FIRST SHANGHAI SECURITIES LIMITED 第一上海證券有限公司
SFC licensees
RO=Responsible Officer, Rep=Representative
| Name | Age in 2021 |
⚥ | SFC ID | Role | From | Until | |
|---|---|---|---|---|---|---|---|
| 1 | Cai, Yingchen 蔡莹琛 | BLT552 | Rep | 2018-01-15 | 2018-04-06 | ||
| 2 | Chak, Kam Piu 翟錦標 | ABI227 | Rep | 2004-08-10 | |||
| 3 | Chan, Bernard Hon Wai 陳漢偉 | M | AAE407 | Rep | 2004-08-10 | ||
| 4 | Chan, To (SFC:AMF426) 陳濤 | AMF426 | Rep | 2005-08-16 | 2005-11-10 | ||
| 5 | Chan, Wang Fai (SFC:AFI965) 陳宏輝 | 47 | M | AFI965 | Rep | 2004-08-10 | |
| 6 | Chen, Qing (SFC:AHJ872) 陳青 | AHJ872 | Rep | 2004-08-10 | |||
| 7 | Chen, Xiaoxia (SFC:AVR180) 陳曉霞 | AVR180 | Rep | 2010-09-28 | |||
| 8 | Chen, Zhu (SFC:BME232) 陳珠 | BME232 | Rep | 2018-02-15 | 2022-04-08 | ||
| 9 | Cheng, Cheng (SFC:AWK326) 程成 | AWK326 | Rep | 2011-01-11 | 2015-04-30 | ||
| 10 | Cheng, Judy Yuen Yi 鄭宛儀 | F | AIR787 | Rep | 2003-07-26 | ||
| 11 | Cheng, Lit Fai 鄭烈輝 | ACK224 | Rep | 2004-08-10 | |||
| 12 | Cheung, Chik Fai 張藉輝 | AAB513 | Rep | 2004-08-11 | |||
| 13 | Cheung, Hang Chin 張恆展 | AOX089 | Rep | 2007-06-11 | 2008-04-25 | ||
| 14 | Cheung, Wai Ki (SFC:BPJ428) 張慧琪 | BPJ428 | Rep | 2020-03-10 | 2020-11-04 | ||
| 15 | Ching, Ah Chye (SFC:AAG308) 莊益才 | AAG308 | RO | 2019-05-08 | |||
| 16 | Dan, Yucui 但玉翠 | BIQ312 | Rep | 2016-12-22 | |||
| 17 | Ding, Shen 丁燊 | BLU709 | Rep | 2018-01-15 | 2020-12-31 | ||
| 18 | Fang, Ming (SFC:AFP131) 方明 | AFP131 | Rep | 2004-08-11 | |||
| 19 | Fung, Kwan Hay 馮錕禧 | ADS316 | Rep | 2004-08-10 | |||
| 20 | Gao, Mei (SFC:AFS775) 高梅 | AFS775 | Rep | 2009-11-13 | |||
| Rep | 2014-03-04 | ||||||
| 21 | Gu, Sen Sen 古森森 | BBD157 | Rep | 2013-05-06 | 2015-05-22 | ||
| 22 | Han, Xiaoyu (SFC:BOA684) 韓嘯宇 | BOA684 | Rep | 2019-03-13 | |||
| 23 | Ho, Chip Hang 何接恆 | ABH036 | Rep | 2004-08-10 | |||
| 24 | Ho, Kelvin Chi Yin 何自然 | M | AAO487 | Rep | 2004-08-10 | ||
| 25 | Ho, Michael Yui Kin 何銳堅 | M | ABQ517 | Rep | 2003-04-18 | ||
| 26 | Hou, Jie (SFC:BCS549) 侯捷 | BCS549 | Rep | 2014-01-22 | 2022-01-05 | ||
| 27 | Huang, Bohan (SFC:BQW117) 黃博涵 | BQW117 | Rep | 2021-05-03 | 2022-01-21 | ||
| 28 | Huang, Chen (SFC:BFJ991) 黃晨 | BFJ991 | Rep | 2015-06-02 | 2016-10-08 | ||
| 29 | Huang, Haici 黃海慈 | BPL627 | Rep | 2020-04-08 | 2023-02-28 | ||
| 30 | Huang, Jiajie (SFC:BGG191) 黃佳杰 | BGG191 | Rep | 2016-06-03 | |||
| 31 | Kan, Hin Chung 簡顯聰 | BHW829 | Rep | 2018-02-05 | 2022-03-08 | ||
| 32 | Ke, Xuefeng 柯學鋒 | AYR736 | Rep | 2012-01-11 | 2014-11-30 | ||
| 33 | Kwok, Bing Wah 郭冰樺 | AOL080 | Rep | 2010-06-07 | 2011-03-28 | ||
| 34 | Lai, Ho Yin (SFC:AIH679) 黎浩然 | AIH679 | Rep | 2004-07-30 | 2006-06-28 | ||
| 35 | Lam, Heung Wing (SFC:ACD758) 林向榮 | ACD758 | Rep | 2004-05-12 | 2004-11-29 | ||
| 36 | Lam, Paul Chi Yung 林智勇 | M | AFT913 | Rep | 2004-08-10 | ||
| 37 | Lan, Yu (SFC:BCQ497) 藍宇 | BCQ497 | Rep | 2014-01-22 | 2016-11-18 | ||
| 38 | Lee, Deborah Wai Chung 李慧中 | F | AFY974 | Rep | 2005-04-07 | ||
| 39 | Lee, Tai Tong 李棣棠 | ADZ578 | Rep | 2004-08-10 | |||
| 40 | Lee, Ying Kei 李英琪 | AER770 | Rep | 2004-08-10 | |||
| 41 | Leung, Wai Yip (SFC:AAE338) 梁偉業 | AAE338 | Rep | 2004-08-10 | |||
| 42 | Li, Bingshan 李冰山 | ALH680 | Rep | 2005-07-22 | 2007-07-31 | ||
| 43 | Li, Chiu Yee 李昭儀 | AJY016 | Rep | 2016-10-17 | 2018-06-19 | ||
| 44 | Li, Hang (SFC:AWK314) 李航 | AWK314 | Rep | 2011-01-11 | 2012-09-28 | ||
| 45 | Li, Jinglin (SFC:BNR815) 李京霖 | BNR815 | Rep | 2018-12-03 | |||
| 46 | Li, Kwok Hung (SFC:AAB213) 李國雄 | AAB213 | RO | 2010-06-30 | |||
| 47 | Li, Mingjiang (SFC:ANG396) 李明江 | ANG396 | Rep | 2006-05-11 | 2010-06-30 | ||
| RO | 2012-11-05 | ||||||
| 48 | Li, Qian (SFC:BDY405) | BDY405 | Rep | 2014-08-29 | 2015-08-31 | ||
| Rep | 2016-06-03 | ||||||
| 49 | Li, Xian Feng 李险峰 | ALH681 | Rep | 2006-08-24 | 2007-02-28 | ||
| 50 | Li, Yue (SFC:AQG737) 李岳 | AQG737 | Rep | 2008-02-18 | 2009-01-31 | ||
| 51 | Lie, Suet Ching 李雪晶 | ALZ559 | Rep | 2010-05-24 | 2012-07-20 | ||
| 52 | Liu, Ziyu 劉子玉 | BGX748 | Rep | 2016-02-04 | 2016-03-25 | ||
| 53 | Lu, Xiaoxun 陸曉遜 | AGB117 | Rep | 2009-12-11 | 2012-10-31 | ||
| 54 | Luo, Fanhuan 羅凡環 | BRI334 | Rep | 2021-07-29 | |||
| 55 | Luo, Zenglong 羅增龍 | AWZ523 | Rep | 2011-04-19 | 2011-11-25 | ||
| 56 | Man, Kon Sum 文幹森 | AFI890 | Rep | 2006-06-28 | 2010-01-01 | ||
| 57 | Mao, Li (SFC:AQG730) 毛力 | AQG730 | Rep | 2008-02-18 | 2009-12-15 | ||
| Rep | 2011-10-17 | 2013-01-04 | |||||
| 58 | Ngan, Chiu Chun (SFC:BAE640) 顏招駿 | BAE640 | Rep | 2017-06-01 | 2018-08-14 | ||
| 59 | Pang, Xinyi 龐昕怡 | BLQ513 | Rep | 2018-06-01 | 2020-03-13 | ||
| 60 | Poon, Linda Chi Lam 潘芝琳 | F | AHG567 | Rep | 2003-07-07 | ||
| 61 | Qin, Haokai 秦浩楷 | BCS754 | Rep | 2014-01-22 | 2016-06-13 | ||
| 62 | Qiu, Hong (SFC:AGH952) 邱紅 | AGH952 | Rep | 2004-08-16 | |||
| 63 | Qu, Jiayi 曲佳宜 | BPL810 | Rep | 2020-04-08 | 2024-04-30 | ||
| 64 | Sam, Chi Yung 岑智勇 | APR850 | Rep | 2011-03-16 | 2013-05-24 | ||
| 65 | See, Alvin Hoi Yi 施海夷 | M | AAC345 | Rep | 2003-10-31 | ||
| 66 | So, Chi Chiu (SFC:AOG783) 蘇志超 | AOG783 | Rep | 2017-06-01 | |||
| 67 | Sun, Chujie 孫楚杰 | BMY170 | Rep | 2018-07-04 | 2018-11-07 | ||
| 68 | Tsoi, Ho 蔡浩 | AWK311 | Rep | 2011-01-12 | 2016-04-06 | ||
| 69 | Tsui, Kwong Fai 徐光輝 | AFS774 | Rep | 2004-08-10 | |||
| 70 | Wang, James Junyan 王俊彥 | 51 | M | ADA695 | RO | 2006-12-31 | |
| 71 | Wang, Lu (SFC:AGW114) 王璐 | AGW114 | Rep | 2004-08-11 | |||
| 72 | Wang, Qiang (SFC:BGJ404) 王強 | BGJ404 | Rep | 2015-11-11 | 2016-06-22 | ||
| 73 | Wang, Shifen 王師奮 | BFU175 | Rep | 2015-07-31 | 2018-05-18 | ||
| 74 | Wang, Shizhen (SFC:AWK324) 王士振 | AWK324 | Rep | 2011-01-11 | 2013-11-15 | ||
| 75 | Wang, Wei (SFC:ARG951) 王瑋 | ARG951 | Rep | 2008-07-31 | 2009-11-08 | ||
| 76 | Wang, Wenzhou (SFC:ARO923) 王文洲 | ARO923 | Rep | 2008-10-16 | 2011-07-04 | ||
| Rep | 2014-05-23 | 2016-08-26 | |||||
| 77 | Wang, Yang (SFC:BIT765) 汪阳 | BIT765 | Rep | 2017-01-27 | 2020-02-13 | ||
| 78 | Wong, Howard Horg Wang 王學宏 | M | ADV962 | Rep | 2006-03-20 | ||
| 79 | Wong, Kwan Pang 黃坤鵬 | BND499 | Rep | 2019-03-26 | 2019-06-23 | ||
| 80 | Wong, Pak Chun 王柏俊 | AQZ536 | Rep | 2008-06-11 | 2010-04-25 | ||
| Rep | 2012-09-12 | 2014-05-02 | |||||
| RO | 2014-05-02 | ||||||
| 81 | Xiang, Xi (AUC503) 項喜 | AUC503 | Rep | 2009-12-02 | 2011-06-30 | ||
| 82 | Xiao, Kaixi 肖凱希 | BNR310 | Rep | 2018-11-28 | 2022-01-21 | ||
| 83 | Xu, Feina 許斐娜 | AQG753 | Rep | 2008-03-03 | 2015-11-08 | ||
| 84 | Yang, Yinuo 楊伊諾 | BPJ813 | Rep | 2020-02-20 | 2020-11-11 | ||
| 85 | Yeung, Rankine Wai Kin 楊偉堅 | 60 | M | ACC364 | RO | ||
| 86 | Yip, Sheung Chi (SFC:AEI328) 葉尚志 | AEI328 | Rep | 2012-01-09 | |||
| RO | 2012-01-09 | 2025-04-26 | |||||
| 87 | Yu, James Tsz Chau 余紫秋 | M | AMP259 | Rep | 2005-11-25 | 2006-08-10 | |
| Rep | 2007-03-26 | 2007-08-31 | |||||
| 88 | Yu, Ka Ho (SFC:ALS369) 余家豪 | ALS369 | Rep | 2006-01-27 | 2007-02-28 | ||
| 89 | Yu, Lam 余琳 | APB773 | Rep | 2017-09-21 | 2018-04-13 | ||
| 90 | Yuen, Kin Wai (SFC:AEA365) 袁健偉 | AEA365 | Rep | 2004-08-11 | |||
| 91 | Zhang, Chunmei (SFC:AKO867) 張春美 | AKO867 | Rep | 2006-02-02 | 2008-03-31 | ||
| 92 | Zhang, Hongyang (SFC:BGP504) 張弘揚 | BGP504 | Rep | 2015-11-30 | 2018-03-02 | ||
| Rep | 2018-12-31 | 2021-04-16 | |||||
| 93 | Zhang, Wei (SFC:ARB949) 張薇 | ARB949 | Rep | 2008-06-11 | 2010-06-17 | ||
| 94 | Zhang, Xiangyu (SFC:AXO653) 張翔宇 | AXO653 | Rep | 2011-08-04 | 2011-12-09 | ||
| 95 | Zhang, Zhibin (SFC:AYT695) 張智斌 | AYT695 | Rep | 2012-01-11 | 2013-06-21 | ||
| 96 | Zhao, Hailin (1974) 趙海琳 | 47 | F | AVE577 | Rep | 2010-06-15 | 2011-11-30 |
| 97 | Zhao, Mianlu 趙綿璐 | BNG698 | Rep | 2018-09-12 | 2021-01-29 | ||
| 98 | Zheng, Jialiang 鄭嘉梁 | AZB711 | Rep | 2012-03-16 | 2015-09-07 | ||
| 99 | Zhu, Biqi 諸苾玘 | BJI374 | Rep | 2017-04-26 | 2020-06-25 | ||
| 100 | Zou, Wei (SFC:BNN604) 鄒煒 | BNN604 | Rep | 2018-10-25 | 2024-01-05 | ||
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