moel Modiano, Alberto M AVD880 Rep 2011-10-24 2017-06-30
73 Moerdler, Mark L M BER580 Rep 2015-01-05 2015-01-05
74 Newman, Mark Christopher (SFC:AVK470) M AVK470 Rep 2011-10-24 2021-02-12
75 Ong, Chi Sheng 王其勝 BBJ688 Rep 2013-06-04 2014-06-01
76 Ortelli, Mario Zaccaria Carlo M BBJ794 Rep 2013-06-17 2013-06-24
Rep 2014-02-26 2014-02-27
Rep 2014-06-17 2014-06-20
Rep 2015-03-16 2015-03-17
77 Park, Soo Jin AUT784 Rep 2014-01-17 2015-02-04
78 Parker, Michael Wade M AUR866 Rep 2011-10-24 2016-11-02
79 Prozesky, Paul Martin M AUK244 Rep 2012-06-19 2012-06-20
80 Pun, Hoi Ying 潘凱瀛 BGE566 Rep 2015-09-14 2018-03-10
81 Qiu, Wangshu 裘望舒 AVW563 Rep 2011-10-24 2013-08-23
82 Redenius, Jeremy Martin M BBG668 Rep 2013-06-03 2013-06-04
83 Ritter, Andrew Jacob M AXX603 Rep 2012-04-05 2013-01-04
84 Senatore, Sara Betty Harkavy F AVX217 Rep 2015-05-11 2015-05-12
85 Shim, Aidan Taehoon AYV975 Rep 2012-03-26 2012-08-27
86 Shiu, Yik Hung 蕭奕雄 AEP548 Rep 2013-05-06 2016-07-01
87 Stirling, Joshua C M BAZ987 Rep 2013-03-25 2013-03-26
88 Stirling, Trevor John (SFC:AXK433) M AXK433 Rep 2012-06-28 2012-06-29
Rep 2015-09-04 2015-09-04
89 Sun Mattison, Linda Wu F BBF677 Rep 2013-05-03 2015-10-16
90 Tam, Jeffrey Lap Hang 談立亨 M AXO947 Rep 2013-06-11 2013-09-02
91 Tan, Toon Leng BDM837 Rep 2014-06-05 2014-06-08
Rep 2014-08-25 2014-08-29
Rep 2015-04-30 2015-05-06
Rep 2015-11-30 2015-12-04
92 Tang, Ernest Yiu Man 鄧耀民 M ANP309 Rep 2013-03-27 2019-09-06
93 Tiano, Joseph Salvatore M AVM432 Rep 2011-10-24 2013-06-29
94 Topouzoglou, Norbert Mihran M AZI605 Rep 2012-04-23 2018-05-25
95 Tsang, Kenneth Ky Sung 曾紀崇 M AZH816 Rep 2012-04-17 2014-01-09
96 Tse, Jaff Ka Wai 謝家威 ADR277 RO 2011-09-28 2018-09-26
97 Tsui, Eva Tsun Ying 徐俊英 F AZQ388 Rep 2012-06-15 2013-07-08
98 Umansky, Vitaly M BDF561 Rep 2014-05-02 2022-09-30
99 Uy, Sharyn Marissa 黃小鈴 F BEN689 Rep 2014-11-28 2022-05-16
100 Van Brugge, Robert Pieter M AUA340 RO 2011-09-28
101 Vyas, Joy (SFC:BBJ069) BBJ069 Rep 2013-05-30 2013-05-31
Rep 2013-11-13 2013-11-15
102 Wang, Fanrong (SFC:BCS752) 王璠鎔 BCS752 Rep 2015-05-18 2015-06-08
103 Wang, Huan (SFC:AWI425) 王歡 AWI425 Rep 2013-03-25 2015-09-20
104 Wang, Lu (SFC:AXX186) 王璐 AXX186 Rep 2011-10-24 2015-02-04
105 Warburton, Max Eliot Adair AVD908 Rep 2012-04-26 2012-04-27
Rep 2012-08-21 2012-08-31
Rep 2012-09-25 2012-09-26
Rep 2013-02-19 2013-02-21
Rep 2013-03-20 2013-03-21
Rep 2013-04-08 2013-04-11
Rep 2013-06-24 2013-06-27
Rep 2013-09-09 2013-09-11
Rep 2013-10-30 2013-11-01
Rep 2014-01-07 2014-01-08
Rep 2014-01-22 2014-01-24
Rep 2014-03-03 2014-03-04
Rep 2014-05-19 2014-05-22
Rep 2014-09-03 2014-09-05
Rep 2014-11-12 2014-11-14
Rep 2015-01-21 2015-01-23
Rep 2015-03-05 2015-03-06
Rep 2015-05-04 2015-05-08
Rep 2015-11-13 2015-11-27
106 Wen, Bo (SFC:BAD547) 文博 BAD547 Rep 2012-09-04 2016-01-30
107 Werner, Michael Joseph M AUO124 Rep 2011-10-24 2013-09-11
Rep 2013-10-28 2013-11-10
Rep 2013-12-09 2013-12-15
108 Winoker, Steven Eric M AUT771 Rep 2013-06-20 2013-06-24
109 Wong, Christopher Chi Kin (SFC:AXO118) 黃子建 M AXO118 Rep 2011-10-24 2018-01-28
110 Wood, Andrew Dennis M AYM450 Rep 2011-12-08 2011-12-09
Rep 2013-07-24 2013-07-24
111 Wright, Thomas Rowe M AUA323 Rep 2012-04-23 2012-04-27
112 Yiu, Hung Han 姚虹嫻 BEU963 Rep 2015-01-14 2015-03-13
113 Yu, Paul Bo 于博 M AXT654 Rep 2015-09-25 2022-01-06
114 Zhang, Jiajun (SFC:BDR531) 张佳駿 BDR531 Rep 2014-08-25 2016-07-09
115 Zhang, Liang (SFC:AVA073) AVA073 Rep 2011-10-24 2012-02-29
116 Zheng, Zhi (SFC:BBP885) 鄭直 BBP885 Rep 2013-07-22 2014-06-20
117 Zhou, Jing (SFC:BAA703) 周璟 BAA703 Rep 2013-04-05 2016-05-22
118 Zhou, Min (SFC:BDT648) 周敏 BDT648 Rep 2014-07-11 2017-04-28
119 Zhu, Binbin (SFC:AYQ808) 朱璸鑌 AYQ808 Rep 2012-06-07
120 Zhu, Junliang (SFC:BEN145) 朱駿亮 BEN145 Rep 2014-11-27 2015-11-14
121 Zhu, Wenting 朱文婷 BGB195 Rep 2015-08-25 2018-09-14

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